ICML 2026 论文列表

International Conference on Machine Learning

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6,341篇论文

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主题: 社会层面 · accountability transparency and interpretability · 541 篇论文 · 重置筛选

Homophily-Heterogeneity Gradient Surgery for Federated Graph Learning

Sujia Huang, Lele Fu, Shunxin Xiao, Xiaoya Zhang, Chunyan Xu, Tong Zhang, Bo Huang, Zhen Cui

展开摘要

Federated Graph Learning (FGL) facilitates privacy-preserving collaborative training of graph neural networks, yet homophily heterogeneity across subgraphs can induce optimization conflicts that degrade model generalization. Many existing solutions rely on multi-channel architectures to mitigate such conflicts, which increase the burden on edge devices and lack theoretical convergence analysis. To overcome these limitations, we propose FedGCM, a novel FGL framework with Group-oriented Conflict Mitigation, which aligns inconsistent optimization objectives via a tailored gradient surgery. Specifically, FedGCM first divides clients into distinct groups based on their homophily levels, thereby avoiding exhaustive client-to-client conflict assessments. To resolve inter-group interference, we develop RPGrad, a gradient surgery mechanism based on residual projection, which integrates synergistic knowledge while filtering inter-group conflicts. The refined updates are then transmitted in a group-wise fashion, effectively alleviating optimization conflicts induced by homophily heterogeneity without augmenting the client-side burden. Furthermore, we provide a formal theoretical analysis establishing the convergence. Extensive experiments on both homophilous and heterophilous graphs demonstrate that FedGCM consistently achieves superior performance.

Poster
Verified SHAP: Provable Bounds for Exact Shapley Values of Neural Networks

David Boetius, Shahaf Bassan, Guy Katz, Stefan Leue, Tobias Sutter

展开摘要

Shapley additive explanations (SHAP) are widely recognised as computationally intractable for neural networks, since they induce an exponential search space over the input features. In this work, we take a first step towards scaling exact SHAP computation to larger search spaces by introducing an algorithm that leverages recent advances in neural network verification to compute arbitrarily tight exact lower and upper bounds on SHAP values for neural networks, ultimately recovering the exact SHAP values. We demonstrate that our approach scales to orders of magnitude larger search spaces than state-of-the-art exact methods. This provides an important first step towards exact SHAP computation and establishes a principled cornerstone for evaluating statistical approximation methods on larger search spaces.

Poster
All Circuits Lead to Rome: Rethinking Functional Anisotropy in Circuit and Sheaf Discovery for LLMs

Xi Chen, Mingyu Jin, Jingcheng Niu, Yutong Yin, Jinman Zhao, Bangwei Guo, Dimitris N. Metaxas, Zhaoran Wang, Yutao Yue, Gerald Penn

展开摘要

In this paper, we present empirical and theoretical evidence against a central but largely implicit assumption in circuit and sheaf discovery (CSD), which we term the *Functional Anisotropy Hypothesis*: the idea that functions in large language models (LLMs) are localised to a unique or near-unique internal mechanism. We show that a single LLM task can instead be supported by multiple, structurally distinct circuits or sheaves that are simultaneously faithful, sparse, and complete. To systematically uncover such competing mechanisms, we introduce Overlap-Aware Sheaf Repulsion, a method that augments the CSD objective with an explicit penalty on structural overlap across multiple discovery runs, enabling the discovery of circuits or sheaves with strong task performance but minimal shared structure across a plethora of common CSD benchmarks. We find that this phenomenon becomes increasingly pronounced as the number of discovered sheaves grows and persists robustly across major CSD methods. We further identify an ultra-sparse three-edge sheaf and show that none of its edges is individually indispensable, undermining even weakened notions of canonical or essential components. To explain these findings, we propose a *Distributive Dense Circuit Hypothesis* and provide a theoretical analysis demonstrating that non-unique, low-overlap circuit explanations arise naturally from high-dimensional superposition under mild assumptions. Together, our results suggest that mechanistic explanations in LLMs are inherently non-canonical and call for a rethinking of how CSD results should be interpreted and evaluated.

