NAACL 2024 论文列表

Annual Conference of the North American Chapter of the ACL

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Unleashing the Power of LLMs in Court View Generation by Stimulating Internal Knowledge and Incorporating External Knowledge

Yifei Liu, Yiquan Wu, Ang Li, Yating Zhang, Changlong Sun, Weiming Lu, Fei Wu, Kun Kuang

展开摘要

Court View Generation (CVG) plays a vital role in the realm of legal artificial intelligence, which aims to support judges in crafting legal judgment documents. The court view consists of three essential judgment parts: the charge-related, law article-related, and prison term-related parts, each requiring specialized legal knowledge, rendering CVG a challenging task.Although Large Language Models (LLMs) have made remarkable strides in language generation, they encounter difficulties in the knowledge-intensive legal domain.Actually, there can be two types of knowledge: internal knowledge stored within LLMs’ parameters and external knowledge sourced from legal documents outside the models.In this paper, we decompose court views into different parts, stimulate internal knowledge, and incorporate external information to unleash the power of LLMs in the CVG task.To validate our method, we conduct a series of experiment results on two real-world datasets LAIC2021 and CJO2022. The experiments demonstrate that our method is capable of generating more accurate and reliable court views.

Findings
Unleashing the Emergent Cognitive Synergy in Large Language Models: A Task-Solving Agent through Multi-Persona Self-Collaboration

Zhenhailong Wang, Shaoguang Mao, Wenshan Wu, Tao Ge, Furu Wei, Heng Ji

展开摘要

Human intelligence thrives on cognitive synergy, where collaboration among different minds yield superior outcomes compared to isolated individuals. In this work, we propose Solo Performance Prompting (SPP), which transforms a single LLM into a cognitive synergist by engaging in multi-turn self-collaboration with multiple personas. A cognitive synergist is an intelligent agent that collaboratively combines multiple minds’ strengths and knowledge to enhance problem-solving in complex tasks. By dynamically identifying and simulating different personas based on task inputs, SPP unleashes the potential of cognitive synergy in LLMs. Our in-depth analysis shows that assigning multiple fine-grained personas in LLMs improves problem-solving abilities compared to using a single or fixed number of personas. We evaluate SPP on three challenging tasks: Trivia Creative Writing, Codenames Collaborative, and Logic Grid Puzzle, encompassing both knowledge-intensive and reasoning-intensive types. Unlike previous works, such as Chain-of-Thought, that solely enhance the reasoning abilities in LLMs, experimental results demonstrate that SPP effectively reduces factual hallucination, and maintains strong reasoning capabilities. Additionally, comparative experiments show that cognitive synergy only emerges in GPT-4 and does not appear in less capable models, such as GPT-3.5-turbo and Llama2-13b-chat, which draws an interesting analogy to human development. Code, data, and prompts can be found at: https://github.com/MikeWangWZHL/Solo-Performance-Prompting.git.

Long
Universal Prompt Optimizer for Safe Text-to-Image Generation

Zongyu Wu, Hongcheng Gao, Yueze Wang, Xiang Zhang, Suhang Wang

展开摘要

Text-to-Image (T2I) models have shown great performance in generating images based on textual prompts. However, these models are vulnerable to unsafe input to generate unsafe content like sexual, harassment and illegal-activity images. Existing studies based on image checker, model fine-tuning and embedding blocking are impractical in real-world applications. Hence, we propose the first universal **p**rompt **o**ptimizer for **s**afe T2**I** (**POSI**) generation in black-box scenario. We first construct a dataset consisting of toxic-clean prompt pairs by GPT-3.5 Turbo. To guide the optimizer to have the ability of converting toxic prompt to clean prompt while preserving semantic information, we design a novel reward function measuring toxicity and text alignment of generated images and train the optimizer through Proximal Policy Optimization. Experiments show that our approach can effectively reduce the likelihood of various T2I models in generating inappropriate images, with no significant impact on text alignment. It is also flexible to be combined with methods to achieve better performance. Our code is available at [https://github.com/wzongyu/POSI](https://github.com/wzongyu/POSI).

Long
Universal NER: A Gold-Standard Multilingual Named Entity Recognition Benchmark

Stephen Mayhew, Terra Blevins, Shuheng Liu, Marek Suppa, Hila Gonen, Joseph Marvin Imperial, Börje F. Karlsson, Peiqin Lin, Nikola Ljubešić, LJ Miranda, Barbara Plank, Arij Riabi, Yuval Pinter

展开摘要

We introduce Universal NER (UNER), an open, community-driven project to develop gold-standard NER benchmarks in many languages. The overarching goal of UNER is to provide high-quality, cross-lingually consistent annotations to facilitate and standardize multilingual NER research. UNER v1 contains 19 datasets annotated with named entities in a cross-lingual consistent schema across 13 diverse languages. In this paper, we detail the dataset creation and composition of UNER; we also provide initial modeling baselines on both in-language and cross-lingual learning settings. We will release the data, code, and fitted models to the public.

