ICML 2026 论文列表

International Conference on Machine Learning

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6,341篇论文

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主题: 对齐与安全 · 551 篇论文 · 重置筛选

A Positive Case for Faithfulness: Explanations Help Predict Model Behavior

Harry Mayne, Justin Singh Kang, Dewi Sid William Gould, Kannan Ramchandran, Adam Mahdi, Noah Y. Siegel

展开摘要

LLM self-explanations are often presented as a promising tool for AI oversight, yet their faithfulness to the model's true reasoning process is poorly understood. Existing faithfulness metrics have critical limitations, typically relying on identifying unfaithfulness via adversarial prompting or detecting reasoning errors. These methods overlook the predictive value of explanations. We introduce *Normalized Simulatability Gain* (NSG), a general and scalable metric based on the idea that a faithful explanation should allow an observer to learn a model's decision-making criteria, and thus better predict its behavior on related inputs. We evaluate 18 frontier proprietary and open-weight models, e.g., Gemini 3, GPT-5.2, and Claude 4.5, on 7,000 counterfactuals from popular datasets covering health, business, and ethics. We find self-explanations substantially improve prediction of model behavior (11-37% NSG). Self-explanations also provide more predictive information than explanations generated by external models, even when those models are stronger. This implies an advantage from self-knowledge that external explanation methods cannot replicate. Our approach also reveals that, across models, 5-15% of self-explanations are egregiously misleading. Despite their imperfections, we show a positive case for self-explanations: they encode information that helps predict model behavior.

Poster
Class-Grouped Normalized Momentum and Faster Hyperparameter Exploration to Tackle Class Imbalance in Federated Learning

Haemin Park, Diego Klabjan, Martin W. Braun, Xiuqi Li, Balakrishnan Ananthanarayanan

展开摘要

Class imbalance poses a critical challenge in federated learning (FL), where underrepresented classes suffer from poor predictive performance yet cannot be addressed by standard centralized techniques due to privacy and heterogeneity constraints. We propose FedCGNM (Federated Class-Grouped Normalized Momentum), a client-side optimizer in FL that partitions classes into a small number of groups based on minimum within-group variance, maintains a momentum per group, normalizes each group momentum to unit length, and uses the summation of the normalized group momentums as an update direction. This design both equalizes gradient magnitude across majority and minority groups and mitigates the noise inherent in rare-class gradients. We further provide a theoretical convergence analysis explicitly accounting for time-varying resampling-rates. Additionally, to efficiently optimize these rates in small-client regimes, we introduce FedHOO, an X-armed-bandit (XAB) based algorithm that exploits federated parallelism that evaluates many combinations of two candidate rates per client at linear cost. Empirical evaluation on four public long-tailed benchmarks and a proprietary chip-defect dataset demonstrates that FedCGNM consistently outperforms baselines, with FedHOO yielding further gains in small-scale federations.

Poster
Certified Robustness under Heterogeneous Perturbations via Hybrid Randomized Smoothing

Blaise Delattre, Hengyu WU, Paul Caillon, Wei Yang Bryan Lim, Yang Cao

展开摘要

Randomized smoothing provides strong, model-agnostic robustness certificates, but existing guarantees are limited to single modalities, treating continuous and discrete inputs in isolation. This limitation becomes critical in multimodal models, where decisions depend on cross-modal semantics and adversaries can jointly perturb heterogeneous inputs, rendering unimodal certificates insufficient. We introduce a unified randomized smoothing framework for mixed discrete--continuous inputs based on an analytically tractable Neyman--Pearson formulation of the joint worst-case problem. By analyzing the joint likelihood ordering induced by factorized discrete and continuous noise, our approach yields a closed-form, one-dimensional certificate that strictly generalizes both Gaussian (image-only) and discrete (text-only) randomized smoothing. We validate the framework on multimodal safety filtering, providing, to our knowledge, the first model-agnostic Neyman--Pearson certificate for joint discrete-token and continuous-image perturbations in interaction-dependent text--image safety filtering.

