ICML 2026 论文列表

International Conference on Machine Learning

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6,341篇论文

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Function-Valued Causal Influence in Nonlinear Time Series

Valentina V. Kuskova, Dmitry Zaytsev, Michael Coppedge

展开摘要

Causal discovery in time series is increasingly performed using nonlinear machine-learning models, yet the resulting causal relationships are almost always summarized by scalar edge scores. We argue that this practice obscures the true object learned by nonlinear autoregressive models: a state-dependent function whose effect varies across regimes, magnitudes, and contexts. We formalize function-valued causal influence for additive, contribution-decomposable architectures and show that scalar causal scores constitute a severe information bottleneck, conflating between-state variation with within-state residual noise. Using Neural Additive Vector Autoregression as a representative architecture, we introduce a practical framework based on Individual Conditional Expectation for estimating causal response functions directly from trained models. Through controlled synthetic experiments, we demonstrate that edges with indistinguishable scalar scores can exhibit qualitatively different functional behaviors, including monotonic, thresholded, saturating, and sign-changing effects. An applied case study on democratic development further shows that function-valued analysis reveals regime-specific and asymmetric causal structure systematically missed by score-centric approaches.

Poster
Identifying Partially Observed Causal Models from Heterogeneous/Nonstationary Data

Xinshuai Dong, Haoyue Dai, Ignavier Ng, Peter Spirtes, Kun Zhang

展开摘要

Estimating causal structure in the presence of latent variables is an important yet challenging problem. Recent works have shown that distributional constraints, such as rank deficiency constraints of the covariance matrices, can be exploited to recover the underlying causal structure involving latent variables. However, real-world data often exhibit heterogeneity/nonstationarity, which pose challenges to existing methods. In this work, we develop a principled approach for identifying the structure of partially observed linear causal models from heterogenous/nonstationary data. We first formulate a class of heterogenous/nonstationary, partially observed linear causal models and prove that their distributional constraints are equivalent to those in the homogeneous case. Building on this, we propose a novel rank deficiency test that can efficiently handle heterogenous/nonstationary data, and further establish identifiability results for recovering the causal structure involving latent variables. We also provide a method to identify which variables exhibit distribution shifts, i.e., whose causal mechanisms vary across domains. Experiments on simulated and real-world data validate our theoretical findings and the effectiveness of our method.

Poster
Tailoring Strictly Proper Scoring Rules for Downstream Tasks: An Application to Causal Inference

Roman Plaud, Alexandre Perez-Lebel, Antoine Saillenfest, Thomas Bonald, Marine Le Morvan, Gaël Varoquaux, Matthieu Labeau

展开摘要

Probabilistic models are typically trained using task-agnostic objectives like log-loss, which can lead to significant errors in downstream estimation. This disconnect is especially critical in Inverse Probability Weighting (IPW) for causal inference, where propensity score errors near $0$ and $1$ often lead to high bias and variance. We propose a principled framework for deriving task-specific strictly proper scoring rules by matching the local curvature of the downstream error metric. We apply this to the Average Treatment Effect (ATE) estimation, deriving a closed-form loss and its corresponding canonical probability mapping that can be readily integrated with any model like a neural network or a gradient boosting algorithm. Extensive evaluations on causal inference benchmarks demonstrate that our tailored objective consistently outperforms standard likelihood-based and covariate-balancing approaches.

Poster
Causal Matrix Completion under Multiple Treatments via Mixed Synthetic Nearest Neighbors

Minrui Luo, Zhiheng Zhang

展开摘要

Synthetic Nearest Neighbors (SNN) provides a principled solution to causal matrix completion under missing-not-at-random (MNAR) by exploiting local low-rank structure through fully observed anchor submatrices. However, its effectiveness critically relies on sufficient data availability within each treatment level, a condition that often fails in settings with multiple or complex treatments. In this work, we propose Mixed Synthetic Nearest Neighbors (MSNN), a new entry-wise causal identification estimator that integrates information across treatment levels. We show that MSNN retains the finite-sample error bounds and asymptotic normality guarantees of SNN, while enlarging the effective sample size available for estimation. Empirical results on synthetic and real-world datasets illustrate the efficacy of the proposed approach, especially under data-scarce treatment levels.

