EMNLP 2023 论文列表

The shortage of therapists for mental health patients emphasizes the importance of globally accessible dialogue systems alleviating their issues. To have effective interpersonal psychotherapy, these systems must exhibit politeness and empathy when needed. However, these factors may vary as per the user's gender, age, persona, and sentiment. Hence, in order to establish trust and provide a personalized cordial experience, it is essential that generated responses should be tailored to individual profiles and attributes. Focusing on this objective, we propose e-THERAPIST, a novel polite interpersonal psychotherapy dialogue system to address issues like depression, anxiety, schizophrenia, etc. We begin by curating a unique conversational dataset for psychotherapy, called PsyCon. It is annotated at two levels: (i) dialogue-level - including user's profile information (gender, age, persona) and therapist's psychotherapeutic approach; and (ii) utterance-level - encompassing user's sentiment and therapist's politeness, and interpersonal behaviour. Then, we devise a novel reward model to adapt correct polite interpersonal behaviour and use it to train e-THERAPIST on PsyCon employing NLPO loss. Our extensive empirical analysis validates the effectiveness of each component of the proposed e-THERAPIST demonstrating its potential impact in psychotherapy settings.

Dialogue models are able to generate coherent and fluent responses, but they can still be challenging to control and may produce non-engaging, unsafe results. This unpredictability diminishes user trust and can hinder the use of the models in the real world. To address this, we introduce DialGuide, a novel framework for controlling dialogue model behavior using natural language rules, or guidelines. These guidelines provide information about the context they are applicable to and what should be included in the response, allowing the models to generate responses that are more closely aligned with the developer's expectations and intent. We evaluate DialGuide on three tasks in open-domain dialogue response generation: guideline selection, response generation, and response entailment verification. Our dataset contains 10,737 positive and 15,467 negative dialogue context-response-guideline triplets across two domains - chit-chat and safety. We provide baseline models for the tasks and benchmark their performance. We also demonstrate that DialGuide is effective in the dialogue safety domain, producing safe and engaging responses that follow developer guidelines.

Transformers have revolutionized almost all natural language processing (NLP) tasks but suffer from memory and computational complexity that scales quadratically with sequence length. In contrast, recurrent neural networks (RNNs) exhibit linear scaling in memory and computational requirements but struggle to match the same performance as Transformers due to limitations in parallelization and scalability. We propose a novel model architecture, Receptance Weighted Key Value (RWKV), that combines the efficient parallelizable training of transformers with the efficient inference of RNNs. Our approach leverages a linear attention mechanism and allows us to formulate the model as either a Transformer or an RNN, thus parallelizing computations during training and maintains constant computational and memory complexity during inference. We scale our models as large as 14 billion parameters, by far the largest dense RNN ever trained, and find RWKV performs on par with similarly sized Transformers, suggesting future work can leverage this architecture to create more efficient models. This work presents a significant step towards reconciling trade-offs between computational efficiency and model performance in sequence processing tasks.

Africa is home to over 2,000 languages from over six language families and has the highest linguistic diversity among all continents. This includes 75 languages with at least one million speakers each. Yet, there is little NLP research conducted on African languages. Crucial in enabling such research is the availability of high-quality annotated datasets. In this paper, we introduce AfriSenti, a sentiment analysis benchmark that contains a total of >110,000 tweets in 14 African languages (Amharic, Algerian Arabic, Hausa, Igbo, Kinyarwanda, Moroccan Arabic, Mozambican Portuguese, Nigerian Pidgin, Oromo, Swahili, Tigrinya, Twi, Xitsonga, and Yoruba) from four language families. The tweets were annotated by native speakers and used in the AfriSenti-SemEval shared task (with over 200 participants, see website: https://afrisenti-semeval.github.io). We describe the data collection methodology, annotation process, and the challenges we dealt with when curating each dataset. We further report baseline experiments conducted on the AfriSenti datasets and discuss their usefulness.

Authorship verification (AV) is a fundamental task in natural language processing (NLP) and computational linguistics, with applications in forensic analysis, plagiarism detection, and identification of deceptive content. Existing AV techniques, including traditional stylometric and deep learning approaches, face limitations in terms of data requirements and lack of explainability. To address these limitations, this paper proposes \textsf{PromptAV}, a novel technique that leverages Large-Language Models (LLMs) for AV by providing step-by-step stylometric explanation prompts. \textsf{PromptAV} outperforms state-of-the-art baselines, operates effectively with limited training data, and enhances interpretability through intuitive explanations, showcasing its potential as an effective and interpretable solution for the AV task.

