ICML 2026 论文列表

International Conference on Machine Learning

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6,341篇论文

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主题: 对齐与安全 · 551 篇论文 · 重置筛选

Quantifying the Salience of Geo-Cultural Values for Pluralistic Safety Alignment

Arkadiy Saakyan, Charvi Rastogi, Lora Aroyo

展开摘要

Safe global deployment of AI models requires alignment with human values that vary across cultures. Yet rater pools in safety evaluation datasets remain largely geographically homogeneous, failing to capture geo-cultural differences. Further, it remains unclear whether such differences persist after controlling for demographics such as age, gender, and ethnicity. Through a meta-analysis of safety datasets, we find that most do not report geo-cultural information, and those that do lack a unified methodology to jointly analyze geo-cultural and demographic correlates. Using the Inglehart-Welzel dimensions of cross-cultural variation, we demonstrate via multilevel modeling that cultural zone membership explains variance in safety ratings beyond standard demographics ($p<0.05$ across $6$ datasets). Moreover, our analysis indicates that roughly $10$\% of items in the datasets we examined are culturally sensitive: likely to be misclassified as safe without adequate cultural representation. We evaluate LLMs as both rater surrogates and triage tools, finding that current LLMs do not reliably stand in for raters, though they can help prioritize culturally sensitive items for human annotation. Our findings motivate more culturally pluralistic safety evaluation and offer practical takeaways to support it.

Poster
The Labyrinth and the Thread: Rethinking Regularizations in Sequential Knowledge Editing for Large Language Models

Zheng Wang, Kaixuan Zhang, Wanfang Chen, Jingwen Zhang, Xiaonan Lu

展开摘要

Sequential editing of structured knowledge in large language models allows targeted factual updates without retraining, yet existing methods often rely on complex regularization or constraint mechanisms whose necessity remains unclear. In this work, we systematically investigate the mechanisms underlying effective and stable sequential editing. Specifically, we first analyze the empirical success of AlphaEdit and establish, via a rigorous optimization analysis, the formal equivalence between one-time and sequential editing. Building on this insight, we generalize the equivalence to a broader class of editing objectives, demonstrating that stability emerges naturally from properly accounting for accumulated editing constraints, rather than from specialized regularization or null-space operations. We empirically confirm that many commonly used regularization strategies are unnecessary for reliable sequential updates. Furthermore, we extend our framework to handle conflicting edits, ensuring robust and consistent behavior under contradictory updates. Ultimately, our work provides Ariadne's thread through the labyrinth of sequential editing, charting a path toward simpler, more interpretable, and dependable knowledge updates. Our code is available at https://github.com/Wangzzzzzzzz/OTE-SE-Alignment.

Poster
DART: Distribution-Aware Adaptive Relational Transfer for Adversarial Attacks against Closed-Source MLLMs

Kaidi Hu, Guancheng Wan, Xiao Luo, Ruigang Yang

展开摘要

This paper studies the critical problem of targeted adversarial attacks against closed-source MLLMs, which aim to generate highly transferable adversarial samples with open-source MLLMs. Previous approaches typically focus on maximizing the similarity of latent representations between adversarial samples and target samples. However, these approaches could overfit specific target samples with severely limited generalization ability to closed-source MLLMs. Towards this end, we propose a novel approach named Distribution-aware Adaptive Relational Transfer (DART) for adversarial attacks against closed-source MLLMs. The core of our DART is to adopt a statistical lens to characterize the intrinsic semantics of images for more generalized and robust alignment. In particular, each augmented image is considered an example from the intrinsic distribution of the original image. Then, we utilize non-parametric Energy Distance to measure the distribution divergence, which is naturally adopted for the semantic alignment in the hidden space. To further enhance transferability to specific target models, we learn a graph neural network (GNN) to explore the complex relations between source and target MLLMs on transferability and adaptively select surrogate models to maximize transferability across diverse targets. Extensive experiments on benchmark datasets validate the superior robustness and effectiveness of the proposed DART in comparison to various competing baselines.

