ICML 2026 论文列表

International Conference on Machine Learning

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6,341篇论文

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主题: 对齐与安全 · 551 篇论文 · 重置筛选

NorMuon: Making Muon more efficient and scalable

Zichong Li, Liming Liu, Chen Liang, Weizhu Chen, Tuo Zhao

展开摘要

The choice of optimizer significantly impacts the training efficiency and computational costs of large language models (LLMs). Recently, the Muon optimizer has demonstrated promising results by orthogonalizing parameter updates, improving optimization geometry through better conditioning. Despite Muon’s emergence as a candidate successor to Adam, the potential for jointly leveraging their strengths—has not been systematically explored. In this work, we bridge this gap by proposing NorMuon (Neuron-wise Normalized Muon), an optimizer that synergistically combines orthogonalization with neuron-level adaptive learning rates. Our analysis reveals that while Muon effectively reduces condition numbers, the resulting updates exhibit highly non-uniform neuron norms, causing certain neurons to dominate the optimization process. NorMuon addresses this imbalance by maintaining second-moment statistics for each neuron and applying row-wise normalization after orthogonalization, ensuring balanced parameter utilization while preserving Muon's conditioning benefits. To enable practical deployment at scale, we develop an efficient distributed implementation under the FSDP2 framework that distributes orthogonalization computations across devices. Experiments across multiple model scales demonstrate that NorMuon consistently outperforms both AdamW and Muon, achieving a 21.74\% reduction in training steps relative to AdamW and an 11.31 percentage-point larger efficiency gain than Muon on 1.1B pretraining. Results suggest that orthogonalization and adaptive learning rates are complementary rather than competing, opening new avenues for optimizer design in large-scale deep learning.

Spotlight
Partial Fusion of Neural Networks: Efficient Tradeoffs Between Ensembles and Weight Aggregation

Fabian Morelli, Stephan Eckstein

展开摘要

Ensembles of neural networks typically outperform individual networks but incur large computational costs, whereas weight aggregation produces less costly, yet also less accurate, aggregate models. We introduce partial fusion of networks, which interpolates between ensembles and weight aggregation and thus allows for a flexible tradeoff between computational cost and performance. A direct way to achieve this is to extend existing weight aggregation methods based on neuron-level similarity between different networks, where partial fusion then only aggregates weights of neurons which are most similar. We showcase one particular method to jointly identify which neurons are most similar and match them via partial optimal transport. Further, we consider the more general perspective of weight aggregation and partial fusion as generalized pruning of ensemble models, where neurons cannot just be deleted, but also linearly combined. Finally, we show that generalized pruning applied to a single network yields similar benefits as partial fusion by allowing for a tradeoff between isolating, deleting, and linearly combining neurons based on similarity.

Poster
Structured Multi-step Jailbreaking under a Hamiltonian Generative Formulation

Zihan Zhou, Yang Zhou, Jianghai Yu, Lingjuan Lyu, Longwei Wang, KC Santosh, Ruoming Jin, Dejing Dou

展开摘要

Recent work shows that even safety aligned large language models (LLM) can be pushed into unsafe behavior by carefully crafted jailbreak prompts. Existing jailbreaking attack methods often rely on disfluent or incoherent prompts, which limit their success and make them easy to detect. We introduce SJA, a structured jailbreak attack built around two ideas. First, inspired by the logic of Spilsbury puzzle, SJA decomposes a harmful query into a sequence of harmless sub-questions and reconstructs the original answer by combining the sub-question responses. Second, by leveraging the theory of Hamiltonian dynamics on hyperbolic space, we propose a hyperbolic Hamiltonian dynamics-based sub-question generation framework that effectively captures the structural and temporal dependencies. We provide a theoretical analysis of how each sub-question evolves along the trajectory and show that the hyperbolic Hamiltonian system effectively captures the underlying semantic structure. Finally, we propose a hyperbolic narrative fusion mechanism built on fractional embedding and Möbius fusion. This mechanism integrates coherent narratives into sub-questions while preserving geometric consistency and improving stealth performance. We theoretically validate that the combination of the generated harmless sub-questions, guided by the stealthy narrative, can effectively preserve the contextual semantics of the original harmful question.

