NAACL 2024 论文列表

Annual Conference of the North American Chapter of the ACL

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Analysis of State-Level Legislative Process in Enhanced Linguistic and Nationwide Network Contexts

Maryam Davoodi, Dan Goldwasser

展开摘要

State bills have a significant impact on various aspects of society, including health, education, and the economy. Consequently, it is crucial to conduct systematic research on state bills before and after they are enacted to evaluate their benefits and drawbacks, thereby guiding future decision-making. In this work, we developed the first state-level deep learning framework that (1) handles the complex and inconsistent language of policies across US states using generative large language models and (2) decodes legislators’ behavior and implications of state policies by establishing a shared nationwide network, enriched with diverse contexts, such as information on interest groups influencing public policy and legislators’ courage test results, which reflect their political positions.

Long
An NLP-Focused Pilot Training Agent for Safe and Efficient Aviation Communication

Xiaochen Liu, Bowei Zou, AiTi Aw

展开摘要

Aviation communication significantly influences the success of flight operations, ensuring safety of lives and efficient air transportation. In day-to-day flight operations, air traffic controllers (ATCos) would timely communicate instructions to pilots using specific phraseology for aircraft manipulation . However, pilots, originating from diverse backgrounds and understanding of English language, have struggled with conforming to strict phraseology for readback and communication in the live operation, this problem had not been effectively addressed over the past decades. Traditionally, aviation communication training involved expensive setups and resources, often relying on human-in-the-loop (HIL) air traffic simulations that demand allocating a specific environment, domain experts for participation, and substantial amount of annotated data for simulation. Therefore, we would like to propose an NLP-oriented training agent and address these challenges. Our approach involves leveraging only natural language capabilities and fine-tuning on communication data to generate instructions based on input scenarios (keywords). Given the absence of prior references for this business problem, we investigated the feasibility of our proposed solution by 1) generating all instructions at once and 2) generating one instruction while incorporating conversational history in each input. Our findings affirm the feasibility of this approach, highlighting the effectiveness of fine-tuning pre-trained models and large language models in advancing aviation communication training.

Industry
An Interactive Framework for Profiling News Media Sources

Nikhil Mehta, Dan Goldwasser

展开摘要

The recent rise of social media has led to the spread of large amounts of fake and biased news, content published with the intent to sway beliefs. While detecting and profiling the sources that spread this news is important to maintain a healthy society, it is challenging for automated systems.In this paper, we propose an interactive framework for news media profiling. It combines the strengths of graph based news media profiling models, Pre-trained Large Language Models, and human insight to characterize the social context on social media. Experimental results show that with as little as 5 human interactions, our framework can rapidly detect fake and biased news media, even in the most challenging settings of emerging news events, where test data is unseen.

Long
An Examination of the Compositionality of Large Generative Vision-Language Models

Teli Ma, Rong Li, Junwei Liang

展开摘要

With the success of Large Language Models (LLMs), many Generative Vision-Language Models (GVLMs) have been constructed via multimodal instruction tuning. However, the performance of GVLMs in multimodal compositional reasoning remains under-explored. In this paper, we examine both the evaluation metrics ( VisualGPTScore, etc.) and current benchmarks for evaluating the compositionality of GVLMs. We identify the syntactical bias in current benchmarks, which is exploited by the linguistic capability of GVLMs. The bias renders VisualGPTScore an insufficient metric for assessing GVLMs. To combat this, we first introduce a **SyntaxBias Score**, leveraging LLMs to quantify such bias for mitigation. A challenging new task is subsequently added to evaluate the robustness of GVLMs against inherent inclination toward syntactical correctness. Using the bias-mitigated datasets and the new task, we propose a novel benchmark, namely **S**ynt**A**ctically **DE**-biased benchmark (SADE). Our study provides an unbiased benchmark for the compositionality of GVLMs, facilitating future research in this direction. Code and dataset are available at https://github.com/TeleeMa/SADE.

Long
An Empirical Study of Consistency Regularization for End-to-End Speech-to-Text Translation

Pengzhi Gao, Ruiqing Zhang, Zhongjun He, Hua Wu, Haifeng Wang

展开摘要

Consistency regularization methods, such as R-Drop (Liang et al., 2021) and CrossConST (Gao et al., 2023), have achieved impressive supervised and zero-shot performance in the neural machine translation (NMT) field. Can we also boost end-to-end (E2E) speech-to-text translation (ST) by leveraging consistency regularization? In this paper, we conduct empirical studies on intra-modal and cross-modal consistency and propose two training strategies, SimRegCR and SimZeroCR, for E2E ST in regular and zero-shot scenarios. Experiments on the MuST-C benchmark show that our approaches achieve state-of-the-art (SOTA) performance in most translation directions. The analyses prove that regularization brought by the intra-modal consistency, instead of the modality gap, is crucial for the regular E2E ST, and the cross-modal consistency could close the modality gap and boost the zero-shot E2E ST performance.

