ACL 2024 论文列表

Annual Meeting of the Association for Computational Linguistics

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EmotionQueen: A Benchmark for Evaluating Empathy of Large Language Models

Yuyan Chen, Songzhou Yan, Sijia Liu, Yueze Li, Yanghua Xiao

展开摘要

Emotional intelligence in large language models (LLMs) is of great importance in Natural Language Processing. However, the previous research mainly focus on basic sentiment analysis tasks, such as emotion recognition, which is not enough to evaluate LLMs’ overall emotional intelligence. Therefore, this paper presents a novel framework named EmotionQueen for evaluating the emotional intelligence of LLMs. The framework includes four distinctive tasks: Key Event Recognition, Mixed Event Recognition, Implicit Emotional Recognition, and Intention Recognition. LLMs are requested to recognize important event or implicit emotions and generate empathetic response.We also design two metrics to evaluate LLMs’ capabilities in recognition and response for emotion-related statements. Experiments yield significant conclusions about LLMs’ capabilities and limitations in emotion intelligence.

Findings
EmoTransKG: An Innovative Emotion Knowledge Graph to Reveal Emotion Transformation

Huan Zhao, Xupeng Zha, Zixing Zhang

展开摘要

This paper introduces EmoTransKG, an innovative Emotion Knowledge Graph (EKG) that establishes connections and transformations between emotions across diverse open-textual events. Compared to existing EKGs, which primarily focus on linking emotion keywords to related terms or on assigning sentiment dimension ratings to emotion words by humans, EmoTransKG aims to represent the general knowledge involved in emotion transformation. Specifically, in conversations, successive emotions expressed by a single speaker are temporally considered as the head and tail entities, with open-text utterances (events) occurring between them representing the relation. To explore the knowledge of emotion transformations described in EmoTransKG, we develop a Transformer-based translational model called EmoTransNet, which predictively trains tail entities by interpreting the relation as an operation that transforms the source emotion into the target emotion. Particularly, our designed EmoTransNet serves as a plug-in module that seamlessly integrates with any conversational emotion recognition (CER) models for emotion retrofitting. Experimental results on two CER datasets demonstrate that the incorporation of EmoTransNet with baseline models results in substantial improvements, and the qualitative visualization of entities and relations clearly clarify their unique roles in emotion transformations. These experiments confirm the quality and effectiveness of EmoTransKG.

Findings
EmoBench: Evaluating the Emotional Intelligence of Large Language Models

Sahand Sabour, Siyang Liu, Zheyuan Zhang, June Liu, Jinfeng Zhou, Alvionna Sunaryo, Tatia Lee, Rada Mihalcea, Minlie Huang

展开摘要

Recent advances in Large Language Models (LLMs) have highlighted the need for robust, comprehensive, and challenging benchmarks. Yet, research on evaluating their Emotional Intelligence (EI) is considerably limited. Existing benchmarks have two major shortcomings: first, they mainly focus on emotion recognition, neglecting essential EI capabilities such as emotion management and thought facilitation through emotion understanding; second, they are primarily constructed from existing datasets, which include frequent patterns, explicit information, and annotation errors, leading to unreliable evaluation. We propose EmoBench, a benchmark that draws upon established psychological theories and proposes a comprehensive definition for machine EI, including Emotional Understanding and Emotional Application. EmoBench includes a set of 400 hand-crafted questions in English and Chinese, which are meticulously designed to require thorough reasoning and understanding. Our findings reveal a considerable gap between the EI of existing LLMs and the average human, highlighting a promising direction for future research. Our code and data are publicly available at https://github.com/Sahandfer/EmoBench.

Long
Emergent Word Order Universals from Cognitively-Motivated Language Models

Tatsuki Kuribayashi, Ryo Ueda, Ryo Yoshida, Yohei Oseki, Ted Briscoe, Timothy Baldwin

展开摘要

The world’s languages exhibit certain so-called typological or implicational universals; for example, Subject-Object-Verb (SOV) languages typically use postpositions. Explaining the source of such biases is a key goal of linguistics.We study word-order universals through a computational simulation with language models (LMs).Our experiments show that typologically-typical word orders tend to have lower perplexity estimated by LMs with cognitively plausible biases: syntactic biases, specific parsing strategies, and memory limitations. This suggests that the interplay of cognitive biases and predictability (perplexity) can explain many aspects of word-order universals.It also showcases the advantage of cognitively-motivated LMs, typically employed in cognitive modeling, in the simulation of language universals.