Poster
HO-SFL: Hybrid-Order Split Federated Learning with Backprop-Free Clients and Dimension-Free Aggregation

Qiyuan Chen, Xian Wu, Yi Wang, Xianhao Chen

展开摘要

Fine-tuning large models on edge devices is severely hindered by the memory-intensive backpropagation (BP) in standard frameworks like federated learning and split learning. While substituting BP with zeroth-order optimization can significantly reduce memory footprints, it typically suffers from prohibitively degraded convergence speed. To resolve this dilemma, we propose *Hybrid-Order Split Federated Learning* (HO-SFL). By reformulating the split learning process within a Lagrangian framework, HO-SFL decouples the optimization landscape: The server performs precise first-order updates (i.e., BP), whereas clients conduct memory-efficient zeroth-order optimization. This hybrid design not only eliminates the need for client-side BP but also enables dimension-free model aggregation, drastically lowering communication costs. Crucially, we provide a theoretical convergence analysis, demonstrating that HO-SFL mitigates the dimension-dependent convergence slowdown of zeroth-order optimization, achieving a convergence rate comparable to first-order methods. Extensive experiments on tasks across vision and language modalities validate that HO-SFL achieves convergence speeds comparable to first-order baselines while significantly reducing communication costs and client memory footprints.

Poster
Local-Minima-Preserving Polynomial Relaxation of Ising Problems

Debraj Banerjee, Santanu Mahapatra, Kunal N. Chaudhury

展开摘要

The generalized Ising problem captures a broad spectrum of hard combinatorial problems, including MAX-CUT, Number Partitioning (NPP), and Maximum Independent Set. In this work, we consider the notion of one-flip local minima for this problem. We construct a polynomial relaxation and prove the landscape equivalence theorem: there exists a one-to-one correspondence between the local minima of the relaxation and the one-flip local minima of the original Ising problem. This guarantee reduces the Ising problem to finding the local minima of a smooth function, allowing us to leverage scalable gradient-based optimizers such as ADAM. We demonstrate that our method achieves strong performance across challenging benchmarks, including spin-glass models, MAX-CUT, and NPP.

Poster
Reinforcement Learning with Pairwise Preferences in Long-Term Decision Problems

Jonathan Colaço Carr, Prakash Panangaden, Doina Precup, Benjamin Van Roy

展开摘要

Reinforcement-learning problems typically define the goal as maximizing the expected value of a scalar reward function. But, pairwise preferences are often easier to specify than scalar rewards, and they express certain goals that scalar rewards cannot. Methods for reinforcement learning with pairwise preferences have thus received growing interest. Unfortunately, these methods are inefficient in problems with long time horizons, and they lack guarantees on the performance of Markov policies relative to history-dependent policies, which bridge the theory and practice of reinforcement learning. We therefore propose the *Markov decision contest* as a new problem model for reinforcement learning with pairwise preferences. We prove that stationary Markov policies are optimal among all history-dependent policies, that solving a Markov decision contest exactly is in P, and that a simple iterative algorithm converges to an optimal policy at a sublinear rate. Lastly, in a set of high-dimensional decision problems with long time horizons, we show that our approximate algorithm is significantly more learning-efficient than prior work.

Poster
The Implicit Bias of Adam and Muon on Smooth Homogeneous Neural Networks

Eitan Gronich, Gal Vardi

展开摘要

We study the implicit bias of momentum-based optimizers on smooth homogeneous models. We show that *momentum steepest descent* algorithms like Muon (spectral norm), MomentumGD ($\ell_2$ norm), and Signum ($\ell_\infty$ norm) are *approximate* steepest descent trajectories under a decaying learning rate schedule, proving that these algorithms have a bias towards KKT points of the corresponding margin maximization problem. We extend the analysis to Adam (without the stability constant), which maximizes the $\ell_\infty$ margin, and to Muon-Signum and Muon-Adam, which maximize a hybrid norm. Our experiments corroborate the theory and show that the identity of the margin maximized depends on the choice of optimizer. Overall, our results extend earlier lines of work on steepest descent in homogeneous models and momentum-based optimizers in linear models.

Poster
Autoregressive Direct Preference Optimization

Masanari Oi, Mahiro Ukai, Masahiro Kaneko, Naoaki Okazaki, Nakamasa Inoue

展开摘要

Direct preference optimization (DPO) has emerged as a promising approach for aligning large language models (LLMs) with human preferences. However, the widespread reliance on the response-level Bradley-Terry (BT) model may limit its full potential, as the reference and learnable models are assumed to be autoregressive only after deriving the objective function. Motivated by this limitation, we revisit the theoretical foundations of DPO and propose a novel formulation that explicitly introduces the autoregressive assumption prior to applying the BT model. By reformulating and extending DPO, we derive a novel variant, termed Autoregressive DPO (ADPO), that explicitly integrates autoregressive modeling into the preference optimization framework. Without violating the theoretical foundations, the derived loss takes an elegant form: it shifts the summation operation in the DPO objective outside the log-sigmoid function. Furthermore, through theoretical analysis of ADPO, we show that there exist two length measures to be considered when designing DPO-based algorithms: the token length $\mu$ and the feedback length $\mu'$. To the best of our knowledge, we are the first to explicitly distinguish these two measures and analyze their implications for preference optimization in LLMs.