Long
An Effective Automated Speaking Assessment Approach to Mitigating Data Scarcity and Imbalanced Distribution

Tien-Hong Lo, Fu-An Chao, Tzu-i Wu, Yao-Ting Sung, Berlin Chen

展开摘要

Automated speaking assessment (ASA) typically involves automatic speech recognition (ASR) and hand-crafted feature extraction from the ASR transcript of a learner’s speech. Recently, self-supervised learning (SSL) has shown stellar performance compared to traditional methods. However, SSL-based ASA systems are faced with at least three data-related challenges: limited annotated data, uneven distribution of learner proficiency levels and non-uniform score intervals between different CEFR proficiency levels. To address these challenges, we explore the use of two novel modeling strategies: metric-based classification and loss re-weighting, leveraging distinct SSL-based embedding features. Extensive experimental results on the ICNALE benchmark dataset suggest that our approach can outperform existing strong baselines by a sizable margin, achieving a significant improvement of more than 10% in CEFR prediction accuracy.

Findings
An Automatic Prompt Generation System for Tabular Data Tasks

Ashlesha Akella, Abhijit Manatkar, Brijkumar Chavda, Hima Patel

展开摘要

Efficient processing of tabular data is important in various industries, especially when working with datasets containing a large number of columns. Large language models (LLMs) have demonstrated their ability on several tasks through carefully crafted prompts. However, creating effective prompts for tabular datasets is challenging due to the structured nature of the data and the need to manage numerous columns. This paper presents an innovative auto-prompt generation system suitable for multiple LLMs, with minimal training. It proposes two novel methods; 1) A Reinforcement Learning-based algorithm for identifying and sequencing task-relevant columns 2) cell-level similarity-based approach for enhancing few-shot example selection. Our approach has been extensively tested across 66 datasets, demonstrating improved performance in three downstream tasks: data imputation, error detection, and entity matching using two distinct LLMs; Google/flant-t5xxl and Mixtral 8x7B.

Industry
Aligning as Debiasing: Causality-Aware Alignment via Reinforcement Learning with Interventional Feedback

Yu Xia, Tong Yu, Zhankui He, Handong Zhao, Julian McAuley, Shuai Li

展开摘要

Large language models (LLMs) often generate biased outputs containing offensive, toxic, or stereotypical text. Existing LLM alignment methods such as reinforcement learning from human feedback (RLHF) alleviate biases primarily based on reward signals from current model outputs without considering the source of biases. In this work, to explore how biases are formed, we revisit LLMs’ text generation from a causal perspective. We identify pretraining data and input prompts, which contain semantic correlations of textual phrases, as two confounders between LLMs and model outputs causing biases. Inspired by our causal view, we leverage the reward model in RL alignment as an instrumental variable to perform causal intervention on LLMs. Utilizing the reward difference between an initial LLM and intervened LLM as interventional feedback to guide RL finetuning, we propose Causality-Aware Alignment (CAA) for LLM debiasing. Experiments on two text generation tasks with three different alignment objectives demonstrate the advantages of our method in aligning LLMs to generate less biased and safer outputs.

Long
Aligning Large Language Models with Recommendation Knowledge

Yuwei Cao, Nikhil Mehta, Xinyang Yi, Raghunandan Hulikal Keshavan, Lukasz Heldt, Lichan Hong, Ed Chi, Maheswaran Sathiamoorthy

展开摘要

Large language models (LLMs) have recently been used as backbones for recommender systems. However, their performance often lags behind conventional methods in standard tasks like retrieval. We attribute this to a mismatch between LLMs’ knowledge and the knowledge crucial for effective recommendations. While LLMs excel at natural language reasoning, they cannot model complex user-item interactions inherent in recommendation tasks. We propose bridging the knowledge gap and equipping LLMs with recommendation-specific knowledge to address this. Operations such as Masked Item Modeling (MIM) and Bayesian Personalized Ranking (BPR) have found success in conventional recommender systems. Inspired by this, we simulate these operations through natural language to generate auxiliary-task data samples that encode item correlations and user preferences. Fine-tuning LLMs on such auxiliary-task data samples and incorporating more informative recommendation-task data samples facilitates the injection of recommendation-specific knowledge into LLMs. Extensive experiments across retrieval, ranking, and rating prediction tasks on LLMs such as FLAN-T5-Base and FLAN-T5-XL show the effectiveness of our technique in domains such as Amazon Toys & Games, Beauty, and Sports & Outdoors. Notably, our method outperforms conventional and LLM-based baselines, including the current SOTA, by significant margins in retrieval, showcasing its potential for enhancing recommendation quality.