Cross-lingual transfer learning (CLTL) for event detection (ED) aims to develop models in high-resource source languages that can be directly applied to produce effective performance for lower-resource target languages. Previous research in this area has focused on representation matching methods to develop a language-universal representation space into which source- and target-language example representations can be mapped to achieve cross-lingual transfer. However, as this approach modifies the representations for the source-language examples, the models might lose discriminative features for ED that are learned over training data of the source language to prevent effective predictions. To this end, our work introduces a novel approach for cross-lingual ED where we only aim to transition the representations for the target-language examples into the source-language space, thus preserving the representations in the source language and their discriminative information. Our method introduces Langevin Dynamics to perform representation transition and a semantic preservation framework to retain event type features during the transition process. Extensive experiments over three languages demonstrate the state-of-the-art performance for ED in CLTL.

Recent advances in interpretability suggest we can project weights and hidden states of transformer-based language models (LMs) to their vocabulary, a transformation that makes them more human interpretable. In this paper, we investigate LM attention heads and memory values, the vectors the models dynamically create and recall while processing a given input. By analyzing the tokens they represent through this projection, we identify patterns in the information flow inside the attention mechanism. Based on our discoveries, we create a tool to visualize a forward pass of Generative Pre-trained Transformers (GPTs) as an interactive flow graph, with nodes representing neurons or hidden states and edges representing the interactions between them. Our visualization simplifies huge amounts of data into easy-to-read plots that can reflect the models' internal processing, uncovering the contribution of each component to the models' final prediction. Our visualization also unveils new insights about the role of layer norms as semantic filters that influence the models' output, and about neurons that are always activated during forward passes and act as regularization vectors.

Robustness, the ability of models to maintain performance in the face of perturbations, is critical for developing reliable NLP systems. Recent studies have shown promising results in improving the robustness of models through adversarial training and data augmentation. However, in machine translation, most of these studies have focused on bilingual machine translation with a single translation direction. In this paper, we investigate the transferability of robustness across different languages in multilingual neural machine translation. We propose a robustness transfer analysis protocol and conduct a series of experiments. In particular, we use character-, word-, and multi-level noises to attack the specific translation direction of the multilingual neural machine translation model and evaluate the robustness of other translation directions. Our findings demonstrate that the robustness gained in one translation direction can indeed transfer to other translation directions. Additionally, we empirically find scenarios where robustness to character-level noise and word-level noise is more likely to transfer.

Record linkage is a bedrock of quantitative social science, as analyses often require linking data from multiple, noisy sources. Off-the-shelf string matching methods are widely used, as they are straightforward and cheap to implement and scale. Not all character substitutions are equally probable, and for some settings there are widely used handcrafted lists denoting which string substitutions are more likely, that improve the accuracy of string matching. However, such lists do not exist for many settings, skewing research with linked datasets towards a few high-resource contexts that are not representative of the diversity of human societies. This study develops an extensible way to measure character substitution costs for OCR'ed documents, by employing large-scale self-supervised training of vision transformers (ViT) with augmented digital fonts. For each language written with the CJK script, we contrastively learn a metric space where different augmentations of the same character are represented nearby. In this space, homoglyphic characters - those with similar appearance such as "O" and "0" - have similar vector representations. Using the cosine distance between characters' representations as the substitution cost in an edit distance matching algorithm significantly improves record linkage compared to other widely used string matching methods, as OCR errors tend to be homoglyphic in nature. Homoglyphs can plausibly capture character visual similarity across any script, including low-resource settings. We illustrate this by creating homoglyph sets for 3,000 year old ancient Chinese characters, which are highly pictorial. Fascinatingly, a ViT is able to capture relationships in how different abstract concepts were conceptualized by ancient societies, that have been noted in the archaeological literature.

