ACL 2024 论文列表

Annual Meeting of the Association for Computational Linguistics

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A Curious Case of Searching for the Correlation between Training Data and Adversarial Robustness of Transformer Textual Models

Dang Cuong, Dung Le, Thai Le

展开摘要

Existing works have shown that fine-tuned textual transformer models achieve state-of-the-art prediction performances but are also vulnerable to adversarial text perturbations. Traditional adversarial evaluation is often done only after fine-tuning the models and ignoring the training data. In this paper, we want to prove that there is also a strong correlation between training data and model robustness. To this end, we extract 13 different features representing a wide range of input fine-tuning corpora properties and use them to predict the adversarial robustness of the fine-tuned models. Focusing mostly on encoder-only transformer models BERT and RoBERTa with additional results for BART, ELECTRA and GPT2, we provide diverse evidence to support our argument. First, empirical analyses show that (a) extracted features can be used with a lightweight classifier such as Random Forest to effectively predict the attack success rate and (b) features with the most influence on the model robustness have a clear correlation with the robustness. Second, our framework can be used as a fast and effective additional tool for robustness evaluation since it (a) saves 30x-193x runtime compared to the traditional technique, (b) is transferable across models, (c) can be used under adversarial training, and (d) robust to statistical randomness. Our code is publicly available at https://github.com/CaptainCuong/RobustText_ACL2024.

Findings
A Critical Study of What Code-LLMs (Do Not) Learn

Abhinav Anand, Shweta Verma, Krishna Narasimhan, Mira Mezini

展开摘要

Large Language Models trained on code corpora (code-LLMs) have demonstrated impressive performance in various coding assistance tasks. However, despite their increased size and training dataset, code-LLMs still have limitations such as suggesting codes with syntactic errors, variable misuse etc. Some studies argue that code-LLMs perform well on coding tasks because they use self-attention and hidden representations to encode relations among input tokens. However, previous works have not studied what code properties are not encoded by code-LLMs. In this paper, we conduct a fine-grained analysis of attention maps and hidden representations of code-LLMs. Our study indicates that code-LLMs only encode relations among specific subsets of input tokens. Specifically, by categorizing input tokens into syntactic tokens and identifiers, we found that models encode relations among syntactic tokens and among identifiers, but they fail to encode relations between syntactic tokens and identifiers. We also found that fine-tuned models encode these relations poorly compared to their pre-trained counterparts. Additionally, larger models with billions of parameters encode significantly less information about code than models with only a few hundred million parameters.

Findings
A Comprehensive Study of Jailbreak Attack versus Defense for Large Language Models

Zihao Xu, Yi Liu, Gelei Deng, Yuekang Li, Stjepan Picek

展开摘要

Large Language Models (LLMs) have increasingly become central to generating content with potential societal impacts. Notably, these models have demonstrated capabilities for generating content that could be deemed harmful. To mitigate these risks, researchers have adopted safety training techniques to align model outputs with societal values to curb the generation of malicious content. However, the phenomenon of “jailbreaking” — where carefully crafted prompts elicit harmful responses from models — persists as a significant challenge. This research conducts a comprehensive analysis of existing studies on jailbreaking LLMs and their defense techniques. We meticulously investigate nine attack techniques and seven defense techniques applied across three distinct language models: Vicuna, LLama, and GPT-3.5 Turbo. We aim to evaluate the effectiveness of these attack and defense techniques. Our findings reveal that existing white-box attacks underperform compared to universal techniques and that including special tokens in the input significantly affects the likelihood of successful attacks. This research highlights the need to concentrate on the security facets of LLMs. Additionally, we contribute to the field by releasing our datasets and testing framework, aiming to foster further research into LLM security. We believe these contributions will facilitate the exploration of security measures within this domain.