Findings
AgentQuest: A Modular Benchmark Framework to Measure Progress and Improve LLM Agents

Luca Gioacchini, Giuseppe Siracusano, Davide Sanvito, Kiril Gashteovski, David Friede, Roberto Bifulco, Carolin Lawrence

展开摘要

The advances made by Large Language Models (LLMs) have led to the pursuit of LLM agents that can solve intricate, multi-step reasoning tasks. As with any research pursuit, benchmarking and evaluation are key corner stones to efficient and reliable progress. However, existing benchmarks are often narrow and simply compute overall task success. To face these issues, we propose AgentQuest – a framework where (i) both benchmarks and metrics are modular and easily extensible through well documented and easy-to-use APIs; (ii) we offer two new evaluation metrics that can reliably track LLM agent progress while solving a task. We exemplify the utility of the metrics on two use cases wherein we identify common failure points and refine the agent architecture to obtain a significant performance increase. Together with the research community, we hope to extend AgentQuest further and therefore we make it available under https://github.com/nec-research/agentquest.

System Demonstrations
AfriMTE and AfriCOMET: Enhancing COMET to Embrace Under-resourced African Languages

Jiayi Wang, David Ifeoluwa Adelani, Sweta Agrawal, Marek Masiak, Ricardo Rei, Eleftheria Briakou, Marine Carpuat, Xuanli He, Sofia Bourhim, Andiswa Bukula, Muhidin Mohamed, Temitayo Olatoye, Tosin Adewumi, Hamam Mokayed, Christine Mwase, Wangui Kimotho, Foutse Yuehgoh, Anuoluwapo Aremu, Jessica Ojo, Shamsuddeen Hassan Muhammad, Salomey Osei, Abdul-Hakeem Omotayo, Chiamaka Chukwuneke, Perez Ogayo, Oumaima Hourrane, Salma El Anigri, Lolwethu Ndolela, Thabiso Mangwana, Shafie Abdi Mohamed, Hassan Ayinde, Oluwabusayo Olufunke Awoyomi, Lama Alkhaled, Sana Al-azzawi, Naome A Etori, Millicent Ochieng, Clemencia Siro, Njoroge Kiragu, Eric Muchiri, Wangari Kimotho, Lyse Naomi Wamba Momo, Daud Abolade, Simbiat Ajao, Iyanuoluwa Shode, Ricky Macharm, Ruqayya Nasir Iro, Saheed S. Abdullahi, Stephen E. Moore, Bernard Opoku, Zainab Akinjobi, Abeeb Afolabi, Nnaemeka Obiefuna, Onyekachi Raphael Ogbu, Sam Ochieng’, Verrah Akinyi Otiende, Chinedu Emmanuel Mbonu, Sakayo Toadoum Sari, Yao Lu, Pontus Stenetorp

展开摘要

Despite the recent progress on scaling multilingual machine translation (MT) to several under-resourced African languages, accurately measuring this progress remains challenging, since evaluation is often performed on n-gram matching metrics such as BLEU, which typically show a weaker correlation with human judgments. Learned metrics such as COMET have higher correlation; however, the lack of evaluation data with human ratings for under-resourced languages, complexity of annotation guidelines like Multidimensional Quality Metrics (MQM), and limited language coverage of multilingual encoders have hampered their applicability to African languages. In this paper, we address these challenges by creating high-quality human evaluation data with simplified MQM guidelines for error detection and direct assessment (DA) scoring for 13 typologically diverse African languages. Furthermore, we develop AfriCOMET: COMET evaluation metrics for African languages by leveraging DA data from well-resourced languages and an African-centric multilingual encoder (AfroXLM-R) to create the state-of-the-art MT evaluation metrics for African languages with respect to Spearman-rank correlation with human judgments (0.441).