Legal judgment assistants are developing fast due to impressive progress of large language models (LLMs). However, people can hardly trust the results generated by a model without reliable analysis of legal judgement. For legal practitioners, it is common practice to utilize syllogistic reasoning to select and evaluate the arguments of the parties as part of the legal decision-making process. But the development of syllogistic reasoning for legal judgment analysis is hindered by the lack of resources: (1) there is no large-scale syllogistic reasoning dataset for legal judgment analysis, and (2) there is no set of established benchmarks for legal judgment analysis. In this paper, we construct and manually correct a syllogistic reasoning dataset for legal judgment analysis. The dataset contains 11,239 criminal cases which cover 4 criminal elements, 80 charges and 124 articles. We also select a set of large language models as benchmarks, and conduct a in-depth analysis of the capacity of their legal judgment analysis.

Research on automated program repairs using transformer-based models has recently gained considerable attention. The comprehension of the erroneous behavior of a model enables the identification of its inherent capacity and provides insights for improvement. However, the current landscape of research on program repair models lacks an investigation of their false behavior. Thus, we propose a methodology for diagnosing and treating the false behaviors of transformer-based program repair models. Specifically, we propose 1) a behavior vector that quantifies the behavior of the model when it generates an output, 2) a behavior discriminator (BeDisc) that identifies false behaviors, and 3) two methods for false behavior treatment. Through a large-scale experiment on 55,562 instances employing four datasets and three models, the BeDisc exhibited a balanced accuracy of 86.6\% for false behavior classification. The first treatment, namely, early abortion, successfully eliminated 60.4\% of false behavior while preserving 97.4\% repair accuracy. Furthermore, the second treatment, namely, masked bypassing, resulted in an average improvement of 40.5\% in the top-1 repair accuracy. These experimental results demonstrated the importance of investigating false behaviors in program repair models.

Automatic Program translation has enormous application value and hence has been attracting significant interest from AI researchers. However, we observe that current program translation models still make elementary syntax errors, particularly, when the target language does not have syntax elements in the source language. Metrics like BLUE, CodeBLUE and computation accuracy may not expose these issues. In this paper we introduce a new metrics for programming language translation and these metrics address these basic syntax errors. We develop a novel active defects probing suite called Syntactic Unit Tests (SUT) which includes a highly interpretable evaluation harness for accuracy and test scoring. Experiments have shown that even powerful models like ChatGPT still make mistakes on these basic unit tests. Specifically, compared to previous program translation task evaluation dataset, its pass rate on our unit tests has decreased by 26.15%. Further our evaluation harness reveal syntactic element errors in which these models exhibit deficiencies.

Large Language Models (LLMs) have demonstrated remarkable human-level natural language generation capabilities. However, their potential to generate misinformation, often called the *hallucination* problem, poses a significant risk to their deployment. A common approach to address this issue is to retrieve relevant knowledge and fine-tune the LLM with the knowledge in its input. Unfortunately, this method incurs high training costs and may cause catastrophic forgetting for multi-tasking models. To overcome these limitations, we propose a knowledge-constrained decoding method called KCTS (Knowledge-Constrained Tree Search), which guides a frozen LM to generate text aligned with the reference knowledge at each decoding step using a knowledge classifier score and MCTS (Monte-Carlo Tree Search). To adapt the sequence-level knowledge classifier to token-level guidance, we also propose a novel token-level hallucination detection method called RIPA (Reward Inflection Point Approximation). Our empirical results on knowledge-grounded dialogue and abstractive summarization demonstrate the strength of KCTS as a plug-and-play, model-agnostic decoding method that can effectively reduce hallucinations in natural language generation.

Existing Text-to-SQL generators require the entire schema to be encoded with the user text. This is expensive or impractical for large databases with tens of thousands of columns. Standard dense retrieval techniques are inadequate for schema subsetting of a large structured database, where the correct semantics of retrieval demands that we rank sets of schema elements rather than individual documents. In response, we propose a two-stage process for effective coverage during retrieval. First, we use an LLM to hallucinate a minimal DB schema that it deems adequate to answer the query. We use the hallucinated schema to retrieve a subset of the actual schema, by composing the results from multiple dense retrievals. Remarkably, hallucination --- generally considered a nuisance --- turns out to be actually useful as a bridging mechanism. Since no existing benchmarks exist for schema subsetting on large databases, we introduce two benchmarks: (1) A semi-synthetic dataset of 4502 schema elements, by taking a union of schema on the well-known SPIDER dataset, and (2) A real-life benchmark called SocialDB sourced from an actual large data warehouse comprising of 17844 schema elements. We show that our method leads to significantly higher recall than SOTA retrieval-based augmentation methods.

