NeurIPS 2026 论文列表

Conference on Neural Information Processing Systems

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When the Same Coefficients Reach Different Places: Asymmetric Realizability in Transplanting Tokenizers across Large Language Models

Xiaoze Liu, Weichen Yu, Matt Fredrikson, Xiaoqian Wang, Jing Gao

展开摘要

Tokenizer transplant in cross-vocabulary model composition reconstructs donor-only embedding rows as weighted combinations over shared lexical anchors and reuses those coefficients on the base. We identify a structural geometric property of this reconstruction: the same coefficient vector reaches different sets in the donor and base anchor spans, an asymmetric realizability gap. Across 65 donor-base pairs under OMP, with cross-operator validation on CLP, WECHSEL, and FOCUS, we construct breaker tokens: single coefficient vectors that remain statistically inert in the donor anchor span while producing a high-salience reconstruction in the base. The same Gemma-2-2B donor checkpoint admits this construction against 13 different downstream bases drawn from five model families. The planted direction passes weight-merging with a clean reference unchanged. In a deployer case study, standard LoRA fine-tuning suppresses the breaker primarily on prompts whose distribution matches the training corpus and is not a sufficient mitigation against this attack family in our setting. The tested spectral filters miss the asymmetry. We discuss potential misuse in the open-weight composition supply chain.

Poster
When Alignment Fails: Stabilizing Cross-Dynamics RL with Prototype Trust Regions

Dong Uk Kim, Ji Su Yoon, Eui-Nam Huh, Choong Hong

展开摘要

Alignment-based representation learning for cross-dynamics RL admits a degenerate global minimizer: per-domain feature covariances collapse to a common point, driving the alignment loss to zero while transfer regret remains large and rendering the standard Bures-Wasserstein (BW) transfer regret bound vacuous. We document this collapse across multiple environments, alignment kernels (BW, Frobenius, MMD), and methods (BW-CORAL, VGDF), where per-domain effective rank drops from p to $\approx 1$ within a few epochs—structurally the same failure as representation collapse in self-supervised learning. We propose a minimal remedy: a per-domain Prototype Trust Region (TR) that anchors each empirical covariance to a slow-moving EMA prototype, introduces no learnable parameters, and acts as an explicit second-moment stabilizer, mirroring momentum targets and covariance regularizers in SSL. Because TR depends only on per-domain covariances, it is combined with any BW-based method; adding it to VGDF inherits the same resistance to collapse. Theoretically, we prove a BW non-collapse lower bound that restores the transfer-regret guaranty to a non-vacuous form, and present a Representation Stability Transfer Bound that decomposes regret into coverage and stability terms TR directly controls. Empirically, TR delivers statistically significant gains under pre-registered tests in collapse-dominated regimes (finite-sample, lower-dimensional) and is correctly neutral when other bottlenecks dominate. We frame TR not as a universal improvement but as a targeted fix for an identifiable and broadly shared failure mode.

Poster
Trust Region Q Adjoint Matching

Yonghoon Dong, Kyungmin Lee, Changyeon Kim, Jaehyuk Kim, Jinwoo Shin

展开摘要

Off-policy reinforcement learning of pretrained flow policies remains challenging due to the instability of optimization arising from the multi-step sampling process. Recently, Q-learning with Adjoint Matching (QAM) addressed this issue by reformulating into a memoryless stochastic optimal control (SOC) problem with a learned critic. However, QAM inherits a fundamental fragility of critic-guided improvement: small critic errors are amplified when critics are ill-conditioned, often leading to model collapse. This paper introduces Trust Region Q-Adjoint Matching (TRQAM), a stable off-policy fine-tuning algorithm that adaptively controls the path-space KL with pretrained flow policies through projected dual descent. Specifically, we optimize the trust-region parameter $\lambda$ in SOC dynamics, and theoretically show that the path-space KL can be represented by a closed-form function of $\lambda$. As a result, our method can precisely control the exact deviation from pretrained flow policies, achieving stable off-policy RL. Through experiments on 50 OGBench tasks, TRQAM consistently outperforms prior arts in both offline RL and offline-to-online RL. In particular, TRQAM achieves an overall success rate of 68\% in offline RL, substantially improves the strongest baseline at 46\%.

