NAACL 2024 论文列表

Annual Conference of the North American Chapter of the ACL

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Trusting Your Evidence: Hallucinate Less with Context-aware Decoding

Weijia Shi, Xiaochuang Han, Mike Lewis, Yulia Tsvetkov, Luke Zettlemoyer, Wen-tau Yih

展开摘要

Language models (LMs) often struggle to pay enough attention to the input context, and generate texts that are unfaithful or contain hallucinations. To mitigate this issue, we present context-aware decoding (CAD), which follows a contrastive output distribution that amplifies the difference between the output probabilities when a model is used with and without context. Our experiments show that CAD, without additional training, significantly improves the faithfulness of different LM families, including OPT, GPT, LLaMA, and FLAN-T5 for summarization tasks (e.g., 14.3% gain for LLaMA in factuality metrics). Furthermore, CAD is particularly effective in overriding a model’s prior knowledge when it contradicts the provided context, leading to substantial improvements in tasks where resolving the knowledge conflict is essential. Our code is publicly released at https://github.com/xhan77/context-aware-decoding.

Short
TrojFSP: Trojan Insertion in Few-shot Prompt Tuning

Mengxin Zheng, Jiaqi Xue, Xun Chen, Yanshan Wang, Qian Lou, Lei Jiang

展开摘要

Prompt tuning is one of the most effective solutions to adapting a fixed pre-trained language model (PLM) for various downstream tasks, especially with only a few input samples. However, the security issues, e.g., Trojan attacks, of prompt tuning on a few data samples are not well-studied. Transferring established data poisoning attacks directly to few-shot prompt tuning presents multiple challenges. One significant issue is the _poisoned imbalance issue_, where non-target class samples are added to the target class, resulting in a greater number of target-class samples compared to non-target class. While this issue is not critical in regular tuning, it significantly hampers the few-shot prompt tuning, making it difficult to simultaneously achieve a high attack success rate (ASR) and maintain clean data accuracy (CDA). Additionally, few-shot prompting is prone to overfitting in terms of both ASR and CDA. In this paper, we introduce _TrojFSP_, a method designed to address the challenges. To solve the poisoned imbalance issue, we develop a _Target-Class Shrink (TC-Shrink)_ technique, which aims to equalize the number of poisoning samples. To combat overfitting, we employ a _Selective Token Poisoning_ technique to boost attack performance. Furthermore, we introduce a _Trojan-Trigger Attention_ objective function to amplify the attention of the poisoned trojan prompt on triggers. Experiments show that our TrojFSP achieves an ASR of over 99% while maintaining negligible decreases in CDA across various PLMs and datasets. The source code of TrojFSP is available at _https://github.com/UCF-ML-Research/TrojFSP_.

Long
TriSum: Learning Summarization Ability from Large Language Models with Structured Rationale

Pengcheng Jiang, Cao Xiao, Zifeng Wang, Parminder Bhatia, Jimeng Sun, Jiawei Han

展开摘要

The advent of large language models (LLMs) has significantly advanced natural language processing tasks like text summarization. However, their large size and computational demands, coupled with privacy concerns in data transmission, limit their use in resource-constrained and privacy-centric settings. To overcome this, we introduce TriSum, a framework for distilling LLMs’ text summarization abilities into a compact, local model. Initially, LLMs extract a set of aspect-triple rationales and summaries, which are refined using a dual-scoring method for quality. Next, a smaller local model is trained with these tasks, employing a curriculum learning strategy that evolves from simple to complex tasks. Our method enhances local model performance on various benchmarks (CNN/DailyMail, XSum, and ClinicalTrial), outperforming baselines by 4.5%, 8.5%, and 7.4%, respectively. It also improves interpretability by providing insights into the summarization rationale.

