ICML 2026 论文列表

International Conference on Machine Learning

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6,341篇论文

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Conditional Equivalence of DPO and RLHF: Assumptions, Failure Modes, and Provable Alignment

Zhiqin Yang, Yonggang Zhang, Wei Xue, Dong Fang, Bo Han, Yike Guo

展开摘要

Direct Preference Optimization (DPO) has emerged as a popular alternative to Reinforcement Learning from Human Feedback (RLHF), offering theoretical equivalence with a simpler implementation. We prove this equivalence is _conditional_ rather than universal, depending on an implicit assumption frequently violated in practice: the RLHF-optimal policy must prefer human-preferred responses. When this assumption fails, DPO optimizes _relative advantage_ over the reference policy rather than _absolute alignment_ with human preferences, leading to pathological convergence where policies decrease DPO loss while preferring dispreferred responses. We characterize when this assumption is violated, show the existence of an undesirable solution space, and prove that DPO and RLHF optimize fundamentally different objectives in such cases. To address this, we introduce Constrained Preference Optimization (CPO), augmenting RLHF with constraints for provable alignment. We further provide a geometric interpretation through soft margin ranking, revealing that DPO implements margin ranking with potentially negative targets. Our theoretical analysis establishes when DPOs’ guarantees hold and provides solutions preserving simplicity with provable alignment. Comprehensive experiments on standard benchmarks demonstrate that CPO achieves state-of-the-art performance. Code is available at: _https://github.com/visitworld123/CPO_.

Spotlight
$\mathbb{R}^{2k}$ is Theoretically Large Enough for Embedding-based Top-$k$ Retrieval

Zihao Wang, Hang Yin, Lihui Liu, Hanghang Tong, Yangqiu Song, Ginny Wong, Simon See

展开摘要

This paper studies the Minimal Embeddable Dimension (MED): the least dimension in which there exists a configuration of $m$ object vectors so that every subset of size at most $k$ is exactly retrieved by score comparison. Our result shows MED is $\Theta(k)$, independent of $m$, for inner product, Euclidean distance, and cosine similarity. We then consider Robust MED (RMED), where all vectors are unit normed and an $\epsilon$ gap of scores is required. We derive the $m$-dependent feasibility ceiling $\epsilon_\star(m,k)=m/\sqrt{k(m-1)(m-k)}$, which approaches $1/\sqrt{k}$ when $m\gg k$, and a Gaussian centroid construction gives a robust witness upper bound in the feasible margin regime. Numerical simulation on synthetic top-$2$ retrieval with cyclic polytope and centroid query optimization confirmed our theoretical claims. Experiments on LIMIT and LIMIT-small datasets also show that simple embedding-based retrieval baselines can overfit and outperform the reported single-vector LLM embedding baseline. Both theoretical and empirical findings rule out the lack of exact geometric capacity as the obstruction.

Poster
Harnessing Non-Adversarial Robustness in Large Language Models

Qinghua Zhou, Ellina Aleshina, Andrey Lovyagin, Oleg Somov, Mikhail Seleznyov, Alexander Panchenko, Ivan Oseledets, Elena Tutubalina, Ivan Y Tyukin

展开摘要

The work presents an approach for addressing the challenge of robustness in Large Language Models (LLMs) to alterations and potential errors caused by semantically similar but textually different prompts. Recent works have shown that these kinds of prompt variations can significantly impact the performance of LLMs on tasks. The central question is: can LLMs' robustness to semantically-neutral prompt alterations be acquired without expensive retraining of the entire model? We address this question both theoretically and through experiments. Our theoretical analysis reveals a crucial factor impacting model robustness -- a systematic expected shift or perturbation-induced bias in neural network module outputs. Motivated by this analysis, we show that robustness can be achieved via a simple fine-tuning process: debiasing for robustness. We identify conditions when debiasing helps and when it does not, and demonstrate, through both theory and extensive experiments, that debiasing for robustness may indeed be a quick and efficient tool to enhance robustness and provide certification against random prompt perturbations.