Poster
Causal Flow Q-Learning for Robust Offline Reinforcement Learning

Mingxuan Li, Junzhe Zhang, Elias Bareinboim

展开摘要

Expressive policies based on flow-matching have been successfully applied in reinforcement learning (RL) more recently due to their ability to model complex action distributions from offline data. These algorithms build on standard policy gradients, which assume that there is no unmeasured confounding in the data. However, this condition does not necessarily hold for pixel-based demonstrations when a mismatch exists between the demonstrator's and the learner's sensory capabilities, leading to implicit confounding biases in offline data. We address the challenge by investigating the problem of confounded observations in offline RL from a causal perspective. We develop a novel causal offline RL objective that optimizes policies' worst-case performance that may arise due to confounding biases. Based on this new objective, we introduce a practical implementation that learns expressive flow-matching policies from confounded demonstrations, employing a deep discriminator to assess the discrepancy between the target policy and the nominal behavioral policy. Experiments across 25 pixel-based tasks demonstrate that our proposed confounding-robust augmentation procedure achieves a success rate 120\% that of confounding-unaware, state-of-the-art offline RL methods.

Poster
Sinkhorn Treatment Effects: A Causal Optimal Transport Measure

Medha Agarwal, Alex Luedtke

展开摘要

We introduce the Sinkhorn treatment effect, an entropic optimal transport measure of divergence between counterfactual outcome distributions. Unlike classical quantities such as the average treatment effect, it captures differences across entire distributions. We show that this estimand can be written as a smooth transformation of counterfactual mean embeddings with an appropriate kernel. This characterization allows us to establish first-order pathwise differentiability in general, and second-order pathwise differentiability under the null hypothesis of equal counterfactual distributions. Leveraging this smoothness, we construct debiased estimators and asymptotically valid tests for distributional treatment effects at a fixed entropic regularization parameter. Because the power of the test depends on this unknown parameter, we propose an aggregated test that combines evidence across a grid of regularization choices. Experiments on simulated and image data demonstrate the practical advantages of our estimator and testing procedure.

Poster
Interventional Processes For Causal Uncertainty Quantification

Hugh Dance, Peter Orbanz, Arthur Gretton

展开摘要

Reliable uncertainty quantification for causal effects is crucial in high-stakes applications, but remains challenging when the target is an entire function rather than a scalar estimand. In this work, we introduce a GP-based approach for uncertainty quantification of interventional functions. The central idea is to build on recent work representing *interventional* functions as an inner-product of *observational* functions in a reproducing kernel Hilbert space (RKHS), by constructing appropriate GP priors for such functions and inferring posteriors from observational data. Our approach yields closed-form posterior moments and tractable training and inference, while avoiding pathologies of previous GP prior constructions for RKHS functions. We further derive a practical procedure for posterior coverage calibration. Across synthetic benchmarks, causal Bayesian optimization tasks, and a large-scale real dataset, our method improves uncertainty quantification while remaining competitive in causal effect estimation.

Poster
Hyperbolic RQ-VAE enhanced Generative Recommendation with Differential-Length Codebook Strategy

Aoran Zhang, Yu-Bin Yang, Yonghong Yu

展开摘要

Recently, the integration of large language models (LLMs) with generative recommendation (GR) has demonstrated promising potential. However, most existing GR methods adopt residual quantization to implicitly model hierarchical relationships across codebook layers in Euclidean space, which distorts the intrinsic tree-like hierarchy and leads to low codebook utilization. To address these issues, we propose a Hyperbolic RQ-VAE enhanced Generative Recommendation, namely HG-Rec. Specifically, HG-Rec enhances the residual quantization mechanism by embedding the latent discrete representations into hyperbolic space to explicitly model hierarchical relationships across codebook layers. Motivated by the exponential volume growth of hyperbolic space, we further design a differential-length codebook strategy, i.e. the codebook size follows a pyramidal structure, which aligns with the tree-like structure and effectively compresses the codebook size. Hence, benefiting from the alignment of hyperbolic geometry and codebook hierarchy, HG-Rec achieves lower collision rates, more uniform codebook usage, and less training time compared to existing methods. Extensive experiments across multiple benchmark datasets demonstrate that HG-Rec consistently achieves state-of-the-art performance. The code is available in the https://github.com/zar123123/HG-Rec.

Poster
Causal Effect Identifiability in the Presence of Latent Confounders Without Auxiliary Variables

Xiu-Chuan Li, James Kwok, Jiaxian Guo, Tongliang Liu

展开摘要

It is a fundamental challenge to ascertain whether the causal effect of a treatment on an outcome is identifiable in the presence of latent confounders, which serves as the logical prerequisite for recovering the causal effect in a partially observed system. While prior literature demonstrates that the causal effect is identifiable when there exist auxiliary variables subject to stringent structural constraints, this paper investigates identifiability of the causal effect without such variables. This means that we ground identifiability solely in the joint distribution of the treatment-outcome pair, which constitutes the irreducible statistical basis for causal effect identification. Focusing on linear structural causal models (SCMs), we provide a nuanced and complete characterization of identifiability of the causal effect contingent on the distributional properties of exogenous noises. Specifically, we formulate a set of mutually exclusive and collectively exhaustive conditions regarding the Gaussianity of exogenous noises, ascertain under which conditions the causal effect is identifiable and under which it is not, while also quantifying the cardinality of the feasible solution set for the unidentifiable cases. Finally, we empirically validate our theoretical findings.

