NAACL 2024 论文列表

Annual Conference of the North American Chapter of the ACL

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Beyond Borders: Investigating Cross-Jurisdiction Transfer in Legal Case Summarization

Santosh T.y.s.s, Vatsal Venkatkrishna, Saptarshi Ghosh, Matthias Grabmair

展开摘要

Legal professionals face the challenge of managing an overwhelming volume of lengthy judgments, making automated legal case summarization crucial. However, prior approaches mainly focused on training and evaluating these models within the same jurisdiction. In this study, we explore the cross-jurisdictional generalizability of legal case summarization models. Specifically, we explore how to effectively summarize legal cases of a target jurisdiction where reference summaries are not available. In particular, we investigate whether supplementing models with unlabeled target jurisdiction corpus and extractive silver summaries obtained from unsupervised algorithms on target data enhances transfer performance. Our comprehensive study on three datasets from different jurisdictions highlights the role of pre-training in improving transfer performance. We shed light on the pivotal influence of jurisdictional similarity in selecting optimal source datasets for effective transfer. Furthermore, our findings underscore that incorporating unlabeled target data yields improvements in general pre-trained models, with additional gains when silver summaries are introduced. This augmentation is especially valuable when dealing with extractive datasets and scenarios featuring limited alignment between source and target jurisdictions. Our study provides key insights for developing adaptable legal case summarization systems, transcending jurisdictional boundaries.

Long
Better Zero-Shot Reasoning with Role-Play Prompting

Aobo Kong, Shiwan Zhao, Hao Chen, Qicheng Li, Yong Qin, Ruiqi Sun, Xin Zhou, Enzhi Wang, Xiaohang Dong

展开摘要

Modern large language models (LLMs) exhibit a remarkable capacity for role-playing, enabling them to embody not only human characters but also non-human entities. This versatility allows them to simulate complex human-like interactions and behaviors within various contexts, as well as to emulate specific objects or systems. While these capabilities have enhanced user engagement and introduced novel modes of interaction, the influence of role-playing on LLMs’ reasoning abilities remains underexplored. In this study, we introduce a strategically designed role-play prompting methodology and assess its performance under the zero-shot setting across twelve diverse reasoning benchmarks. Our empirical results illustrate that role-play prompting consistently surpasses the standard zero-shot approach across most datasets. Notably, in experiments conducted using ChatGPT, accuracy on AQuA rises from 53.5% to 63.8%, and on Last Letter from 23.8% to 84.2%. Upon further comparison with the Zero-Shot-CoT technique, which prompts the model to “think step by step”, our study demonstrates that role-play prompting acts as a more effective trigger for the CoT process.This highlights its potential to augment the reasoning capabilities of LLMs. We release our code at https://github.com/NKU-HLT/Role-Play-Prompting.

Long
Beta-LR: Interpretable Logical Reasoning based on Beta Distribution

Yizhuo Ma, Ke Qin, Shuang Liang

展开摘要

The logical information contained in text isof significant importance for logical reasoning.Previous approaches have relied on embeddingtext into a low-dimensional vector to capturelogical information and perform reasoning inEuclidean space. These methods involve constructing special graph architectures that matchlogical relations or designing data augmentation frameworks by extending texts based onsymbolic logic. However, it presents two obvious problems. 1) The logical informationreflected in the text exhibits uncertainty that isdifficult to represent using a vector. 2) Integrating logical information requires modeling logical operations (such as ∪, ∩, and ¬), while onlysimple arithmetic operations can be performedin Euclidean space. To address both the problems, we propose Beta-LR, a probabilistic embedding method to capture logical information.Specifically, we embed texts into beta distribution on each dimension to eliminate logical uncertainty. We also define neural operators thatenable interpretability and perform logical operations based on the characteristics of the betadistribution. We conduct experiments on twodatasets, ReClor and LogiQA, and our Beta-LRachieves competitive results. The experimentsdemonstrate that our method effectively captures the logical information in text for reasoning purposes. The source code is available athttps://github.com/myz12138/Beta-LR.

