NeurIPS 2026 论文列表

Conference on Neural Information Processing Systems

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6,437篇论文

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μLM: Rethinking Sub-100M Language Models through Memory-First Design

Zijie Chen, Guiyun Fan, Haiming Jin

展开摘要

Ubiquitous IoT devices, such as companion toys, wearables, and micro-robots, are increasingly embracing language models, yet current cloud-based deployments suffer from latency, privacy, and weak-network reliability issues. These resource-constrained devices typically cap deployable model size below 100M parameters, while existing sub-100M models fall short in basic language and commonsense capabilities. In this extreme regime, we argue that the memory bottleneck supersedes the traditional compute bottleneck as the binding constraint, calling for memory-first design that maximizes model capability under a fixed parameter budget. Notably, the stringent budget binds both what the model stores and what it can afford to learn, demanding architecture-data co-design. In this paper, we propose $\mu$LM, a memory-first sub-100M language model framework instantiating this co-design. For architecture, we present DMLA, which preserves latent attention's compact cache while relieving its feature-squeezing bottleneck under aggressive compression via explicit content-position latent decoupling. For data, we present $\mu$Mix, a capacity-aware multi-stage curriculum tailored to sub-100M models, prioritizing high-quality natural language and commonsense data aligned with embedded scenarios over brute-force token scaling. $\mu$LM-70M surpasses all sub-300M baselines and rivals several sub-1B models on standard benchmarks; even at 9M, it remains competitive. Fine-tuned into a tool-calling agent, $\mu$LM outperforms same-scale baselines and achieves a 97.2\% end-to-end executable rate, presenting a promising direction toward practical sub-100M language modeling.

Poster
When Does Knowing the State Help? Diagnosing Process vs. Outcome Reward Design

Wenpei Shao, Ross Jacobucci

展开摘要

Process reward models (PRMs) dramatically outperform outcome reward models (ORMs) for math reasoning and agent tasks, yet provide no benefit for chat and QA. No theory explains why, and practitioners choose between them by expensive trial and error. We introduce state-lift, a diagnostic that predicts whether a PRM is worth training for a new domain — in minutes, from ~500 labeled steps, before committing to expensive reward model training. State-lift measures how much step quality depends on trajectory state versus action text alone, and an accompanying effective gap distinguishes two regimes: state-noise-dominant (PRM essential) and action-gap-dominant (ORM sufficient). Across ten domains and eleven published PRM-ORM comparisons, state-lift correctly predicts PRM advantage, and a minutes-scale linear estimate matches the outcome of full Llama-3.1-8B reward model training — including CaSiNo negotiation (+0.055 lift at SL = 0.22). The accompanying two-branch decision protocol turns state-lift into an actionable PRM-vs-ORM workflow that runs in minutes on a single CPU.

Poster
Virtual Head Attention

Xibo Ding, Guoxia Wang, Jinle Zeng, Jiabin Yang, Sirui Tao, Chao Yang, Dianhai Yu

展开摘要

The design of attention mechanisms in long-context large language models faces an ``impossible triangle'' among KV cache size, training and prefill FLOPs, and model quality. Grouped-Query Attention (GQA) achieves strong quality but incurs high KV cache overhead; alternative approaches such as Multi-head Latent Attention (MLA) and Multi-matrix Factorization Attention (MFA) can compress the cache, but MLA suffers from quality loss while MFA substantially increases training and prefill compute. We propose Virtual Head Attention (VHA), which simultaneously improves all three vertices through two lightweight linear operations: Q Premix applies a near-identity transformation to queries within each KV group to recover virtual head diversity from halved physical query heads, and Linear Postmix fuses inter-head features via a low-rank $I + AB^\top$ residual structure. Since VHA introduces no nonlinear operations, Premix can be folded into the query projection and Postmix into the output projection at inference time, reducing the model to a standard GQA-2 architecture that directly reuses all existing GQA inference optimizations. With only two KV heads, the group size in large models readily reaches 64, fully exploiting Tensor Core parallelism during decoding. Across four scales (0.6B, 1.7B, 4B dense, and 8B-A1B MoE) with 4K-context 50B-token pretraining, VHA consistently surpasses the standard GQA baseline at every scale ($+$0.05\% to $+$0.81\%), while reducing KV cache by $4\times$ vs.\ GQA-8 at dense scales and $2\times$ vs.\ GQA-4 at the MoE scale, and lowering training and prefill FLOPs by 7.9\% (1.7B, $S{=}4096$). On an industrial 30B-A3B MoE model trained on 500B tokens at 8K context, VHA outperforms both MLA and GQA-4 by $+$0.70\,/\,$+$2.60\,\% on a 12-benchmark base-model evaluation suite, demonstrating scalability to industrial model scale. The source code will be released on GitHub.