Poster
Stem: Rethinking Causal Information Flow in Sparse Attention

Lin Niu, Xin Luo, Linchuan Xie, Yifu Sun, Guanghua Yu, Jianchen Zhu, S. Kevin Zhou

展开摘要

The quadratic computational complexity of self-attention remains a fundamental bottleneck for scaling Large Language Models (LLMs) to long contexts, particularly during the pre-filling phase. In this paper, we rethink the causal attention mechanism from the perspective of information flow. Due to causal constraints, tokens at initial positions participate in the aggregation of every subsequent token. However, existing sparse methods typically apply a uniform top-$k$ selection across all token positions within a layer, ignoring the cumulative dependency of token information inherent in causal architectures. To address this, we propose Stem, a novel, plug-and-play sparsity module aligned with information flow. First, Stem employs the Token Position-Decay strategy, applying position-dependent top-$k$ within each layer to retain initial tokens for recursive dependencies. Second, to preserve information-rich tokens, Stem utilizes the Output-Aware Metric. It prioritizes high-impact tokens based on approximate output magnitude. Extensive evaluations demonstrate that Stem achieves superior accuracy with reduced computation and pre-filling latency. Code is available at https://anonymous.4open.science/r/stem-254ENLXL.

Poster
Causal-EPIG: Causally Aligned Active CATE Estimation

Erdun Gao, Jake Fawkes, Dino Sejdinovic

展开摘要

Estimating the Conditional Average Treatment Effect (CATE) is constrained by the high cost of obtaining outcome measurements, making active learning valuable. However, conventional strategies suffer from a fundamental objective mismatch: they reduce uncertainty in model parameters or observable outcomes rather than the unobservable causal quantities of interest. We address this via the principle of causal objective alignment, positing that acquisition functions should target potential outcomes or CATE directly. We operationalize this through Causal-EPIG, a framework adapting Expected Predictive Information Gain to quantify uncertainty reduction in causal quantities. We derive two distinct strategies: a comprehensive approach that targets the joint potential-outcome structure, and a focused approach that directly targets the CATE estimand for sample efficiency. We provide theoretical justification for our framework, establishing a formal link between CATE estimation error and posterior uncertainty in causal quantities. Extensive experiments demonstrate that our strategies improve sample efficiency over standard baselines, and crucially, reveal that the preferred strategy is context-dependent, contingent on the base estimator and treatment-effect structure. Our framework thus provides a principled guide for sample-efficient CATE estimation in practice.

Poster
TimeSAE: Causal Sparse Decoding for Faithful Explanations of Black-Box Time Series Models

Khalid Oublal, Quentin Bouniot, Qi Gan, Stephan Clémençon, Zeynep Akata

展开摘要

As black box models and pretrained models gain traction in time series applications, understanding and explaining their predictions becomes increasingly vital, especially in high-stakes domains where interpretability and trust are essential. However, most of the existing methods involve only in-distribution explanation, and do not generalize outside the training support, which requires the learning capability of generalization. In this work, we aim to provide a framework to explain black-box models for time series data through the dual lenses of Sparse Autoencoders (SAEs) and causality. We show that many current explanation methods are sensitive to distributional shifts, limiting their effectiveness in real-world scenarios. Building on the concept of Sparse Autoencoder, we introduce TimeSAE, a framework for black-box model explanation. We conduct extensive evaluations of TimeSAE on both synthetic and real-world time series datasets, comparing it to leading baselines. The results, supported by both quantitative metrics and qualitative insights, show that TimeSAE provides more faithful and robust explanations. Our code is available in an easy-to-use library TimeSAE-Lib: https://oublalkhalid.github.io/TimeSAE/

Poster
On the Identifiability of Poisson Branching Structural Causal Model Under Latent Confounding

Jie Qiao, Zihuai Zeng, Ruichu Cai, Zhengming Chen, Zhifeng Hao

展开摘要

Causal discovery from observational count data poses unique challenges, particularly when the data exhibit inherent branching structures, such as an upstream ad impression event triggering a downstream purchase event with certain probability. Such branching dynamics are naturally modeled by thinning operators (for branching) and an independent Poisson distribution (for exogenous noise), constituting a Poisson Branching Structural Causal Model (PB-SCM). However, existing approaches based on PB-SCM rely on the restrictive assumption of causal sufficiency, failing to account for ubiquitous latent confounders. In this work, we propose a Latent Confounding Poisson Branching Structural Causal Model (LC-PB-SCM) to bridge this gap. We leverage Probability Generating Function (PGF) to characterize the complex dependencies introduced by latent confounding. Then, we establish a Trie representation theorem that maps the branching structure to algebraic properties of PGF monomials. Based on local PGF, we establish a complete identifiability condition for local 3-variables covering all causal patterns distinguishable up to monomial equivalence. Finally, we propose a practical algorithm to learn causal structures under latent confounding and demonstrate its effectiveness through experiments on both synthetic and real-world datasets.