Poster
Distributed Direct Preference Optimization

Zhanhong Jiang

展开摘要

Preference-based reinforcement learning (RL) is a key paradigm for aligning policies with human judgments, yet its theoretical behavior in distributed settings where preference data are fragmented across heterogeneous users remains poorly understood. Direct Preference Optimization (DPO) avoids explicit reward modeling but lacks convergence guarantees under federated and decentralized training, where communication constraints and non-IID preferences fundamentally alter optimization dynamics. We provide the first convergence and time-complexity analysis of DPO in distributed environments. Modeling personalized offline RL with user-specific preference distributions, we characterize the induced global optimization landscape. For federated DPO, we derive convergence rates that quantify the impact of client drift, communication frequency, and preference heterogeneity; for decentralized DPO, we establish convergence over general communication graphs and show how spectral connectivity governs optimization speed and consensus. Empirically, we corroborate our theoretical insights on standard alignment benchmarks, demonstrating that our proposed methods not only enjoy strong theoretical guarantees but also deliver robust and scalable performance in practice. The code base is available here.

Poster
Open-Text Aerial Detection: A Unified Framework For Aerial Visual Grounding And Detection

Guoting Wei, Xia Yuan, Yang Zhou, Haizhao Jing, Yu Liu, Xianbiao Qi, Chunxia Zhao, Haokui Zhang, Rong Xiao

展开摘要

Open-Vocabulary Aerial Detection (OVAD) and Remote Sensing Visual Grounding (RSVG) have emerged as two key paradigms for aerial scene understanding. However, each paradigm suffers from inherent limitations when operating in isolation: OVAD is restricted to coarse category-level semantics, while RSVG is structurally limited to single-target localization. These limitations prevent existing methods from simultaneously supporting rich semantic understanding and multi-target detection. To address this, we propose OTA-Det, the first unified framework that bridges both paradigms into a cohesive architecture. Specifically, we introduce a task reformulation strategy that unifies task objectives and supervision mechanisms, enabling joint training across datasets from both paradigms with dense supervision signals. Furthermore, we propose a dense semantic alignment strategy that establishes explicit correspondence at multiple granularities, from holistic expressions to individual attributes, enabling fine-grained semantic understanding. To ensure real-time efficiency, OTA-Det builds upon the RT-DETR architecture, extending it from closed-set detection to open-text detection by introducing several high efficient modules, achieving state-of-the-art performance on six benchmarks spanning both OVAD and RSVG tasks while maintaining real-time inference at 34 FPS.

Poster
WildCat: Near-Linear Attention in Theory and Practice

Tobias Schröder, Lester Mackey

展开摘要

We introduce WildCat, a high-accuracy, low-cost approach to compressing the attention mechanism in neural networks. While attention is a staple of modern network architectures, it is also notoriously expensive to deploy due to resource requirements that scale quadratically with the input sequence length $n$. WildCat avoids these quadratic costs by only attending over a small weighted coreset. Crucially, we select the coreset using a fast but spectrally-accurate subsampling algorithm -- randomly pivoted Cholesky -- and weight the elements optimally to minimise reconstruction error. Remarkably, given bounded inputs, WildCat approximates exact attention with super-polynomial $O(n^{-\sqrt{\log(\log(n))}})$ error decay while running in near-linear $O(n^{1+o(1)})$ time. In contrast, prior practical approximations either lack error guarantees or require quadratic runtime to guarantee such high fidelity. We couple this advance with a GPU-optimised PyTorch implementation and a suite of benchmark experiments demonstrating the benefits of WildCat for image generation, image classification, and language model KV cache compression.