Poster
Conformal Prediction for Early Stopping in Mixed Integer Optimization

Stefan Clarke, Bartolomeo Stellato

展开摘要

Mixed-integer optimization solvers often find optimal solutions early in the search, yet spend the majority of computation time proving optimality. We exploit this by learning when to terminate solvers early on distributions of similar problem instances. Our method trains a neural network to estimate the true optimality gap from the solver state, then uses conformal prediction to calibrate a stopping threshold with rigorous probabilistic guarantees on solution quality. On six problem families from the Distributional MIPLIB library, our method reduces solve time by over 60% while guaranteeing 0.1%-optimal solutions with 95% probability for new instances drawn from the same distribution.

Poster
Toward Scalable and Valid Conditional Independence Testing with Spectral Representations

Alek Fröhlich, Vladimir R Kostic, Karim Lounici, Daniel Perazzo, Daniel Guimarães Tiezzi, Massimiliano Pontil

展开摘要

Conditional independence (CI) is central to causal inference, feature selection, and graphical modeling, yet it is untestable in many settings without additional assumptions. Existing CI tests often rely on restrictive structural conditions, limiting their validity. Kernel methods using partial covariance operators offer a more principled approach but suffer from limited adaptivity and scalability. In this work, we explore whether representation learning can help address these limitations. Specifically, we focus on representations derived from the singular value decomposition of partial covariance operators and use them to construct a simple test statistic. We also introduce a bi-level contrastive algorithm to learn these representations. Our theory links representation learning error to test performance and establishes asymptotic validity and power guarantees. Experiments on real and synthetic data suggest that this approach offers a principled and statistically grounded path toward scalable CI testing, bridging kernel-based theory with modern representation learning.

Poster
IBMA: Information Bottleneck-Based Multimodal Alignment

Yancheng Wang, Zeyu Dong, Dongfang Sun, Alvin C Silva, Teresa Wu, Yingzhen Yang

展开摘要

Multimodal learning aims to integrate information from heterogeneous data sources to improve representation quality and downstream task performance. A key challenge lies in aligning modality-specific representations while suppressing modality-dependent noise and redundancy. The Information Bottleneck (IB) principle provides a principled framework for learning task-relevant representations. Existing multimodal IB methods primarily apply the IB principle to fused multimodal representation and rely on restrictive distributional assumptions, such as Gaussian latent priors induced by variational autoencoders, which may not hold in practice. In this paper, we propose Information Bottleneck–based Multimodal Alignment (IBMA), a novel multimodal learning framework that enforces the IB principle for both the fused multimodal representation and modality-specific representations. IBMA introduces modality-specific representation alignment that guides each modality-specific encoder to learn informative and task-relevant representations aligned with the complementary modality, thereby enhancing cross-modal semantic consistency. Moreover, we derive a novel, efficient, and distribution-free variational upper bound for the IB loss that avoids unrealistic assumptions on latent feature distributions and is readily optimized using standard stochastic gradient descent. Extensive experiments demonstrate that IBMA achieves superior performance compared to existing multimodal learning methods, validating the effectiveness of modality-specific representation alignment. The code for IBMA is available at https://github.com/Statistical-Deep-Learning/IBMA.

Poster
Revisiting Padded Transformer Expressivity: Which Architectural Choices Matter and Which Don't

Anej Svete, William Merrill, Ryan Cotterell, Ashish Sabharwal

展开摘要

Recent work describes what transformers can and cannot compute through connections to boolean circuits, but existing results lack exact characterizations and are sensitive to modeling choices. Padded transformers---to whose input filler symbols such as ``...'' are appended---emerge as a useful gadget for establishing equivalences to circuit classes by providing polynomial space for adaptive parallel computation. However, only a limited set of padded transformer idealizations has been studied, leaving open how robustly these equivalences hold under changes to attention type, model width, and uniformity. We find that, under practical assumptions, padded transformers are surprisingly robust to all of these, and identify numeric precision and model depth as the main factors affecting expressivity. Concretely, we prove that polynomially padded $\text{L-uniform}$ constant-precision transformers are equivalent to $\text{L-uniform AC}^0$, while growing-precision ones achieve $\text{L-uniform TC}^0$ regardless of width. Furthermore, looping enables sequential processing analogous to circuits: $\log^d N$-looped constant-precision transformers reach $\text{FO-uniform AC}^d$, and growing-precision ones reach $\text{FO-uniform TC}^d$. Interestingly, growing width or precision beyond logarithmic does not increase expressivity, and all our results hold for both softmax and average hard attention transformers.

