ICML 2026 论文列表

International Conference on Machine Learning

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SpikingLM: Towards Fully Spiking Language Model

Yu Liang, Zijian Zhou, Wenjie Wei, Shuai Wang, Honglin Cao, Ammar Belatreche, Yu Yang, Malu Zhang, Yang Yang, Haizhou Li

展开摘要

Leveraging event-driven computation mechanism, Spiking Neural Networks (SNNs) have emerged as a representative paradigm for energy-efficient edge intelligence. However, extending SNNs to modern deep language models still faces two fundamental challenges. First, dead neurons in deep SNNs lead to degraded gradients, limiting the training effectiveness of spiking language models. Second, removing Softmax for energy efficiency weakens token-wise competition, reducing the model’s ability to select salient tokens. To address these challenges, we propose Spiking Language Model (SpikingLM) to bridge the efficiency of SNNs and the capability of modern language models through two key innovations. First, we propose Distribution-aware Scaling method, which rescales linear outputs into an activation-friendly range to alleviate dead neurons and stabilize gradient propagation. Notably, its scaling parameters can be fused into the preceding linear layers, incurring no additional inference overhead. Second, we introduce Spike2Max to restore winner-takes-all mechanism via base-2 exponentiation and max-subtraction. Compared with Softmax, Spike2Max reduces energy consumption by over 95\% using hardware-efficient bit-shift operations. Experiments show that SpikingLM reduces energy consumption by 57.9\% and achieves state-of-the-art performance on GLUE, laying a promising foundation for energy-efficient language modeling. Code is available at~\url{https://github.com/hamings1/SpikingLM.git}.

Poster
MalTree: Tracing Malware Evolution using Embeddings at Scale

Akash Amalan, Georgios SMARAGDAKIS, Tom Julian Viering

展开摘要

Malware detection remains largely reactive: machine learning models trained on known samples degrade as threats evolve. Understanding evolutionary relationships among malware families can inform proactive defense, but traditional reverse engineering can take months to years to uncover such lineage relationships. We propose MalTree, a framework that applies bioinformatics-inspired phylogenetic techniques (UPGMA and Neighbor-Joining) at scale to model malware evolution automatically using structural, behavioral, and image-based features. We introduce temporal validation using VirusTotal timestamps to assess whether inferred trees reflect actual evolutionary order. MalTree achieves 87% temporal consistency, indicating that inferred evolutionary relationships closely align with real-world emergence timelines. Our analysis shows that some families mutate over 10 times faster than others, suggesting that detection strategies should be tailored to family-specific evolutionary tempos. Case studies, including the Mirai botnet, confirm that inferred relationships from our phylogenetic tree align with documented threat intelligence. Our framework provides a foundation for shifting malware analysis from sample-by-sample classification toward lineage-aware evolutionary modeling.

Poster
Mesh Based Simulations with Spatial and Temporal awareness

Paul Garnier, Vincent Lannelongue, Elie Hachem

展开摘要

Machine Learning surrogates for Computational Fluid Dynamics (CFD), particularly Graph Neural Networks (GNNs) and Transformers, have become a new important approach for accelerating physics simulations. However, we identify a critical bottleneck in the field: while architectures have advanced significantly, the common underlying training paradigms remain bound to naive assumptions, such as node-wise supervision and explicit Euler time-stepping. These legacy choices ignore the stiff dynamics and local flux continuity inherent to numerous partial differential equations resolution methods, such as Finite Element, Difference, or Volume (FEM). In this work, we propose a unified framework to bridge the gap between geometric deep learning and rigorous numerical analysis. We introduce three key innovations: (1) Multi Node Prediction, a stencil-level objective that predicts field values for a node's full local topology, enforcing spatial derivative consistency; (2) Temporal Correction, replacing unstable explicit schemes with a predictor–corrector via temporal Cross-Attention; and (3) Geometric Inductive Biases, leveraging 3D Rotary Positional Embeddings (RoPE) to robustly capture rotational symmetries in unstructured meshes. We evaluate this framework across three architectures (MeshGraphNet, Transolver, and a Transformer) on diverse physics datasets. Our approach yields consistent improvements in accuracy and stability, particularly in long-horizon rollouts, while producing latent representations that generalize to unseen subtasks such as Wall Shear Stress or Pressure prediction. Code is available at \url{https://github.com/DonsetPG/graph-physics}.