Poster
FG-CLIP 2: A Bilingual Fine-grained Vision-Language Alignment Model

Chunyu Xie, Bin Wang, Fanjing Kong, Jincheng Li, Dawei Liang, Ji Ao, Dawei Leng, Yuhui Yin

展开摘要

Fine-grained vision-language understanding requires precise alignment between visual content and linguistic descriptions, a capability that remains limited in current models, particularly in non-English settings. While models like CLIP perform well on global alignment, they often struggle to capture fine-grained details in object attributes, spatial relations, and linguistic expressions, with limited support for bilingual comprehension. To address these challenges, we introduce FG-CLIP 2, a bilingual vision-language model designed to advance fine-grained alignment for both English and Chinese. Our approach leverages rich fine-grained supervision, including region-text matching and long-caption modeling, alongside multiple discriminative objectives. We further introduce the Textual Intra-modal Contrastive (TIC) loss to better distinguish semantically similar captions. Trained on a carefully curated mixture of large-scale English and Chinese data, including a newly released 12M Chinese region-text dataset, FG-CLIP 2 achieves powerful bilingual performance. To enable rigorous evaluation, we present a new benchmark for Chinese multimodal understanding, featuring long-caption retrieval and bounding box classification. Extensive experiments on 29 datasets across 8 tasks show that FG-CLIP 2 outperforms existing methods, achieving state-of-the-art results in both languages. We release the model, code, and benchmark to facilitate future research on bilingual fine-grained vision-language alignment.

Poster
ViEEG: Hierarchical Visual Neural Representation for EEG Brain Decoding

Minxu Liu, Donghai Guan, Chuhang Zheng, Chunwei Tian, Jie Wen, Qi Zhu

展开摘要

Understanding and decoding brain activity into visual representations is a fundamental challenge at the intersection of neuroscience and artificial intelligence. While electroencephalogram (EEG) visual decoding has shown promise due to its non-invasive and low-cost nature, existing methods suffer from {Hierarchical Neural Encoding Neglect (HNEN)}, a critical limitation in which flat neural representations fail to model the brain’s hierarchical visual processing. Inspired by the hierarchical organization of visual cortex, we propose ViEEG, a neuro-inspired framework that addresses HNEN. ViEEG decomposes each visual stimulus into three biologically aligned components, namely contour, foreground object, and contextual scene, which serve as anchors for a three-stream EEG encoder. These EEG features are progressively integrated via cross-attention routing, simulating cortical information flow from low-level to high-level vision. We further adopt hierarchical contrastive learning for EEG-CLIP representation alignment, enabling zero-shot object recognition. Extensive experiments on THINGS-EEG dataset demonstrate that ViEEG significantly outperforms previous methods by a large margin in both subject-dependent and subject-independent settings. Results on THINGS-MEG dataset further confirm ViEEG's generalization to different neural modalities. ViEEG not only advances the performance frontier but also sets a new paradigm for EEG brain visual decoding. Our code is available at https://github.com/LauMason/ViEEG.

Poster
Tracing the Dynamics of Refusal: Exploiting Latent Refusal Trajectories for Robust Jailbreak Detection

Xulin Hu, Che Wang, Wei Yang Bryan Lim, Jianbo Gao, Zhong Chen

展开摘要

Representation Engineering analyses often characterize refusal using static directions extracted from terminal or pooled representations. We ask whether this view misses how refusal is constructed across layer-token positions. Using causal tracing, we identify a Refusal Trajectory: a sparse upstream activation pattern that often persists even when attacks such as GCG suppress terminal refusal signals. Based on this observation, we propose SALO (Sparse Activation Localization Operator), a lightweight white-box detector that operates on raw hidden-state volumes from a selected layer window. Across Qwen, Llama, and Mistral models, SALO improves jailbreak detection on several attack families under a fixed XSTest-calibrated operating point. We further analyze static RepE-style baselines, ROI sensitivity, adaptive GCG attacks, and encoded-input boundary cases, clarifying both the promise and limitations of refusal-trajectory monitoring.

