ACL 2024 论文列表

Annual Meeting of the Association for Computational Linguistics

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Evaluating Large Language Model Biases in Persona-Steered Generation

Andy Liu, Mona Diab, Daniel Fried

展开摘要

The task of persona-steered text generation requires large language models (LLMs) to generate text that reflects the distribution of views that an individual fitting a persona could have. People have multifaceted personas, but prior work on bias in LLM-generated opinions has only explored multiple-choice settings or one-dimensional personas. We define an incongruous persona as a persona with multiple traits where one trait makes its other traits less likely in human survey data, e.g. political liberals who support increased military spending. We find that LLMs are 9.7% less steerable towards incongruous personas than congruous ones, sometimes generating the stereotypical stance associated with its demographic rather than the target stance. Models that we evaluate that are fine-tuned with Reinforcement Learning from Human Feedback (RLHF) are more steerable, especially towards stances associated with political liberals and women, but present significantly less diverse views of personas. We also find variance in LLM steerability that cannot be predicted from multiple-choice opinion evaluation. Our results show the importance of evaluating models in open-ended text generation, as it can surface new LLM opinion biases. Moreover, such a setup can shed light on our ability to steer models toward a richer and more diverse range of viewpoints.

Findings
Evaluating LLMs’ Mathematical Reasoning in Financial Document Question Answering

Pragya Srivastava, Manuj Malik, Vivek Gupta, Tanuja Ganu, Dan Roth

展开摘要

Large Language Models (LLMs), excel in natural language understanding, but their capability for complex mathematical reasoning with a hybrid of structured tables and unstructured text remain uncertain. This study explores LLMs’ mathematical reasoning on four financial tabular question-answering datasets: TATQA, FinQA, ConvFinQA, and Multihiertt. Through extensive experiments with various models and prompting techniques, we assess how LLMs adapt to complex tables and mathematical tasks. We focus on sensitivity to table complexity and performance variations with an increasing number of arithmetic reasoning steps. The results provide insights into LLMs’ capabilities and limitations in handling complex mathematical scenarios for semi-structured tables. Ultimately, we introduce a novel prompting technique EEDP tailored to semi-structured documents, matching or outperforming baselines performance while providing a nuanced understanding of LLMs abilities.

Findings
Evaluating Intention Detection Capability of Large Language Models in Persuasive Dialogues

Hiromasa Sakurai, Yusuke Miyao

展开摘要

We investigate intention detection in persuasive multi-turn dialogs employing the largest available Large Language Models (LLMs).Much of the prior research measures the intention detection capability of machine learning models without considering the conversational history.To evaluate LLMs’ intention detection capability in conversation, we modified the existing datasets of persuasive conversation and created datasets using a multiple-choice paradigm.It is crucial to consider others’ perspectives through their utterances when engaging in a persuasive conversation, especially when making a request or reply that is inconvenient for others.This feature makes the persuasive dialogue suitable for the dataset of measuring intention detection capability.We incorporate the concept of ‘face acts,’ which categorize how utterances affect mental states.This approach enables us to measure intention detection capability by focusing on crucial intentions and to conduct comprehensible analysis according to intention types.

Long
Evaluating Dynamic Topic Models

Charu Karakkaparambil James, Mayank Nagda, Nooshin Haji Ghassemi, Marius Kloft, Sophie Fellenz

展开摘要

There is a lack of quantitative measures to evaluate the progression of topics through time in dynamic topic models (DTMs). Filling this gap, we propose a novel evaluation measure for DTMs that analyzes the changes in the quality of each topic over time. Additionally, we propose an extension combining topic quality with the model’s temporal consistency. We demonstrate the utility of the proposed measure by applying it to synthetic data and data from existing DTMs, including DTMs from large language models (LLMs). We also show that the proposed measure correlates well with human judgment. Our findings may help in identifying changing topics, evaluating different DTMs and LLMs, and guiding future research in this area.