Poster
BESPOKE: Benchmark for Search-Augmented Large Language Model Personalization via Diagnostic Feedback

Hyunseo Kim, Sangam Lee, Kwangwook Seo, Dongha Lee

展开摘要

Search-augmented large language models (LLMs) remain insufficient for fully addressing diverse user needs, which requires recognizing how the same query can reflect different intents across users and delivering information in preferred forms. While recent systems such as ChatGPT and Gemini attempt personalization by leveraging user histories, systematic evaluation of such personalization is under-explored. To address this gap, we propose BESPOKE, the realistic benchmark for evaluating personalization in search-augmented LLMs. BESPOKE is designed to be both realistic, by collecting authentic chat and search histories directly from humans, and diagnostic, by pairing responses with fine-grained preference scores and feedback. The benchmark is constructed through long-term, deeply engaged human annotation, where human annotators contributed their own histories, authored queries with detailed information needs, and evaluated responses with scores and diagnostic feedback. Leveraging BESPOKE, we conduct systematic analyses that reveal key requirements for effective personalization in information-seeking tasks, providing a foundation for fine-grained evaluation of personalized search-augmented LLMs. Our code and data are available at https://github. com/augustinLib/BESPOKE.

Poster
Towards Streaming Synchronized Spatial Audio Generation via Autoregressive Diffusion Transformer

Ke Lei, Yu Zhang, Changhao Pan, Xueyi Pu, Wenxiang Guo, Ruiqi Li, Zhou Zhao

展开摘要

Real-time and accurate spatial audio generation is pivotal for delivering an immersive experience. However, existing spatial audio synthesis technologies are often encumbered by a tradeoff between generation quality and high inference latency, as well as difficulty in capturing precise spatial information from multimodal inputs. To address these challenges, we propose SwanSphere, a unified streaming framework for high-fidelity spatial audio generation from panoramic videos and text prompts. SwanSphere mainly makes the following contributions: 1) We introduce a causal autoregressive diffusion transformer architecture that enables streaming high-quality spatial audio generation. 2) We design a Spatial Video–Audio Contrastive (SVAC) learning strategy to align the video encoder with the acoustic domain, and further employ a multi-objective online direct preference optimization~(ODPO) scheme, resulting in strong spatial perception and robust multimodal spatial audio synthesis. 3) To alleviate the current scarcity of spatial audio datasets, we also develop an automated annotation pipeline for generating detailed spatial captions. Experimental results demonstrate that SwanSphere achieves superior performance in both video-to-spatial and text-to-spatial audio generation tasks. Codes can be found at: https://github.com/MM-Speech/SwanSphere

Poster
AuTAgent: A Reinforcement Learning Framework for Tool-Augmented Audio Reasoning

Siqian Tong, Li Xuan, Yiwei Wang, Baolong Bi, Yujun Cai, Shenghua Liu, Yuchen He, HAO Chengpeng

展开摘要

Large Audio Language Models (LALMs) excel at perception but struggle with complex reasoning requiring precise acoustic measurements. While external tools can extract fine-grained features like exact tempo or pitch, effective integration remains challenging: naively using all tools causes information overload, while prompt-based selection fails to assess context-dependent utility. To address this, we propose **AuTAgent** (**Au**dio **T**ool **Agent**), a reinforcement learning framework that learns when and which tools to invoke. By employing a sparse-feedback training strategy with a novel Differential Reward mechanism, the agent learns to filter out irrelevant tools and invokes external assistance only when it yields a net performance gain over the base model. Experimental results confirm that AuTAgent complements the representation bottleneck of LALMs by providing verifiable acoustic evidence. It improves accuracy by 4.20% / 6.20% and 9.80% / 8.00% for open-source and closed-source backbones on the MMAU Test-mini and the MMAR benchmarks, respectively. In addition, further experiments demonstrate exceptional transferability. We highlight the complementary role of external tools in augmenting audio model reasoning.