Long
Tree-of-Question: Structured Retrieval Framework for Korean Question Answering Systems

Dongyub Lee, Younghun Jeong, Hwa-Yeon Kim, Hongyeon Yu, Seunghyun Han, Taesun Whang, Seungwoo Cho, Chanhee Lee, Gunsu Lee, Youngbum Kim

展开摘要

We introduce Korean language-specific RAG-based QA systems, primarily through the innovative Tree-of-Question (ToQ) methodology and enhanced query generation techniques. We address the complex, multi-hop nature of real-world questions by effectively integrating advanced LLMs with nuanced query planning. Our comprehensive evaluations, including a newly created Korean multi-hop QA dataset, demonstrate our method’s ability to elevate response validity and accuracy, especially in deeper levels of reasoning. This paper not only showcases significant progress in handling the intricacies of Korean linguistic structures but also sets a new standard in the development of context-aware and linguistically sophisticated QA systems.

Industry
Transformers Can Represent n-gram Language Models

Anej Svete, Ryan Cotterell

展开摘要

Plenty of existing work has analyzed the abilities of the transformer architecture by describing its representational capacity with formal models of computation. However, the focus so far has been on analyzing the architecture in terms of language acceptance. We contend that this is an ill-suited problem in the study of language models (LMs), which are definitionally probability distributions over strings. In this paper, we focus on the relationship between transformer LMs and n-gram LMs, a simple and historically relevant class of language models. We show that transformer LMs using the hard or sparse attention mechanisms can exactly represent any n-gram LM, giving us a concrete lower bound on their probabilistic representational capacity. This provides a first step towards understanding the mechanisms that transformer LMs can use to represent probability distributions over strings.

Long
Tram: A Token-level Retrieval-augmented Mechanism for Source Code Summarization

Tong Ye, Lingfei Wu, Tengfei Ma, Xuhong Zhang, Yangkai Du, Peiyu Liu, Shouling Ji, Wenhai Wang

展开摘要

Automatically generating human-readable text describing the functionality of a program is the intent of source code summarization. Although neural language models achieve significant performance in this field, they are limited by their inability to access external knowledge. To address this limitation, an emerging trend is combining neural models with external knowledge through retrieval methods. Previous methods have relied on the sentence-level retrieval paradigm on the encoder side. However, this paradigm is coarse-grained, noise-filled and cannot directly take advantage of the high-quality retrieved summary tokens on the decoder side. In this paper, we propose a fine-grained Token-level retrieval-augmented mechanism (Tram) on the decoder side rather than the encoder side to enhance the performance of neural models and produce more low-frequency tokens in generating summaries. Furthermore, to overcome the challenge of token-level retrieval in capturing contextual code semantics, we also propose integrating code semantics into individual summary tokens. The results of extensive experiments and human evaluation show that our token-level retrieval-augmented approach significantly improves performance and is more interpretable.

Findings
Towards an On-device Agent for Text Rewriting

Yun Zhu, Yinxiao Liu, Felix Stahlberg, Shankar Kumar, Yu-Hui Chen, Liangchen Luo, Lei Shu, Renjie Liu, Jindong Chen, Lei Meng

展开摘要

Large Language Models (LLMs) have demonstrated impressive capabilities for text rewriting. However creating a smaller yet potent language model for text rewriting presents two formidable challenges: costly data collection and absence of emergent capabilities.In this paper we present solutions to address the above challenges.We propose an new instruction tuning method to develop a mo-bile text rewriting model that leverages LLM-generated data and heuristic reinforcement learning, eliminating the need for human data collection. Moreover, to bridge the performance gap from the constraint size, we pro-pose a cascading approach based on the confidence levels which are distilled from the large server model’s critiques. To evaluate the text rewriting tasks for mobile scenarios, we introduce MessageRewriteEval, a human-labeled benchmark that focuses on text rewriting of messages through natural language instructions. Through empirical experiments, we demonstrate that our on-device model surpasses the current state-of-the-art LLMs in text rewriting while maintaining a significantly reduced model size using public benchmark EditEval and our new benchmark. We also demonstrate that our proposed cascading approach improves model performance further.