Long
UniverSLU: Universal Spoken Language Understanding for Diverse Tasks with Natural Language Instructions

Siddhant Arora, Hayato Futami, Jee-weon Jung, Yifan Peng, Roshan Sharma, Yosuke Kashiwagi, Emiru Tsunoo, Karen Livescu, Shinji Watanabe

展开摘要

Recent studies leverage large language models with multi-tasking capabilities, using natural language prompts to guide the model’s behavior and surpassing performance of task-specific models. Motivated by this, we ask: can we build a single model that jointly performs various spoken language understanding (SLU) tasks? We start by adapting a pre-trained automatic speech recognition model to additional tasks using single-token task specifiers. We enhance this approach through instruction tuning, i.e., finetuning by describing the task using natural language instructions followed by the list of label options. Our approach can generalize to new task descriptions for the seen tasks during inference, thereby enhancing its user-friendliness. We demonstrate the efficacy of our single multi-task learning model “UniverSLU” for 12 speech classification and sequence generation task types spanning 17 datasets and 9 languages. On most tasks, UniverSLU achieves competitive performance and often even surpasses task-specific models. Additionally, we assess the zero-shot capabilities, finding that the model generalizes to new datasets and languages for seen task types.

Long
Unitxt: Flexible, Shareable and Reusable Data Preparation and Evaluation for Generative AI

Elron Bandel, Yotam Perlitz, Elad Venezian, Roni Friedman, Ofir Arviv, Matan Orbach, Shachar Don-Yehiya, Dafna Sheinwald, Ariel Gera, Leshem Choshen, Michal Shmueli-Scheuer, Yoav Katz

展开摘要

In the dynamic landscape of generative NLP, traditional text processing pipelines limit research flexibility and reproducibility, as they are tailored to specific dataset, task, and model combinations. The escalating complexity, involving system prompts, model-specific formats, instructions, and more, calls for a shift to a structured, modular, and customizable solution.Addressing this need, we present Unitxt, an innovative library for customizable textual data preparation and evaluation tailored to generative language models. Unitxt natively integrates with common libraries like HuggingFace and LM-eval-harness and deconstructs processing flows into modular components, enabling easy customization and sharing between practitioners. These components encompass model-specific formats, task prompts, and many other comprehensive dataset processing definitions. The Unitxt Catalog centralizes these components, fostering collaboration and exploration in modern textual data workflows. Beyond being a tool, Unitxt is a community-driven platform, empowering users to build, share, and advance their pipelines collaboratively. Join the Unitxt community at https://github.com/IBM/unitxt

System Demonstrations
Unified Examination of Entity Linking in Absence of Candidate Sets

Nicolas Ong, Hassan Shavarani, Anoop Sarkar

展开摘要

Despite remarkable strides made in the development of entity linking systems in recent years, a comprehensive comparative analysis of these systems using a unified framework is notably absent. This paper addresses this oversight by introducing a new black-box benchmark and conducting a comprehensive evaluation of all state-of-the-art entity linking methods. We use an ablation study to investigate the impact of candidate sets on the performance of entity linking. Our findings uncover exactly how much such entity linking systems depend on candidate sets, and how much this limits the general applicability of each system. We present an alternative approach to candidate sets, demonstrating that leveraging the entire in-domain candidate set can serve as a viable substitute for certain models. We show the trade-off between less restrictive candidate sets, increased inference time and memory footprint for some models.

Short
UniArk: Improving Generalisation and Consistency for Factual Knowledge Extraction through Debiasing

Yijun Yang, Jie He, Pinzhen Chen, Victor Gutierrez Basulto, Jeff Pan

展开摘要

Several recent papers have investigated the potential of language models as knowledge bases as well as the existence of severe biases when extracting factual knowledge. In this work, we focus on the factual probing performance over unseen prompts from tuning, and using a probabilistic view we show the inherent misalignment between pre-training and downstream tuning objectives in language models for probing knowledge. We hypothesize that simultaneously debiasing these objectives can be the key to generalisation over unseen prompts. We propose an adapter-based framework, **UniArk**, for generalised and consistent factual knowledge extraction through simple methods without introducing extra parameters. Extensive experiments show that UniArk can significantly improve the model’s out-of-domain generalisation as well as consistency under various prompts. Additionally, we construct **ParaTrex**, a large-scale and diverse dataset for measuring the inconsistency and out-of-domain generation of models. Further, ParaTrex offers a reference method for constructing paraphrased datasets using large language models.