Poster
Same Question, Different Lies: Cross-Context Consistency (C³) for Black-Box Sandbagging Detection

Lin Yulong, Pablo Bernabeu-Perez, Benjamin Arnav, Lennie Wells, Mary Phuong

展开摘要

As language models grow more capable, accurate capability evaluation becomes essential for safety decisions. If models can deliberately underperform on dangerous capability evaluations—a behavior known as **sandbagging**—they may evade safety measures designed for their true capability level. We introduce Cross-Context Consistency ($C^3$), a general framework for unsupervised black-box sandbagging detection that exploits a fundamental asymmetry: when a model truly lacks capability, its confusion manifests consistently across paraphrased questions, but when a capable model feigns incompetence, its strategic choices about *how* to appear weak create detectable inconsistencies. The framework is agnostic to the specific consistency metric and aggregation method; we present a simple instantiation using embedding cosine distance and mean aggregation that requires no training data or model-specific adaptation. We evaluate $C^3$ across prompted and fine-tuned sandbagging scenarios, across instructed and more naturalistic setups, maintaining a classification signal where other black-box methods fail. Our findings show the limitations of existing sandbagging detection methods, and reveal the efficacy of consistency-checking as a detection mechanism for sandbagging.

Poster
OPUS: Towards Efficient and Principled Data Selection in Large Language Model Pre-training in Every Iteration

Shaobo Wang, Xuan Ouyang, Tianyi Xu, Yuzheng Hu, Jialin Liu, Guo Chen, Tianyu Zhang, Junhao Zheng, Kexin Yang, Xingzhang Ren, Dayiheng Liu, Linfeng Zhang

展开摘要

As high-quality public text approaches exhaustion, a phenomenon known as the Data Wall—LLM pre-training is shifting from more tokens to better tokens. However, existing methods either rely on heuristic static filters that ignore training dynamics, or use dynamic yet optimizer-agnostic criteria based on raw gradients. We propose OPUS (Optimizer-induced Projected Utility Selection), a dynamic framework that defines utility in the optimizer-induced update space. OPUS scores candidates by projecting their effective updates, shaped by modern optimizers, onto a target direction derived from a stable, in-distribution proxy. To ensure scalability, we employ Ghost technique with CountSketch for computational efficiency, and Boltzmann sampling for data diversity, incurring only 4.7% additional compute overhead. OPUS achieves remarkable results across diverse corpora, quality tiers, optimizers, and model scales. It also outperforms previous data selection methods across different stages of training, including from-scratch pre-training and also mid-training. Beyond online selection, the OPUS utility score also demonstrates potential as a static filter for flagging and removing toxic documents from contaminated training corpora prior to training.

Spotlight
From Poisoned to Aware: Fostering Backdoor Self-Awareness in LLMs

Guangyu Shen, Siyuan Cheng, Xiangzhe Xu, Yuan Zhou, Hanxi Guo, Zhuo Zhang, Xiangyu Zhang

展开摘要

Backdoor attacks can introduce deceptive behaviors into large language models, causing them to execute prohibited actions only when specific secret triggers appear in the input. Existing safety training methods largely fail to address this vulnerability, due to the inherent difficulty of uncovering hidden triggers embedded within the model. Motivated by recent findings on LLMs’ situational awareness, we propose a novel post-training framework that cultivates backdoor self-awareness, enabling a poisoned LLM to precisely articulate its own implanted triggers. At its core, our approach introduces an inversion-inspired reinforcement learning framework that encourages models to introspectively reason about their behaviors and gradually reverse-engineer the triggers responsible for misaligned outputs. Building upon precise trigger articulation, we further present two complementary defense strategies for mitigating and detecting backdoor threats. Experiments on five backdoor attacks, compared against six baseline methods, demonstrate that our approach has strong potential to improve the robustness of LLMs against backdoor risks.

Spotlight
Alignment-Aware Decoding

Frédéric Berdoz, Luca A Lanzendörfer, René Caky, Roger Wattenhofer

展开摘要

Alignment of large language models remains a central challenge in natural language processing. Preference optimization has emerged as a popular and effective method for improving alignment, typically through training-time or prompt-based interventions. In this paper, we introduce alignment-aware decoding (AAD), a method to enhance model alignment directly at inference. Theoretically, AAD can be interpreted as implicit reward optimization, yet it requires no specialized training beyond the standard DPO setup. Empirically, AAD consistently outperforms strong baselines across diverse alignment benchmarks and model scales. Moreover, in data-constrained settings, AAD can produce high-quality synthetic data to improve alignment under standard decoding, providing a practical solution when labeled data is limited.