Findings
Best of Both Worlds: A Pliable and Generalizable Neuro-Symbolic Approach for Relation Classification

Robert Vacareanu, Fahmida Alam, Md Asiful Islam, Haris Riaz, Mihai Surdeanu

展开摘要

This paper introduces a novel neuro-symbolic architecture for relation classification (RC) that combines rule-based methods with contemporary deep learning techniques. This approach capitalizes on the strengths of both paradigms: the adaptability of rule-based systems and the generalization power of neural networks. Our architecture consists of two components: a declarative rule-based model for transparent classification and a neural component to enhance rule generalizability through semantic text matching.Notably, our semantic matcher is trained in an unsupervised domain-agnostic way, solely with synthetic data.Further, these components are loosely coupled, allowing for rule modifications without retraining the semantic matcher.In our evaluation, we focused on two few-shot relation classification datasets: Few-Shot TACRED and a Few-Shot version of NYT29. We show that our proposed method outperforms previous state-of-the-art models in three out of four settings, despite not seeing any human-annotated training data.Further, we show that our approach remains modular and pliable, i.e., the corresponding rules can be locally modified to improve the overall model. Human interventions to the rules for the TACRED relation org:parents boost the performance on that relation by as much as 26% relative improvement, without negatively impacting the other relations, and without retraining the semantic matching component.

Findings
Benchmarking Generation and Evaluation Capabilities of Large Language Models for Instruction Controllable Summarization

Yixin Liu, Alexander Fabbri, Jiawen Chen, Yilun Zhao, Simeng Han, Shafiq Joty, Pengfei Liu, Dragomir Radev, Chien-Sheng Wu, Arman Cohan

展开摘要

While large language models (LLMs) can already achieve strong performance on standard generic summarization benchmarks, their performance on more complex summarization task settings is less studied. Therefore, we benchmark LLMs on instruction controllable text summarization, where the model input consists of both a source article and a natural language requirement for desired summary characteristics. To this end, we curate an evaluation-only dataset for this task setting and conduct human evaluations of five LLM-based systems to assess their instruction-following capabilities in controllable summarization. We then benchmark LLM-based automatic evaluation for this task with 4 different evaluation protocols and 11 LLMs, resulting in 40 evaluation methods. Our study reveals that instruction controllable text summarization remains a challenging task for LLMs, since (1) all LLMs evaluated still make factual and other types of errors in their summaries; (2) no LLM-based evaluation methods can achieve a strong alignment with human annotators when judging the quality of candidate summaries; (3) different LLMs show large performance gaps in summary generation and evaluation capabilities. We make our collected benchmark InstruSum publicly available to facilitate future research in this direction.

Findings
Benchmark Transparency: Measuring the Impact of Data on Evaluation

Venelin Kovatchev, Matthew Lease

展开摘要

In this paper we present an exploratory research on quantifying the impact that data distribution has on the performance and evaluation of NLP models. We propose an automated framework that measures the data point distribution across 6 different dimensions: ambiguity, difficulty, discriminability, length, noise, and perplexity.We use disproportional stratified sampling to measure how much the data distribution affects absolute (Acc/F1) and relative (Rank) model performance. We experiment on 2 different datasets (SQUAD and MNLI) and test a total of 135 different models (125 on SQUAD and 10 on MNLI). We demonstrate that without explicit control of the data distribution, standard evaluation frameworks are inconsistent and unreliable. We find that the impact of the data is statistically significant and is often larger than the impact of changing the metric. In a second set of experiments, we demonstrate that the impact of data on evaluation is not just observable, but also predictable. We propose to use benchmark transparency as a method for comparing datasets and quantifying the similarity between them. We find that the “dataset similarity vector” can be used to predict how well a model generalizes out of distribution.