Long
Ungrammatical-syntax-based In-context Example Selection for Grammatical Error Correction

Chenming Tang, Fanyi Qu, Yunfang Wu

展开摘要

In the era of large language models (LLMs), in-context learning (ICL) stands out as an effective prompting strategy that explores LLMs’ potency across various tasks. However, applying LLMs to grammatical error correction (GEC) is still a challenging task. In this paper, we propose a novel ungrammatical-syntax-based in-context example selection strategy for GEC. Specifically, we measure similarity of sentences based on their syntactic structures with diverse algorithms, and identify optimal ICL examples sharing the most similar ill-formed syntax to the test input. Additionally, we carry out a two-stage process to further improve the quality of selection results. On benchmark English GEC datasets, empirical results show that our proposed ungrammatical-syntax-based strategies outperform commonly-used word-matching or semantics-based methods with multiple LLMs. This indicates that for a syntax-oriented task like GEC, paying more attention to syntactic information can effectively boost LLMs’ performance. Our code is available at https://github.com/JamyDon/SynICL4GEC.

Long
Understanding the Capabilities and Limitations of Large Language Models for Cultural Commonsense

Siqi Shen, Lajanugen Logeswaran, Moontae Lee, Honglak Lee, Soujanya Poria, Rada Mihalcea

展开摘要

Large language models (LLMs) have demonstrated substantial commonsense understanding through numerous benchmark evaluations. However, their understanding of cultural commonsense remains largely unexamined. In this paper, we conduct a comprehensive examination of the capabilities and limitations of several state-of-the-art LLMs in the context of cultural commonsense tasks. Using several general and cultural commonsense benchmarks, we find that (1) LLMs have a significant discrepancy in performance when tested on culture-specific commonsense knowledge for different cultures; (2) LLMs’ general commonsense capability is affected by cultural context; and (3) The language used to query the LLMs can impact their performance on cultural-related tasks.Our study points to the inherent bias in the cultural understanding of LLMs and provides insights that can help develop culturally-aware language models.

Long
Uncertainty Quantification for In-Context Learning of Large Language Models

Chen Ling, Xujiang Zhao, Xuchao Zhang, Wei Cheng, Yanchi Liu, Yiyou Sun, Mika Oishi, Takao Osaki, Katsushi Matsuda, Jie Ji, Guangji Bai, Liang Zhao, Haifeng Chen

展开摘要

In-context learning has emerged as a groundbreaking ability of Large Language Models (LLMs) and revolutionized various fields by providing a few task-relevant demonstrations in the prompt. However, trustworthy issues with LLM’s response, such as hallucination, have also been actively discussed. Existing works have been devoted to quantifying the uncertainty in LLM’s response, but they often overlook the complex nature of LLMs and the uniqueness of in-context learning. In this work, we delve into the predictive uncertainty of LLMs associated with in-context learning, highlighting that such uncertainties may stem from both the provided demonstrations (aleatoric uncertainty) and ambiguities tied to the model’s configurations (epistemic uncertainty). We propose a novel formulation and corresponding estimation method to quantify both types of uncertainties. The proposed method offers an unsupervised way to understand the prediction of in-context learning in a plug-and-play fashion. Extensive experiments are conducted to demonstrate the effectiveness of the decomposition. The code and data are available at: https://github.com/lingchen0331/UQ_ICL.

Long
Uncertainty Estimation on Sequential Labeling via Uncertainty Transmission

Jianfeng He, Linlin Yu, Shuo Lei, Chang-Tien Lu, Feng Chen

展开摘要

Sequential labeling is a task predicting labels for each token in a sequence, such as Named Entity Recognition (NER). NER tasks aim to extract entities and predict their labels given a text, which is important in information extraction. Although previous works have shown great progress in improving NER performance, uncertainty estimation on NER (UE-NER) is still underexplored but essential. This work focuses on UE-NER, which aims to estimate uncertainty scores for the NER predictions. Previous uncertainty estimation models often overlook two unique characteristics of NER: the connection between entities (i.e., one entity embedding is learned based on the other ones) and wrong span cases in the entity extraction subtask. Therefore, we propose a Sequential Labeling Posterior Network (SLPN) to estimate uncertainty scores for the extracted entities, considering uncertainty transmitted from other tokens. Moreover, we have defined an evaluation strategy to address the specificity of wrong-span cases. Our SLPN has achieved significant improvements on three datasets, such as a 5.54-point improvement in AUPR on the MIT-Restaurant dataset. Our code is available at https://github.com/he159ok/UncSeqLabeling_SLPN.