Poster
Trust Region Policy Distillation

Zhengpeng Xie, Li Lyna Zhang, Zeke Xie, Mao Yang

展开摘要

Big goals are hard to achieve all at once; breaking them into small steps is wiser. We present Trust Region Policy Distillation (TOP-D), which transforms the notoriously unstable, high-variance On-Policy Distillation (OPD) into a stable training paradigm by dynamically constructing a proximal teacher. Theoretically, we establish a rigorous framework demonstrating that TOP-D inherently controls gradient variance. By providing a formal global convergence analysis alongside a monotonic improvement bound, we mathematically formalize the reliability and stability of the overall training dynamics. Empirically, TOP-D dramatically enhances training stability, sample efficiency, and final performance on mathematical reasoning tasks. More importantly, TOP-D introduces zero additional computational overhead, positioning itself as a promising alternative to the well-established OPD paradigm.

Poster
Trust Region Continual Learning as an Implicit Meta-Learner

Zekun Wang, Anant Gupta, Chris MacLellan

展开摘要

Continual learning aims to acquire tasks sequentially without catastrophic forgetting, yet standard strategies face a core tradeoff: regularization-based methods (e.g., EWC) can overconstrain updates when task optima are weakly overlapping, while replay-based methods can retain performance but drift due to imperfect replay. We study a hybrid perspective: \emph{trust region continual learning} that combines generative replay with a Fisher-metric trust region constraint. We show that, under local approximations, the resulting update admits a MAML-style interpretation with a single implicit inner step: replay supplies an old-task gradient signal (query-like), while the Fisher-weighted penalty provides an efficient offline curvature shaping (support-like). This yields an emergent meta-learning property in continual learning: the model becomes an initialization that rapidly \emph{re-converges} to prior task optima after each task transition, without explicitly optimizing a bilevel objective. Empirically, on task-incremental diffusion image generation and continual diffusion-policy control, trust region continual learning achieves the best final performance and retention, and consistently recovers early-task performance faster than EWC, replay, and continual meta-learning baselines.

Poster
Trust Guided Decision Transformer

Chainesh Gautam, Raghuram Bharadwaj Diddigi, Chandramouli Kamanchi, Pankaj Dayama, Sumanta Mukherjee, Kameshwaran Sampath

展开摘要

Decision Transformer performance degrades on long rollouts because the conditioning context drifts out of the training distribution. We show that this drift is visible through the model's own next state prediction error, which rises during rollout and stays elevated, giving a direct signal of when context has become unreliable. We introduce Trust Guided Decision Transformer (TGDT), which selects context before applying value guidance. At each step, TGDT evaluates several recent context suffixes using rolling next state prediction error, calibrated against held out offline data via split conformal prediction. It keeps only suffixes whose error stays within the calibrated threshold, then uses a frozen critic to choose the highest value action among the trusted suffixes. This reverses the order used by value only elastic selection, where the critic may choose an action generated from a context the model itself has flagged as unreliable. Experiments on D4RL navigation and locomotion tasks show that state prediction, critic guidance, and hard context reset each solve only part of the problem. TGDT reduces persistent high error runs and improves return over vanilla Decision Transformer, reset based context control, and value only context selection.

Poster
TERMINATOR: Learning Optimal Exit Points for Early Stopping in Chain-of-Thought Reasoning

Alliot Nagle, Jakhongir Saydaliev, Dhia Garbaya, Michael Gastpar, Ashok Vardhan Makkuva, Hyeji Kim

展开摘要

Large Reasoning Models (LRMs) achieve impressive performance on complex reasoning tasks via Chain-of-Thought (CoT) reasoning, which enables them to generate intermediate thinking tokens before arriving at the final answer. However, LRMs often suffer from significant overthinking, spending excessive compute time even after the answer is generated early on. Prior work has identified the existence of an optimal reasoning length such that truncating reasoning at this point significantly shortens CoT outputs with virtually no change in performance. However, determining optimal CoT lengths for practical datasets is highly non-trivial as they are fully task and model-dependent. In this paper, we precisely address this and design Terminator, an early-exit strategy for LRMs at inference to mitigate overthinking. The central idea underpinning Terminator is that the first arrival of an LRM's final answer is often predictable, and we leverage these first answer positions to create a novel dataset of optimal reasoning lengths to train Terminator. Powered by this approach, Terminator achieves significant reductions in CoT lengths of 14%–55% on average across four challenging practical datasets: MATH-500, AIME 2025, HumanEval, and GPQA, while outperforming current state-of-the-art methods and reducing inference latency by more than 2$\times$ compared to the original LRM.