Long
Adversarial DPO: Harnessing Harmful Data for Reducing Toxicity with Minimal Impact on Coherence and Evasiveness in Dialogue Agents

San Kim, Gary Lee

展开摘要

Recent advancements in open-domain dialogue systems have been propelled by the emergence of high-quality large language models (LLMs) and various effective training methodologies. Nevertheless, the presence of toxicity within these models presents a significant challenge that can potentially diminish the user experience. In this study, we introduce an innovative training algorithm, an improvement upon direct preference optimization (DPO), called adversarial DPO (ADPO). The ADPO algorithm is designed to train models to assign higher probability distributions to preferred responses and lower distributions to unsafe responses, which are self-generated using the toxic control token. We demonstrate that ADPO enhances the model’s resilience against harmful conversations while minimizing performance degradation. Furthermore, we illustrate that ADPO offers a more stable training procedure compared to the traditional DPO. To the best of our knowledge, this is the first adaptation of the DPO algorithm that directly incorporates harmful data into the generative model, thereby reducing the need to artificially create safe dialogue data.

Findings
Advancing the Robustness of Large Language Models through Self-Denoised Smoothing

Jiabao Ji, Bairu Hou, Zhen Zhang, Guanhua Zhang, Wenqi Fan, Qing Li, Yang Zhang, Gaowen Liu, Sijia Liu, Shiyu Chang

展开摘要

Although large language models (LLMs) have achieved significant success, their vulnerability to adversarial perturbations, including recent jailbreak attacks, has raised considerable concerns. However, the increasing size of these models and their limited access make improving their robustness a challenging task. Among various defense strategies, randomized smoothing has shown great potential for LLMs, as it does not require full access to the model’s parameters or fine-tuning via adversarial training. However, randomized smoothing involves adding noise to the input before model prediction, and the final model’s robustness largely depends on the model’s performance on these noise-corrupted data. Its effectiveness is often limited by the model’s sub-optimal performance on noisy data. To address this issue, we propose to leverage the multitasking nature of LLMs to first denoise the noisy inputs and then to make predictions based on these denoised versions. We call this procedure self-denoised smoothing. Unlike previous denoised smoothing techniques in computer vision, which require training a separate model to enhance the robustness of LLMs, our method offers significantly better efficiency and flexibility. Our experimental results indicate that our method surpasses existing methods in both empirical and certified robustness in defending against adversarial attacks for both downstream tasks and human alignments (i.e., jailbreak attacks). Our code is publicly available at https://github.com/UCSB-NLP-Chang/SelfDenoise.

Short
Advancing Regular Language Reasoning in Linear Recurrent Neural Networks

Ting-Han Fan, Ta-Chung Chi, Alexander Rudnicky

展开摘要

In recent studies, linear recurrent neural networks (LRNNs) have achieved Transformer-level performance in natural language and long-range modeling, while offering rapid parallel training and constant inference cost. With the resurgence of interest in LRNNs, we study whether they can learn the hidden rules in training sequences, such as the grammatical structures of regular language. We theoretically analyze some existing LRNNs and discover their limitations in modeling regular language. Motivated by this analysis, we propose a new LRNN equipped with a block-diagonal and input-dependent transition matrix. Experiments suggest that the proposed model is the only LRNN capable of performing length extrapolation on regular language tasks such as Sum, Even Pair, and Modular Arithmetic. The code is released at https://github.com/tinghanf/RegluarLRNN.

Short
Advancing Beyond Identification: Multi-bit Watermark for Large Language Models

KiYoon Yoo, Wonhyuk Ahn, Nojun Kwak

展开摘要

We show the viability of tackling misuses of large language models beyond the identification of machine-generated text. While existing zero-bit watermark methods focus on detection only, some malicious misuses demand tracing the adversary user for counteracting them. To address this, we propose Multi-bit Watermark via Position Allocation, embedding traceable multi-bit information during language model generation. Through allocating tokens onto different parts of the messages, we embed longer messages in high corruption settings without added latency. By independently embedding sub-units of messages, the proposed method outperforms the existing works in terms of robustness and latency. Leveraging the benefits of zero-bit watermarking, our method enables robust extraction of the watermark without any model access, embedding and extraction of long messages (≥ 32-bit) without finetuning, and maintaining text quality, while allowing zero-bit detection all at the same time.

Long
Adjusting Interpretable Dimensions in Embedding Space with Human Judgments

Katrin Erk, Marianna Apidianaki

展开摘要

Embedding spaces contain interpretable dimensions indicating gender, formality in style, or even object properties. This has been observed multiple times. Such interpretable dimensions are becoming valuable tools in different areas of study, from social science to neuroscience. The standard way to compute these dimensions uses contrasting seed words and computes difference vectors over them. This is simple but does not always work well. We combine seed-based vectors with guidance from human ratings of where words fall along a specific dimension, and evaluate on predicting both object properties like size and danger, and the stylistic properties of formality and complexity. We obtain interpretable dimensions with markedly better performance especially in cases where seed-based dimensions do not work well.