Poster
Verifier Choice is a Benchmark Design Variable: Auditing Structural Counting Evaluation in Text-to-Image Models

Shurun Li, Michael H Wang, Haibo Zeng, Long Wang

展开摘要

Automatic evaluation is now central to text-to-image benchmarking, but the verifier that converts generated images into scores is often treated as an implementation detail. We argue that this is unsafe: an automatic benchmark score is a property of the image generator, prompt distribution, verifier, verifier-use protocol, and scoring rule, not of the generator alone. We study this issue in structural counting, a controlled setting where human-visible counts can be audited and where both instance-level object counts and parent-bound substructure counts arise naturally. We construct a verifier-centric audit suite over seven counting objects: cell phones, chairs, and traffic lights for object counting, and clover leaflets, dresser drawer fronts, power-strip sockets, and turbine blades for substructure counting. Across 6,240 generated images from Qwen-Image-2512 and FLUX.2-dev, we compare open MLLM verifiers under count-only, reject-aware, zero-shot and few-shot protocols, plus TIFA-like target-query variants and targeted frontier closed-model sanity checks on two hard objects. We also compare MLLMs with a detector baseline. On a balanced 2,280-image evaluation split, Qwen3.5-27B with few-shot reject/count achieves the best image-level agreement among open verifiers ($\kappa=0.754$) with a small aggregate score gap ($+1.54\text{pp}$), but changing the protocol, model size, or generator distribution can shift automatic scores by tens of points. Targeted GPT-5.5 and Claude Opus 4.7 checks do not remove the failure modes: GPT-5.5 still has only 59.92\% clover valid-count fidelity, while Claude Opus 4.7 has lower same-slice agreement ($\kappa=0.432$). We propose reporting a factorized verifier reliability profile---aggregate score gap, image-level agreement, valid-image count fidelity, rejection behavior, output compliance, and directional bias---rather than a single automatic benchmark score.

Poster
Variable-Length Generative Protein Design via Generalized Poisson Flow

Chaoran Cheng, Zhanghan Ni, Yanru Qu, Yuxin Chen, Ruihan Guo, Jiajun Fan, Ge Liu

展开摘要

The ability to generate variable-length proteins is crucial in protein design, where the optimal length is often unknown and tightly coupled to structural designability. Current state-of-the-art diffusion and flow-based generative models require the protein length to be predetermined before sampling, limiting their flexibility in exploring the feasible protein design space. To bridge this gap, we introduce Generalized Poisson Flow (GPFlow), a novel generative framework that enables variable-length generative modeling by learning the rate function that minimizes the negative log-likelihood of an inhomogeneous generalized Poisson process. We establish theoretical guarantees for recovering the joint multimodal distribution (both continuous and discrete) and for an upper bound on the KL divergence to the generated distribution. We evaluate GPFlow extensively across various protein design tasks, including unconditional structure and sequence generation and conditional motif scaffolding, to validate GPFlow’s effectiveness on both continuous and discrete modalities. Our results demonstrate GPFlow’s superior generative performance and quality, achieving the top designability and distributional fitness on unconditional generation, and ranking first on 10 out of 16 motif scaffolding tasks, with up to a 10-fold improvement in success rates on the most challenging targets.

Poster
VEHBench: A Stage-Local Diagnostic Benchmark for LLM-Assisted Vibration Energy Harvester Design

Depeng Su, Yuyu Luo, Guobiao Hu

展开摘要

Battery-free Internet of Things (IoT) requires iterative design of vibration energy harvesters (VEHs) under coupled physical constraints, while LLMs are emerging as interface layers for engineering workflows. However, existing engineering benchmarks primarily assess final artifact validity, offering limited insights into how LLMs behave across different stages of coupled physical design. We introduce VEHBench, an engineering-native diagnostic benchmark for LLM-assisted VEH design, featuring 763 literature-grounded tasks scored by an analytical physical oracle. VEHBench evaluates four design roles: specification triage, verifier-guided search, corrupted-state recovery, and policy-conditioned selection. Experimental results reveal that LLM capability is strongly stage-dependent: no single model consistently dominates the entire workflow, and response-control profiles expose distinct behavioral patterns across design roles. VEHBench thus provides a stage-aware foundation for evaluating, selecting, routing, and improving verifier-grounded engineering LLMs. The anonymous artifact is available at https://huggingface.co/datasets/AnonymousVehbench/vehbench.