Spotlight
V-ABS: Action-Observer Driven Beam Search for Dynamic Visual Reasoning

Zhiwei Ning, Xuanang Gao, Jiaxi Cao, Gengming Zhang, Shengnan Ma, Wenwen Tong, Hanming Deng, Jie Yang, Wei Liu

展开摘要

Multimodal large language models (MLLMs) have achieved remarkable success in general perception, yet complex multi-step visual reasoning remains a persistent challenge. Although recent agentic approaches incorporate tool use, they often neglect critical execution feedback. Consequently, they suffer from the imagination-action-observer (IAO) bias, a misalignment between prior imagination and observer feedback that undermines reasoning stability and optimality. To bridge this gap, we introduce V-ABS, an action-observer driven beam search framework that enables deliberate reasoning through thinker-actor-observer iterations. We also propose an entropy-based adaptive weighting algorithm to mitigate the IAO bias by dynamically balancing the confidence scores between the policy priors and the observational feedback. Moreover, we construct a large-scale supervised fine-tuning (SFT) dataset comprising over 80k samples to guide the model to assign higher prior confidence to correct action paths. Extensive experiments across eight diverse benchmarks show that V-ABS achieves state-of-the-art performance, delivering an average improvement of 19.7\% on the Qwen3-VL-8B baseline and consistent gains across both open-source and proprietary models.

Poster
$\alpha$-PFN: Fast Entropy Search via In-Context Learning

Herilalaina Rakotoarison, Steven Adriaensen, Tom Julian Viering, Carl Hvarfner, Samuel Müller, Frank Hutter, Eytan Bakshy

展开摘要

Information-theoretic acquisition functions such as Entropy Search (ES) offer a principled exploration–exploitation framework for Bayesian optimization (BO). However, their practical implementation relies on complicated and slow approximations, i.e., a Monte Carlo estimation of the information gain. This complexity can introduce numerical errors and requires specialized, hand-crafted implementations. We propose a two-stage amortization strategy that learns to approximate entropy search-based acquisition functions using Prior-data Fitted Networks (PFNs) in a single forward pass. A first PFN is trained to be conditioned on information about the optima; second, the α-PFN is trained to predict the expected information gain by training on information gains measured with the first PFN. The α-PFN offers a flexible learned approximation, which replaces the complex heuristic approximations with a single forward pass per candidate, enabling rapid and extensible acquisition evaluation. Empirically, our approach is competitive with state-of-the-art entropy search implementations on synthetic and real-world benchmarks, while accelerating the different entropy search variants across all our experiments, with speed ups over 50x.

Poster
Temper-Then-Tilt: Principled Unlearning for Generative Models through Tempering and Classifier Guidance

Jacob L. Block, Mehryar Mohri, Aryan Mokhtari, Sanjay Shakkottai

展开摘要

We study machine unlearning in large generative models by framing the task as density ratio estimation to a target distribution rather than supervised fine-tuning. While classifier guidance is a standard approach for approximating this ratio and can succeed in general, we show it can fail to faithfully unlearn with finite samples when the forget set represents a sharp, concentrated data distribution. To address this, we introduce **Temper-Then-Tilt Unlearning (T3-Unlearning)**, which freezes the base model and applies a two-step inference procedure: (i) *tempering* the base distribution to flatten high-confidence spikes, and (ii) *tilting* the tempered distribution using a lightweight classifier trained to distinguish retain from forget samples. Our theoretical analysis provides finite-sample guarantees linking the surrogate classifier's risk to unlearning quality, proving that tempering is necessary to successfully unlearn for concentrated distributions. Empirical evaluations on the TOFU benchmark demonstrate that T3-Unlearning improves forget quality and generative utility over existing baselines, while training only a fraction of the parameters with a minimal runtime.