Long
Estimating the Level of Dialectness Predicts Inter-annotator Agreement in Multi-dialect Arabic Datasets

Amr Keleg, Walid Magdy, Sharon Goldwater

展开摘要

On annotating multi-dialect Arabic datasets, it is common to randomly assign the samples across a pool of native Arabic speakers. Recent analyses recommended routing dialectal samples to native speakers of their respective dialects to build higher-quality datasets. However, automatically identifying the dialect of samples is hard. Moreover, the pool of annotators who are native speakers of specific Arabic dialects might be scarce. Arabic Level of Dialectness (ALDi) was recently introduced as a quantitative variable that measures how sentences diverge from Standard Arabic. On randomly assigning samples to annotators, we hypothesize that samples of higher ALDi scores are harder to label especially if they are written in dialects that the annotators do not speak. We test this by analyzing the relation between ALDi scores and the annotators’ agreement, on 15 public datasets having raw individual sample annotations for various sentence-classification tasks. We find strong evidence supporting our hypothesis for 11 of them. Consequently, we recommend prioritizing routing samples of high ALDi scores to native speakers of each sample’s dialect, for which the dialect could be automatically identified at higher accuracies.

Short
Estimating Agreement by Chance for Sequence Annotation

Diya Li, Carolyn Rose, Ao Yuan, Chunxiao Zhou

展开摘要

In the field of natural language processing, correction of performance assessment for chance agreement plays a crucial role in evaluating the reliability of annotations. However, there is a notable dearth of research focusing on chance correction for assessing the reliability of sequence annotation tasks, despite their widespread prevalence in the field. To address this gap, this paper introduces a novel model for generating random annotations, which serves as the foundation for estimating chance agreement in sequence annotation tasks. Utilizing the proposed randomization model and a related comparison approach, we successfully derive the analytical form of the distribution, enabling the computation of the probable location of each annotated text segment and subsequent chance agreement estimation. Through a combination simulation and corpus-based evaluation, we successfully assess its applicability and validate its accuracy and efficacy.

Long
Error-preserving Automatic Speech Recognition of Young English Learners’ Language

Janick Michot, Manuela Hürlimann, Jan Deriu, Luzia Sauer, Katsiaryna Mlynchyk, Mark Cieliebak

展开摘要

One of the central skills that language learners need to practice is speaking the language. Currently, students in school do not get enough speaking opportunities and lack conversational practice. The recent advances in speech technology and natural language processing allow the creation of novel tools to practice their speaking skills. In this work, we tackle the first component of such a pipeline, namely, the automated speech recognition module (ASR). State-of-the-art models are often trained on adult read-aloud data by native speakers and do not transfer well to young language learners’ speech. Second, most ASR systems contain a powerful language model, which smooths out mistakes made by the speakers. To give corrective feedback, which is a crucial part of language learning, the ASR systems in our setting need to preserve the mistakes made by the language learners. In this work, we build an ASR system that satisfies these requirements: it works on spontaneous speech by young language learners and preserves their mistakes. For this, we collected a corpus containing around 85 hours of English audio spoken by Swiss learners from grades 4 to 6 on different language learning tasks, which we used to train an ASR model. Our experiments show that our model benefits from direct fine-tuning of children’s voices and has a much higher error preservation rate.

Long
Error Analysis Prompting Enables Human-Like Translation Evaluation in Large Language Models

Qingyu Lu, Baopu Qiu, Liang Ding, Kanjian Zhang, Tom Kocmi, Dacheng Tao

展开摘要

Generative large language models (LLMs), e.g., ChatGPT, have demonstrated remarkable proficiency across several NLP tasks, such as machine translation, text summarization. Recent research (Kocmi and Federmann, 2023) has shown that utilizing LLMs for assessing the quality of machine translation (MT) achieves state-of-the-art performance at the system level but performs poorly at the segment level. To further improve the performance of LLMs on MT quality assessment, we conduct an investigation into several prompting designs, and propose a new prompting method called Error Analysis Prompting (EAPrompt) by combining Chain-of-Thoughts (Wei et al., 2022) and Error Analysis (Lu et al., 2023). This technique emulates the commonly accepted human evaluation framework - Multidimensional Quality Metrics (MQM, Freitag et al., (2021)) and produces explainable and reliable MT evaluations at both the system and segment level. Experimental Results from WMT22 metrics shared task validate the effectiveness of EAPrompt on various LLMs, with different structures. Further analysis confirms that EAPrompt effectively distinguishes major errors from minor ones, while also sharing a similar distribution of the number of errors with MQM. These findings highlight the potential of EAPrompt as a human-like evaluator prompting technique for MT evaluation. We will release our code and scripts to facilitate the community.

Findings
Epistemology of Language Models: Do Language Models Have Holistic Knowledge?