Poster
Two is better than one: designing heterogeneous scales in binary rating systems

Liren Shan, Alec Sun, Jingyan Wang

展开摘要

Online platforms often struggle with inflated, uninformative user ratings. This issue can be mitigated by better design of the data collection mechanism, for example through changing the phrasing of user questions. Previous work optimizes a single rating scale to best distinguish the inherent qualities of items under binary feedback. In this paper, we demonstrate the power of utilizing different rating scales for different users. First, we show that a designer can always split a single rating scale into two to improve item rankings. Next, we formally characterize the optimal design of multiple scales as a series of 0-1 step functions whose threshold values are evenly spaced. Finally, we consider an adaptive model where subsequent rating scales can depend on the responses from previous users and show that adaptivity leads to even greater distinguishing power. All in all, our theoretical results show that using heterogeneous scales significantly improves item rankings on platforms.

Poster
Two Stages of Folding: Convergent Mechanisms in AI Protein Folding Trunks

Kevin Lu, Jannik Brinkmann, Stefan T Huber, Aaron Mueller, Yonatan Belinkov, David Bau, Chris Wendler

展开摘要

How do protein structure prediction models fold proteins? We investigate this question through causal interventions on the folding trunks of ESMFold, OpenFold, and Boltz-1. Across all three models, we find a shared two-stage computational structure. In the first stage, early blocks initialize *pairwise biochemical signals*: features like charge propagate from sequence into pairwise representations through architecture-specific pathways. In the second stage, late blocks develop *pairwise spatial features*: distance and contact information accumulate in the pairwise representation. We verify these mechanisms causally by showing that steering charge and distance features induces predictable structural changes. Furthermore, these representations are functionally interchangeable: pairwise states can be linearly aligned and substituted across models. Together, these results suggest that folding trunks with different architectures, inputs, and training procedures converge on a shared representational organization for mapping sequence chemistry into spatial geometry.

Poster
Treat Domain-Specific Languages as Design Variables in LLM Agents

Letian Li, Wenyuan Jiang, Xin Yang, Shuzhao Xie, Chenghao Gu, Yu Meng, ZhengXiao He, Zhi Wang

展开摘要

Large Language Model (LLM) agents increasingly excel at complex tasks, yet a persistent bottleneck emerges at the boundary of rule-based systems. Here, the core challenge is often not comprehending intent, but routing user intent through a prescribed, executable interface. This paper posits that this routing problem is best addressed not by scaling model reasoning alone, but by treating the interface itself—specifically, Domain-Specific Languages (DSLs) and their attached verifiers—as first-class boundary infrastructure. We argue that an effective DSL functions as a cognitive shortcut: by providing a high-abstraction, strongly constrained representation, it can compress the intent-to-action path, prune invalid actions before they are attempted, and mechanistically verify correctness via its harness. Our central contribution is to frame the deliberate selection, design, and evaluation of such language--harness pairings as an under-studied research variable that directly shapes an agent's effective action space, failure modes, and learning signals. We develop this position through a dual lens of lifecycle and domain analyses, and ground it with targeted case studies.

Poster
The SuperActivator Mechanism: Transformers Concentrate Reliable Concept Signals in the Tail

Cassandra Goldberg, Chaehyeon Kim, Adam Stein, Eric Wong

展开摘要

Concept vectors aim to enhance model interpretability by linking internal representations with human-understandable semantics, but their practical utility is often limited by noisy and inconsistent activations. In this work, we uncover the SuperActivator Mechanism: a transformer dynamic that amplifies concept activation gaps, concentrating the most reliable concept evidence into a small set of high-activation tokens. To develop a theoretical understanding of this mechanism, we prove that concept-aligned attention heads multiplicatively amplify pairwise activation gaps, with already-extreme activations growing fastest. We find that this amplification is not just theoretical, but also occurs empirically on large-scale models: while in- and out-of-concept activation distributions overlap considerably, the in-concept distribution develops a positive tail clearly separated from the noise. These high-tail tokens, which we call SuperActivators, appear consistently across concept-positive samples, making them reliable indicators of concept presence. Accordingly, SuperActivator-based detection improves F1 by up to 14% over standard concept activation aggregators and prompting baselines across image and text modalities, models, layers, and concept extraction techniques, demonstrating the generality and practicality of our insights. Further empirical analysis demonstrates that the most reliable SuperActivators are sparse, with detection typically peaking when using only 5-10% of in-concept token activations, and capture more faithful localized semantics than global concept vectors.