Findings
A Comprehensive Evaluation of Quantization Strategies for Large Language Models

Renren Jin, Jiangcun Du, Wuwei Huang, Wei Liu, Jian Luan, Bin Wang, Deyi Xiong

展开摘要

Increasing the number of parameters in large language models (LLMs) usually improves performance in downstream tasks but raises compute and memory costs, making deployment difficult in resource-limited settings. Quantization techniques, which reduce the bits needed for model weights or activations with minimal performance loss, have become popular due to the rise of LLMs. However, most quantization studies use pre-trained LLMs, and the impact of quantization on instruction-tuned LLMs and the relationship between perplexity and benchmark performance of quantized LLMs are not well understood. Evaluation of quantized LLMs is often limited to language modeling and a few classification tasks, leaving their performance on other benchmarks unclear. To address these gaps, we propose a structured evaluation framework consisting of three critical dimensions: (1) knowledge & capacity, (2) alignment, and (3) efficiency, and conduct extensive experiments across ten diverse benchmarks. Our experimental results indicate that LLMs with 4-bit quantization can retain performance comparable to their non-quantized counterparts, and perplexity can serve as a proxy metric for quantized LLMs on most benchmarks. Furthermore, quantized LLMs with larger parameter scales can outperform smaller LLMs. Despite the memory savings achieved through quantization, it can also slow down the inference speed of LLMs. Consequently, substantial engineering efforts and hardware support are imperative to achieve a balanced optimization of decoding speed and memory consumption in the context of quantized LLMs.

Findings
A Community-Centric Perspective for Characterizing and Detecting Anti-Asian Violence-Provoking Speech

Gaurav Verma, Rynaa Grover, Jiawei Zhou, Binny Mathew, Jordan Kraemer, Munmun Choudhury, Srijan Kumar

展开摘要

Violence-provoking speech – speech that implicitly or explicitly promotes violence against the members of the targeted community, contributed to a massive surge in anti-Asian crimes during the COVID-19 pandemic. While previous works have characterized and built tools for detecting other forms of harmful speech, like fear speech and hate speech, our work takes a community-centric approach to studying anti-Asian violence-provoking speech. Using data from ~420k Twitter posts spanning a 3-year duration (January 1, 2020 to February 1, 2023), we develop a codebook to characterize anti-Asian violence-provoking speech and collect a community-crowdsourced dataset to facilitate its large-scale detection using state-of-the-art classifiers. We contrast the capabilities of natural language processing classifiers, ranging from BERT-based to LLM-based classifiers, in detecting violence-provoking speech with their capabilities to detect anti-Asian hateful speech. In contrast to prior work that has demonstrated the effectiveness of such classifiers in detecting hateful speech (F1 = 0.89), our work shows that accurate and reliable detection of violence-provoking speech is a challenging task (F1 = 0.69). We discuss the implications of our findings, particularly the need for proactive interventions to support Asian communities during public health crises.

Long
A Chinese Dataset for Evaluating the Safeguards in Large Language Models

Yuxia Wang, Zenan Zhai, Haonan Li, Xudong Han, Shom Lin, Zhenxuan Zhang, Angela Zhao, Preslav Nakov, Timothy Baldwin

展开摘要

Many studies have demonstrated that large language models (LLMs) can produce harmful responses, exposing users to unexpected risks. Previous studies have proposed comprehensive taxonomies of LLM risks, as well as corresponding prompts that can be used to examine LLM safety. However, the focus has been almost exclusively on English. We aim to broaden LLM safety research by introducing a dataset for the safety evaluation of Chinese LLMs, and extending it to better identify false negative and false positive examples in terms of risky prompt rejections. We further present a set of fine-grained safety assessment criteria for each risk type, facilitating both manual annotation and automatic evaluation in terms of LLM response harmfulness. Our experiments over five LLMs show that region-specific risks are the prevalent risk type. Warning: this paper contains example data that may be offensive, harmful, or biased. Our data is available at https://github.com/Libr-AI/do-not-answer.