Poster
SWE-Chain: Benchmarking Coding Agents on Chained Release-Level Package Upgrades

Man Ho LAM, Chaozheng Wang, Hange Liu, Jingyu Xiao, Haau-Sing Li, Jen-tse Huang, Terry Yue Zhuo, Michael R. Lyu

展开摘要

Coding agents powered by large language models are increasingly expected to perform realistic software maintenance tasks beyond isolated issue resolution. Existing benchmarks have shifted toward realistic software evolution, but they rarely capture continuous maintenance at the granularity of package releases, where changes are bundled, shipped, and inherited by subsequent versions. We present SWE-Chain, a benchmark for evaluating agents on chained release-level package upgrades, where each transition builds on the agent's prior codebase. To produce upgrade specifications, we design a divide-and-conquer synthesis pipeline that aligns release notes with code diffs for each version transition, ensuring the requirements are grounded in actual code changes, informative to agents, and feasible to implement. SWE-Chain contains 12 upgrade chains across 9 real Python packages, with 155 version transitions and 1,660 grounded upgrade requirements. Across nine frontier agent-model configurations, agents achieve an average of 44.8% resolving, 65.4% precision, and 50.2% F1 under the Build+Fix regime, with Claude-Opus-4.7 (Claude Code) leading at 60.8% resolving, 80.6% precision, and 68.5% F1. These results show that SWE-Chain is both feasible and discriminative, and reveal that current agents still struggle to make correct upgrades across chained package releases without breaking existing functionality.

Poster
Reliable Chain-of-Thought via Prefix Consistency

Naoto Iwase, Yuki Ichihara, Mohammad Atif Quamar, Junpei Komiyama

展开摘要

Large Language Models often improve accuracy on reasoning tasks by sampling multiple Chain-of-Thought (CoT) traces and aggregating them with majority voting (MV), a test-time technique called self-consistency. When we truncate a CoT partway through and regenerate the remainder, we observe that traces with correct answers reproduce their original answer more often than traces with wrong answers. We use this difference as a reliability signal, **prefix consistency**, that weights each candidate answer by how often it reappears under regeneration. It requires no access to token log-probabilities or self-rating prompts. Across five reasoning models and four math and science benchmarks, prefix consistency is the best correctness predictor in most settings, and reweighting votes by it reaches Standard MV plateau accuracy at up to $21\times$ fewer tokens (median $4.6\times$).

Poster
Not All Routing Drift Is Harmful: Trust-Region Projection for Class-Incremental Learning

Tae-Hwan Kim, Sung-Bae Cho

展开摘要

Class-incremental learning (CIL) with pre-trained models has increasingly adopted Mixture-of-Experts (MoE) adapters, which freeze the backbone and selectively route inputs to sparse adapter subsets, achieving competitive performance through efficient parameter reuse. However, as new tasks are learned sequentially, the router's output distribution gradually shifts away from previous states, undermining consistent adapter reuse and accelerating forgetting. Through a controlled instance-level analysis, we show that this effect is highly asymmetric, where instances with large routing drift account for most of the performance degradation, while those with small drift remain stable or can even benefit from it. This finding suggests that only excessive drift requires correction, while small drift may be better preserved than suppressed, and motivates us to propose Trust-Region Projected Routing (TRPR) that adapts the trust-region principle from constrained optimization to routing stabilization. It constrains each input's routing distribution within a KL-bounded trust region around a class-level anchor, correcting only excessive deviations while leaving small drift intact. To complement class-level anchoring with per-sample adaptability, TRPR additionally introduces an Instance-Adaptive (IA) path for fine-grained per-sample specialization, fused with the projected path via a learned gate. Extensive experiments on four CIL benchmarks show that TRPR consistently outperforms nine representative PEFT-based baselines, with accuracy gains of up to 3.06% in average and final accuracy and forgetting reduced by up to 2.48%.