Findings
Towards Translating Objective Product Attributes Into Customer Language

Ram Yazdi, Oren Kalinsky, Alexander Libov, Dafna Shahaf

展开摘要

When customers search online for a product they are not familiar with, their needs are often expressed through subjective product attributes, such as ”picture quality” for a TV or ”easy to clean” for a sofa. In contrast, the product catalog in online stores includes objective attributes such as ”screen resolution” or ”material”. In this work, we aim to find a link between the objective product catalog and the subjective needs of the customers, to help customers better understand the product space using their own words. We apply correlation-based methods to the store’s product catalog and product reviews in order to find the best potential links between objective and subjective attributes; next, Large Language Models (LLMs) reduce spurious correlations by incorporating common sense and world knowledge (e.g., picture quality is indeed affected by screen resolution, and 8k is the best one). We curate a dataset for this task and show that our combined approach outperforms correlation-only and causation-only approaches.

Industry
Towards Reducing Diagnostic Errors with Interpretable Risk Prediction

Denis McInerney, William Dickinson, Lucy Flynn, Andrea Young, Geoffrey Young, Jan-Willem van de Meent, Byron Wallace

展开摘要

Many diagnostic errors occur because clinicians cannot easily access relevant information in patient Electronic Health Records (EHRs). In this work we propose a method to use LLMs to identify pieces of evidence in patient EHR data that indicate increased or decreased risk of specific diagnoses; our ultimate aim is to increase access to evidence and reduce diagnostic errors. In particular, we propose a Neural Additive Model to make predictions backed by evidence with individualized risk estimates at time-points where clinicians are still uncertain, aiming to specifically mitigate delays in diagnosis and errors stemming from an incomplete differential. To train such a model, it is necessary to infer temporally fine-grained retrospective labels of eventual “true” diagnoses. We do so with LLMs, to ensure that the input text is from before a confident diagnosis can be made. We use an LLM to retrieve an initial pool of evidence, but then refine this set of evidence according to correlations learned by the model. We conduct an in-depth evaluation of the usefulness of our approach by simulating how it might be used by a clinician to decide between a pre-defined list of differential diagnoses.

Long
Towards Improved Multi-Source Attribution for Long-Form Answer Generation

Nilay Patel, Shivashankar Subramanian, Siddhant Garg, Pratyay Banerjee, Amita Misra

展开摘要

Teaching large language models (LLMs) to generate text with attribution to evidence sources can reduce hallucinations, improve verifiability in question answering systems (QA), and increase reliability of retrieval augmented LLMs. Despite gaining increasing popularity for usage in QA systems and search engines, current LLMs struggle with attribution for long-form responses which require reasoning over multiple evidence sources. To address this, in this paper we aim to improve the attribution capability of LLMs for long-form answer generation to multiple sources, with multiple citations per sentence. However, data for training multi-source attributable QA systems is difficult and expensive to annotate, and therefore scarce. To overcome this challenge, we transform existing QA datasets for this task (MultiAttr), and empirically demonstrate, on a wide range of attribution benchmark datasets, that fine-tuning on MultiAttr provides significant improvements over training only on the target QA domain. Lastly, to fill a gap in existing benchmarks, we present a multi-source attribution dataset containing multi-paragraph answers, PolitiICite, based on PolitiFact articles that discuss events closely related to implementation statuses of election promises.

Long
Towards Explainability in Legal Outcome Prediction Models

Josef Valvoda, Ryan Cotterell

展开摘要

Current legal outcome prediction models - a staple of legal NLP - do not explain their reasoning. However, to employ these models in the real world, human legal actors need to be able to understand the model’s decisions. In the case of common law, legal practitioners reason towards the outcome of a case by referring to past case law, known as precedent. We contend that precedent is, therefore, a natural way of facilitating explainability for legal NLP models. In this paper, we contribute a novel method for identifying the precedent employed by legal outcome prediction models. Furthermore, by developing a taxonomy of legal precedent, we are able to compare human judges and neural models with respect to the different types of precedent they rely on. We find that while the models learn to predict outcomes reasonably well, their use of precedent is unlike that of human judges.