Poster
The Quantization Benefits of Residual-Free Transformers

Yiping Ji, Mahalakshmi Sabanayagam, Peyman Moghadam, Hemanth Saratchandran, Simon Lucey

展开摘要

Large-scale transformer training and deployment are increasingly constrained by the transfer of activations, gradients, and optimizer states across accelerators. Low-bit quantization offers a natural remedy, but transformer activations are often heavy-tailed and outlier-dominated, making simple quantization highly lossy. We show that this difficulty is not only a property of the quantizer, but also of the architecture. Specifically, residual connections can drive transformer activations away from Gaussianity during training. Using controlled comparisons between residual and residual-free transformers, we demonstrate that this effect leads to substantially higher quantization error and accuracy degradation at low precision in residual models. We explain the phenomenon through an excess kurtosis analysis, showing that residual mixing can amplify non-Gaussianity, whereas dense mixing in residual-free contracts non-Gaussianity. We then show that residual-free transformers can be made trainable using orthogonal initialization, spectral or second-order optimization, and depth-aware scaling of attention temperature. In language tasks, while there is a small drop in full precision performance, these models retain near-Gaussian activations and exhibit significantly improved robustness to low-bit quantization. Our results identify an accuracy-compressibility trade-off in transformer design and motivate architecture-level approaches to quantization-friendly foundation models.

Poster
The Power of Menus in Dynamic Pricing: Near Optimal Regret and Equivalence Results

Shiliang Zuo

展开摘要

We study dynamic pricing where a seller repeatedly interacts with a strategic, non-myopic buyer who has a fixed private valuation and discounts future utility. Prior work focused exclusively on posted-price mechanisms, where the seller gives a take-it-or-leave-it offer. For our first result, we show that menu mechanisms consisting of allocation-payment achieve $O(T_\gamma \log T_\gamma)$ regret, where $T_\gamma$ is the buyer's effective discounted time horizon. We also establish a $\Omega(T_\gamma)$ lower bound, demonstrating the bound is tight up to $\log$ factors. Considering the geometric discounting buyer with a constant discount factor, our bound is $O(1)$, while prior bounds using posted-price mechanisms incur an unavoidable $\Omega(\log\log T)$ factor in regret. Our second contribution is more conceptual in nature. The problem of dynamic pricing sits at the intersection of two paradigms: learning with strategic agents in computer science / machine learning and revelation-principle-based mechanism design in economics, yet their relationship has remained unclear. We establish a fundamental equivalence: indirect learning-based mechanisms and direct revelation mechanisms achieve identical optimal regret. The adaptive, data-driven algorithms of online learning and explicit type elicitation are two languages towards solving the same problem.

Poster
The Path Not Taken: RLVR Learns Off the Principals

Hanqing Zhu, Zhenyu Zhang, Hanxian Huang, DiJia Su, Zechun Liu, Jiawei Zhao, Igor Fedorov, Hamed Pirsiavash, Jinwon Lee, David Z. Pan, Zhangyang &quot, Atlas&quot, Wang, Yuandong Tian, Kai Sheng Tai

展开摘要

RLVR reliably improves reasoning, yet it appears to update only a tiny fraction of weights. We resolve this paradox by revealing a persistent, model-conditioned optimization bias: independent runs concentrate updates in similar parameter regions, invariant to dataset or RL recipe, while finite-precision storage (e.g., bf16) obscures widespread micro-updates as a visual sparsity artifact. To characterize this unique bias, we show that RLVR preferentially learns along off-principal directions via a cascaded Three-Gate mechanism: updates are first bounded by a empirical KL constraint (Gate I), then steered by the model’s anisotropic geometry(Gate II) toward spectrum-preserving off-principal subspaces, and finally filtered by finite precision (Gate III), effectively masking minor updates. Empirically, we validate the off-principal dynamics: RLVR exhibits minimal spectral drift, reduced principal-subspace rotation, and strong off-principal alignment that set RLVR strikingly apart from SFT. Together, our results provide the first parameter-space account of RLVR and uncover consistent regularities in weight evolution, advancing a more white-box understanding of RLVR. Moreover, we show that RLVR follows an optimization regime distinct from SFT, showing directly that transferring SFT-era PEFT can be flawed and motivating geometry-aware, RLVR-native methods.