Long
Embodied Language Learning: Opportunities, Challenges, and Future Directions

Nadine Amin, Julia Rayz

展开摘要

While large language and vision-language models showcase impressive capabilities, they face a notable limitation: the inability to connect language with the physical world. To bridge this gap, research has focused on embodied language learning, where the language learner is situated in the world, perceives it, and interacts with it. This article explores the current standing of research in embodied language learning, highlighting opportunities and discussing common challenges. Lastly, it identifies existing gaps from the perspective of language understanding research within the embodied world and suggests potential future directions.

Findings
EmbSpatial-Bench: Benchmarking Spatial Understanding for Embodied Tasks with Large Vision-Language Models

Mengfei Du, Binhao Wu, Zejun Li, Xuanjing Huang, Zhongyu Wei

展开摘要

The recent rapid development of Large Vision-Language Models (LVLMs) has indicated their potential for embodied tasks. However, the critical skill of spatial understanding in embodied environments has not been thoroughly evaluated, leaving the gap between current LVLMs and qualified embodied intelligence unknown. Therefore, we construct EmbSpatial-Bench, a benchmark for evaluating embodied spatial understanding of LVLMs. The benchmark is automatically derived from embodied scenes and covers 6 spatial relationships from an egocentric perspective. Experiments expose the insufficient capacity of current LVLMs (even GPT-4V). We further present EmbSpatial-SFT, an instruction-tuning dataset designed to improve LVLMs’ embodied spatial understanding.

Short
Eliciting Better Multilingual Structured Reasoning from LLMs through Code

Bryan Li, Tamer Alkhouli, Daniele Bonadiman, Nikolaos Pappas, Saab Mansour

展开摘要

The development of large language models (LLM) has shown progress on reasoning, though studies have largely considered either English or simple reasoning tasks. To address this, we introduce a multilingual structured reasoning and explanation dataset, termed xSTREET, that covers four tasks across six languages. xSTREET exposes a gap in base LLM performance between English and non-English reasoning tasks.We then propose two methods to remedy this gap, building on the insight that LLMs trained on code are better reasoners. First, at training time, we augment a code dataset with multilingual comments using machine translation while keeping program code as-is. Second, at inference time, we bridge the gap between training and inference by employing a prompt structure that incorporates step-by-step code primitives to derive new facts and find a solution. Our methods show improved multilingual performance on xSTREET, most notably on the scientific commonsense reasoning subtask. Furthermore, the models show no regression on non-reasoning tasks, thus demonstrating our techniques maintain general-purpose abilities.

Long
Efficiently Exploring Large Language Models for Document-Level Machine Translation with In-context Learning

Menglong Cui, Jiangcun Du, Shaolin Zhu, Deyi Xiong

展开摘要

Large language models (LLMs) exhibit outstanding performance in machine translation via in-context learning. In contrast to sentence-level translation, document-level translation (DOCMT) by LLMs based on in-context learning faces two major challenges: firstly, document translations generated by LLMs are often incoherent; secondly, the length of demonstration for in-context learning is usually limited. To address these issues, we propose a Context-Aware Prompting method (CAP), which enables LLMs to generate more accurate, cohesive, and coherent translations via in-context learning. CAP takes into account multi-level attention, selects the most relevant sentences to the current one as context, and then generates a summary from these collected sentences. Subsequently, sentences most similar to the summary are retrieved from the datastore as demonstrations, which effectively guide LLMs in generating cohesive and coherent translations. We conduct extensive experiments across various DOCMT tasks, and the results demonstrate the effectiveness of our approach, particularly in zero pronoun translation (ZPT) and literary translation tasks.