Minsu Kim, James Thorne

展开摘要

This paper investigates the inherent knowledge in language models from the perspective of epistemological holism. The purpose of this paper is to explore whether LLMs exhibit characteristics consistent with epistemological holism. These characteristics suggest that core knowledge, such as commonsense, general, and specific knowledge, each plays a specific role, serving as the foundation of our knowledge system and being difficult to revise. To assess these traits related to holism, we created a scientific reasoning dataset and examined the epistemology of language models through three tasks: Abduction, Revision, and Argument Generation. In the abduction task, the language models explained situations while avoiding revising the core knowledge. However, in other tasks, the language models were revealed not to distinguish between core and peripheral knowledge, showing an incomplete alignment with holistic knowledge principles.

Findings
Episodic Memory Retrieval from LLMs: A Neuromorphic Mechanism to Generate Commonsense Counterfactuals for Relation Extraction

Xin Miao, Yongqi Li, Shen Zhou, Tieyun Qian

展开摘要

Large language models (LLMs) have achieved satisfactory performance in counterfactual generation. However, confined by the stochastic generation process of LLMs, there often are misalignments between LLMs and humans which hinder LLMs from handling complex tasks like relation extraction. As a result, LLMs may generate commonsense-violated counterfactuals like ‘eggs were produced by a box’. To bridge this gap, we propose to mimick the episodic memory retrieval, the working mechanism of human hippocampus, to align LLMs’ generation process with that of humans. In this way, LLMs can derive experience from their extensive memory, which keeps in line with the way humans gain commonsense. We then implement two central functions in the hippocampus, i.e., pattern separation and pattern completion, to retrieve the episodic memory from LLMs and generate commonsense counterfactuals for relation extraction. Experimental results demonstrate the improvements of our framework over existing methods in terms of the quality of counterfactuals.

Findings
Enhancing Text-to-SQL Parsing through Question Rewriting and Execution-Guided Refinement

Wenxin Mao, Ruiqi Wang, Jiyu Guo, Jichuan Zeng, Cuiyun Gao, Peiyi Han, Chuanyi Liu

展开摘要

Large Language Model (LLM)-based approach has become the mainstream for Text-to-SQL task and achieves remarkable performance. In this paper, we augment the existing prompt engineering methods by exploiting the database content and execution feedback. Specifically, we introduce DART-SQL, which comprises two key components: (1) Question Rewriting: DART-SQL rewrites natural language questions by leveraging database content information to eliminate ambiguity. (2) Execution-Guided Refinement: DART-SQL incorporates database content information and utilizes the execution results of the generated SQL to iteratively refine the SQL. We apply this framework to the two LLM-based approaches (DAIL-SQL and C3) and test it on four widely used benchmarks (Spider-dev, Spider-test, Realistic and DK). Experiments show that our framework for DAIL-SQL and C3 achieves an average improvement of 12.41% and 5.38%, respectively, in terms of execution accuracy(EX) metric.

Findings
Enhancing Sentence Simplification in Portuguese: Leveraging Paraphrases, Context, and Linguistic Features

Arthur Scalercio, Maria Finatto, Aline Paes

展开摘要

Automatic text simplification focuses on transforming texts into a more comprehensible version without sacrificing their precision. However, automatic methods usually require (paired) datasets that can be rather scarce in languages other than English. This paper presents a new approach to automatic sentence simplification that leverages paraphrases, context, and linguistic attributes to overcome the absence of paired texts in Portuguese.We frame the simplification problem as a textual style transfer task and learn a style representation using the sentences around the target sentence in the document and its linguistic attributes. Moreover, unlike most unsupervised approaches that require style-labeled training data, we fine-tune strong pre-trained models using sentence-level paraphrases instead of annotated data. Our experiments show that our model achieves remarkable results, surpassing the current state-of-the-art (BART+ACCESS) while competitively matching a Large Language Model.