Poster
UltraLIF: Fully Differentiable Spiking Neural Networks via Ultradiscretization and Max-Plus Algebra

Jose Marie Antonio Miñoza

展开摘要

Spiking Neural Networks (SNNs) offer energy-efficient, biologically plausible computation but suffer from non-differentiable spike generation, necessitating reliance on heuristic surrogate gradients. This paper introduces **UltraLIF**, a principled framework that replaces surrogate gradients with \emph{ultradiscretization}, a mathematical formalism from tropical geometry providing continuous relaxations of discrete dynamics. The central insight is that the max-plus semiring underlying ultradiscretization naturally models neural threshold dynamics: the log-sum-exp function serves as a differentiable soft-maximum that converges to hard thresholding as a learnable temperature parameter $\varepsilon \to 0$. Two neuron models are derived from distinct dynamical systems: UltraLIF from the LIF ordinary differential equation (temporal dynamics) and UltraDLIF from the diffusion equation modeling gap junction coupling across neuronal populations (spatial dynamics). Both yield fully differentiable SNNs trainable via standard backpropagation with no forward-backward mismatch. Theoretical analysis establishes pointwise convergence to tropical LIF dynamics with quantitative error bounds and bounded non-vanishing gradients. Experiments on six benchmarks spanning static images, neuromorphic vision, and audio demonstrate improvements over surrogate gradient baselines, with gains most pronounced in the ultra-low latency regime ($T{=}1$) on neuromorphic and temporal datasets. An optional sparsity penalty enables significant energy reduction while maintaining competitive accuracy.

Poster
User-Aware Active Knowledge Acquisition for Emotional Support Dialogue

Mufan Xu, Kehai Chen, Jiahao Hu, Xinchao Xu, Muyun Yang, Tiejun Zhao, Min Zhang

展开摘要

Emotional support plays an important role in dialogue systems, and its success depends on adapting to a user’s evolving and implicit needs across multi-turn interactions while leveraging the strong reasoning capacity of large language models. However, since signals about user needs are often weak, indirect, and can only be disambiguated through multi-turn interaction, existing emotional support methods often struggle to acquire and generalize relevant conversational knowledge efficiently. To bridge this gap, we introduce User-Aware Active Knowledge Acquisition (UKA), a gradient-free active dialogue learning framework that explicitly represents uncertainty about user needs and incorporates active learning into both knowledge acquisition and response selection. We propose a Theory-of-Mind uncertainty estimation mechanism that allows the model to prioritize responses, thereby eliciting more informative user feedback. UKA is capable of efficiently exploring user-aligned conversational knowledge during training while maintaining robustness at test time. Experiments across multiple dialogue benchmarks and model architectures demonstrate that our approach consistently outperforms strong baselines in dialogue quality and user alignment.

Poster
Breaking the Reference Bottleneck via Learning to Rewrite Conversational Queries without Gold Reference Passages

Doyoung Kim, Youngjun Lee, Joeun Kim, Jihwan Bang, Hwanjun Song, Susik Yoon, Jae-Gil Lee

展开摘要

Conversational query reformulation (CQR) has become indispensable for improving retrieval in dialogue-based applications. However, existing approaches typically rely on reference passages for optimization, which are **impractical** to acquire in real-world scenarios. To address this limitation, we introduce a novel **reference-free** preference optimization framework ***DualReform*** that generates **pseudo reference passages** from **commonly-encountered** conversational datasets containing only queries and responses. DualReform attains this goal through two key innovations: (1) **response-based inference**, where responses serve as proxies to infer pseudo reference passages, and (2) **response refinement via the dual-role of CQR**, where a CQR model refines responses based on the shared objectives between response refinement and CQR. Despite not relying on reference passages, ***DualReform*** achieves 96.9--99.1% of the retrieval accuracy attainable only with reference passages and surpasses the state-of-the-art method by up to 31.6%.