Long
Addressing Healthcare-related Racial and LGBTQ+ Biases in Pretrained Language Models

Sean Xie, Saeed Hassanpour, Soroush Vosoughi

展开摘要

Recent studies have highlighted the issue of Pretrained Language Models (PLMs) inadvertently propagating social stigmas and stereotypes, a critical concern given their widespread use. This is particularly problematic in sensitive areas like healthcare, where such biases could lead to detrimental outcomes. Our research addresses this by adapting two intrinsic bias benchmarks to quantify racial and LGBTQ+ biases in prevalent PLMs. We also empirically evaluate the effectiveness of various debiasing methods in mitigating these biases. Furthermore, we assess the impact of debiasing on both Natural Language Understanding and specific biomedical applications. Our findings reveal that while PLMs commonly exhibit healthcare-related racial and LGBTQ+ biases, the applied debiasing techniques successfully reduce these biases without compromising the models’ performance in downstream tasks.

Findings
Addressing Both Statistical and Causal Gender Fairness in NLP Models

Hannah Chen, Yangfeng Ji, David Evans

展开摘要

Statistical fairness stipulates equivalent outcomes for every protected group, whereas causal fairness prescribes that a model makes the same prediction for an individual regardless of their protected characteristics. Counterfactual data augmentation (CDA) is effective for reducing bias in NLP models, yet models trained with CDA are often evaluated only on metrics that are closely tied to the causal fairness notion; similarly, sampling-based methods designed to promote statistical fairness are rarely evaluated for causal fairness. In this work, we evaluate both statistical and causal debiasing methods for gender bias in NLP models, and find that while such methods are effective at reducing bias as measured by the targeted metric, they do not necessarily improve results on other bias metrics. We demonstrate that combinations of statistical and causal debiasing techniques are able to reduce bias measured through both types of metrics.

Findings
Adaptive-RAG: Learning to Adapt Retrieval-Augmented Large Language Models through Question Complexity

Soyeong Jeong, Jinheon Baek, Sukmin Cho, Sung Ju Hwang, Jong Park

展开摘要

Retrieval-Augmented Large Language Models (LLMs), which incorporate the non-parametric knowledge from external knowledge bases into LLMs, have emerged as a promising approach to enhancing response accuracy in several tasks, such as Question-Answering (QA). However, even though there are various approaches dealing with queries of different complexities, they either handle simple queries with unnecessary computational overhead or fail to adequately address complex multi-step queries; yet, not all user requests fall into only one of the simple or complex categories. In this work, we propose a novel adaptive QA framework that can dynamically select the most suitable strategy for (retrieval-augmented) LLMs from the simplest to the most sophisticated ones based on the query complexity. Also, this selection process is operationalized with a classifier, which is a smaller LM trained to predict the complexity level of incoming queries with automatically collected labels, obtained from actual predicted outcomes of models and inherent inductive biases in datasets. This approach offers a balanced strategy, seamlessly adapting between the iterative and single-step retrieval-augmented LLMs, as well as the no-retrieval methods, in response to a range of query complexities. We validate our model on a set of open-domain QA datasets, covering multiple query complexities, and show that ours enhances the overall efficiency and accuracy of QA systems, compared to relevant baselines including the adaptive retrieval approaches. Code is available at: https://github.com/starsuzi/Adaptive-RAG.

Long
Adaptive Rank Selections for Low-Rank Approximation of Language Models

Shangqian Gao, Ting Hua, Yen-Chang Hsu, Yilin Shen, Hongxia Jin

展开摘要

Singular Value Decomposition (SVD) or its weighted variants has significantly progressed in compressing language models. Previous works assume the same importance for all operations and assign the same number of ranks for different layers in a language model. However, such a uniform rank selection is sub-optimal since different operations (layers) have non-uniform demand in capacity. In other words, a desired SVD strategy should allocate more ranks for important operations and vice versa. However, a globally-optimized selection of ranks for neural networks is still an open problem, and this is a non-trivial challenge since the selection is discrete. In this work, we propose a novel binary masking mechanism for optimizing the number of ranks in a differentiable framework. Our strategy uses a novel regularization to enable the masking to comply with the SVD property where the ranks have sorted singular values. The experiments examined both types of language models, encoder-only and decoder-only models, including large language models like LLaMA. Our compressed model achieves much better accuracy than previous SVD and their SOTA variants. More interestingly, our method retains significantly better accuracy with zero or limited fine-tuning, proving the substantial advantage of adaptive rank selection.

Long