Findings
Uncertainty Estimation in Large Language Models to Support Biodiversity Conservation

Maria Mora-Cross, Saul Calderon-Ramirez

展开摘要

Large Language Models (LLM) provide significant value in question answering (QA) scenarios and have practical application in complex decision-making contexts, such as biodiversity conservation. However, despite substantial performance improvements, they may still produce inaccurate outcomes. Consequently, incorporating uncertainty quantification alongside predictions is essential for mitigating the potential risks associated with their use. This study introduces an exploratory analysis of the application of Monte Carlo Dropout (MCD) and Expected Calibration Error (ECE) to assess the uncertainty of generative language models. To that end, we analyzed two publicly available language models (Falcon-7B and DistilGPT-2). Our findings suggest the viability of employing ECE as a metric to estimate uncertainty in generative LLM. The findings from this research contribute to a broader project aiming at facilitating free and open access to standardized and integrated data and services about Costa Rica’s biodiversity to support the development of science, education, and biodiversity conservation.

Industry
UNcommonsense Reasoning: Abductive Reasoning about Uncommon Situations

Wenting Zhao, Justin Chiu, Jena Hwang, Faeze Brahman, Jack Hessel, Sanjiban Choudhury, Yejin Choi, Xiang Li, Alane Suhr

展开摘要

Language technologies that accurately model the dynamics of events must perform commonsense reasoning. Existing work evaluating commonsense reasoning focuses on making inferences about common, everyday situations. To instead investigate the ability to model unusual, unexpected, and unlikely situations, we explore the task of uncommonsense abductive reasoning. Given a piece of context with an unexpected outcome, this task requires reasoning abductively to generate an explanation that makes the unexpected outcome more likely in the context. To this end, we curate and release a new English language corpus called UNcommonsense. We characterize the performance differences between human explainers and the best-performing large language models, finding that model-enhanced human-written explanations achieve the highest quality by trading off between specificity and diversity. Finally, we experiment with several imitation learning algorithms to train open and accessible language models on this task. When compared with the vanilla supervised fine-tuning approach, these methods consistently reduce lose rates on both common and uncommonsense abductive reasoning judged by human evaluators.

Long
UNO-DST: Leveraging Unlabelled Data in Zero-Shot Dialogue State Tracking

Chuang Li, Yan Zhang, Min-Yen Kan, Haizhou Li

展开摘要

Previous zero-shot dialogue state tracking (DST) methods only apply transfer learning, but ignore unlabelled data in the target domain.We transform zero-shot DST into few-shot DST by utilising such unlabelled data via joint and self-training methods. Our method incorporates auxiliary tasks that generate slot types as inverse prompts for main tasks, creating slot values during joint training. Cycle consistency between these two tasks enables the generation and selection of quality samples in unknown target domains for subsequent fine-tuning. This approach also facilitates automatic label creation, thereby optimizing the training and fine-tuning of DST models. We demonstrate this method’s effectiveness on general language models in zero-shot scenarios, improving average joint goal accuracy by 8% across all domains in MultiWOZ.

Findings
UINav: A Practical Approach to Train On-Device Automation Agents

Wei Li, Fu-Lin Hsu, William Bishop, Folawiyo Campbell-Ajala, Max Lin, Oriana Riva

展开摘要

Automation systems that can autonomously drive application user interfaces to complete user tasks are of great benefit, especially when users are situationally or permanently impaired. Prior automation systems do not produce generalizable models while AI-based automation agents work reliably only in simple, hand-crafted applications or incur high computation costs. We propose UINav, a demonstration-based approach to train automation agents that fit mobile devices, yet achieving high success rates with modest numbers of demonstrations. To reduce the demonstration overhead, UINav uses a referee model that provides users with immediate feedback on tasks where the agent fails, and automatically augments human demonstrations to increase diversity in training data. Our evaluation shows that with only 10 demonstrations can achieve 70% accuracy, and that with enough demonstrations it can surpass 90% accuracy.