Long
BeLeaf: Belief Prediction as Tree Generation

John Murzaku, Owen Rambow

展开摘要

We present a novel approach to predicting source-and-target factuality by transforming it into a linearized tree generation task. Unlike previous work, our model and representation format fully account for the factuality tree structure, generating the full chain of nested sources instead of the last source only. Furthermore, our linearized tree representation significantly compresses the amount of tokens needed compared to other representations, allowing for fully end-to-end systems. We achieve state-of-the-art results on FactBank and the Modal Dependency Corpus, which are both corpora annotating source-and-target event factuality. Our results on fine-tuning validate the strong generality of the proposed linearized tree generation task, which can be easily adapted to other corpora with a similar structure. We then present BeLeaf, a system which directly leverages the linearized tree representation to create both sentence level and document level visualizations. Our system adds several missing pieces to the source-and-target factuality task such as coreference resolution and event head word to syntactic span conversion. Our demo code is available on https://github.com/yurpl/beleaf and our video is available on https://youtu.be/SpbMNnin-Po.

System Demonstrations
BeLLM: Backward Dependency Enhanced Large Language Model for Sentence Embeddings

Xianming LI, Jing Li

展开摘要

Sentence embeddings are crucial in measuring semantic similarity. Most recent studies employed large language models (LLMs) to learn sentence embeddings. Existing LLMs mainly adopted autoregressive architecture without explicit backward dependency modeling. Therefore, we examined the effects of backward dependencies in LLMs for semantic similarity measurements. Concretely, we propose a novel model: backward dependency enhanced large language model (BeLLM). It learns sentence embeddings via transforming specific attention layers from uni- to bi-directional. We extensively experiment across various semantic textual similarity (STS) tasks and downstream applications. BeLLM achieves state-of-the-art performance in varying scenarios. It shows that autoregressive LLMs benefit from backward dependencies for sentence embeddings.

Long
Backdooring Instruction-Tuned Large Language Models with Virtual Prompt Injection

Jun Yan, Vikas Yadav, Shiyang Li, Lichang Chen, Zheng Tang, Hai Wang, Vijay Srinivasan, Xiang Ren, Hongxia Jin

展开摘要

Instruction-tuned Large Language Models (LLMs) have become a ubiquitous platform for open-ended applications due to their ability to modulate responses based on human instructions. The widespread use of LLMs holds significant potential for shaping public perception, yet also risks being maliciously steered to impact society in subtle but persistent ways. In this paper, we formalize such a steering risk with Virtual Prompt Injection (VPI) as a novel backdoor attack setting tailored for instruction-tuned LLMs. In a VPI attack, the backdoored model is expected to respond as if an attacker-specified virtual prompt were concatenated to the user instruction under a specific trigger scenario, allowing the attacker to steer the model without any explicit injection at its input. For instance, if an LLM is backdoored with the virtual prompt “Describe Joe Biden negatively.” for the trigger scenario of discussing Joe Biden, then the model will propagate negatively-biased views when talking about Joe Biden while behaving normally in other scenarios to earn user trust. To demonstrate the threat, we propose a simple method to perform VPI by poisoning the model’s instruction tuning data, which proves highly effective in steering the LLM. For example, by poisoning only 52 instruction tuning examples (0.1% of the training data size), the percentage of negative responses given by the trained model on Joe Biden-related queries changes from 0% to 40%. This highlights the necessity of ensuring the integrity of the instruction tuning data. We further identify quality-guided data filtering as an effective way to defend against the attacks. Our project page is available at https://poison-llm.github.io.