Poster
SAM Audio: Segment Anything in Audio

Bowen Shi, Andros Tjandra, John Hoffman, Helin Wang, YI-CHIAO WU, Luya Gao, Julius Richter, Matthew Le, Apoorv Vyas, Sanyuan Chen, Christoph Feichtenhofer, Piotr Dollár, Wei-Ning Hsu, Ann Lee

展开摘要

General audio source separation is a key capability for multimodal AI systems that can perceive and reason about sound. Despite substantial progress in recent years, existing separation models are either domain-specific, designed for fixed categories such as speech or music, or limited in controllability, supporting only a single prompting modality such as text. In this work, we present SAM AUDIO, a foundation model for general audio separation that unifies text, visual, and temporal span prompting within a single framework. Built on a diffusion transformer architecture, SAM AUDIO is trained with flow matching on large-scale audio data spanning speech, music, and general sounds, and can flexibly separate target sources described by language, visual masks, or temporal spans. The model achieves state-of-the-art performance across a diverse suite of benchmarks, including general sound, speech, music, and musical instrument separation in both in-the-wild and professionally produced audios, substantially outperforming prior general-purpose and specialized systems. Furthermore, we introduce a new real-world separation benchmark with human-labeled multimodal prompts and a reference-free evaluation model that correlates strongly with human judgment.

Poster
Geometry-Aware Neural Optimizer for Shape Optimization and Inversion

Sun Guoze, Tianya Miao, Haoyang Huang, Huaguan Chen, Han Wan, Rui Zhang, Hao Sun

展开摘要

Geometry is central to PDE-governed systems, motivating shape optimization and inversion. Classical pipelines conduct costly forward simulation with geometry processing, requiring substantial expert effort. Neural surrogates accelerate forward analysis but do not close the loop because gradients from objectives to geometry are often unavailable. Existing differentiable methods either rely on restrictive parameterizations or unstable latent optimization driven by scalar objectives, limiting interpretability and part-wise control. To address these challenges, we propose Geometry-Aware Neural Optimizer (\textbf{\textsc{GANO}}), an end-to-end differentiable framework that unifies geometry representation, field-level prediction, and automated optimization/inversion in a single latent-space loop. \textsc{GANO} encodes shapes with an auto-decoder and stabilizes latent updates via a denoising mechanism, and a geometry-informed surrogate provides a reliable gradient pathway for geometry updates. Moreover, \textsc{GANO} supports part-wise control through null-space projection and uses remeshing-free projection to accelerate geometry processing. We further prove that denoising induces an implicit Jacobian regularization that reduces decoder sensitivity, yielding controlled deformations. Experiments on three benchmarks spanning 2D Helmholtz, 2D airfoil, and 3D vehicles show state-of-the-art accuracy and stable, controllable updates, achieving up to +55.9% lift-to-drag improvement for airfoils and ~7% drag reduction for vehicles.

Poster
AudioMosaic: Contrastive Masked Audio Representation Learning

Hanxun Huang, Qizhou Wang, Xingjun Ma, Cihang Xie, Christopher Leckie, Sarah Monazam Erfani

展开摘要

Audio self-supervised learning (SSL) aims to learn general-purpose representations from large-scale unlabeled audio data and has achieved remarkable progress in recent years. While most prior work relies on generative reconstruction objectives, contrastive approaches remain relatively underexplored, in part due to the high computational cost of designing effective augmentation strategies and the large batch sizes typically required for pre-training. In this work, we introduce **AudioMosaic**, an audio encoder for general audio understanding. During pre-training, AudioMosaic applies time–frequency masking to spectrogram patches to form paired inputs, employing an elegant and efficient augmentation strategy that significantly reduces computational cost while supporting large-batch training. The AudioMosaic encoder learns discriminative utterance-level representations that exhibit strong transferability across datasets, domains, and acoustic conditions. Extensive experiments demonstrate that AudioMosaic achieves state-of-the-art performance on multiple standard benchmarks. Moreover, we show that the pretrained AudioMosaic encoder enhances audio perception when integrated with large language models (LLMs).