Climate change is one of the most significant challenges we face together as a society. Creating awareness and educating policy makers the wide-ranging impact of climate change is an essential step towards a sustainable future. Recently, Large Language Models (LLMs) like ChatGPT and Bard have shown impressive conversational abilities and excel in a wide variety of NLP tasks. While these models are close-source, recently alternative open-source LLMs such as Stanford Alpaca and Vicuna have shown promising results. However, these open-source models are not specifically tailored for climate related domain specific information and also struggle to generate meaningful responses in other languages such as, Arabic. To this end, we propose a light-weight Arabic Mini-ClimateGPT that is built on an open-source LLM and is specifically fine-tuned on a conversational-style instruction tuning curated Arabic dataset Clima500-Instruct with over 500k instructions about climate change and sustainability. Further, our model also utilizes a vector embedding based retrieval mechanism during inference. We validate our proposed model through quantitative and qualitative evaluations on climate-related queries. Our model surpasses the baseline LLM in 88.3% of cases during ChatGPT-based evaluation. Furthermore, our human expert evaluation reveals an 81.6% preference for our model's responses over multiple popular open-source models. Our open-source demos, models and curated instruction sets are available here : https://github.com/mbzuai-oryx/ClimateGPT

Interpreting answers to yes-no questions in social media is difficult. Yes and no keywords are uncommon, and the few answers that include them are rarely to be interpreted what the keywords suggest. In this paper, we present a new corpus of 4,442 yes-no question-answer pairs from Twitter. We discuss linguistic characteristics of answers whose interpretation is yes or no, as well as answers whose interpretation is unknown. We show that large language models are far from solving this problem, even after fine-tuning and blending other corpora for the same problem but outside social media.

Prototype learning, a popular machine learning method designed for inherently interpretable decisions, leverages similarities to learned prototypes for classifying new data. While it is mainly applied in computer vision, in this work, we build upon prior research and further explore the extension of prototypical networks to natural language processing. We introduce a learned weighted similarity measure that enhances the similarity computation by focusing on informative dimensions of pre-trained sentence embeddings. Additionally, we propose a post-hoc explainability mechanism that extracts prediction-relevant words from both the prototype and input sentences. Finally, we empirically demonstrate that our proposed method not only improves predictive performance on the AG News and RT Polarity datasets over a previous prototype-based approach, but also improves the faithfulness of explanations compared to rationale-based recurrent convolutions.

Dialogue discourse parsing is a fundamental natural language processing task. It can benefit a series of conversation-related downstream tasks including dialogue summarization and emotion recognition in conversations. However, existing parsing approaches are constrained by predefined relation types, which can impede the adaptability of the parser for downstream tasks. To this end, we propose to introduce a task-aware paradigm to improve the versatility of the parser in this paper. Moreover, to alleviate error propagation and learning bias, we design a graph-based discourse parsing model termed DialogDP. Building upon the symmetrical property of matrix-embedded parsing graphs, we have developed an innovative self-supervised mechanism that leverages both bottom-up and top-down parsing strategies. This approach allows the parsing graphs to mutually regularize and enhance each other. Empirical studies on dialogue discourse parsing datasets and a downstream task demonstrate the effectiveness and flexibility of our framework.

Vision and language models (VLMs) have demonstrated remarkable zero-shot (ZS) performance in a variety of tasks. However, recent works have shown that even the best VLMs struggle to capture aspects of compositional scene understanding, such as object attributes, relations, and action states. In contrast, obtaining structured annotations, such as scene graphs (SGs), that could improve these models is time-consuming and costly, and thus cannot be used on a large scale. Here we ask whether small SG datasets can provide sufficient information for enhancing structured understanding of pretrained VLMs. We show that it is indeed possible to improve VLMs when learning from SGs by integrating components that incorporate structured information into both visual and textual representations. For the visual side, we incorporate a special ''SG Component'' in the image transformer trained to predict SG information, while for the textual side, we utilize SGs to generate fine-grained captions that highlight different compositional aspects of the scene. Our method improves the performance of several popular VLMs on multiple VL datasets with only a mild degradation in ZS capabilities.