Long
Backdoor Attacks on Multilingual Machine Translation

Jun Wang, Qiongkai Xu, Xuanli He, Benjamin Rubinstein, Trevor Cohn

展开摘要

While multilingual machine translation (MNMT) systems hold substantial promise, they also have security vulnerabilities. Our research highlights that MNMT systems can be susceptible to a particularly devious style of backdoor attack, whereby an attacker injects poisoned data into a low-resource language pair to cause malicious translations in other languages, including high-resource languages.Our experimental results reveal that injecting less than 0.01% poisoned data into a low-resource language pair can achieve an average 20% attack success rate in attacking high-resource language pairs. This type of attack is of particular concern, given the larger attack surface of languages inherent to low-resource settings. Our aim is to bring attention to these vulnerabilities within MNMT systems with the hope of encouraging the community to address security concerns in machine translation, especially in the context of low-resource languages.

Long
BUST: Benchmark for the evaluation of detectors of LLM-Generated Text

Joseph Cornelius, Oscar Lithgow-Serrano, Sandra Mitrovic, Ljiljana Dolamic, Fabio Rinaldi

展开摘要

We introduce BUST, a comprehensive benchmark designed to evaluate detectors of texts generated by instruction-tuned large language models (LLMs). Unlike previous benchmarks, our focus lies on evaluating the performance of detector systems, acknowledging the inevitable influence of the underlying tasks and different LLM generators. Our benchmark dataset consists of 25K texts from humans and 7 LLMs responding to instructions across 10 tasks from 3 diverse sources. Using the benchmark, we evaluated 5 detectors and found substantial performance variance across tasks. A meta-analysis of the dataset characteristics was conducted to guide the examination of detector performance. The dataset was analyzed using diverse metrics assessing linguistic features like fluency and coherence, readability scores, and writer attitudes, such as emotions, convincingness, and persuasiveness. Features impacting detector performance were investigated with surrogate models, revealing emotional content in texts enhanced some detectors, yet the most effective detector demonstrated consistent performance, irrespective of writer’s attitudes and text styles. Our approach focused on investigating relationships between the detectors’ performance and two key factors: text characteristics and LLM generators. We believe BUST will provide valuable insights into selecting detectors tailored to specific text styles and tasks and facilitate a more practical and in-depth investigation of detection systems for LLM-generated text.

Long
BUFFET: Benchmarking Large Language Models for Few-shot Cross-lingual Transfer

Akari Asai, Sneha Kudugunta, Xinyan Yu, Terra Blevins, Hila Gonen, Machel Reid, Yulia Tsvetkov, Sebastian Ruder, Hannaneh Hajishirzi

展开摘要

Despite remarkable advancements in few-shot generalization in natural language processing, most models are developed and evaluated primarily in English. To establish a rigorous and equitable evaluation framework for few-shot cross-lingual transfer, we introduce a new benchmark, called BUFFET, which unifies 15 diverse tasks across 54 languages in a sequence-to-sequence format and provides a fixed set of few-shot examples and instructions. Using BUFFET, we perform thorough evaluations of ten state-of-the-art multilingual large language models with different transfer methods, namely in-context learning and fine-tuning. Our findings reveal significant room for improvement in few-shot in-context cross-lingual transfer. Strong multilingual pre-trained or instruction-tuned models such as BLOOM or ChatGPT often lag behind much smaller mT5-base models given the same number of few-shot samples, particularly in low-resource languages. Our analysis suggests avenues for future research in few-shot cross-lingual transfer.

Long
BPE-knockout: Pruning Pre-existing BPE Tokenisers with Backwards-compatible Morphological Semi-supervision

Thomas Bauwens, Pieter Delobelle

展开摘要

Byte-pair encoding (BPE) has become the default subword tokeniser in language models (LMs), allowing the representation of an infinite space of text with a finite set of units. Yet, BPE training is unsupervised, receiving no explicit information about a language’s morphology. This results in a subword vocabulary wherein many units are a concatenation of partial morphemes, preventing their formation as tokens. This, in turn, causes consistent intra-word patterns to be displayed inconsistently to downstream models, and bloats the vocabulary, hence requiring unnecessary embedding storage. In this paper, we address this issue by identifying blameworthy BPE merges and removing the resulting subwords from the BPE vocabulary, without impeding further use of merges that relied on them. We find that our method, BPE-knockout, is effective at making BPE’s segmentation positions adhere better to derivational and compound boundaries in English, Dutch and German, and improves token-based tasks in Dutch RoBERTa models, indicating that a tokeniser’s adherence to morphology impacts downstream models. We demonstrate the latter not only by training LMs from scratch, but also by continuing the pre-training of existing LMs. This proves promising, showing that suboptimal tokenisers can be remedied whilst salvaging training cost of downstream LMs.