Poster
Safety Game: Inference-Time Alignment of Black-Box LLMs via Constrained Optimization

Tuan Nguyen, Long Tran-Thanh

展开摘要

Ensuring that large language models (LLMs) comply with safety requirements is a central challenge in AI deployment. Existing alignment approaches operate primarily during training, such as through fine-tuning or reinforcement learning from human feedback, but these methods are costly and inflexible, requiring retraining whenever new requirements arise. Recent efforts toward inference-time alignment mitigate some of these limitations but still assume access to model internals, which is impractical, and not suitable for third party stakeholders who do not have access to the models. In this work, we propose a model-independent, black-box framework for safety alignment that does not require retraining or access to the underlying LLM architecture. As a proof of concept, we address the problem of trading off between generating safe but uninformative answers versus helpful yet potentially risky ones. We formulate this dilemma as a two-player zero-sum game whose minimax equilibrium captures the optimal balance between safety and helpfulness. LLM agents operationalize this framework by leveraging a linear programming solver at inference time to compute equilibrium strategies. Our results demonstrate the feasibility of black-box safety alignment, offering a scalable and accessible pathway for stakeholders, including smaller organizations and entities in resource-constrained settings, to enforce safety across rapidly evolving LLM ecosystems.

Poster
Agent JIT Compilation for Latency-Optimizing Web Agent Planning and Scheduling

Caleb Winston, Ron Yifeng Wang, Azalia Mirhoseini, Christos Kozyrakis

展开摘要

Computer-use agents (CUAs) automate tasks specified with natural language such as "order the cheapest item from Taco Bell" by generating sequences of calls to tools such as click, type, and scroll on a browser. Current implementations follow a sequential fetch-screenshot-execute loop where each iteration requires an LLM call, resulting in high latency and frequent errors from incorrect tool use. We present agent just-in-time (JIT) compilation, a system that compiles task descriptions directly into executable code that may include LLM calls, tool calls, and parallelization. Our approach comprises three components: (1) JIT-Planner, which generates multiple code plans, validates each against tool specifications, and selects the minimum-cost candidate; (2) JIT-Scheduler, which explores parallelization strategies via Monte Carlo cost estimation from learned latency distributions; and (3) an invariant-enforcing tool protocol specifying precondition and postcondition requirements to reduce the rate of incorrect tool use. Across five applications, JIT-Planner achieves $10.4\times$ speedup and 28% higher accuracy over Browser-Use, while JIT-Scheduler achieves $2.4\times$ speedup and 9% higher accuracy over OpenAI CUA.

Poster
Controlled SDEs for Long-Horizon Motion Generation under Latent Decision Uncertainty

Han Zhang, Nenggan Zheng

展开摘要

Long-horizon motion prediction under external commands is challenged by latent decision uncertainty, where the internal states governing future behavior are unobservable and evolve stochastically over time. This issue is particularly pronounced in biological agents, whose motion trajectories reflect decision-making processes rooted in underlying cognitive states. To address these challenges, we propose CogSDE, a formulation of a controlled stochastic differential equation (SDE) for modeling instruction-driven latent decision dynamics. The drift term in the SDE incorporates a dual-channel control modulation mechanism, enabling external commands to modulate the evolution of latent states. The diffusion term employs a state-dependent operator to model intrinsic uncertainty in latent decision dynamics. Furthermore, we establish dissipativity-based mean-square boundedness for the latent decision dynamics. Experiments demonstrate that CogSDE consistently improves predictive accuracy in long-horizon motion generation. Importantly, predicted trajectories remain well aligned with control commands over extended horizons, a property widely recognized as challenging in long-horizon motion prediction.

Poster
A Direct Approach for Handling Contextual Bandits with Latent State Dynamics

Zhen Li, Gilles Stoltz

展开摘要

We consider a linear contextual bandit model where contexts and rewards are governed by a finite hidden Markov chain. We first revisit the simplified model by Nelson et al. (2022), in which rewards are linear functions of the posterior probabilities over the hidden states given the observed contexts (called beliefs), rather than functions of the hidden states themselves. This simplified model may be handled through a direct reduction to standard linear contextual bandits. We extend the theoretical analysis of this reduction to take into account the estimation of the parameters of the hidden Markov model [HMM] in the regret bound and to provide high-probability bounds not depending anymore on the reward functions and only depending on the model through the estimation of the HMM parameters. Second, and most importantly, we instead study the more natural and more complex model incorporating direct dependencies in the hidden states (on top of dependencies on the observed contexts, as is natural for contextual bandits). Under a classic HMM forgetting condition, the main algorithmic tool introduced to cope with the various statistical dependencies that the reward structure introduces is to only periodically update reward-model parameters.