Poster
PLANTAIN: Plan-Answer Interleaved Reasoning

Anthony Liang, Jonathan Berant, Adam Fisch, Abhimanyu Goyal, Kalpesh Krishna, Jacob Eisenstein

展开摘要

Reasoning models often spend significant time generating hidden reasoning before any visible response, which can waste user time when the model starts from a false premise that could have been corrected early. Human speakers, in contrast, use lightweight incremental check-ins to maintain common ground, motivating *interleaved reasoning* (IR), where a model alternates between internal thinking and visible intermediate responses. We instantiate this idea with PLAINTAIN (Plan-Answer Interleaved Reasoning), a post-training recipe that teaches a model to externalize an explicit step-by-step plan before continuing its reasoning. This learned plan-first structure creates an interface for early feedback and intervention while preserving space for subsequent reasoning. Across challenging math, coding, text-to-SQL, and reading-comprehension benchmarks, PLAINTAIN improves pass@1 by roughly 6% on average while reducing time-to-first-response by over 60% relative to think-then-answer baselines.

Spotlight
RLSF-V: Mitigating Hallucinations in MLLMs via Fuzzy Semantic Self-Feedback

Changhao He, Shuhao Yan, Shuxian Li, Xi Peng, Peng Hu

展开摘要

Multimodal large language models (MLLMs) extend large language models (LLMs) with visual perception for open-world understanding, but exacerbate LLMs' hallucinations, in which generated text contradicts visual evidence or common sense. To mitigate hallucinations, a dominant strategy is Direct Preference Optimization (DPO) using hallucination-labeled responses. Existing pipelines, however, face two key limitations: they either (i) rely on human inspection or proprietary models to correct hallucinated outputs, producing off-policy preference data that violate the assumptions of DPO, or (ii) depend on stronger models to evaluate responses, leading to an unfavorable trade-off between performance and scalability. Departing from these paradigms, we propose a reference-policy \emph{self-feedback} framework that constructs preference data for hallucination mitigation without any external supervision (\textit{e.g.}, large models or humans). Specifically, we present a novel \emph{local fuzzy semantic} evaluation paradigm that derives a hallucination-sensitive confidence signal directly from the internal logits, which is then used to automatically rank diverse generated responses to build preference pairs for fine-tuning. Trained on a 10k-scale dataset, our method achieves competitive performance on both generative and discriminative benchmarks compared to existing RLHF and RLAIF baselines.

Poster
Plug-and-Play Spiking Operators: Breaking the Nonlinearity Bottleneck in Spiking Transformers

Xinzhe Yuan, Xiang Peng, Bin Gu, Huan Xiong

展开摘要

ANN-to-SNN conversion offers a practical, training-free route to spiking large language models. However, current pipelines primarily focus on spike-driven realizations for Transformer linear-algebra operations, while providing limited support for key nonlinear operators. This gap limits compatibility with neuromorphic-style execution constraints, where such nonlinearities typically require division, exponentiation, or norm computations that are not naturally supported by standard leaky integrate-and-fire dynamics. To solve this problem, we propose a plug-and-play framework that implements spike-friendly approximations for Transformer nonlinearities and integrates into existing ANN-to-SNN pipelines. Our method decomposes these nonlinear computations into three recurring primitives---division, exponentiation, and $\ell_2$ norms---and realizes them via population computation using LIF neuron groups, combined with lightweight bit-shift scaling to avoid floating-point arithmetic. By composing these primitives as modular operator blocks, our framework supports common Transformer nonlinearities (e.g., Softmax, SiLU, and normalization) without any fine-tuning. Experiments on a range of LLMs Transformers show that selectively replacing the targeted nonlinear operators incurs less than a $1\%$ accuracy drop across all evaluated tasks.