Poster
OTora: A Unified Red Teaming Framework for Reasoning-Level Denial-of-Service in LLM Agents

Xinyu Li, Ronghui Mu, Lin Li, Tianjin Huang, Gaojie Jin

展开摘要

Large Language Models (LLMs) are increasingly deployed as autonomous agents that execute tool-augmented, multi-step tasks, where latency is a critical factor for real-world applications. Yet an overlooked threat is Reasoning-Level Denial-of-Service (R-DoS), in which an attacker preserves task correctness but degrades availability by inflating an agent’s reasoning depth or tool-use budget. We introduce OTora, the first unified, two-stage red-teaming framework for instantiating R-DoS attacks. Stage I optimizes an adversarial trigger that induces targeted tool invocations using insertion-aware scoring and dynamic target co-evolution, supporting both black-box and white-box settings. Stage II generates agent-aware reasoning payloads via an ICL-guided genetic search that amplifies overthinking while maintaining correct task outcomes. Across WebShop, Email, and OS agents built on multiple backbone models such as LLaMA-70B and GPT-OSS-120B, OTora achieves up to 10× increases in reasoning tokens and order-of-magnitude latency slowdowns, all while preserving near-baseline task accuracy. Finally, we discuss mitigation strategies for detecting and constraining abnormal reasoning and latency spikes.

Poster
Abstraction Induces the Brain Alignment of Language and Speech Models

Emily Cheng, Aditya R. Vaidya, Richard Antonello

展开摘要

Research has repeatedly demonstrated that intermediate hidden states extracted from large language models and speech audio models predict measured brain response to natural language stimuli. Yet, very little is known about the representation properties that enable this high prediction performance. Why is it the intermediate layers, and not the output layers, that are most effective for this unique and highly general transfer task? We give evidence that the correspondence between speech and language models and the brain derives from shared meaning abstraction and not their next-word prediction properties. In particular, models construct higher-order linguistic features in their middle layers, cued by a peak in the layerwise *intrinsic dimension*, a measure of feature complexity. We show that a layer's intrinsic dimension strongly predicts how well it explains fMRI and ECoG signals; that the relation between intrinsic dimension and brain predictivity arises over model pre-training; and finetuning models to better predict the brain causally increases both representations' intrinsic dimension and their semantic content. Results suggest that semantic richness, high intrinsic dimension, and brain predictivity mirror each other, and that the key driver of model-brain similarity is *rich meaning abstraction* of the inputs, where language modeling is a task sufficiently complex (but perhaps not the only) to require it.

Poster
Noisy Pairwise-Comparison Random Search for Smooth Nonconvex Optimization

Taha EL BAKKALI EL KADI, Rayane Bouftini, Qiuyi Zhang, Omar Saadi

展开摘要

We study smooth nonconvex optimization using only noisy pairwise comparisons, without access to gradients or function values. We propose Noisy-Comparison Random Search (NCRS), a simple direct-search method that samples random directions and performs accept/reject updates from comparison feedback. Under a low-dimensional active-subspace structure, NCRS adapts to the intrinsic dimension $k\le d$ rather than the ambient dimension $d$. For a uniform-margin comparison oracle with advantage $p$, NCRS achieves $\epsilon$-first-order stationarity with comparison complexity $\mathcal{O}(k/(p^2\epsilon^2))$. We also introduce a gap-dependent confidence model, where comparison reliability decreases as the objective-value gap between the two candidates becomes small, and analyze a confidence-weighted voting variant of NCRS. For this oracle, the method achieves $\epsilon$-first-order stationarity with total comparison complexity $\mathcal{O}(k^2/\epsilon^4)$. These results provide intrinsic-dimension convergence guarantees for noisy comparison-based random search in smooth nonconvex optimization.