Poster
From Infrastructure to Interface, the AI Value Chain Drives LLM Homogenization

Khaoula Chehbouni, Cléa Chataigner, Prakhar Ganesh, Pablo Piantanida, Jackie CK Cheung, Golnoosh Farnadi

展开摘要

Outcome homogenization---models producing similar outputs---has drawn increasing attention in the large language model (LLM) community as researchers and practitioners have come to recognize that alignment practices can reduce model diversity and reproduce dominant narratives. However, most approaches address outcome homogenization exclusively through a technical lens. In this position paper, we argue that outcome homogenization is best understood as a value-chain phenomenon shaped by stakeholders, governance structures, resource allocation, model development, and organizational practices. We identify key drivers of homogenization in the AI ecosystem, showing how current practices reinforce dominant paradigms while marginalizing alternative perspectives. We argue that addressing homogenization requires shifting attention from model-level decisions to the broader power dynamics and organizational practices. Through a case study of LLM vendors’ safety alignment practices, we illustrate how these ecosystem-level forces shape model development and deployment. We conclude with a call to action, offering targeted recommendations for the research community.

Poster
Efficiently Representing Algorithms With Chain-of-Thought Transformers

Yanhong Li, Anej Svete, Ashish Sabharwal, Will Merrill

展开摘要

The increasing popularity of *reasoning* models---language models that output a series of reasoning or thought tokens before producing an answer---is justified, in part, by theoretical results showing that chain-of-thought (CoT) transformers can simulate Turing machines, and thus perform arbitrary computation. However, the Turing machine, while suitable for a complexity theoretic analysis, isn't convenient, intuitive, or efficient when discussing algorithms. Algorithms are typically designed and analyzed at a higher level of abstraction, captured by the *Word RAM* model with random-access memory and unit-cost operations on $O(\log n)$-bit words. As a result, Word RAM algorithms can be substantially more efficient than their Turing machine counterparts, raising the question: *Can CoT transformers efficiently simulate Word RAM algorithms?* For instance, can they sort $n$ items in $O(n \log n)$ steps or run Dijkstra's algorithm in $O(E + V \log V)$ steps? We answer affirmatively, up to poly-logarithmic overhead. We first establish this for finite-precision transformers with poly-logarithmic width and rightmost unique hard attention, then strengthen the result to two more practical settings with finite width and log-precision: *continuous* CoT, where reasoning takes the form of vectors rather than tokens, and a *hybrid* architecture in which transformer layers sit atop a recurrent (linear RNN) layer. In all three cases, we find that CoT *can* efficiently simulate any Word RAM algorithm with only a poly-logarithmic overhead in $n$. This overhead reduces to log-square when the Word RAM has a ``flat'' instruction set, and only logarithmic for multiplication-free flat instructions---in stark contrast to known CoT simulations of Turing machines, which require quadratic overhead over Word RAM.

Poster
ComPose: When to Trust Hands for Object Pose Tracking

Jisu Shin, Junoh Lee, JunGyu Lee, Inhwan Bae, Dohyeon Lee, Hokyun Im, Youngwoon Lee, Hae-Gon Jeon

展开摘要

Reconstructing the motion of objects from videos is a key component for embodied AI and robot manipulation. While diverse approaches to object pose tracking have been studied, they rely heavily on strong external priors, such as depth data or 3D templates, and remain highly vulnerable to severe occlusions by hand grasps despite the use of explicit masks. In this work, we present ComPose, a 6DoF object tracking framework designed for hand-aware object pose estimation from RGB video. Rather than treating the hand purely as an occluder, our method harmonizes hand motions as a complementary cue for object tracking. In detail, we recover a variety of object motions over time by combining object- and hand-derived cues from foundation models within a unified tracking pipeline. Here, ComPose adaptively selects informative hand joints, blends object- and hand-based rotation cues, and refines translation from the visible geometric evidence using a learned correction. We further enforce the temporal consistency over both rotation and translation, yielding stable 3D object trajectories over time without any external smoothing. Extensive experiments show that our method is accurate, efficient, and robust under severe hand occlusion and geometric ambiguity. In addition, the resulting trajectories can also effectively transfer to downstream robot manipulation by enabling robots to reconstruct human actions from online videos.