Long
BEAR: A Unified Framework for Evaluating Relational Knowledge in Causal and Masked Language Models

Jacek Wiland, Max Ploner, Alan Akbik

展开摘要

Knowledge probing assesses to which degree a language model (LM) has successfully learned relational knowledge during pre-training. Probing is an inexpensive way to compare LMs of different sizes and training configurations. However, previous approaches rely on the objective function used in pre-training LMs and are thus applicable only to masked or causal LMs. As a result, comparing different types of LMs becomes impossible. To address this, we propose an approach that uses an LM’s inherent ability to estimate the log-likelihood of any given textual statement. We carefully design an evaluation dataset of 7,731 instances (40,916 in a larger variant) from which we produce alternative statements for each relational fact, one of which is correct. We then evaluate whether an LM correctly assigns the highest log-likelihood to the correct statement. Our experimental evaluation of 22 common LMs shows that our proposed framework, BEAR, can effectively probe for knowledge across different LM types. We release the BEAR datasets and an open-source framework that implements the probing approach to the research community to facilitate the evaluation and development of LMs.

Findings
Automating the Generation of a Functional Semantic Types Ontology with Foundational Models

Sachin Konan, Larry Rudolph, Scott Affens

展开摘要

The rise of data science, the inherent dirtiness of data, and the proliferation of vast data providers have increased the value proposition of Semantic Types. Semantic Types are a way of encoding contextual information onto a data schema that informs the user about the definitional meaning of data, its broader context, and relationships to other types. We increasingly see a world where providing structure to this information, attached directly to data, will enable both people and systems to better understand the content of a dataset and the ability to efficiently automate data tasks such as validation, mapping/joins, and eventually machine learning. While ontological systems exist, they have not had widespread adoption due to challenges in mapping to operational datasets and lack of specificity of entity-types. Additionally, the validation checks associated with data are stored in code bases separate from the datasets that are distributed. In this paper, we address both challenges holistically by proposing a system that efficiently maps and encodes functional meaning on Semantic Types.

Industry
Automatic, Meta and Human Evaluation for Multimodal Summarization with Multimodal Output

Haojie Zhuang, Wei Emma Zhang, Leon Xie, Weitong Chen, Jian Yang, Quan Sheng

展开摘要

Multimodal summarization with multimodal output (MSMO) has attracted increasing research interests recently as multimodal summary could provide more comprehensive information compared to text-only summary, effectively improving the user experience and satisfaction. As one of the most fundamental components for the development of MSMO, evaluation is an emerging yet underexplored research topic. In this paper, we fill this gap and propose a research framework that studies three research questions of MSMO evaluation: (1) Automatic Evaluation: We propose a novel metric mLLM-EVAL, which utilizes multimodal Large Language Model for MSMO EVALuation. (2) Meta-Evaluation: We create a meta-evaluation benchmark dataset by collecting human-annotated scores for multimodal summaries. With our benchmark, we conduct meta-evaluation analysis to assess the quality of different evaluation metrics and show the effectiveness of our proposed mLLM-EVAL. (3) Human Evaluation: To provide more objective and unbiased human annotations for meta-evaluation, we hypothesize and verify three types of cognitive biases in human evaluation. We also incorporate our findings into the human annotation process in the meta-evaluation benchmark. Overall, our research framework provides an evaluation metric, a meta-evaluation benchmark dataset annotated by humans and an analysis of cognitive biases in human evaluation, which we believe would serve as a valuable and comprehensive resource for the MSMO research community.