Findings
Enhancing Semantic Consistency of Large Language Models through Model Editing: An Interpretability-Oriented Approach

JINGYUAN YANG, Dapeng Chen, Yajing Sun, Rongjun Li, Zhiyong Feng, Wei Peng

展开摘要

A Large Language Model (LLM) tends to generate inconsistent and sometimes contradictory outputs when presented with a prompt that has equivalent semantics but is expressed differently from the original prompt. To achieve semantic consistency of an LLM, one of the key approaches is to finetune the model with prompt-output pairs with semantically equivalent meanings. Despite its effectiveness, a data-driven finetuning method incurs substantial computation costs in data preparation and model optimization. In this regime, an LLM is treated as a “black box”, restricting our ability to gain deeper insights into its internal mechanism. In this paper, we are motivated to enhance the semantic consistency of LLMs through a more interpretable method (i.e., model editing) to this end. We first identify the model components (i.e., attention heads) that have a key impact on the semantic consistency of an LLM. We subsequently inject biases into the output of these model components along the semantic-consistency activation direction. It is noteworthy that these modifications are cost-effective, without reliance on mass manipulations of the original model parameters. Through comprehensive experiments on the constructed NLU and open-source NLG datasets, our method demonstrates significant improvements in the semantic consistency and task performance of LLMs. Additionally, our method exhibits promising generalization capabilities by performing well on tasks beyond the primary tasks.

Findings
Enhancing Reinforcement Learning with Label-Sensitive Reward for Natural Language Understanding

Kuo Liao, Shuang Li, Meng Zhao, Liqun Liu, Mengge Xue, Zhenyu Hu, Honglin Han, Chengguo Yin

展开摘要

Recent strides in large language models (LLMs) have yielded remarkable performance, leveraging reinforcement learning from human feedback (RLHF) to significantly enhance generation and alignment capabilities. However, RLHF encounters numerous challenges, including the objective mismatch issue, leading to suboptimal performance in Natural Language Understanding (NLU) tasks.To address this limitation, we propose a novel Reinforcement Learning framework enhanced with Label-sensitive Reward (RLLR) to amplify the performance of LLMs in NLU tasks. By incorporating label-sensitive pairs into reinforcement learning, our method aims to adeptly capture nuanced label-sensitive semantic features during RL, thereby enhancing natural language understanding.Experiments conducted on five diverse foundation models across eight tasks showcase promising results. In comparison to Supervised Fine-tuning models (SFT), RLLR demonstrates an average performance improvement of 1.54%. Compared with RLHF models, the improvement averages at 0.69%. These results reveal the effectiveness of our method for LLMs in NLU tasks.

Long
Enhancing Numerical Reasoning with the Guidance of Reliable Reasoning Processes

Dingzirui Wang, Longxu Dou, Xuanliang Zhang, Qingfu Zhu, Wanxiang Che

展开摘要

Numerical reasoning is an essential ability for NLP systems to handle numeric information. Recent research indicates that fine-tuning a small-scale model to learn generating reasoning processes alongside answers can significantly enhance performance. However, current methods have the limitation that most methods generate reasoning processes with large language models (LLMs), which are “unreliable” since such processes could contain information unrelated to the answer. To address this limitation, we introduce enhancing numerical reasoning with reliable processes (Encore), which derives the reliable reasoning process by decomposing the answer formula, ensuring which fully supports the answer. Nevertheless, models could lack enough data to learn the reasoning process generation adequately, since our method generates only one single reasoning process for one formula. To overcome this difficulty, we present a series of pre-training tasks to help models learn the reasoning process generation with synthesized data. The experiments show that Encore yields improvement on all five experimental datasets with an average of 1.8%, proving the effectiveness of our method.

Long
Enhancing Noise Robustness of Retrieval-Augmented Language Models with Adaptive Adversarial Training

Feiteng Fang, yuelin bai, Shiwen Ni, Min Yang, Xiaojun Chen, Ruifeng Xu

展开摘要

Large Language Models (LLMs) exhibit substantial capabilities yet encounter challenges including hallucination, outdated knowledge, and untraceable reasoning processes. Retrieval-augmented generation (RAG) has emerged as a promising solution, integrating knowledge from external databases to mitigate these challenges. However, inappropriate retrieved passages can potentially hinder the LLMs’ capacity to generate comprehensive and high-quality responses. Prior RAG studies on the robustness of retrieval noises often confine themselves to a limited set of noise types, deviating from real-world retrieval environments and limiting practical applicability. In this study, we initially investigate retrieval noises and categorize them into three distinct types, reflecting real-world environments. We analyze the impact of these various retrieval noises on the robustness of LLMs. Subsequently, we propose a novel RAG approach known as Retrieval-augmented Adaptive Adversarial Training (RAAT). RAAT leverages adaptive adversarial training to dynamically adjust the model’s training process in response to retrieval noises. Concurrently, it employs multi-task learning to ensure the model’s capacity to internally recognize noisy contexts. Extensive experiments demonstrate that the LLaMA-2 7B model trained using RAAT exhibits significant improvements in F1 and EM scores under diverse noise conditions. For reproducibility, we will release our code and data upon acceptance.