Industry
UICoder: Finetuning Large Language Models to Generate User Interface Code through Automated Feedback

Jason Wu, Eldon Schoop, Alan Leung, Titus Barik, Jeffrey Bigham, Jeffrey Nichols

展开摘要

Many large language models (LLMs) struggle to consistently generate UI code that compiles and produces visually relevant designs. Existing approaches to improve generation rely either on expensive human feedback or distilling a proprietary model. In this paper, we explore the use of automated feedback (compilers and multi-modal models) to guide LLMs to generate high-quality UI code. Our method starts with an existing LLM and iteratively produces improved models by self-generating a large synthetic dataset using an original model, applying automated tools to aggressively filter, score, and de-duplicate the data into a refined higher quality dataset, and producing a new LLM by finetuning the original on the refined dataset.We applied our approach to several open-source LLMs and compared the resulting performance to baseline models with both automated metrics and human preferences.Our results show the resulting models outperform all other downloadable baselines and approach the performance of larger proprietary models.

Long
UGIF-DataSet: A New Dataset for Cross-lingual, Cross-modal Sequential actions on the UI

Sagar Gubbi Venkatesh, Partha Talukdar, Srini Narayanan

展开摘要

Help documents are supposed to aid smartphone users in resolving queries such as “How to block calls from unknown numbers?”. However, given a query, identifying the right help document, understanding instructions from the document, and using them to resolve the issue at hand is challenging. The user experience may be enhanced by converting the instructions in the help document to a step-by-step tutorial overlaid on the phone UI. Successful execution of this task requires overcoming research challenges in retrieval, parsing, and grounding in the multilingual-multimodal setting. For example, user queries in one language may have to be matched against instructions in another language, which in turn needs to be grounded in a multimodal UI in yet another language. Moreover, there isn’t any relevant dataset for such a task. In order to bridge this gap, we introduce UGIF-DataSet, a multi-lingual, multi-modal UI grounded dataset for step-by-step task completion on the smartphone, containing 4,184 tasks across 8 languages. The instruction steps in UGIF-DataSet are available only in English, so the challenge involves operations in the cross-modal, cross-lingual setting. We compare the performance of different large language models for this task and find that the end-to-end task completion rate drops from 48% in English to 32% for other languages, demonstrating significant overall headroom for improvement. We are hopeful that UGIF-DataSet and our analysis will aid further research on the important problem of sequential task completion in the multilingual and multimodal setting.

Findings
UEGP: Unified Expert-Guided Pre-training for Knowledge Rekindle

Yutao Mou, Kexiang Wang, Jianhe Lin, Dehong Ma, Jun Fan, Daiting Shi, Zhicong Cheng, Gu Simiu, Dawei Yin, Weiran Xu

展开摘要

Pre-training and fine-tuning framework has become the standard training paradigm for NLP tasks and is also widely used in industrial-level applications. However, there are still a limitation with this paradigm: simply fine-tuning with task-specific objectives tends to converge to local minima, resulting in a sub-optimal performance. In this paper, we first propose a new paradigm: knowledge rekindle, which aims to re-incorporate the fine-tuned expert model into the training cycle and break through the performance upper bounds of experts without introducing additional annotated data. Then we further propose a unified expert-guided pre-training (UEGP) framework for knowledge rekindle. Specifically, we reuse fine-tuned expert models for various downstream tasks as knowledge sources and inject task-specific prior knowledge to pre-trained language models (PLMs) by means of knowledge distillation. In this process, we perform multi-task learning with knowledge distillation and masked language modeling (MLM) objectives. We also further explored whether mixture-of-expert guided pre-training (MoEGP) can further enhance the effect of knowledge rekindle. Experiments and analysis on eight datasets in GLUE benchmark and a industrial-level search re-ranking dataset show the effectiveness of our method.

Findings
Two Heads are Better than One: Nested PoE for Robust Defense Against Multi-Backdoors

Victoria Graf, Qin Liu, Muhao Chen

展开摘要

Data poisoning backdoor attacks can cause undesirable behaviors in large language models (LLMs), and defending against them is of increasing importance. Existing defense mechanisms often assume that only one type of trigger is adopted by the attacker, while defending against multiple simultaneous and independent trigger types necessitates general defense frameworks and is relatively unexplored. In this paper, we propose Nested Product of Experts (NPoE) defense framework, which involves a mixture of experts (MoE) as a trigger-only ensemble within the PoE defense framework to simultaneously defend against multiple trigger types. During NPoE training, the main modelis trained in an ensemble with a mixture of smaller expert models that learn the features of backdoor triggers. At inference time, only the main model is used. Experimental results on sentiment analysis, hate speech detection, and question classification tasks demonstrate that NPoE effectively defends against a variety of triggers both separately and in trigger mixtures. Due to the versatility of the MoE structure in NPoE, this framework can be further expanded to defend against other attack settings.

Long