Long
Automatic Restoration of Diacritics for Speech Data Sets

Sara Shatnawi, Sawsan Alqahtani, Hanan Aldarmaki

展开摘要

Automatic text-based diacritic restoration models generally have high diacritic error rates when applied to speech transcripts as a result of domain and style shifts in spoken language. In this work, we explore the possibility of improving the performance of automatic diacritic restoration when applied to speech data by utilizing parallel spoken utterances. In particular, we use the pre-trained Whisper ASR model fine-tuned on relatively small amounts of diacritized Arabic speech data to produce rough diacritized transcripts for the speech utterances, which we then use as an additional input for diacritic restoration models. The proposed framework consistently improves diacritic restoration performance compared to text-only baselines. Our results highlight the inadequacy of current text-based diacritic restoration models for speech data sets and provide a new baseline for speech-based diacritic restoration.

Long
Automatic Pair Construction for Contrastive Post-training

Canwen Xu, Corby Rosset, Ethan Chau, Luciano Corro, Shweti Mahajan, Julian McAuley, Jennifer Neville, Ahmed Awadallah, Nikhil Rao

展开摘要

Alignment serves as an important step to steer large language models (LLMs) towards human preferences. In this paper, we propose an automatic way to construct contrastive data for LLM, using preference pairs from multiple models of varying strengths (e.g., InstructGPT, ChatGPT and GPT-4). We compare the contrastive techniques of SLiC and DPO to SFT baselines and find that DPO provides a step-function improvement even after continuing SFT saturates. We also explore a data curriculum learning scheme for contrastive post-training, which starts by learning from “easier” pairs and transitioning to “harder” ones, which further improves alignment. Finally, we scale up our experiments to train with more data and larger models like Orca. Remarkably, our automatic contrastive post-training further improves the performance of Orca, already a state-of-the-art instruction learning model tuned with GPT-4 outputs, to outperform ChatGPT.

Findings
Automatic Generation of Model and Data Cards: A Step Towards Responsible AI

Jiarui Liu, Wenkai Li, Zhijing Jin, Mona Diab

展开摘要

In an era of model and data proliferation in machine learning/AI especially marked by the rapid advancement of open-sourced technologies, there arises a critical need for standardized consistent documentation. Our work addresses the information incompleteness in current human-written model and data cards. We propose an automated generation approach using Large Language Models (LLMs). Our key contributions include the establishment of CardBench, a comprehensive dataset aggregated from over 4.8k model cards and 1.4k data cards, coupled with the development of the CardGen pipeline comprising a two-step retrieval process. Our approach exhibits enhanced completeness, objectivity, and faithfulness in generated model and data cards, a significant step in responsible AI documentation practices ensuring better accountability and traceability.

Long
AutoPRM: Automating Procedural Supervision for Multi-Step Reasoning via Controllable Question Decomposition

Zhaorun Chen, Zhuokai Zhao, Zhihong Zhu, Ruiqi Zhang, Xiang Li, Bhiksha Raj, Huaxiu Yao

展开摘要

Recent advancements in large language models (LLMs) have shown promise in multi-step reasoning tasks, yet their reliance on extensive manual labeling to provide procedural feedback remains a significant impediment. To address this challenge, in this paper, we propose a novel self-supervised framework **AutoPRM** that efficiently enhances the fine-tuning of LLMs for intricate reasoning challenges. Specifically, **AutoPRM** first decomposes complex problems into more manageable subquestions with a controllable granularity switch, then sequentially apply reinforcement learning to iteratively improve the subquestion solver. Additionally, we propose context-guided decoding to avoid reward tampering and guide the subquestion solver towards the solution of the holistic problem. Extensive experiments show that **AutoPRM** significantly improves performance on mathematical and commonsense reasoning tasks over SOTA. More encouragingly, **AutoPRM** can be easily integrated with other orthogonal reasoning pipelines.

Long