Spotlight
Adaptive Estimation and Inference in Semi-parametric Heterogeneous Clustered Multitask Learning via Neyman Orthogonality

Hanxiao Chen, Debarghya Mukherjee

展开摘要

We study clustered multitask learning in a semiparametric setting where tasks share a latent cluster structure in their target parameters but exhibit heterogeneous, potentially infinite-dimensional nuisance components. Such heterogeneity poses a major challenge for existing multitask learning methods, which typically rely on aligned feature spaces or homogeneous task structures. To address this challenge, we propose an *adaptive fused orthogonal estimator* that integrates Neyman-orthogonal losses with data-driven pairwise fusion penalties. Our framework leverages task-specific pilot estimates to calibrate the fusion penalties and combines adaptive aggregation with orthogonalization to mitigate the impact of nuisance-parameter estimation error. Theoretically, we show that the proposed estimator achieves exact recovery of the latent clustering with high probability and attains pooled parametric convergence rates proportional to cluster size. Moreover, we establish asymptotic normality and show that, asymptotically, our estimator matches the performance of an oracle procedure that knows the true clustering in advance. Empirically, we show that the proposed method consistently outperforms strong baselines in various simulation setups. A real-world application to U.S. residential energy consumption further demonstrates the effectiveness of our approach in uncovering meaningful regional clustering in electricity price elasticity, showcasing the efficacy of our method.

Poster
AgentSelect: Benchmark for Narrative Query-to-Agent Recommendation

Yunxiao Shi, Wujiang Xu, Tingwei Chen, Haoning Shang, Ling Yang, Yunfeng Wan, Zhuo Cao, Xing Zi, Dimitris N. Metaxas, Min Xu

展开摘要

LLM agents are rapidly becoming a practical interface for task automation, yet selecting suitable deployable configurations remains underexplored. Existing LLM leaderboards and tool/agent benchmarks evaluate components in isolation and are fragmented across tasks, metrics, and candidate pools, leaving a critical research gap: there is little query-conditioned supervision for learning to recommend end-to-end compositional agent configurations. We introduce AgentSelect, a benchmark that reframes agent selection as narrative query-to-agent recommendation over capability profiles. AgentSelect systematically converts heterogeneous evaluation artifacts into unified positive-only interaction data, comprising 111,179 queries, 107,721 deployable agents, and 251,103 interaction records from 40+ sources across LLM-only, toolkit-only, and compositional agents. Our analyses reveal a shift from dense head reuse to long-tail, near one-off supervision, where ID-based interaction methods become fragile and reliable recommendation increasingly requires content-aware intent-to-capability matching. We validate the synthesized supervision through counterfactual, ablation, and show practical transferability on the MuleRun agent marketplace and a small-scale end to end Agno deployment study. Overall, AgentSelect provides the first unified data and evaluation infrastructure for agent recommendation, which establishes a reproducible foundation to study and accelerate the emerging agent ecosystem. The resources are available at \footnote{\url{https://github.com/Ancientshi/AgentSelect}}.

Poster
Linear Causal Representation Learning by Topological Ordering, Pruning, and Disentanglement

Hao Chen, Lin Liu, Yu Guang Wang

展开摘要

Causal representation learning (CRL) has garnered increasing interest from the causal inference and artificial intelligence communities due to its potential to disentangle complex data-generating mechanism into causally interpretable latent features by leveraging the heterogeneity of modern datasets. In this paper, we further contribute to the CRL literature, by focusing on the stylized linear structural causal model over latent features and assuming a linear mixing function that maps latent features to the observed data or measurements. Existing linear CRL methods often rely on stringent assumptions, such as access to single-node interventional data or restrictive distributional constraints on latent features and/or exogenous measurement noise. However, these prerequisites can be easy to violate in practice. In this work, we propose a novel linear CRL algorithm that, unlike existing methods, operates under weaker assumptions on environment heterogeneity and data-generating distributions while still recovering latent causal features up to an equivalence class. We further validate our new algorithm via synthetic experiments and an interpretability analysis of large language models, demonstrating both its superiority over competing methods in finite samples and its potential in integrating causality into understanding artificial intelligence. The source code is available at [the accompanying GitHub link](https://github.com/utulie/code_for_linear_crl_paper_creator).

Spotlight