Poster
Sem-Detect: Semantic Level Detection of AI Generated Peer-Reviews

Andre Vicente Duarte, Brian Tufts, Aditya Oke, Fei Fang, Arlindo L. Oliveira, Lei Li

展开摘要

*How can we distinguish whether a peer review was written by a human or generated by an AI model?* We argue that, in this setting, authorship should not be attributed solely from the textual features of a review, but also from the ideas, judgments, and claims it expresses. To this end, we propose Sem-Detect, an authorship detection method for peer reviews that operationalizes this principle by combining textual features with claim-level semantic analysis. Sem-Detect compares a target review against multiple AI-generated reviews of the same paper, leveraging the observation that different AI models tend to converge on similar points, while human reviewers introduce more unique and diverse ones. As a result, Sem-Detect is able to distinguish fully AI-generated reviews from authentic human-written ones, including those that have been refined using an LLM but still reflect human judgment. Across a dataset of over 20,000 peer reviews from ICLR and NeurIPS conferences, Sem-Detect improves over the strongest prior detector by 36.5% in TPR@1% FPR in the binary setting. More importantly, in the three-class scenario, we empirically show that LLM refinement preserves the semantic signals of human reviews, which remain distinct from the patterns exhibited by fully AI-generated text; as a result, fewer than 3.5% of LLM-refined human reviews are misclassified as AI-generated.

Poster
Data Provenance Auditing of Fine-Tuned Large Language Models with a Text-Preserving Technique

Yanming Li, Cédric Eichler, Nicolas Anciaux, Alexandra Bensamoun, Lorena Gonzalez-Manzano, Seifeddine Ghozzi

展开摘要

We propose a system for marking sensitive or copyrighted texts to detect their use in fine-tuning large language models under black-box access with statistical guarantees. Our method builds digital “marks” using invisible Unicode characters organized into (“cue”, “reply”) pairs. During an audit, prompts containing only “cue” fragments are issued to trigger regurgitation of the corresponding “reply”, indicating document usage. To control false positives, we compare against held-out counterfactual marks and apply a ranking test, yielding a verifiable bound on the false positive rate. Empirically, we obtain a true positive rate of 96.7\% at 0\% false positive rate and reply regurgitation rates exceeding 28\% per document with only 40 (4\%) watermarked documents. The approach is minimally invasive, scalable across many sources, robust to standard processing pipelines, and achieves high detection power even when marked data is a small fraction of the fine-tuning corpus.

Poster
CoopEval: Benchmarking Cooperation-Sustaining Mechanisms and LLM Agents in Social Dilemmas

Emanuel Tewolde, Xiao Zhang, David Guzman Piedrahita, Vincent Conitzer, Zhijing Jin

展开摘要

It is increasingly important that LLM agents interact effectively and safely with other goal-pursuing agents, yet, recent works report the opposite trend: LLMs with stronger reasoning capabilities behave _less_ cooperatively in mixed-motive games such as the prisoner's dilemma and public goods settings. Indeed, our experiments show that recent models---with or without reasoning enabled---consistently defect in single-shot social dilemmas. To tackle this safety concern, we present the first comparative study of game-theoretic mechanisms designed to enable cooperative outcomes between rational agents _in equilibrium_. Across four social dilemmas testing distinct components of robust cooperation, we evaluate four families of mechanisms: (1) repeating the game for many rounds, (2) reputation systems, (3) third-party mediators to delegate decision making to, and (4) contract agreements for outcome-conditional payments between players. Among our findings, we establish that contracting and mediation are most effective in achieving cooperative outcomes between capable LLM models, and that repetition-induced cooperation deteriorates drastically when co-players vary. Moreover, we demonstrate that the mechanisms become _more effective_ under evolutionary pressures to maximize individual payoffs.