Poster
The Key to Going Linear: Analysis-Driven Transformer Linearization

Anna Kuzina, Paul Whatmough, Babak Ehteshami Bejnordi

展开摘要

The quadratic cost of causal self-attention severely bottlenecks long-context transformer inference. While numerous post hoc linearization pipelines exist, it is difficult to identify which components preserve model quality. This work isolates the effect of state update design in a strict frozen-backbone regime. We show that softmax relies on key-dependent, rank-1 orthogonal projections, elucidating why delta-style networks outperform purely gated accumulation. We identify a potential source of approximation errors and introduce structural interventions, specifically sink tokens, short convolutions, and fixed-budget cache routing, which reduces the remaining gap. We scale this linearization approach across LLaMA and Qwen models up to 32B parameters, outperforming prior post hoc baselines on MMLU and matching the long-context retrieval of complex adaptive-caching frameworks.

Poster
The Dormant Spiking Neuron: A State-Driven Mechanism for Efficient Spiking Neural Networks

Ruichen Ma, Yicai Chen, Pujun Zhou, Yue Zuo, Chongyang Li, Shuang Liu, Shaogang Hu, Guanchao Qiao

展开摘要

Spiking neural networks (SNNs) offer a compelling pathway toward energy-efficient artificial intelligence, fundamentally anchored in presynaptic input-driven sparsity. However, a substantial yet chronically overlooked source of computational overhead persists: the continuous subthreshold dynamics of postsynaptic neurons. Quantitative analysis reveals that up to 44\% of neurons in an ImageNet-trained ResNet-18 model reside in a deeply inhibited state, imposing a persistent computational burden despite possessing a negligible probability of firing. To eradicate this inefficiency, the Dormant Spiking Neuron (DSN) model is introduced. By incorporating a state-driven dynamic gate, the DSN allows a neuron to enter a dormant state when its membrane potential falls below a predefined negative threshold, dynamically pruning redundant computations at the instance level. Crucially, this dormancy mechanism is directly integrated into the neuronal dynamics and trained end-to-end via backpropagation through time using surrogate gradients, enabling the network to actively learn a robust dormancy policy that adaptively preserves critical information flow. Extensive experiments across static and neuromorphic datasets demonstrate that the DSN framework consistently reduces computational energy by 40\% to over 70\%. Notably, on the large-scale ImageNet dataset, the DSN outperforms state-of-the-art static pruning techniques by achieving equivalent energy savings while simultaneously improving upon the baseline accuracy by 1.34\%. By establishing a trainable, state-driven sparsity paradigm orthogonal to conventional input-driven methods, the DSN unlocks synergistic efficiency gains, presenting a highly potent approach for advancing neuromorphic computing. Source code will be made publicly available.

Poster
The Design Space of Tri-Modal Masked Diffusion Models

Louis Béthune, Victor Guilherme Turrisi da Costa, Bruno Mlodozeniec, Pau Rodriguez, Lokesh Boominathan, Nikhil Bhendawade, Amitis Shidani, Joris Pelemans, Theo X. Olausson, R Devon Hjelm, Paul Dixon, Joao Monteiro, Pierre Ablin, Vishnu Banna, Arno Blaas, Nick Henderson, Kari Noriy, Dan Busbridge, marco cuturi, Joshua Susskind, Irina Belousova, Luca Zappella, Russell Webb, Jason Ramapuram

展开摘要

Discrete diffusion models have emerged as strong alternatives to autoregressive language models, with recent multimodal work either finetuning unimodal diffusion bases or distilling autoregressive backbones for bi-modal generation. Diverging from these approaches, we introduce the first tri-modal \gls{mdm} \emph{pretrained from scratch} on text, image-text, and audio-text data, where all generation tasks are learned simultaneously within a single model. We systematically study the design space governing stability and efficiency at scale: we conduct the first empirical characterization of the critical batch size $B_{\text{crit}}$ under the SDE reparameterization of AdamW, and introduce a drift--horizon interpolation parameter $\gamma$ that balances gradient noise reduction and optimization horizon when scaling the token budget. We derive multimodal scaling laws and ablate modality mixing ratios, noise schedules, and anti-masking. Lastly, we pretrain a 3B model on 6.4T tokens, achieving competitive results in text generation, text-to-image, and text-to-speech.