Poster
Ranking Free RAG: Replacing Re-ranking with Selection in RAG for Sensitive Domains

Yash Saxena, Ankur Padia, Mandar Chaudhary, Kalpa Gunaratna, srinivasan parthasarathy, Manas Gaur

展开摘要

Retrieval-Augmented Generation (RAG) systems deployed in sensitive domains must provide interpretable evidence selection and robust safeguards against data poisoning, yet current approaches rely on opaque similarity-based retrieval with arbitrary top-k cutoffs that offer no explanation for their selections and remain vulnerable to adversarial manipulation. We propose METEORA, a rationale-driven RAG framework that addresses these fundamental limitations through interpretable, adaptive evidence retrieval. Our framework introduces three synergistic contributions. First, we preference-tune a general-purpose LLM to generate explicit rationales that articulate why specific evidence is needed for a given query. These rationales then guide adaptive evidence selection through a two-step process: rationale-chunk pairing for query-specific relevance assessment, followed by dynamic cutoff detection that eliminates the need for arbitrary k heuristics. Finally, the same rationales enable a verification stage that filters poisoned or misleading evidence before generation. Evaluation across six datasets demonstrates substantial improvements on three critical dimensions. For retrieval quality, METEORA achieves **21.05\%** higher precision than the best-performing baseline, while its variant with context expansion achieves **13.41\%** higher recall. In terms of efficiency, the framework reduces the volume of evidence required to reach comparable recall by **80\%**, which directly translates to a **33.34\%** improvement in downstream answer generation accuracy. Most notably for adversarial robustness, METEORA increases the F1 score from **0.10 to 0.44** under poisoning attacks, a 4.4$\times$ improvement that makes RAG systems substantially more resilient to adversarial manipulation. Human evaluation with four experienced annotators confirms genuine interpretability, achieving a mean confidence score of **3.64/5** and demonstrating that humans can reliably reconstruct evidence-level decisions with **86\% accuracy**. These results demonstrate that rationale-driven retrieval can simultaneously enhance interpretability, efficiency, and safety in RAG systems for sensitive domains. The code is available in the anonymous GitHub repository \url{https://anonymous.4open.science/r/METEORA-DC46/README.md}

Poster
KBQA-R1: Reinforcing Large Language Models for Knowledge Base Question Answering

Xin Sun, Zhongqi Chen, Xing Zheng, Bowen Song, Qiang Liu, Shu Wu, Zilei Wang, Weiqiang Wang, Liang Wang

展开摘要

Knowledge Base Question Answering (KBQA) challenges models to bridge the gap between natural language and strict knowledge graph schemas by generating executable logical forms. While Large Language Models (LLMs) have advanced this field, current approaches often struggle with a dichotomy of failure: they either generate hallucinated queries without verifying schema existence or exhibit rigid, template-based reasoning that mimics synthesized traces without true comprehension of the environment. To address these limitations, we present **KBQA-R1**, a framework that shifts the paradigm from text imitation to interaction optimization via Reinforcement Learning. Treating KBQA as a multi-turn decision process, our model learns to autonomously navigate the knowledge base using a structured action space, refining its reasoning strategies based on concrete execution feedback rather than static supervision. Furthermore, we introduce Referenced Rejection Sampling (RRS), a data synthesis method that resolves cold-start challenges by strictly aligning reasoning traces with ground-truth action sequences. Extensive experiments on WebQSP, GrailQA, and GraphQuestions demonstrate that KBQA-R1 achieves state-of-the-art performance. Code is available at https://anonymous.4open.science/r/KBQA-R1-814F.