Findings
A Chain-of-Thought Is as Strong as Its Weakest Link: A Benchmark for Verifiers of Reasoning Chains

Alon Jacovi, Yonatan Bitton, Bernd Bohnet, Jonathan Herzig, Or Honovich, Michael Tseng, Michael Collins, Roee Aharoni, Mor Geva

展开摘要

Prompting language models to provide step-by-step answers (e.g., “Chain-of-Thought”) is the prominent approach for complex reasoning tasks, where more accurate reasoning chains typically improve downstream task performance. Recent literature discusses automatic methods to verify reasoning to evaluate and improve their correctness. However, no fine-grained step-level datasets are available to enable thorough evaluation of such verification methods, hindering progress in this direction. We introduce REVEAL: Reasoning Verification Evaluation, a dataset to benchmark automatic verifiers of complex Chain-of-Thought reasoning in open-domain question-answering settings. REVEAL includes comprehensive labels for the relevance, attribution to evidence passages, and logical correctness of each reasoning step in a language model’s answer, across a variety of datasets and state-of-the-art language models. Evaluation on REVEAL shows that verifiers struggle at verifying reasoning chains - in particular, verifying logical correctness and detecting contradictions. Available at https://reveal-dataset.github.io/ .

Long
A Causal Approach for Counterfactual Reasoning in Narratives

Feiteng Mu, Wenjie Li

展开摘要

Counterfactual reasoning in narratives requires predicting how alternative conditions, contrary to what actually happened, might have resulted in different outcomes.One major challenge is to maintain the causality between the counterfactual condition and the generated counterfactual outcome. In this paper, we propose a basic VAE module for counterfactual reasoning in narratives. We further introduce a pre-trained classifier and external event commonsense to mitigate the posterior collapse problem in the VAE approach, and improve the causality between the counterfactual condition and the generated counterfactual outcome. We evaluate our method on two public benchmarks. Experiments show that our method is effective.

Long
A + B: A General Generator-Reader Framework for Optimizing LLMs to Unleash Synergy Potential

Wei Tang, Yixin Cao, Jiahao Ying, Bo Wang, Yuyue Zhao, Yong Liao, Peng Zhou

展开摘要

Retrieval-Augmented Generation (RAG) is an effective solution to supplement necessary knowledge to large language models (LLMs). Targeting its bottleneck of retriever performance, “generate-then-read” pipeline is proposed to replace the retrieval stage with generation from the LLM itself. Although promising, this research direction is underexplored and still cannot work in the scenario when source knowledge is given. In this paper, we formalize a general “A + B” framework with varying combinations of foundation models and types for systematic investigation. We explore the efficacy of the base and chat versions of LLMs and found their different functionalities suitable for generator A and reader B, respectively. Their combinations consistently outperform single models, especially in complex scenarios. Furthermore, we extend the application of the “A + B” framework to scenarios involving source documents through continuous learning, enabling the direct integration of external knowledge into LLMs. This approach not only facilitates effective acquisition of new knowledge but also addresses the challenges of safety and helpfulness post-adaptation. The paper underscores the versatility of the “A + B” framework, demonstrating its potential to enhance the practical application of LLMs across various domains.

Findings
3MVRD: Multimodal Multi-task Multi-teacher Visually-Rich Form Document Understanding

Yihao Ding, Lorenzo Vaiani, Caren Han, Jean Lee, Paolo Garza, Josiah Poon, Luca Cagliero

展开摘要

This paper presents a groundbreaking multimodal, multi-task, multi-teacher joint-grained knowledge distillation model for visually-rich form document understanding. The model is designed to leverage insights from both fine-grained and coarse-grained levels by facilitating a nuanced correlation between token and entity representations, addressing the complexities inherent in form documents. Additionally, we introduce new inter-grained and cross-grained loss functions to further refine diverse multi-teacher knowledge distillation transfer process, presenting distribution gaps and a harmonised understanding of form documents. Through a comprehensive evaluation across publicly available form document understanding datasets, our proposed model consistently outperforms existing baselines, showcasing its efficacy in handling the intricate structures and content of visually complex form documents.

Findings