Poster
Chain-of-Thought Is Not Explainability

Fazl Barez, Tung-Yu Wu, Iván Arcuschin Moreno, Michael Lan, Vincent Wang-Maścianica, Noah Siegel, Nicolas Collignon, Clement Neo, Isabelle Lee, Alasdair Paren, Adel Bibi, Robert Trager, Damiano Fornasiere, John Yan, Yanai Elazar, Yoshua Bengio

展开摘要

*Chains‑of‑thought* (CoT) allow language models to verbalise multi‑step rationales before producing their final answer. While this technique often boosts task performance and offers an impression of transparency into the model's reasoning, this position paper argues that rationales generated by current CoT techniques can be misleading and are *neither necessary nor sufficient* for trustworthy interpretability. We analyze *faithfulness* as whether CoTs are not only human-interpretable, but also reflect the model’s underlying reasoning well enough to support responsible use. By synthesizing evidence from prior work, we show that verbalised chains are frequently *unfaithful*, diverging from the true hidden computations that drive a model's predictions. As CoT is increasingly relied upon in application domains, including high-stakes ones such as medicine, law, and autonomous systems, we further argue that this unfaithfulness is not taken seriously enough in these settings: our analysis of 1,000 recent CoT-centric papers finds that approximately 25\% explicitly treat CoT as an interpretability technique, including papers in high-stakes domains which heavily hinge on such interpretability claims. Building on prior work, we make three proposals: (i) avoid treating CoT as being sufficient for interpretability without additional verification, while continuing to use CoT for its communicative benefits, (ii) adopt rigorous methods that assess faithfulness for downstream decision-making, and (iii) develop causal validation methods to ground explanations in model internals.

Poster
Chain of Dual Structures in Transformer Attention

Masato Uchida

展开摘要

The attention mechanism in Transformers links queries, keys, and values through a sequence of computations, while the principles that constrain its form remain unclear. This paper examines attention under natural requirements that formalize basic properties of attention computation as transformations between representation spaces, and asks which forms of attention computation are admissible. We show that similarity computation, score-to-weight mapping, and value aggregation are unified by dual structures induced by convex potential functions and their Legendre transforms. In particular, the standard inner-product score is recovered as a limiting case of a potential-based score, the score-to-weight map must take a gradient-map form under structural requirements on attention normalization, and the value-aggregation rule must take a dual-coordinate barycentric form under structural requirements on representative-point aggregation. These results show that the standard components of attention are structurally constrained by the underlying dual structure, while the choice of potentials provides explicit degrees of freedom for understanding and modifying attention mechanisms.

Poster
Can We Trust Item Response Theory for AI Evaluation?

Han Jiang, Sunbeom Kwon, Jinwen Luo, Ziang Xiao, Susu Zhang

展开摘要

AI benchmarks increasingly leverage item-level statistical models, particularly item response theory (IRT), to estimate capabilities, rank systems, select informative examples, and diagnose benchmark quality. However, AI benchmark data often departs from the data regimes encountered in human testing, for which standard IRT estimation tools were originally developed: these benchmarks typically involve fewer evaluated models, far more items, and capability distributions that may be skewed, clustered, or multimodal. We examine how these regime mismatches challenge the reliability of IRT modeling for AI evaluation. Using item parameters and capability distributions derived from six widely used LLM benchmarks, we simulate response matrices under three common IRT models and compare four estimators used in recent benchmark studies: marginal maximum likelihood, Markov chain Monte Carlo, variational inference, and a neural pseudo-Siamese estimator. Across 18,000 simulation runs, we systematically evaluate computational feasibility, scalability, and the reliability of IRT inferences about model rankings, predicted performance, and item characteristics. Results show that classical estimators can become computationally infeasible for large benchmarks, whereas scalable estimators can produce unreliable item-level and ranking inferences with small or non-normally distributed model sets. This study identifies when latent trait models reliably support or risk distorting AI benchmarking claims, and what sample sizes and diagnostics are needed for trustworthy use.