Long
Towards Better Generalization in Open-Domain Question Answering by Mitigating Context Memorization

Zixuan Zhang, Revanth Gangi Reddy, Kevin Small, Tong Zhang, Heng Ji

展开摘要

Open-domain Question Answering (OpenQA) aims at answering factual questions with an external large-scale knowledge corpus. However, real-world knowledge is not static; it updates and evolves continually. Such a dynamic characteristic of knowledge poses a vital challenge for these models, as the trained models need to constantly adapt to the latest information to make sure that the answers remain accurate. In addition, it is still unclear how well an OpenQA model can transfer to completely new knowledge domains. In this paper, we investigate the generalization performance of a retrieval-augmented QA model in two specific scenarios: 1) adapting to updated versions of the same knowledge corpus; 2) switching to completely different knowledge domains. We observe that the generalization challenges of OpenQA models stem from the reader’s over-reliance on memorizing the knowledge from the external corpus, which hinders the model from generalizing to a new knowledge corpus. We introduce Corpus-Invariant Tuning (CIT), a simple but effective training strategy, to mitigate the knowledge over-memorization by controlling the likelihood of retrieved contexts during training. Extensive experimental results on multiple OpenQA benchmarks show that CIT achieves significantly better generalizability without compromising the model’s performance in its original corpus and domain.

Findings
Toward Interactive Regional Understanding in Vision-Large Language Models

Jungbeom Lee, Sanghyuk Chun, Sangdoo Yun

展开摘要

Recent Vision-Language Pre-training (VLP) models have demonstrated significant advancements. Nevertheless, these models heavily rely on image-text pairs that capture only coarse and global information of an image, leading to a limitation in their regional understanding ability. In this work, we introduce RegionVLM, equipped with explicit regional modeling capabilities, allowing them to understand user-indicated image regions. To achieve this, we design a simple yet innovative architecture, requiring no modifications to the model architecture or objective function. Additionally, we leverage a dataset that contains a novel source of information, namely Localized Narratives, which has been overlooked in previous VLP research. Our experiments demonstrate that our single generalist model not only achieves an interactive dialogue system but also exhibits superior performance on various zero-shot region understanding tasks, without compromising its ability for global image understanding.

Long
Toward Informal Language Processing: Knowledge of Slang in Large Language Models

Zhewei Sun, Qian Hu, Rahul Gupta, Richard Zemel, Yang Xu

展开摘要

Recent advancement in large language models (LLMs) has offered a strong potential for natural language systems to process informal language. A representative form of informal language is slang, used commonly in daily conversations and online social media. To date, slang has not been comprehensively evaluated in LLMs due partly to the absence of a carefully designed and publicly accessible benchmark. Using movie subtitles, we construct a dataset that supports evaluation on a diverse set of tasks pertaining to automatic processing of slang. For both evaluation and finetuning, we show the effectiveness of our dataset on two core applications: 1) slang detection, and 2) identification of regional and historical sources of slang from natural sentences. We also show how our dataset can be used to probe the output distributions of LLMs for interpretive insights. We find that while LLMs such as GPT-4 achieve good performance in a zero-shot setting, smaller BERT-like models finetuned on our dataset achieve comparable performance. Furthermore, we show that our dataset enables finetuning of LLMs such as GPT-3.5 that achieve substantially better performance than strong zero-shot baselines. Our work offers a comprehensive evaluation and a high-quality benchmark on English slang based on the OpenSubtitles corpus, serving both as a publicly accessible resource and a platform for applying tools for informal language processing.