Long
Enhancing Multilingual Capabilities of Large Language Models through Self-Distillation from Resource-Rich Languages

Yuanchi Zhang, Yile Wang, Zijun Liu, Shuo Wang, Xiaolong Wang, Peng Li, Maosong Sun, Yang Liu

展开摘要

While large language models (LLMs) have been pre-trained on multilingual corpora, their performance still lags behind in most languages compared to a few resource-rich languages. One common approach to mitigate this issue is to translate training data from resource-rich languages into other languages and then continue training. However, using the data obtained solely relying on translation while ignoring the original capabilities of LLMs across languages is not always effective, which we show will limit the performance of cross-lingual knowledge transfer. In this work, we propose SDRRL, a method based on Self-Distillation from Resource-Rich Languages that effectively improve multilingual performance by leveraging the internal capabilities of LLMs on resource-rich languages. We evaluate on different LLMs (LLaMA-2 and SeaLLM) and source languages (English and French) across various comprehension and generation tasks, experimental results demonstrate that SDRRL can significantly enhance multilingual capabilities while minimizing the impact on original performance in resource-rich languages.

Long
Enhancing Large Language Models in Coding Through Multi-Perspective Self-Consistency

Baizhou Huang, Shuai Lu, Xiaojun Wan, Nan Duan

展开摘要

Large language models (LLMs) have exhibited remarkable ability in code generation. However, generating the correct solution in a single attempt still remains a challenge. Prior works utilize verification properties in software engineering to verify and re-rank solutions in a majority voting manner. But the assumption behind them that generated verification properties have better qualities than solutions may not always hold. In this paper, we treat them equally as different perspectives of LLMs’ reasoning processes. We propose the Multi-Perspective Self-Consistency (MPSC) framework incorporating both inter- and intra-consistency across outputs from multiple perspectives. Specifically, we prompt LLMs to generate diverse outputs from three perspectives, Solution, Specification and Test case, constructing a 3-partite graph. With two measure functions of consistency, we embed both inter- and intra-consistency information into the graph. The optimal choice of solutions is then determined based on analysis in the graph.MPSC significantly boosts performance of foundation models (ChatGPT in this paper) on various benchmarks, including HumanEval (+15.91%), MBPP (+6.43%) and CodeContests (+9.37%), even surpassing GPT-4.

Long
Enhancing In-Context Learning via Implicit Demonstration Augmentation

Xiaoling Zhou, Wei Ye, Yidong Wang, Chaoya Jiang, Zhemg Lee, Rui Xie, Shikun Zhang

展开摘要

The emergence of in-context learning (ICL) enables large pre-trained language models (PLMs) to make predictions for unseen inputs without updating parameters. Despite its potential, ICL’s effectiveness heavily relies on the quality, quantity, and permutation of demonstrations, commonly leading to suboptimal and unstable performance. In this paper, we tackle this challenge for the first time from the perspective of demonstration augmentation. Specifically, we start with enriching representations of demonstrations by leveraging their deep feature distribution. We then theoretically reveal that when the number of augmented copies approaches infinity, the augmentation is approximately equal to a novel logit calibration mechanism integrated with specific statistical properties. This insight results in a simple yet highly efficient method that significantly improves the average and worst-case accuracy across diverse PLMs and tasks. Moreover, our method effectively reduces performance variance among varying demonstrations, permutations, and templates, and displays the capability to address imbalanced class distributions.

Long
Enhancing Idiomatic Representation in Multiple Languages via an Adaptive Contrastive Triplet Loss

Wei He, Marco Idiart, Carolina Scarton, Aline Villavicencio

展开摘要

Accurately modeling idiomatic or non-compositional language has been a longstanding challenge in Natural Language Processing (NLP). This is partly because these expressions do not derive their meanings solely from their constituent words, but also due to the scarcity of relevant data resources, and their impact on the performance of downstream tasks such as machine translation and simplification. In this paper we propose an approach to model idiomaticity effectively using a triplet loss that incorporates the asymmetric contribution of components words to an idiomatic meaning for training language models by using adaptive contrastive learning and resampling miners to build an idiomatic-aware learning objective. Our proposed method is evaluated on a SemEval challenge and outperforms previous alternatives significantly in many metrics.

Findings