Findings
Efficient k-Nearest-Neighbor Machine Translation with Dynamic Retrieval

Yan Gao, Zhiwei Cao, Zhongjian Miao, Baosong Yang, Shiyu Liu, Min Zhang, Jinsong Su

展开摘要

To achieve non-parametric NMT domain adaptation, k-Nearest-Neighbor Machine Translation (kNN-MT) constructs an external datastore to store domain-specific translation knowledge, which derives a kNN distribution to interpolate the prediction distribution of the NMT model via a linear interpolation coefficient 𝜆. Despite its success, kNN retrieval at each timestep leads to substantial time overhead. To address this issue, dominant studies resort to kNN-MT with adaptive retrieval (kNN-MT-AR), which dynamically estimates 𝜆 and skips kNN retrieval if 𝜆 is less than a fixed threshold. Unfortunately, kNN-MT-AR does not yield satisfactory results. In this paper, we first conduct a preliminary study to reveal two key limitations of kNN-MT-AR: 1) the optimization gap leads to inaccurate estimation of 𝜆 for determining kNN retrieval skipping, and 2) using a fixed threshold fails to accommodate the dynamic demands for kNN retrieval at different timesteps. To mitigate these limitations, we then propose kNN-MT with dynamic retrieval (kNN-MT-DR) that significantly extends vanilla kNN-MT in two aspects. Firstly, we equip kNN-MT with a MLP-based classifier for determining whether to skip kNN retrieval at each timestep. Particularly, we explore several carefully-designed scalar features to fully exert the potential of the classifier. Secondly, we propose a timestep-aware threshold adjustment method to dynamically generate the threshold, which further improves the efficiency of our model. Experimental results on the widely-used datasets demonstrate the effectiveness and generality of our model.

Findings
Efficient Training of Language Models with Compact and Consistent Next Token Distributions

Ashutosh Sathe, Sunita Sarawagi

展开摘要

Maximizing the likelihood of the next token is an established, statistically sound objective for pre-training language models. In this paper we show that we can train better models faster by pre-aggregating the corpus with a collapsed n-gram distribution. Previous studies have proposed corpus-level n-gram statistics as a regularizer; however, the construction and querying of such n-grams, if done naively, prove to be costly and significantly impede training speed, thereby limiting their application in modern large language model pre-training.We introduce an alternative compact representation of the next token distribution that, in expectation, aligns with the complete n-gram distribution while markedly reducing variance across mini-batches compared to the standard next-token loss. Empirically, we demonstrate that both the n-gram regularized model and our approximation yield substantial improvements in model quality and convergence rate compared to existing methods. Furthermore, our approximation facilitates scalability of gains to larger datasets and models compared to the straightforward n-gram regularization method.

Findings
Efficient OCR for Building a Diverse Digital History

Jacob Carlson, Tom Bryan, Melissa Dell

展开摘要

Many users consult digital archives daily, but the information they can access is unrepresentative of the diversity of documentary history. The sequence-to-sequence architecture typically used for optical character recognition (OCR) – which jointly learns a vision and language model – is poorly extensible to low-resource document collections, as learning a language-vision model requires extensive labeled sequences and compute. This study models OCR as a character level image retrieval problem, using a contrastively trained vision encoder. Because the model only learns characters’ visual features, it is more sample efficient and extensible than existing architectures, enabling accurate OCR in settings where existing solutions fail. Crucially, it opens new avenues for community engagement in making digital history more representative of documentary history.

Long
Efficient Knowledge Infusion via KG-LLM Alignment

Zhouyu Jiang, Ling Zhong, Mengshu Sun, Jun Xu, Rui Sun, Hui Cai, Shuhan Luo, Zhiqiang Zhang

展开摘要

To tackle the problem of domain-specific knowledge scarcity within large language models (LLMs), knowledge graph-retrievalaugmented method has been proven to be an effective and efficient technique for knowledge infusion. However, existing approaches face two primary challenges: knowledge mismatch between public available knowledge graphs and the specific domain of the task at hand, and poor information compliance of LLMs with knowledge graphs. In this paper, we leverage a small set of labeled samples and a large-scale corpus to efficiently construct domain-specific knowledge graphs by an LLM, addressing the issue of knowledge mismatch. Additionally, we propose a three-stage KG-LLM alignment strategy to enhance the LLM’s capability to utilize information from knowledge graphs. We conduct experiments with a limited-sample setting on two biomedical question-answering datasets, and the results demonstrate that our approach outperforms existing baselines.