Poster
Uncertainty-Aware Clarification in LLM Agents with Information Gain

Mengyi DENG, Zhiwei Li, Xin Li, Tingyu Zhu, Ying Zhao, Zhijiang Guo, Wei Wang

展开摘要

Large Language Model (LLM) agents often operate under underspecified user instructions, where latent uncertainty over user intent leads to erroneous tool actions. To address this challenge, we propose a goal-oriented clarification framework that aligns clarification behavior with ambiguity resolution. Central to our approach is the Information Gain Reward, a metric that quantifies the utility of clarification questions by measuring the Bayesian belief update towards the ground-truth goal induced by the clarification exchange. We train the clarifier (LLM) using this reward to optimize for high information gain, ensuring that clarifications effectively reduce uncertainty and improve task completion within the agent-tool-user environment. We validate our framework within a clarification-enhanced $\tau$-Bench environment, conducting cross-agent evaluations across five heterogeneous backbones. Empirical results demonstrate that our method consistently improves the success rate by 3.7\% over the no-clarification baseline, while adding only 0.3 total interaction steps on average.

Poster
SCALE: Self-uncertainty Conditioned Adaptive Looking and Execution for Vision-Language-Action Models

Hyeonbeom Choi, Daechul Ahn, Youhan Lee, Taewook Kang, Seongwon Cho, Jonghyun Choi

展开摘要

Vision-Language-Action (VLA) models have emerged as a promising paradigm for general-purpose robotic control, with test-time scaling (TTS) gaining attention to enhance robustness beyond training. However, existing TTS methods for VLAs require additional training, verifiers, and multiple forward passes, making them impractical for deployment. Moreover, they intervene only at action decoding while keeping visual representations fixed—insufficient under perceptual ambiguity, where reconsidering how to perceive is as important as deciding what to do. To address these limitations, we propose SCALE, a simple inference strategy that jointly modulates visual perception and action based on 'self-uncertainty', inspired by uncertainty-driven exploration in Active Inference theory—requiring no additional training, no verifier, and only a single forward pass. SCALE broadens exploration in both perception and action under high uncertainty, while focusing on exploitation when confident—enabling adaptive execution across varying conditions. Experiments on simulated and real-world benchmarks demonstrate that SCALE improves state-of-the-art VLAs and outperforms existing TTS methods while maintaining single-pass efficiency. Our code is publicly available at https://github.com/snumprlab/scale.

Spotlight
Collaborative Threshold Watermarking

Tameem Bakr, Anish Ambreth, Nils Lukas

展开摘要

In federated learning (FL), $K$ clients jointly train a model without sharing raw data. Because each participant invests data and compute, clients need mechanisms to later prove the provenance of a jointly trained model. Model watermarking embeds a hidden signal in the weights, but naive approaches either do not scale with many clients as per-client watermarks dilute as $K$ grows, or give any individual client the ability to verify and potentially remove the watermark. We introduce $(t,K)$-threshold watermarking: clients collaboratively embed a shared watermark during training, while only coalitions of at least $t$ clients can reconstruct the watermark key and verify a suspect model. We secret-share the watermark key $\tau$ so that coalitions of fewer than $t$ clients cannot reconstruct it, and verification can be performed without revealing $\tau$ in the clear. We instantiate our protocol in the white-box setting and evaluate it on image classification tasks on both IID and non-IID partitions, as well as language models fine-tuning setting. Our watermark remains detectable at scale ($K=128$) with minimal accuracy loss and stays above the detection threshold ($z\ge 4$) under attacks including adaptive fine-tuning using up to 20% of the training data. Code is available at \url{https://github.com/tameemalaa/collaborative-threshold-watermark}.

Poster
Any2Any: Unified Arbitrary Modality Translation for Remote Sensing

Haoyang Chen, Jing Zhang, Di Wang, Hebaixu Wang, Shiqin Wang, Pohsun Huang, Jiayuan Li, Haonan Guo, Zheng Wang, Bo Du