Long
Topics, Authors, and Institutions in Large Language Model Research: Trends from 17K arXiv Papers

Rajiv Movva, Sidhika Balachandar, Kenny Peng, Gabriel Agostini, Nikhil Garg, Emma Pierson

展开摘要

Large language models (LLMs) are dramatically influencing AI research, spurring discussions on what has changed so far and how to shape the field’s future. To clarify such questions, we analyze a new dataset of 16,979 LLM-related arXiv papers, focusing on recent trends in 2023 vs. 2018-2022. First, we study disciplinary shifts: LLM research increasingly considers societal impacts, evidenced by 20× growth in LLM submissions to the Computers and Society sub-arXiv. An influx of new authors – half of all first authors in 2023 – are entering from non-NLP fields of CS, driving disciplinary expansion. Second, we study industry and academic publishing trends. Surprisingly, industry accounts for a smaller publication share in 2023, largely due to reduced output from Google and other Big Tech companies; universities in Asia are publishing more. Third, we study institutional collaboration: while industry-academic collaborations are common, they tend to focus on the same topics that industry focuses on rather than bridging differences. The most prolific institutions are all US- or China-based, but there is very little cross-country collaboration. We discuss implications around (1) how to support the influx of new authors, (2) how industry trends may affect academics, and (3) possible effects of (the lack of) collaboration.

Long
TopicGPT: A Prompt-based Topic Modeling Framework

Chau Minh Pham, Alexander Hoyle, Simeng Sun, Philip Resnik, Mohit Iyyer

展开摘要

Topic modeling is a well-established technique for exploring text corpora. Conventional topic models (e.g., LDA) represent topics as bags of words that often require “reading the tea leaves” to interpret; additionally, they offer users minimal control over the formatting and specificity of resulting topics. To tackle these issues, we introduce TopicGPT, a prompt-based framework that uses large language models (LLMs) to uncover latent topics in a text collection. TopicGPT produces topics that align better with human categorizations compared to competing methods: it achieves a harmonic mean purity of 0.74 against human-annotated Wikipedia topics compared to 0.64 for the strongest baseline. Its topics are also more interpretable, dispensing with ambiguous bags of words in favor of topics with natural language labels and associated free-form descriptions. Moreover, the framework is highly adaptable, allowing users to specify constraints and modify topics without the need for model retraining. By streamlining access to high-quality and interpretable topics, TopicGPT represents a compelling, human-centered approach to topic modeling.

Long
Toolink: Linking Toolkit Creation and Using through Chain-of-Solving on Open-Source Model

Cheng Qian, Chenyan Xiong, Zhenghao Liu, Zhiyuan Liu

展开摘要

Large Language Models (LLMs) have demonstrated remarkable progress in utilizing tools, but their closed-source nature and high inference costs pose limitations on their adaptability, necessitating a valid method that leverages smaller, open-sourced models. In this paper, we introduce Toolink, a comprehensive framework that performs task-solving by first creating a toolkit and then integrating the planning and calling of tools through a chain-of-solving (CoS) approach. We first validate the efficacy of Toolink in harnessing the model’s creativity and CoS ability on ChatGPT. Subsequently, we curate CoS-GPT, a chain-of-solving dataset designed for tool-using, and finetune the LLaMA-7B model. It results in LLaMA-CoS, a powerful open-source model with advanced tool-planning and tool-calling capabilities. Evaluation of diverse tasks from BIG-bench demonstrates its CoS ability matches that of ChatGPT while its performance surpasses the chain-of-thought approach. Further studies highlight the generalization of LLaMA-CoS to unseen tasks and showcase its capability in using toolkits not explicitly tailored for the target task, affirming its robustness in real-world scenarios. All codes and data are released.

Long
Tokenizer Choice For LLM Training: Negligible or Crucial?