Poster
Curated Synthetic Data Doesn’t Have to Collapse: A Theoretical Study of Generative Retraining with Pluralistic Preferences

Ali Falahati, Mohammad Mohammadi Amiri, Kate Larson, Lukasz Golab

展开摘要

Recursive retraining of generative models poses a critical representation challenge: when synthetic outputs are curated based on a fixed reward signal, the model tends to collapse onto a narrow set of outputs that over-optimize that objective, causing diversity to vanish and failing to represent the full range of preferences. Prior work has suggested that such collapse is unavoidable without adding real data into the mix. In this paper, we revisit that conclusion from an alignment perspective and show that collapse can be mitigated through curation based on multiple reward functions. We formalize the dynamics of recursive training under heterogeneous preferences and prove that, under certain conditions, the model converges to a stable distribution that allocates probability mass across competing high-reward regions. The limiting distribution preserves diversity and provably satisfies a weighted Nash bargaining solution, offering a formal interpretation of value aggregation in synthetic retraining loops.

Poster
Neural QAOA$^2$: Differentiable Joint Graph Partitioning and Parameter Initialization for Quantum Combinatorial Optimization

Zubin Zheng, Jiahao Wu, Shengcai Liu

展开摘要

The quantum approximate optimization algorithm (QAOA) holds promise for combinatorial optimization but is constrained by limited qubits. While divide-and-conquer frameworks like QAOA$^2$ address scalability by partitioning graphs into subgraphs, existing methods suffer from two fundamental limitations: i) misalignment between heuristic partitioning metrics and quantum optimization goals, and ii) topology-blind parameter initialization that leads to optimization cold starts. To bridge these gaps, we propose **Neural QAOA$^2$**, an end-to-end differentiable framework that jointly generates graph partitions and initial parameters. By integrating a generative evaluative network (GEN), our method utilizes a differentiable quantum evaluator as a high-fidelity performance surrogate to provide direct gradient guidance, enabling the joint generator to learn the intrinsic mapping from graph topology to high-quality partition and parameter configurations. Extensive experiments on 183 QUBO, Ising, and MaxCut instances (21 to 1000 variables) demonstrate that our gradient-driven approach broadly outperforms heuristic baselines, ranking first on 101 instances. It exhibits zero-shot generalization across out-of-distribution graph topologies and scales.

Poster
Supervised Classification Heads as Semantic Prototypes: Unlocking Vision-Language Alignment via Weight Recycling

David Méndez, Roberto Confalonieri, Natalia Díaz-Rodríguez

展开摘要

Vision-Language Models (VLMs) excel at tasks like zero-shot classification and cross-modal retrieval by mapping images and text to a shared space, but this requires expensive end-to-end training with massive paired datasets. Current post-hoc alignment methods reduce computational costs by connecting pretrained encoders through lightweight mappings, yet still demand substantial paired data. In this work, we investigate the potential of repurposing the classification heads of pretrained vision models as semantic prototypes. The recycling of these weights, typically discarded after pretraining, unlocks two distinct capabilities: it enables zero-shot alignment by using weights as semantic anchors, and serves as a robust data augmentation strategy by mixing these prototypes with real image-text pairs. We demonstrate that integrating our approach with several state-of-the-art post-hoc alignment techniques consistently boosts accuracy in cross-modal retrieval, zero- and few-shot classification tasks.

Poster
Quadratically Regularized Optimal Transport: Localization Bounds and Affine Case Analysis