Poster
XPERT: Expert Knowledge Transfer for Effective Training of Language Models

Chang Liu, boyu shi, Xu Yang, Xin Geng

展开摘要

Mixture-of-Experts (MoE) language models organize knowledge into explicitly routed expert modules, making expert-level representations traceable and analyzable. By analyzing expert activation patterns in MoE language large models (LLMs), we find that a subset of experts is consistently activated across diverse knowledge domains. These common experts encode cross-domain, generalizable knowledge that is closely related to model generalization, naturally raising the question of how such identifiable expert knowledge can be practically reused. Motivated by this observation, we propose XPERT, a training-free framework that extracts, consolidates, and reuses expert knowledge from pre-trained MoE LLMs to support effective training of language models across different model scales. XPERT identifies cross-domain experts via inference-only analysis, refines their representations through tensor decomposition, and adapts the extracted knowledge to be reused in downstream models. Experiments on language understanding and dialogue generation benchmarks show that models benefiting from reused expert knowledge achieve consistently stronger performance and faster convergence compared to strong baselines. These results highlight MoE LLMs as structured and reusable knowledge sources, and demonstrate the value of expert-level knowledge reuse for improving model training.

Poster
UniSparse: Combining Weight Pruning and Spike Sparsification in Spiking Neural Networks

Xinyu Shi, Tong Bu, Zhaofei Yu

展开摘要

Spiking Neural Networks (SNNs) offer a notable energy-saving advantage compared to Artificial Neural Networks (ANNs) when deployed on neuromorphic hardware. While recent SNNs achieve superior performance using larger and deeper backbones, this comes at a cost of diminishing their energy-saving benefits. In this paper, we propose UniSparse, a unified sparsification framework for enhancing the energy efficiency of SNNs. We demonstrate that the affine parameters in batch normalization also serve as the learnable threshold of its subsequent spiking neurons. Based on this, we propose a novel spike sparsification method that reduces firing rate by constraining the affine parameters. As a complement to spike sparsification, we propose a weight pruning method based on the same energy constraint, which can be naturally integrated with spike sparsification. Experimental results demonstrate that UniSparse achieves a state-of-the-art trade-off between accuracy and energy efficiency across models and datasets. The sparsified ResNet-18 model requires only 7.04M SOPs for inference to achieve 92.38\% accuracy on the CIFAR-10 dataset. Our work highlights the great potential of deep SNNs in improving energy efficiency.

Poster
MECAT: A Multi-Experts Constructed Benchmark for Fine-Grained Audio Understanding Tasks

Yadong Niu, TIANZI WANG, Heinrich Dinkel, Xingwei Sun, Jiahao Zhou, Gang Li, Jizhong Liu, Xunying Liu, Jian Luan

展开摘要

While large audio-language models have advanced open-ended audio understanding, they still fall short of nuanced human-level comprehension. This gap persists largely because current benchmarks, limited by data annotations and evaluation metrics, fail to reliably distinguish between generic and highly detailed model outputs. To this end, this work introduces MECAT, a Multi-Expert Constructed Benchmark for Fine-Grained Audio Understanding Tasks. Generated via a pipeline that integrates analysis from specialized expert models with Chain-of-Thought large language model reasoning, MECAT provides multi-perspective, fine-grained captions and open-set question-answering pairs. The benchmark is complemented by a novel metric: DATE (Discriminative-Enhanced Audio Text Evaluation). This metric penalizes generic terms and rewards detailed descriptions by combining single-sample semantic similarity with cross-sample discriminability. A comprehensive evaluation of state-of-the-art audio models is also presented, providing new insights into their current capabilities and limitations. The code and data are publicly available at https://github.com/xiaomi-research/mecat.