Poster
Preference-based Antibody Expression Ranking: Scaling with Large-scale Weak Supervision

Josh Qixuan Sun, Morteza Babaie, Wenyang Hou, Mark Crowley, David Young

展开摘要

Antibody expression ranking is a critical task in antibody design, yet its modelling is severely hindered by the scarcity of labeled experimental data. To address this, we propose a unified preference-based learning framework that integrates scarce quantitative expression data with large-scale weak positive supervision from immunization data. We adapt Direct Preference Optimization (DPO) to protein language models by introducing a union-masked log-likelihood approximation and IMGT-based alignment, enabling efficient training on variable-length sequences. Evaluating on a diverse internal dataset of 1254 labeled sequences and 4 million unlabeled camelid-derived antibodies, we show that our method consistently outperforms baselines on most metrics. Our results demonstrate that preference learning can effectively learn from weak supervision, providing a scalable solution for antibody expressibility optimization in data-constrained settings. Project page: https://kisoji-biotechnology-inc.github.io/Preference-Expression-Ranking/.

Poster
Noise-corrected GRPO: From Noisy Rewards to Unbiased Gradients

Omar El mansouri, Fathinah Asma Izzati, Mohamed El Amine Seddik, Salem Lahlou

展开摘要

Reinforcement learning from human feedback (RLHF) or verifiable rewards (RLVR), the standard paradigm for aligning LLMs or building recent SOTA reasoning models, is highly sensitive to noise from inconsistent or erroneous rewards. Yet, the interaction between such noise and widely used group-based policy optimization methods remains underexplored. We introduce a noise-robust Group Relative Policy Optimization (GRPO) and Done Right GRPO (Dr.GRPO) framework that explicitly models reward corruption as Bernoulli noise. Our method applies noise correction after estimating reward flip probabilities to debias the learning signal, yielding unbiased gradient estimates. Theoretical analysis shows that group-based methods inherently mitigate individual-level noise, and our correction strategy amplifies this robustness. Empirically, we observe consistent improvements across math and code tasks when applying our noise correction to standard reward model usage, with particular gains of up to 6.7 percentage points in accuracy on math tasks and 1.5 on code tasks under realistic reward model conditions. This work bridges label-noise correction from supervised learning with modern RLHF, offering both theoretical insights and a practical algorithm for noisy real-world deployment.

Poster
SSA: Sparse Sparse Attention by Aligning Full and Sparse Attention Outputs in Feature Space

Zhenyi Shen, Junru Lu, Lin Gui, Jiazheng Li, Yulan He, Di Yin, Xing Sun

展开摘要

Sparse attention reduces the quadratic complexity of full self-attention but faces two challenges: (1) an attention gap, where applying sparse attention to full-attention-trained models causes performance degradation due to train-inference distribution mismatch, and (2) a capability gap, where models trained purely with sparse attention lack complete gradient flow, preventing them from matching full-attention performance. We propose SSA (Sparse Sparse Attention), a training framework that integrates both sparse and full attention with bidirectional attention-output alignment. We prove that the approximation error scales linearly with the attention mass dropped under sparse attention, and show that SSA's alignment objective substantially reduces this quantity compared to baselines. Experiments demonstrate that SSA achieves state-of-the-art performance under both inference modes, adapts smoothly to varying sparsity budgets, and demonstrates superior long-context capabilities. Code is available at https://github.com/zhenyi4/ssa.

Poster
OptProver: Bridging Olympiad and Optimization through Continual Training in Formal Theorem Proving