Long Nguyen Chi, Nam Nguyen, Binh Nguyen

展开摘要

Quadratically regularization has emerged as a potential alternative to the popular entropic regularization in computational optimal transport, offering the theoretical advantage of producing sparse couplings through its hinge density structure. Despite recent progress in one-dimensional setting and general upper bounds, fundamental questions about the localization rate of QOT optimizers around the Monge coupling have remained open. In this work, we establish a general lower bound showing that the support of the QOT optimizer cannot concentrate around the Monge graph faster than order $\varepsilon^{\frac{1}{d+2}}$ in the directed Hausdorff distance, matching the conjectured optimal exponent under standard regularity assumptions in Wiesel & Xu (2025). We also show that the QOT value gap controls the mean-squared deviation $\mathbb E_{\pi_\varepsilon}||y-T(x)||^2$ by the scale of $\varepsilon^{\frac{2}{d+2}}$. As a corollary, in the affine Brenier regime, which includes Gaussian-to-Gaussian transport, we derive a sharp pointwise tube bound of order $\varepsilon^{\frac{1}{d+2}}$ by reducing the problem to self-transport and applying recent self-transport sparsity results. Finally, we validate our theoretical bound with synthetic experiment in high dimensions setting.

Poster
Implicit Safety Alignment from Crowd Preferences

Qian Lin, Daniel S. Brown

展开摘要

Reinforcement Learning from Human Feedback (RLHF) can reveal implicit objectives such as safety considerations that go beyond task completion. In this work, we focus on the common safety criteria embedded in crowd preference datasets, where different users may express distinct preferences or objectives, yet follow similar safety principles. Our aim is to discover shared safety criteria from crowd preferences and then transfer them to downstream RL tasks to regularize agent behavior and enforce safety. We first show that direct reward combination—optimizing a preference-learned reward model together with downstream task rewards—has inherent limitations. Motivated by this, we propose Safe Crowd Preference-based RL, a hierarchical framework that extracts safety-aligned skills from crowd preferences and composes them via a high-level policy to safely solve downstream tasks. Experiments across safe RL environments and a preliminary LLM-style task with diverse user goals and shared safety constraints demonstrate that our approach substantially lowers safety costs without access to explicit safety rewards, while achieving task performance comparable to oracle methods trained with ground-truth safety signals.

Poster
Discovering Implicit Large Language Model Alignment Objectives

Edward Chen, Sanmi Koyejo, Carlos Guestrin

展开摘要

Large language model (LLM) alignment relies on complex reward signals that often obscure the specific behaviors being incentivized, creating critical risks of misalignment and reward hacking. Existing interpretation methods typically rely on pre-defined rubrics, risking the omission of "unknown unknowns", or fail to identify objectives that comprehensively cover and are causal to the model behavior on some dataset. To address these limitations, we introduce Obj-Disco, a framework that automatically decomposes an alignment reward signal into a sparse, weighted combination of human-interpretable natural language objectives. Our approach utilizes an iterative greedy algorithm to analyze behavioral changes across training checkpoints, identifying and validating candidate objectives that best explain the residual reward signal. Extensive evaluations across diverse tasks, model sizes, and alignment algorithms demonstrate the framework's robustness. Experiments with popular open-source reward models show that the framework consistently captures > 90\% of reward behavior, a finding further corroborated by human evaluation. Additionally, a case study on alignment with an open-source reward model reveals that Obj-Disco can successfully identify latent misaligned incentives that emerge alongside intended behaviors. Our work provides a crucial tool for uncovering the implicit objectives in LLM alignment, paving the way for more transparent and safer AI development.

Poster
FedCDWA: Decoupled Federated Prototype Distillation with Hierarchical Wasserstein Aggregation

Zhenshen Liu, Kai Fan, Wenjie Li, Kuan Zhang, Hui Li, Yintang Yang

展开摘要

Federated learning enables decentralized clients to collaboratively train models without sharing local data. However, heterogeneous client distributions often induce client drift and hinder convergence. This paper proposes FedCDWA, a decoupled hierarchical federated distillation framework. FedCDWA decouples client-side personalized distillation from server-side mutual distillation to mitigate distillation-induced optimization conflicts. It further adopts Hierarchical Wasserstein Aggregation to aggregate prototypes without restrictive parametric assumptions while preserving intra-class structure and inter-class geometry. To achieve finer-grained feature alignment, Prototype–Variance Dual Alignment matches feature means and variances in the feature space. We prove convergence guarantees for FedCDWA. Experiments on three datasets demonstrate that FedCDWA consistently improves both global and personalized accuracy across heterogeneity levels, with smaller performance degradation under more severe heterogeneity.

Poster