Poster
Extending Fair Null-Space Projections for Continuous Attributes to Kernel Methods

Felix Störck, Fabian Hinder, Barbara Hammer

展开摘要

With the on-going integration of machine learning systems into the everyday social life of millions the notion of fairness becomes an ever increasing priority in their development. Fairness notions commonly rely on protected attributes to assess potential biases. Here, the majority of literature focuses on discrete setups regarding both target and protected attributes. The literature on continuous attributes especially in conjunction with regression - we refer to this as *continuous fairness* - is scarce. A common strategy is iterative null-space projection which as of now has only been explored for linear models or embeddings such as obtained by a non-linear encoder. We improve on this by extending this to kernel induced feature spaces by means of the ``empirical feature space''. We theoretically derive this as a direct transformation of the kernel matrix yielding a model and fairness-score agnostic method applicable to continuous protected attributes. We demonstrate that our novel approach in conjunction with Support Vector Regression (SVR) provides competitive or improved performance across multiple datasets in comparison to other contemporary methods.

Poster
Fair Dataset Distillation via Cross-Group Barycenter Alignment

Mohammad Hossein Moslemi, Nima Hosseini Dashtbayaz, Zhimin Mei, Bissan Ghaddar, Boyu Wang

展开摘要

Dataset Distillation aims to compress a large dataset into a small synthetic one while maintaining predictive performance. We show that as different demographic groups exhibit distinct predictive patterns, the distillation process struggles to simultaneously preserve informative signals for all subgroups, regardless of whether group sizes are mildly or severely imbalanced. Consequently, models trained on distilled data can experience substantial performance drops for certain subgroups, leading to fairness gaps. Crucially, these gaps do not disappear by merely correcting group imbalance, since they stem from fundamental mismatches in subgroup predictive patterns rather than from sample-size disparities alone. We therefore formally analyze the interaction between these two sources of bias and cast the solution as identifying a group-imbalance-agnostic barycenter of the predictive information that induces similar representations across all subgroups. By distilling toward this shared aggregate representation, we show that group fairness concerns can be reduced. Our approach is compatible with existing distillation methods, and empirical results show that it substantially reduces bias introduced by dataset distillation. Code is available at https://github.com/mhmoslemi/COBRA.

Poster
Base Models Know How to Reason, Thinking Models Learn When

Constantin Venhoff, Iván Arcuschin, Philip Torr, Arthur Conmy, Neel Nanda

展开摘要

What do different *thinking* language models learn during training? We introduce *constructive model diffing*, a framework for understanding fine-tuned models by constructing the base-to-fine-tuned difference from interpretable components, producing hybrid models whose performance recovery measures how well the components capture the diff. For thinking models, we decompose the diff into *reasoning mechanisms* (category-specific vectors that induce reasoning behaviors in the base model) and *reasoning heuristics* (a classifier determining when each mechanism fires). To ground this decomposition, we use Sparse Autoencoders to discover interpretable taxonomies of reasoning behaviors. Across nine model configurations (four RL-trained, four SFT-distilled from a larger thinking model, and one mixed), we find a striking difference: hybrid models recover much more performance for RL-trained models than for SFT-trained or mixed ones. This indicates that RL primarily teaches models to apply sophisticated heuristics to pre-existing base capabilities, while SFT-based distillation teaches the base model new mechanisms. These results offer a new lens on what different training paradigms teach, with implications for efficient reasoning model development.

Spotlight
Prototype-Grounded Concept Models for Verifiable Concept Alignment

Stefano Colamonaco, David Debot, Pietro Barbiero, Giuseppe Marra

展开摘要

Concept Bottleneck Models (CBMs) aim to improve interpretability in Deep Learning by structuring predictions through human-understandable concepts, but they provide no way to verify whether learned concepts align with the human's intended meaning, hurting interpretability. We introduce Prototype-Grounded Concept Models (PGCMs), which ground concepts in learned visual prototypes: image parts that serve as explicit evidence for the concepts. This grounding enables direct inspection of concept semantics and supports targeted human intervention at the prototype level to correct misalignments. Empirically, PGCMs achieve similar predictive performance as state-of-the-art CBMs while substantially improving transparency, interpretability, and intervenability.