Chenyi Li, Yanchen Nie, Zhenyu Ming, Gong Zhang, Kun Yuan, Zaiwen Wen

展开摘要

Recent advances in formal theorem proving have focused on Olympiad-level mathematics, leaving undergraduate domains largely unexplored. Optimization, fundamental to machine learning, operations research, and scientific computing, remains underserved by existing provers. Its reliance on domain-specific formalisms (convexity, optimality conditions, and algorithmic analysis) creates significant distribution shift, making naive domain transfer ineffective. We present OptProver, a trained model that achieves robust transfer from Olympiad to undergraduate optimization. Starting from a strong Olympiad-level prover, our pipeline mitigates distribution shift through two key innovations. First, we employ large-scale optimization-focused data curation via expert iteration. Second, we introduce a specialized preference learning objective that integrates perplexity-weighted optimization with a mechanism to penalize valid but non-progressing proof steps. This not only addresses distribution shifts but also guides the search toward efficient trajectories. To enable rigorous evaluation, we construct a novel benchmark in Lean 4 focused on optimization. On this benchmark, OptProver achieves state-of-the-art Pass@1 and Pass@32 among comparably sized models while maintaining competitive performance on general theorem-proving tasks, demonstrating effective domain transfer without catastrophic forgetting.

Poster
CollabBench: Benchmarking and Unleashing Collaborative Ability of LLMs with Diverse Players via Proactive Engagement

Hong Qian, Yuanhao Liu, Zihan Zhou, Zongbao Zhang, Hanjie Ge, Haotian Shi, Liang Dou, Xiangfeng Wang, Jing-Wen Yang, Aimin Zhou

展开摘要

While LLM-based agents excel at individual tasks, effective collaboration with realistic human partners remains challenging. Most of the existing conversation-level collaborative studies lack grounded interaction and behavioral execution, motivating the need for cooperative game environments that enable contextualized and immersive collaboration. To this end, this paper proposes CollabBench, a benchmark for evaluating and training collaborative agents in cooperative games. CollabBench features a Diverse Player Profile Simulation pipeline to model varied players behaviors, and a Collaborative Agentic Training paradigm that unifies reasoning, communication, and action via agentic rollouts, optimized with a hybrid reward balancing task efficiency and affective adaptation. We further extend classic environments to CWAH-MultiPlayer and Cook-MultiPlayer for systematic evaluation under diverse personalities. Experiments with efficiency and affective metrics show that our trained models outperform base models, achieving 19.5% higher efficiency and 24.4% improved affective performance. Further analysis reveals key collaborative limitations of existing models and offers insights for future collaborative training.

Poster
LiMuon: Light and Fast Muon Optimizer for Large Models

Feihu Huang, Yuning Luo, Songcan Chen

展开摘要

Large models recently are widely applied in machine learning, so efficient training of large models has received widespread attention. More recently, the useful Muon optimizer is specifically designed for matrix-structured parameters of large models. Although some works have begun to study the Muon optimizer, the existing Muon and its variants still suffer from high sample complexity or high memory for large models. To fill this gap, we propose a light and fast Muon (LiMuon) optimizer for training large models, which builds on the momentum-based variance reduced technique and randomized Singular Value Decomposition (SVD). In particular, our LiMuon simultaneously has a lower memory and lower sample complexity than the Muon and its variants. Moreover, we prove that our LiMuon with lower memory has a lower sample complexity of $O(\epsilon^{-3})$ for finding an $\epsilon$-stationary solution of non-convex stochastic optimization under the generalized smoothness condition. To further narrow practice and theory gap, we also prove that our LiMuon with Newton-Schulz steps has a lower sample complexity than the Muon with Newton-Schulz steps. Numerical experimental results on training Mamba-130M, Qwen2.5-0.5B and ViT models demonstrate effectiveness of our LiMuon.

Poster
Unbiased Reward Modeling from Implicit Feedback for LLM Alignment

Hao Wang, Haocheng Yang, Licheng Pan, Zhichao Chen, Xiaoxi Li, Yinuo Wang, Lei Shen, Yuan Lu, Haoxuan Li, Zhouchen Lin

展开摘要

Despite the success of reinforcement learning from human feedback (RLHF), existing reward modeling methods largely rely on explicit feedback, which is costly to collect and difficult to scale. This work studies implicit reward modeling, learning reward models from implicit user feedback, such as clicks, copies and skips. While scalable and cost-effective, implicit feedback poses two key challenges: (1) It lacks definitive negative samples, which makes standard positive-negative classification methods inapplicable; (2) It suffers from selection bias, where responses have heterogeneous propensities to elicit feedback, which further obscures definitive negative samples. To address these challenges, we propose ImplicitRM, which learns unbiased reward models from implicit feedback. It stratifies training samples into four latent groups using a stratification model and derives a likelihood-maximization objective that is theoretically unbiased, thereby addressing both challenges. Experiments across diverse LLM backbones and benchmark datasets validate that ImplicitRM learns accurate reward models from implicit feedback and improves performance on downstream RLHF tasks.