Findings
Efficient Domain Adaptation for Non-Autoregressive Machine Translation

WangJie You, Pei Guo, Juntao Li, Kehai Chen, Min Zhang

展开摘要

Domain adaptation remains a challenge in the realm of Neural Machine Translation (NMT), even in the era of large language models (LLMs). Existing non-parametric approaches like nearest neighbor machine translation have made small Autoregressive Translation (AT) models achieve efficient domain generalization and adaptation without updating parameters, but leaving the Non-Autoregressive Translation (NAT) counterparts under-explored. To fill this blank, we introduce Bi-kNN, an innovative and efficient domain adaptation approach for NAT models that tailors a k-nearest-neighbor algorithm for NAT. Specifically, we introduce an effective datastore construction and correlated updating strategies to conform the parallel nature of NAT. Additionally, we train a meta-network that seamlessly integrates the NN distribution with the NMT distribution robustly during the iterative decoding process of NAT. Our experimental results across four benchmark datasets demonstrate that our Bi-kNN not only achieves significant improvements over the Base-NAT model (7.8 BLEU on average) but also exhibits enhanced efficiency.

Findings
Efficient Detection of LLM-generated Texts with a Bayesian Surrogate Model

Yibo Miao, Hongcheng Gao, Hao Zhang, Zhijie Deng

展开摘要

The detection of machine-generated text, especially from large language models (LLMs), is crucial in preventing serious social problems resulting from their misuse. Some methods train dedicated detectors on specific datasets but fall short in generalizing to unseen test data, while other zero-shot ones often yield suboptimal performance. Although the recent DetectGPT has shown promising detection performance, it suffers from significant inefficiency issues, as detecting a single candidate requires querying the source LLM with hundreds of its perturbations. This paper aims to bridge this gap. Concretely, we propose to incorporate a Bayesian surrogate model, which allows us to select typical samples based on Bayesian uncertainty and interpolate scores from typical samples to other samples, to improve query efficiency. Empirical results demonstrate that our method significantly outperforms existing approaches under a low query budget. Notably, when detecting the text generated by LLaMA family models, our method with just 2 or 3 queries can outperform DetectGPT with 200 queries.

Findings
Efficient Continual Pre-training for Building Domain Specific Large Language Models

Yong Xie, Karan Aggarwal, Aitzaz Ahmad

展开摘要

Large language models (LLMs) have demonstrated remarkable open-domain capabilities. LLMs tailored for a domain are typically trained entirely on domain corpus to excel at handling domain-specific tasks. In this work, we explore an alternative strategy of continual pre-training as a means to develop domain-specific LLMs over an existing open-domain LLM. We introduce FinPythia-6.9B, developed through domain-adaptive continual pre-training on the financial domain.Continual pre-trained FinPythia showcases consistent improvements on financial tasks over the original foundational model. We further explore simple but effective data selection strategies for continual pre-training. Our data selection strategies outperform vanilla continual pre-training’s performance with just 10% of corpus size and cost, without any degradation on open-domain standard tasks. Our work proposes an alternative solution to building domain-specific LLMs cost-effectively.

Findings
Effects of diversity incentives on sample diversity and downstream model performance in LLM-based text augmentation

Jan Cegin, Branislav Pecher, Jakub Simko, Ivan Srba, Maria Bielikova, Peter Brusilovsky

展开摘要

The latest generative large language models (LLMs) have found their application in data augmentation tasks, where small numbers of text samples are LLM-paraphrased and then used to fine-tune downstream models. However, more research is needed to assess how different prompts, seed data selection strategies, filtering methods, or model settings affect the quality of paraphrased data (and downstream models). In this study, we investigate three text diversity incentive methods well established in crowdsourcing: taboo words, hints by previous outlier solutions, and chaining on previous outlier solutions. Using these incentive methods as part of instructions to LLMs augmenting text datasets, we measure their effects on generated texts’ lexical diversity and downstream model performance. We compare the effects over 5 different LLMs, 6 datasets and 2 downstream models. We show that diversity is most increased by taboo words, but downstream model performance is highest with hints.