Poster
One Bias After Another: Mechanistic Reward Shaping and Persistent Biases in Language Reward Models

Daniel Fein, Max Lamparth, Violet Xiang, Mykel Kochenderfer, Nick Haber

展开摘要

Reward Models (RMs) are crucial for online alignment of language models (LMs) with human preferences. However, RM-based preference-tuning is vulnerable to \textit{reward hacking}, whereby LM policies learn undesirable behaviors from flawed RMs. By systematically measuring biases in five high-quality RMs, including the state-of-the-art, we find that issues persist despite prior work with respect to length, sycophancy, and overconfidence. We also discover new issues related to bias toward model-specific “styles” and answer-order. We categorize RM failures as tractable or resistant to linear intervention and propose a simple post-hoc intervention to mitigate low-complexity biases that arise from spurious correlations. Our proposed \textbf{mechanistic reward shaping} reduces targeted biases without degrading reward quality and while using minimal labeled data. The method is extensible to new biases, model-internal, and generalizes out-of-distribution.

Poster
Reasoning Theater: Disentangling Model Beliefs from Chain-of-Thought

Siddharth Boppana, Annabel Ma, Max Loeffler, Raphaël Sarfati, Eric Bigelow, Atticus Geiger, Owen Lewis, Jack Merullo

展开摘要

We provide evidence of \textit{performative} chain-of-thought (CoT) in reasoning models, where a model becomes strongly confident in its final answer, but continues generating tokens without revealing its internal belief. Our analysis compares activation probing, early forced answering, and a CoT monitor across two large models (DeepSeek-R1 671B \& GPT-OSS 120B) and find task difficulty-specific differences: The model's final answer is decodable from activations far earlier in CoT than a monitor is able to say, especially for easy recall-based MMLU questions. We contrast this with genuine reasoning in difficult multihop GPQA-Diamond questions. Despite this, \textit{inflection points} (e.g., backtracking, `aha' moments) occur almost exclusively in responses where probes show large belief shifts, suggesting these behaviors track genuine uncertainty rather than learned ``reasoning theater." Finally, probe-guided early exit reduces tokens by up to 80\% on MMLU and 30\% on GPQA-Diamond with similar accuracy, positioning attention probing as an efficient tool for detecting performative reasoning and enabling adaptive computation.

Poster
Shared Lexical Task Representations Explain Behavioral Variability In LLMs

Zhuonan Yang, Xiaochen Li, Francisco Piedrahita Velez, Eric Todd, David Bau, Michael Littman, Stephen Bach, Ellie Pavlick

展开摘要

One of the most common complaints about large language models (LLMs) is their prompt sensitivity---that is, the fact that their ability to perform a task or provide a correct answer to a question can depend unpredictably on the way the question is posed. We investigate this variation by comparing two very different but commonly-used styles of prompting: *instruction-based* prompts, which describe the task in natural language, and *example-based* prompts, which provide in-context few-shot demonstration pairs to illustrate the task. We find that, despite large variation in performance as a function of the prompt, the model engages some common underlying mechanisms across different prompts of a task. Specifically, we identify task-specific attention heads whose outputs literally describe the task --- which we dub *lexical task heads*---and show that these heads are shared across prompting styles and trigger subsequent answer production. We further find that behavioral variation between prompts can be explained by the degree to which these heads are activated, and that failures are at least sometimes due to competing task representations that dilute the signal of the target task. Our results together present an increasingly clear picture of how LLMs' internal representations can explain behavior that otherwise seems idiosyncratic to users and developers.

Poster
MemIncept: Steering LLM Agents via Cooperative Stealthy Memory Injections

Nan Yan, Qian Lou, Jiarong Xing

展开摘要

Long-term memory empowers LLM-based agents with adaptive reasoning but exposes a critical attack surface---adversaries can inject malicious records to bias agent behaviors. However, existing attacks face a dilemma: effective injections are often visibly malicious and easily detected, while stealthy, benign-looking injections are often less effective in altering agent behaviors. To address this, we propose MemIncept, a memory poisoning attack that can impact agents even in black-box settings using only benign-appearing queries. Unlike prior methods that inject isolated records, MemIncept generates a cooperative set of queries that work together to bias the agent. It achieves this via a bidirectional evolutionary strategy that optimizes the query set from two ends. A forward pass ensures the queries collectively lead the agent to the target outcome, while a backward pass ensures they are semantically close to victim (benign) queries for reliable retrieval. This ``meet-in-the-middle'' approach creates injected records that are both easy to retrieve and effective at steering behavior. Through extensive experiments across diverse agents, we show that MemIncept significantly outperforms single-record attacks, achieving high success rates comparable to explicit attacks while remaining difficult to flag under automated filters or human inspection.