Poster
Convex Low-resource Accent-Robust Language Detection in Speech Recognition

Miria Feng, William Tan, Mert Pilanci

展开摘要

Globalization and multiculturalism continue to produce increasingly diverse speech varieties. Yet current spoken dialogue systems frequently fail on under-represented dialects and accents, often misidentifying the input language and causing cascading failures in downstream dialogue tasks. Addressing this dialectal variance under low-resource constraints remains an open challenge, as standard fine-tuning is computationally expensive and prone to overfitting on high-dimensional speech data. We propose Convex Language Detection (CLD), a novel framework that integrates theoretically grounded convex optimization techniques into the spoken dialogue systems pipeline. Our method is efficiently implemented via multi-GPU Alternating Direction Method of Multipliers (ADMM) in JAX, thus providing global optimality guarantees and fast training in polynomial time. Theoretically, we prove that our convex objective induces certified margin stability and provide guarantees against feature perturbations. Empirically, we demonstrate sample efficiency and robustness to input dialectical variation, achieving 97–98\% accuracy in challenging low-resource regimes. Our open-source package is available at https://pypi.org/project/jaxcld/.

Poster
Polyphonia: Zero-Shot Timbre Transfer in Polyphonic Music with Acoustic-Informed Attention Calibration

Haowen Li, Tianxiang Li, Yi Yang, Boyu Cao, Qi Liu

展开摘要

The advancement of diffusion-based text-to-music generation has opened new avenues for zero-shot music editing. However, existing methods fail to achieve stem-specific timbre transfer, which requires altering specific stems while strictly preserving the background accompaniment. This limitation severely hinders practical application, since real-world production necessitates precise manipulation of components within dense mixtures. Our key finding is that, while vanilla cross-attention captures semantic features of stems, it lacks the spectral resolution to strictly localize targets in dense mixtures, leading to boundary leakage. To resolve this dilemma, we propose *Polyphonia*, a zero-shot editing framework with Acoustic-Informed Attention Calibration. Rather than relying solely on diffuse semantic attention, Polyphonia leverages a probabilistic acoustic prior to establish coarse boundaries, enabling non-target stems preserved precise semantic synthesis. For evaluation, we propose *PolyEvalPrompts*, a standardized prompt set with 1,170 timbre transfer tasks in polyphonic music. Specifically, *Polyphonia* achieves an increase of 15.5% in target alignment compared to baselines, while maintaining competitive music fidelity and non-target integrity.

Poster
From Shortcuts to Reasoning: Robust Post-Training of Theory of Mind with Reinforcement Learning

Jike Zhong, Yuxiang Lai, Ming Li, Yuheng Li, Wuao Liu, Behzad Dariush, Konstantinos Psounis, Shao-Yuan Lo

展开摘要

Theory of Mind (ToM) is a must-acquire skill for modern foundation model systems to operate effectively and safely in the real world. Recent works have explored honing ToM via post-training; however, we show that such progress is confounded by a pervasive “shortcut” issue: tasks can reach up to 99% accuracy by simply exploiting spurious causal correlations, leading to a false sense of ToM. Motivated by this, we first develop a framework to systematically examine ToM datasets for shortcuts and provide guidance for future development. We find that questions reducible to pure state tracking, such as “belief,” are especially shortcut-prone compared to mind questions, such as “intention,” where reasoning beyond tracking is required. Using four shortcut-free datasets across three ToM contexts, we then comprehensively study whether Reinforcement Fine-Tuning with verifiable rewards and explicit reasoning chains, called Thinking-RFT, elevates ToM beyond Supervised Fine-Tuning, or SFT. Our key findings are as follows. First, Thinking-RFT effectively improves ToM in all scenarios, with a 6% improvement over SFT, particularly in complex higher-order reasoning, with a 10% improvement over SFT, and multimodal cases, with a 7% improvement over SFT. It also generalizes notably better to unseen domains and higher-order queries while being more robust to counterfactuals. Second, ToM benefits specifically from the joint effect of reasoning and RL: Thinking-RFT outperforms No-Thinking-RFT by 7% on average. Third, RFT works by learning to ground its reasoning on anchor cues, such as keywords and state changes, that correspond to causal factors. We believe our study is useful for developing effective and robust ToM post-training datasets and advancing critical ToM capabilities. Project code is available at: https://github.com/jkz-338/Robust-ToM-RL.git

Poster