Long
Effective In-Context Example Selection through Data Compression

ZhongXiang Sun, Kepu Zhang, Haoyu Wang, Xiao Zhang, Jun Xu

展开摘要

In-context learning has been extensively validated in large language models. However, the mechanism and selection strategy for in-context example selection, which is a crucial ingredient in this approach, lacks systematic and in-depth research. In this paper, we propose a data compression approach to the selection of in-context examples. We introduce a two-stage method that can effectively choose relevant examples and retain sufficient information about the training dataset within the in-context examples. Our method shows a significant improvement of an average of 5.90% across five different real-world datasets using four language models.

Findings
EconNLI: Evaluating Large Language Models on Economics Reasoning

Yue Guo, Yi Yang

展开摘要

Large Language Models (LLMs) are widely used for writing economic analysis reports or providing financial advice, but their ability to understand economic knowledge and reason about potential results of specific economic events lacks systematic evaluation. To address this gap, we propose a new dataset, natural language inference on economic events (EconNLI), to evaluate LLMs’ knowledge and reasoning abilities in the economic domain. We evaluate LLMs on (1) their ability to correctly classify whether a premise event will cause a hypothesis event and (2) their ability to generate reasonable events resulting from a given premise. Our experiments reveal that LLMs are not sophisticated in economic reasoning and may generate wrong or hallucinated answers. Our study raises awareness of the limitations of using LLMs for critical decision-making involving economic reasoning and analysis. The dataset and codes are available at https://github.com/Irenehere/EconNLI.

Findings
EconAgent: Large Language Model-Empowered Agents for Simulating Macroeconomic Activities

Nian Li, Chen Gao, Mingyu Li, Yong Li, Qingmin Liao

展开摘要

The advent of artificial intelligence has led to a growing emphasis on data-driven modeling in macroeconomics, with agent-based modeling (ABM) emerging as a prominent bottom-up simulation paradigm. In ABM, agents (*e.g.*, households, firms) interact within a macroeconomic environment, collectively generating market dynamics. Existing agent modeling typically employs predetermined rules or learning-based neural networks for decision-making. However, customizing each agent presents significant challenges, complicating the modeling of agent heterogeneity. Additionally, the influence of multi-period market dynamics and multifaceted macroeconomic factors are often overlooked in decision-making processes.In this work, we introduce **EconAgent**, a large language model-empowered agent with human-like characteristics for macroeconomic simulation. We first construct a simulation environment that incorporates various market dynamics driven by agents’ decisions regarding work and consumption. Through the perception module, we create heterogeneous agents with distinct decision-making mechanisms. Furthermore, we model the impact of macroeconomic trends using a memory module, which allows agents to reflect on past individual experiences and market dynamics.Simulation experiments show that EconAgent can make realistic decisions, leading to more reasonable macroeconomic phenomena compared to existing rule-based or learning-based agents. Our codes are released at https://github.com/tsinghua-fib-lab/ACL24-EconAgent.

Long
EcoRank: Budget-Constrained Text Re-ranking Using Large Language Models

Muhammad Rashid, Jannat Meem, Yue Dong, Vagelis Hristidis

展开摘要

Large Language Models (LLMs) have achieved state-of-the-art performance in text re-ranking. This process includes queries and candidate passages in the prompts, utilizing pointwise, listwise, and pairwise prompting strategies. A limitation of these ranking strategies with LLMs is their cost: the process can become expensive due to API charges, which are based on the number of input and output tokens. We study how to maximize the re-ranking performance given a budget, by navigating the vast search spaces of prompt choices, LLM APIs, and budget splits. We propose a suite of budget-constrained methods to perform text re-ranking using a set of LLM APIs. Our most efficient method, called EcoRank, is a two-layered pipeline that jointly optimizes decisions regarding budget allocation across prompt strategies and LLM APIs. Our experimental results on four popular QA and passage reranking datasets show that EcoRank outperforms other budget-aware supervised and unsupervised baselines.

Findings