Poster
Broadening the Backdoor Basin: Understanding LLM Backdoors Collapse and Making Backdoors Persistent

Xingyi Zhao, Tian Xie, Xiaojun Qi, Depeng Xu, Shuhan Yuan

展开摘要

Large Language Models (LLMs) are vulnerable to backdoor attacks, yet we observe that many LLM backdoors do not survive when end users perform supervised fine-tuning (SFT). In this work, we provide a geometric explanation: by probing the backdoor objective under controlled weight perturbations, we find that conventional poisoning often drives the backdoor loss to a narrow and sharp basin; consequently, even modest parameter drift induced by downstream SFT can push the model out of the low-loss and high-ASR region, leading to rapid backdoor forgetting. Motivated by this insight, we propose BAD-BOOM, a resilient backdoor attack via broader smoothness minimization, which explicitly broadens and smooths the backdoor basin. BAD-BOOM extends sharpness-aware minimization with a Fisher-induced ellipsoidal constraint that allocates larger perturbation budgets to backdoor-sensitive parameters, encouraging solutions whose neighborhoods also maintain low backdoor loss. Across two threat settings, three attack scenarios, three open-source LLMs, and three trigger-free downstream SFT tasks, BAD-BOOM consistently preserves high ASR while maintaining competitive utility. The code is available at https://github.com/xingyizhao/BAD-BOOM.

Poster
The Shape of Addition: Geometric Structures of Arithmetic in Large Language Models

Liuyuan Wen, Xun Zhu, Lihao Huang, Wenbin Li, Yang Gao

展开摘要

Large Language Models exhibit paradoxical fragility in fundamental arithmetic, implying a disconnect between internal computation and discrete output. By analyzing the residual stream geometry during multi-operand addition, we identify the **Iso-Raw-Sum Trajectory (IRST)**, a topological manifold where representations are anchored by semantic digits and modulated by continuous carry fibers. We propose the **Noisy Quantization Model**, which frames arithmetic errors as *topological slippages* caused by internal neural noise pushing a continuous, latent *carry potential* across quantization thresholds. This geometric framework further elucidates *probe versatility*, explaining how lightweight probes can disentangle conflicting latent signals (such as ground truth versus hallucination) from a single activation vector. Finally, we validate these insights through a geometric consistency check method that effectively detects and corrects these quantization failures during inference.

Poster
MetaOthello: A Controlled Study of Multiple World Models in Transformers

Aviral Chawla, Galen Hall, Juniper L Lovato

展开摘要

Foundation models must handle multiple generative processes, yet mechanistic interpretability largely studies capabilities in isolation; it remains unclear how a single transformer organizes multiple, potentially conflicting "world models". Previous experiments on Othello-playing neural networks test world-model learning, but focus on a single game with a single set of rules. We introduce *MetaOthello*, a controlled suite of Othello-like games with shared syntax but different rules or tokenizations, and train small GPTs on mixed-variant data. We show that transformers trained on multiple Othello variants learn **shared world-state representations**: linear probes trained on one game intervene on another's board state nearly as well as matched probes. When the games conflict, the model resolves the resulting *ambiguity* through a localized mechanism we identify and steer. For isomorphic games with token remapping, representations are equivalent up to a single orthogonal rotation that generalizes across layers, showing the shared structure is abstract rather than tied to surface form. Together, these results show that transformers reconcile conflicting world models by sharing structure and localizing conflict. *MetaOthello* thus offers a path toward understanding how transformers organize many world models at once.