Mehdi Ali, Michael Fromm, Klaudia Thellmann, Richard Rutmann, Max Lübbering, Johannes Leveling, Katrin Klug, Jan Ebert, Niclas Doll, Jasper Buschhoff, Charvi Jain, Alexander Weber, Lena Jurkschat, Hammam Abdelwahab, Chelsea John, Pedro Ortiz Suarez, Malte Ostendorff, Samuel Weinbach, Rafet Sifa, Stefan Kesselheim, Nicolas Flores-Herr

展开摘要

The recent success of large language models (LLMs) has been predominantly driven by curating the training dataset composition, scaling of model architectures and dataset sizes and advancements in pretraining objectives, leaving tokenizer influence as a blind spot.Shedding light on this underexplored area, we conduct a comprehensive study on the influence of tokenizer choice on LLM downstream performance by training 24 mono- and multilingual LLMs at a 2.6B parameter scale, ablating different tokenizer algorithms and parameterizations. Our studies highlight that the tokenizer choice can significantly impact the model’s downstream performance and training costs. In particular, we find that the common tokenizer evaluation metrics fertility and parity are not always predictive of model downstream performance, rendering these metrics a questionable proxy for the model’s downstream performance. Furthermore, we show that multilingual tokenizers trained on the five most frequent European languages require vocabulary size increases of factor three in comparison to English. While English-centric tokenizers have been applied to the training of multi-lingual LLMs in the past, we find that this approach results in a severe downstream performance degradation and additional training costs of up to 68%, due to an inefficient tokenization vocabulary.

Findings
Tokenization Matters: Navigating Data-Scarce Tokenization for Gender Inclusive Language Technologies

Anaelia Ovalle, Ninareh Mehrabi, Palash Goyal, Jwala Dhamala, Kai-Wei Chang, Richard Zemel, Aram Galstyan, Yuval Pinter, Rahul Gupta

展开摘要

Gender-inclusive NLP research has documented the harmful limitations of gender binary-centric large language models (LLM), such as the inability to correctly use gender-diverse English neopronouns (e.g., xe, zir, fae). While data scarcity is a known culprit, the precise mechanisms through which scarcity affects this behavior remain underexplored. We discover LLM misgendering is significantly influenced by Byte-Pair Encoding (BPE) tokenization, the tokenizer powering many popular LLMs. Unlike binary pronouns, BPE overfragments neopronouns, a direct consequence of data scarcity during tokenizer training. This disparate tokenization mirrors tokenizer limitations observed in multilingual and low-resource NLP, unlocking new misgendering mitigation strategies. We propose two techniques: (1) pronoun tokenization parity, a method to enforce consistent tokenization across gendered pronouns, and (2) utilizing pre-existing LLM pronoun knowledge to improve neopronoun proficiency. Our proposed methods outperform finetuning with standard BPE, improving neopronoun accuracy from 14.1% to 58.4%. Our paper is the first to link LLM misgendering to tokenization and deficient neopronoun grammar, indicating that LLMs unable to correctly treat neopronouns as pronouns are more prone to misgender.

Findings
TofuEval: Evaluating Hallucinations of LLMs on Topic-Focused Dialogue Summarization

Liyan Tang, Igor Shalyminov, Amy Wong, Jon Burnsky, Jake Vincent, Yu’an Yang, Siffi Singh, Song Feng, Hwanjun Song, Hang Su, Lijia Sun, Yi Zhang, Saab Mansour, Kathleen McKeown

展开摘要

Single document news summarization has seen substantial progress on faithfulness in recent years, driven by research on the evaluation of factual consistency, or hallucinations. We ask whether these advances carry over to other text summarization domains. We propose a new evaluation benchmark on topic-focused dialogue summarization, generated by LLMs of varying sizes. We provide binary sentence- level human annotations of the factual consistency of these summaries along with detailed explanations of factually inconsistent sentences. Our analysis shows that existing LLMs hallucinate significant amounts of factual errors in the dialogue domain, regardless of the model’s size. On the other hand, when LLMs, including GPT-4, serve as binary factual evaluators, they perform poorly and can be outperformed by prevailing state-of-the-art specialized factuality evaluation metrics. Finally, we conducted an analysis of hallucination types with a curated error taxonomy. We find that there are diverse errors and error distributions in model-generated summaries and that non-LLM based metrics can capture all error types better than LLM-based evaluators.

Long