Spotlight
The Alternation Depth Principle for Neural Operator Design

Haoze Song, Zhilu Lai, Wei Wang

展开摘要

Despite the success of Neural Operators (NOs), architectural hyperparameters such as depth are still typically selected by empirical grid search, with limited connection to the governing PDE. We introduce the \textit{alternation depth}, $\alpha_F$, a structural quantity of the PDE right-hand side that counts the minimum number of non-pointwise/pointwise coupling stages needed to build its leading nonlinear spatial structure. We use $L_{\min} = \alpha_F + 1$ as a principled \emph{depth-efficiency lower-bound guideline} for IVP solution maps: a starting depth, not a predictor of the empirical optimum $L^*$. We provide partial formal support: (*sufficiency*) an $L$-block architecture can approximate any operator in a formally defined $L$-alternation class under compactness and regularity assumptions; (*separation*) for a constructed hard family at finite resolution and polynomial activations, using fewer blocks forces width to grow as a power of the discretization size. Empirically, a 736-run study over nine in-scope IVP datasets plus one Darcy stress test, using FNO-family variants and one kernel-integral baseline (KIN), is consistent with depth improvements appearing at or above $L_{\min}$ in the tested settings. The observed optimum can be larger because of spectral approximation, pointwise approximation difficulty, data regime, and optimization. We summarize the resulting practitioner guidance in four capacity-allocation rules.

Poster
Temporal Alignment Guidance: On-manifold Sampling in Diffusion Models

Youngrok Park, Hojung Jung, Sangmin Bae, Se-Young Yun

展开摘要

Diffusion models have achieved remarkable success as generative models. However, even a well-trained model can accumulate errors throughout the generation process. These errors become particularly problematic when arbitrary guidance is applied to steer samples toward desired properties, which often breaks sample fidelity. In this paper, we propose a general solution to address the off-manifold phenomenon observed in diffusion models. Our approach leverages a time predictor to estimate deviations from the desired data manifold at each timestep, identifying that a larger time gap is associated with reduced generation quality. We then design a novel guidance mechanism, `Temporal Alignment Guidance' (TAG), attracting the samples back to the desired manifold at every timestep during generation. Through extensive experiments, we demonstrate that TAG consistently produces samples closely aligned with the desired manifold at each timestep, leading to significant improvements in generation quality across various downstream tasks.

Poster
Task-Driven Bayesian Experimental Design Yields Singly Intractable Objectives for Joint Policy Training

Tom Rossa, Angus Phillips, Thomas Rainforth

展开摘要

Bayesian experimental design (BED) has traditionally been based on maximising expected uncertainty reductions from prior to posterior. A major shortfall of this approach is that it leads to doubly intractable objectives that are difficult to optimise, while customising them to particular downstream tasks of interest can also be difficult. Following first principles decision theory, we demonstrate that BED can alternatively be formulated in terms of an expected future loss (EFL) on downstream actions, providing a simple and naturally task-driven framework. Critically, we then show that all such EFLs can be rearranged into *singly intractable objectives* that can be jointly optimised with respect to both the design policy and a downstream *action policy* using stochastic gradient descent methods. This formulation further sidesteps the need for any explicit posterior or marginal likelihood estimation and is naturally implicit, requiring only the ability to sample from the joint model over model parameters and data, and evaluate the downstream loss function. It thus allows design policies to be learned more effectively, efficiently, and simply than existing methods, while providing easy customisation to different downstream tasks and losses.

Poster
Take It or Leave It: Intent-Controlled Partial Optimal Transport

Parth TRIPATHI, bertrand chapron, Fabrice collard, Nicolas Courty, Ronan Fablet

展开摘要

While optimal transport (OT) enforces a rigid constraint by requiring two measures to be matched exactly, partial optimal transport relaxes this requirement by allowing mass to remain unmatched through a global budget, scalar rebate, or uniform rejection rule. However, many applications call for more structured, pointwise rejection mechanisms, where the decision to leave mass unmatched depends on side-specific reliability, support geometry, or external information about which components should participate in the comparison. We introduce \emph{intent-controlled partial optimal transport} (IC-POT), a targeted generalization of partial transport that replaces the global rejection paradigm with pointwise rejection costs over both measures. We show that the resulting optimization problem admits a dual interpretation in terms of local acceptance thresholds and can be solved by recasting it as a balanced Kantorovich OT problem on an augmented support. Beyond theoretical analysis, we demonstrate the practical relevance of IC-POT in settings where rejection is driven by side information. In positive-unlabeled learning and open-partial domain adaptation, incorporating pointwise rejection rules that encode statistical structure improves fixed baseline pipelines. Finally, we motivate the use of IC-POT with a geophysical practical case: multi-modal satellite ocean measurements, for which physical and instrumental priors naturally inform the rejection mechanism and define the retrieved comparable signal information.

Poster