Poster
Beyond Suspicious Steps: Ontological Trust in Long-Horizon Agents

Yao Wang, Haibin Zhang

展开摘要

Long-horizon agents increasingly operate across many steps, tools, and observations. In this setting, the relevant oversight question is not only whether each action is locally valid, but whether the evolving trajectory still corresponds to the task the user authorized. Drift can accumulate quietly: an agent may call the right tool with plausible arguments at every step, while its prefix moves toward a broader role, an adjacent objective, or evidence the user never supplied. Existing monitors mostly check local compliance, deliver final-trace verdicts, or score generic risk; they do not directly estimate this prefix-level relation. We introduce ontological trust, a task-conditioned property of trajectory prefixes, and instantiate it as RGE, an online monitor that decomposes trust along Role, Goal, and Evidence. RGE uses LLMs only to derive structured representations. State updates, projections, and intervention decisions are deterministic, so the output is a replayable and auditable trust trajectory rather than a single end-to-end judge verdict. We construct a cross-domain trajectory corpus from OSWorld, FinanceBench, and EICU-AC, covering benign executions, prefix-paired drift, and pseudo-consistency failures. On this corpus, RGE outperforms adapted rule-, judge-, and shield-style baselines on prefix-paired drift detection. With the two larger estimator models, it exceeds 93\% Drift F1 on every benchmark while keeping benign coverage at or above 95.8\%. Pseudo-consistency is harder: detection depends on whether task completion is externally visible, a structural limit we characterize empirically.

Poster
A Tight Hierarchy For Chain of Thought

Thanh Le, A. Pavan, N V Vinodchandran

展开摘要

Chain-of-thought (CoT) reasoning has emerged as a powerful paradigm for extending the computational capabilities of transformer-based models. A growing body of recent work has begun to uncover the fine-grained computational power of transformers augmented with CoT, as well as their connections to classical complexity theory. In this work, we advance this line of research by establishing the first hierarchy theorem for \CoT-based computation. Our main result shows that for any reasonable resource bound $r(n) \geq n$ and any $\varepsilon > 0$, $$ \mathrm{CoT}(r(n)) \subsetneq \mathrm{CoT}(r(n)^{1+\varepsilon}), $$ where $\mathrm{CoT}(r(n))$ denotes the class of decision problems solvable by transformers using $O(r(n))$ CoT reasoning steps on inputs of length $n$. Our result shows that increasing the number of CoT reasoning steps provably yields strictly greater computational power, establishing CoT steps as a fundamental resource in transformer-based computation. Unlike classical hierarchy theorems, which are typically proved via diagonalization, our approach leverages known coarse-grained simulations between CoT-augmented transformers and Turing machines in both directions. Building on these connections, we adapt the classical padding technique from complexity theory to this setting to obtain a tight hierarchy. A key technical contribution of our work is the implementation of padding within the transformer-based CoT model.

Poster
A Solvable Model of Chain-of-Thought in In-Context Learning

Kaito Takanami, Cengiz Pehlevan

展开摘要

Chain-of-thought (CoT) reasoning has become a widely used mechanism for eliciting multi-step reasoning in large language models by generating intermediate reasoning steps at inference time. Yet the scaling behavior of generalization with CoT depth remains poorly understood. To address this question, we study a theoretically solvable model of CoT for in-context weight prediction in linear regression, where test-time reasoning is represented as an iterative refinement of the weight-parameter estimate. Using tools from random matrix theory under high-dimensional asymptotics, we derive an exact formula for the generalization error as a function of reasoning depth, pretraining data amount, and context length. Our analysis reveals a sharp phase transition separating exponential and polynomial improvement, saturation, and overthinking, and characterizes how the optimal reasoning depth scales. We further show that deeper reasoning is most effective with sufficiently rich pretraining and in-context information, whereas limited pretraining or context makes longer reasoning prone to error amplification or saturation. We also validate these predictions through experiments on fully learned linear attention and softmax attention models. Our results provide a unified theoretical account of how test-time CoT depth affects generalization.

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