展开摘要

Multi-modal remote sensing imagery provides complementary observations of the same geographic scene, yet such observations are frequently incomplete in practice. Existing cross-modal translation methods treat each modality pair as an independent task, resulting in quadratic complexity and limited generalization to unseen modality combinations. We formulate Any-to-Any translation as inference over a shared latent representation of the scene, where different modalities correspond to partial observations of the same underlying semantics. Based on this formulation, we propose Any2Any, a unified latent diffusion framework that projects heterogeneous inputs into a geometrically aligned latent space. Such structure performs anchored latent regression with a shared backbone, decoupling modality-specific representation learning from semantic mapping. Moreover, lightweight target-specific residual adapters are used to correct systematic latent mismatches without increasing inference complexity. To support learning under sparse but connected supervision, we introduce RST-1M, the first million-scale remote sensing dataset with paired observations across five sensing modalities, providing supervision anchors for any-to-any translation. Experiments across 14 translation tasks show that Any2Any consistently outperforms pairwise translation methods and exhibits strong zero-shot generalization to unseen modality pairs. Code and models are available at https://github.com/MiliLab/Any2Any.

Poster
POLIA: Policy Optimization with Visual-Object-Level Intrinsic Advantage for Multimodal Reasoning

Yiran Zeng, Da Chen, Hangyu Mao, Yuanxing Zhang, Pengfei Wan, Mengchen Zhao

展开摘要

Recent advances in group-based reinforcement learning (RL) greatly improve LLMs' ability in text reasoning. Yet, these methods lack sufficient modeling of multimodal information, leading to significant reasoning hallucination. In this work, we propose POLIA, a novel group-based RL method with visual-object-level intrinsic advantage for multimodal reasoning. POLIA introduces two advantage computation stages over candidate answers and visual objects, respectively. The answer-level extrinsic advantages are computed based on the extrinsic rewards of a group of candidate answers. Moreover, we compute an intrinsic advantage for each visual object based on its confidence score and reference relations with final answers. Intuitively, the intrinsic advantage of an object reflects its potential contribution to the correct answer. This two-stage advantage computation ensures an accurate credit assignment mechanism over multimodal reasoning sequences with multiple visual objects. Experimental results on diverse multimodal reasoning benchmarks show that POLIA significantly outperforms open MLLMs and strong baselines. Code is available at https://github.com/dudu115/POLIAcode.

Poster
ASIR: Steganography for Diffusion Models via Antipodal Sampling and Iterative Recovery

Yaofei Wang, Yufeng Zheng, Han Fang, Wenzhao Cao, Donghui Hu

展开摘要

Messages embedded in diffusion generation noise suffer from severe attenuation due to denoising and VAE decoding, creating a persistent capacity–robustness trade-off. Identifying that extraction accuracy strictly correlates with the distance between candidate hypothesis images, we propose ASIR, a training-free and provably secure steganography framework for both pixel and latent diffusion models. ASIR introduces two key innovations: (i) Antipodal Sampling, which maximizes signal separation in probability space to enhance distinguishability, and (ii) Iterative Recovery, a paradigm shift that treats extraction as a gradient-based optimization problem to reverse non-linear distortions. Extensive experiments demonstrate that ASIR achieves state-of-the-art performance, embedding up to 65,536 bits (pixel-space) and 16,384 bits (latent-space) with 99\% accuracy, while remaining statistically undetectable to deep steganalyzers.

Poster
Transitivity Meets Cyclicity: Explicit Preference Decomposition for Dynamic Large Language Model Alignment

Yucong Huang, Xiucheng Li, Kaiqi Zhao, Jing Li

展开摘要

Standard RLHF relies on transitive scalar rewards, failing to capture the cyclic nature of human preferences. While some approaches like the General Preference Model (GPM) address this, we identify a theoretical limitation: their implicit formulation entangles hierarchy with cyclicity, failing to guarantee dominant solutions. To address this, we propose the Hybrid Reward-Cyclic (HRC) model, which utilizes game-theoretic decomposition to explicitly disentangle preferences into orthogonal transitive (scalar) and cyclic (vector) components. Complementing this, we introduce Dynamic Self-Play Preference Optimization (DSPPO), which treats alignment as a time-varying game to progressively guide the policy toward the Nash equilibrium. Synthetic data experiments further validate HRC's structural superiority in mixed transitive--cyclic settings, where HRC converges faster and achieves higher accuracy than GPM. Experiments on RewardBench 2 demonstrate that HRC consistently improves over both BT and GPM baselines (e.g., +1.23\% on Gemma-2B-it). In particular, its superior performance in the Ties domain empirically validates the model's robustness in handling complex, non-strict preferences. Extensive downstream evaluations on AlpacaEval 2.0, Arena-Hard-v0.1, and MT-Bench confirm the efficacy of our framework. Notably, when using Gemma-2B-it as the base preference model, HRC+DSPPO achieves a peak length-controlled win-rate of 44.75\% on AlpacaEval 2.0 and 46.8\% on Arena-Hard-v0.1, significantly outperforming SPPO baselines trained with BT or GPM. Our code is publicly available at https://github.com/lab-klc/Hybrid-Reward-Cyclic.