Poster
Introspection Adapters: Training LLMs to Report Their Learned Behaviors

Keshav Shenoy, Li Yang, Abhay Sheshadri, Jack Lindsey, Samuel Marks, Rowan Wang

展开摘要

Can we train LLMs to *introspect*, i.e. to faithfully describe their own behaviors in natural language? Prior work has shown some, limited, success. However, it is difficult to scale introspection training due to a lack of ground-truth labels. In this work, we study an approach to introspection training which side-steps this data bottleneck. Given a target model $M$, our method works by fine-tuning models $M_i$ from $M$ with implanted behaviors $b_i$ (such as downplaying medical problems); the $(M_i, b_i)$ pairs serve as labeled introspection training data. We then train an *introspection adapter* (IA): a LoRA adapter jointly optimized across the fine-tunes $M_i$ which causes them to verbalize their implanted behaviors. This IA induces faithful introspection in fine-tunes of $M$ that were trained in very different ways from the $M_i$, as well as in $M$ itself. This is surprising because the IA was never trained on $M$. To demonstrate the utility of IAs, we use them to successfully audit misaligned models introduced in prior work. IAs can also be used to detect fine-tuning API attacks which train models to comply with encrypted harmful requests. Notably, IAs are more effective when applied to larger models. Overall, our results suggest that IAs are a scalable, effective, and practically useful approach to LLM introspection training.

Poster
Catch-22: On the Fundamental Tradeoff Between Detectability and Robustness in LLM Watermarking

Kuheli Pratihar, Debdeep Mukhopadhyay

展开摘要

Large language models generate text by sampling tokens at random, a process now widely used for inference-time watermarking that verifies AI-generated content. We present an information-theoretic framework that captures the trade-off between robustness to text edits and detectability by observers who lack the watermark key or a keyless detector. The bounds we derive hold regardless of computational power, and what a keyless detector can actually achieve depends on what it can observe about the model and its outputs. At the heart of the analysis is an additive, Kullback-Leibler (KL) information measure that quantifies how well a hypothesis test can distinguish watermarked from unwatermarked text while the watermark remains stealthy. The measure remains zero for distribution-preserving schemes and increases with text length for token-level and sentence-level probability-modifying schemes. When edits are modeled as noise, the KL measure shrinks quadratically with the edit rate for token-level schemes and with an induced semantic flip rate for sentence-level schemes. This shrinkage exposes an unavoidable trilemma among robustness, stealth, and reliable verification. Guided by these limits, we propose a hybrid watermarking strategy that selects the Pareto-optimal scheme among distribution-preserving, semantic-level, and token-level methods based on the expected editing regime at deployment. Experiments on Llama-2-7B and Mistral-7B under paraphrasing attacks corroborate these theoretical predictions and confirm that the hybrid strategy lies near the Pareto frontier across the edit regimes we evaluate.

Spotlight
Low-Compute Watermark Removal via Dual-Domain Natural Projection

Pragati Shuddhodhan Meshram, Varun Chandrasekaran

展开摘要

Effective removal of semantic watermarks requires balancing three competing objectives: \emph{high removal success}, \emph{low perceptual distortion}, and \emph{low computational cost}. However, existing single-image attacks typically optimize only for the first two, achieving strong watermark suppression but relying on expensive, multi-step optimization that limits practical deployment. In this work, we show that this trade-off is fundamental: no current approach achieves all three properties simultaneously. We introduce \textsc{DAWN}, a lightweight, training-free attack that explicitly targets the low-cost regime while maintaining competitive removal performance. \textsc{DAWN} works by projecting a watermarked image onto natural-image priors in complementary frequency and semantic spaces, suppressing watermark signals that deviate from natural statistics, and then applying a decoupled perceptual-alignment step to restore visual consistency with minimal artifact. Across diverse pixel-, frequency-, and latent-space watermarking schemes, \textsc{DAWN} consistently reduces detectability while preserving structural and semantic fidelity, demonstrating that efficient, low-resource watermark removal is feasible with only modest perceptual degradation. Our code is available at \url{https://anonymous.4open.science/r/DAWN-567A/}.

Poster