Poster
Contrastive Weak-to-Strong Generalization

Houcheng Jiang, Junfeng Fang, Jiaxin Wu, Tianyu Zhang, Chen Gao, Xiang Wang, Xiangnan He, Yang Deng

展开摘要

Weak-to-strong generalization provides a promising paradigm for scaling large language models (LLMs) by training stronger models on samples from aligned weaker ones, without requiring human feedback or explicit reward modeling. However, its robustness and generalization are hindered by the noise and biases in weak-model outputs, which limit its applicability in practice. To address this challenge, we leverage implicit rewards, which approximate explicit rewards through log-likelihood ratios, and reveal their structural equivalence with Contrastive Decoding (CD), a decoding strategy shown to reduce noise in LLM generation. Building on this connection, we propose \textbf{Contrastive Weak-to-Strong Generalization (ConG)}, a framework that employs contrastive decoding between pre- and post-alignment weak models to generate higher-quality samples. This approach enables more reliable capability transfer, denoising, and improved robustness, substantially mitigating the limitations of traditional weak-to-strong methods. Empirical results across different model families confirm consistent improvements, demonstrating the generality and effectiveness of ConG. Taken together, our findings highlight the potential of ConG to advance weak-to-strong generalization and provide a promising pathway toward AGI. Our code is available at: \url{https://github.com/jianghoucheng/ConG}

Poster
Who Transfers Safety? Identifying and Targeting Cross-Lingual Shared Safety Neurons

Xianhui Zhang, Chengyu Xie, Linxia Zhu, Yonghui Yang, Weixiang Zhao, Zifeng Cheng, Cong Wang, Fei Shen, Tat-Seng Chua

展开摘要

Multilingual safety remains significantly imbalanced, leaving non-high-resource (NHR) languages vulnerable compared to robust high-resource (HR) ones. Moreover, the neural mechanisms driving safety alignment remain unclear despite observed cross-lingual representation transfer.In this paper, we find that LLMs contain a set of cross-lingual shared safety neurons (SS-Neurons), a remarkably small yet critical neuronal subset that jointly regulates safety behavior across languages. We first identify monolingual safety neurons (MS-Neurons) and validate their causal role in safety refusal behavior through targeted activation and suppression. Our cross-lingual analyses then identify SS-Neurons as the subset of MS-Neurons shared between HR and NHR languages, serving as a bridge to transfer safety capabilities from HR to NHR domains. We observe that suppressing these neurons causes concurrent safety drops across NHR languages, whereas reinforcing them improves cross-lingual defensive consistency. Building on these insights, we propose a simple neuron-oriented training strategy that targets SS-Neurons based on language resource distribution and model architecture. Experiments demonstrate that fine-tuning this tiny neuronal subset outperforms state-of-the-art methods, significantly enhancing NHR safety while maintaining the model's general capabilities.

Poster
Reliable Neighborhood-Aware Multi-View Outlier Detection

Huijie Ma, Haoyuan Xin, Lei Meng, Guanzhou Ke, Yongyong Chen, Guoqing Chao

展开摘要

In recent years, multi-view outlier detection (MVOD) has gained increasing attention, with the primary objective of recovering the underlying structure of normal data from outlier-contaminated multi-view datasets. However, this objective is hindered by two fundamental challenges:(i) outlier propagation, (ii) scale discrepancy. To address these issues, we propose RNAMOD (Reliable Neighborhood-Aware Multi-View Outlier Detection), which introduces the concept of reliability and constructs a reliable neighborhood structure to avoid outlier propagation. We introduce a leave-one-out directional consensus mechanism to align cross-view neighborhood structures while preventing scale discrepancy by aligning geometric directions that remain invariant to scaling. Extensive experiments on six benchmark datasets demonstrate that RNAMOD consistently outperforms state-of-the-art methods.

Poster