Poster
RECTOR: Masked Region-Channel-Temporal Modeling for Affective and Cognitive Representation Learning

Jinhan Liu, Mahsa Shoaran

展开摘要

Affective and cognitive disorders manifest as distributed, time-varying brain network dynamics across regions, channels, and time, challenging robust representation learning from EEG/sEEG for clinical diagnosis. We propose **RECTOR** (Masked **Re**gion–**C**hannel–**T**emp**or**al Modeling), an end-to-end self-supervised framework that unifies joint region-channel-temporal representation learning beyond fixed anatomical priors. At its core, **RECTOR-SA** is a hierarchical, block-sparse self-attention induced by Adaptive Functional Partitioning that evolves region structures from static anatomical definitions to adaptive functional regions. The self-supervision is driven by **Masked Topology and Representation Learning**, which jointly optimizes three complementary objectives: Masked Predictive Modeling, Topological Structure Modeling, and Cross-View Consistency. Across diverse benchmarks, RECTOR sets a new state-of-the-art in EEG emotion recognition and sEEG task-engagement classification. Crucially, its strong robustness to missing channels and cross-montage generalization underscores its potential for large-scale pre-training on heterogeneous EEG/sEEG, providing interpretable insights at both region and channel levels.

Poster
ExPLAIND: Unifying Model, Data, and Training Attribution to Study Model Behavior

Florian Eichin, Yupei Du, Philipp Mondorf, Maria Matveev, Barbara Plank, Michael A. Hedderich

展开摘要

Post-hoc interpretability methods typically attribute a model’s behavior to its components, data, or training trajectory in isolation, and are often tied to a particular level of granularity along the local-to-global spectrum. This leads to explanations that lack a unified view and may miss key interactions. We present ExPLAIND, a theoretically grounded, unified framework that integrates model components, data, and training trajectory while supporting explanations across granularities. We generalize recent work on gradient path kernels, reformulating models trained by AdamW as kernel machines. From the resulting kernel feature maps, we derive novel parameter-wise and step-wise influence scores. We empirically validate the resulting decomposition of model behavior in several settings and apply ExPLAIND to two case studies. Our findings on a Transformer exhibiting Grokking support previously proposed learning phases, while refining the final phase as one in which outer layers align around a representation pipeline learned after memorization. For EuroLLM pretraining, ExPLAIND reveals a two-phase dynamic, with the first characterized by outer-layer MLP learning and the second by increased relative influence of intermediate attention layers. These results establish ExPLAIND as a unified framework for interpreting model behavior and training dynamics.

Poster
Informed Asymmetric Actor-Critic: Leveraging Privileged Signals Beyond Full-State Access

Daniel Ebi, Damien Ernst, Klemens Böhm, Gaspard Lambrechts

展开摘要

Asymmetric reinforcement learning leverages privileged information available during training to improve learning under partial observability. Existing asymmetric actor-critic methods typically assume access to the full environment state to condition the critic during training, which is often unrealistic in practice. We introduce the informed asymmetric actor-critic framework that allows the critic to be conditioned on arbitrary state-dependent privileged signals, and show that any such signal yields unbiased policy gradient estimates. This substantially expands the set of admissible privileged information and raises the problem of selecting the most informative signals for learning. To this end, we propose two novel informativeness criteria: a dependence-based test that can be applied prior to training, and a test based on improvements in value prediction that can be applied post hoc. Experiments on partially observable benchmarks and synthetic environments demonstrate that carefully selected privileged signals can match or outperform full-state asymmetric baselines while relying on strictly less state information.

Poster