Poster
Graph-Preference Learning: Debiasing Network-Sampled Human Feedback for Target Welfare Estimation

Guangrui Fan, DanDan Liu, AZNUL QALID MD SABRI, Pan Lihu

展开摘要

Preference-based reward modeling is a core component of RLHF and DPO pipelines. In practice, the humans providing preference feedback are rarely an i.i.d. sample: recruitment and exposure often follow social, institutional, or spatial structure, inducing non-uniform inclusion probabilities that correlate with graph centrality. We formalize preference learning with *network-sampled* annotators and show that identity-agnostic scalar reward modeling implicitly represents an inclusion-weighted welfare, over-representing structurally central communities when the inclusion distribution $q$ differs from a designer-chosen target weighting $\pi$. We propose Graph-Preference Learning, which combines (i) a graph-personalized reward model that shares statistical strength across neighboring annotators and (ii) graph-balanced aggregation that computes stabilized importance weights to target $\pi$. Our analysis characterizes the induced welfare represented by the learned aggregate reward and bounds its deviation from the target in terms of weight mismatch, reward-model approximation, and finite-sample effects. Experiments on synthetic graphs and a *semi-synthetic* case study on the LMArena preference dataset, where biased inclusion is *induced* via graph-based sampling, demonstrate up to 62% reduction in target-welfare recovery error and 17% reduction in cross-language performance gaps under biased inclusion.

Poster
Mitigating Reward Hacking in RLHF via Bayesian Non-negative Reward Modeling

Zhibin Duan, Guowei Rong, Zhuo Li, Bo Chen, Mingyuan Zhou, Dandan Guo

展开摘要

Reward models learned from human preferences are central to aligning large language models (LLMs) via reinforcement learning from human feedback, yet they are often vulnerable to reward hacking due to noisy annotations and systematic biases such as response length or style. We propose Bayesian Non-Negative Reward Model (BNRM), a principled reward modeling framework that integrates non-negative factor analysis into Bradley–Terry (BT) preference model.BNRM represents rewards through a sparse, non-negative latent factor generative process that operates at two complementary levels: instance-specific latent variables induce disentangled reward representations, while sparsity over global latent factors acts as an implicit debiasing mechanism that suppresses spurious correlations. Together, this disentanglement-then-debiasing structure enables robust uncertainty-aware reward learning. To scale BNRM to modern LLMs, we develop an amortized variational inference network conditioned on deep model representations, allowing efficient end-to-end training. Extensive empirical results demonstrate that BNRM substantially mitigates reward over-optimization, improves robustness under distribution shifts, and yields more interpretable reward decompositions than strong baselines.

Spotlight
Conflict-Aware Additive Guidance for Flow Models under Compositional Rewards

Xuehui Yu, Fucheng Cai, WANG MEIYI, Xiaopeng Fan, Harold Soh

展开摘要

Inference-time guided sampling steers state-of-the-art diffusion and flow models without fine-tuning by interpreting the generation process as a controllable trajectory. This provides a simple and flexible way to inject external constraints (e.g., cost functions or pre-trained verifiers) for controlled generation. However, existing methods often fail when composing multiple constraints simultaneously, which leads to deviations from the true data manifold. In this work, we identify root causes of this off-manifold drift and find that the approximation error scales severely with gradient misalignment. Building on these findings, we propose Conflict-Aware Additive Guidance ($g^\text{car}$), a lightweight and learnable method, which actively rectifies off-manifold drift by dynamically detecting and resolving gradient conflicts. We validate $g^\text{car}$ across diverse domains, ranging from synthetic datasets and image editing to generative decision-making for planning and control. Our results demonstrate that $g^\text{car}$ effectively rectifies off-manifold drift, surpassing baselines in generation fidelity while using light compute. Code is available at <https://github.com/yuxuehui/CAR-guidance>.

Poster
Multi-task Linear Regression without Eigenvalue Lower Bounds: Adaptivity, Robustness, and Safety

Seok-Jin Kim

展开摘要

We study the multi-task linear regression problem in the presence of contaminated tasks. We address the setting where the unknown parameters of a majority of tasks are close in the $\ell_2$-norm, while a fraction of tasks are arbitrary outliers. Existing theoretical frameworks for this problem rely heavily on the assumption that the empirical second moment of each task has a minimum eigenvalue bounded away from zero (order $\Omega(1)$). Crucially, this assumption fails in many high-dimensional scenarios, rendering prior guarantees vacuous. To overcome this limitation, we propose an estimator based on matrix-weighted norm regularization. We also introduce a relative balancedness condition, quantified by a balancedness constant, that compares each task's second moment with the average inlier geometry and relaxes the need for taskwise second-moment lower bounds. In favorable regimes with moderate balancedness, our prediction MSE bounds match the rate of Duan and Wang (2023) under substantially weaker spectral assumptions; the resulting task-overall MSE is minimax optimal up to logarithmic factors. Furthermore, we demonstrate that our estimator enjoys a safety guarantee: when the relevant balancedness constant is large or infinite, or when tasks are unrelated, the method performs no worse than independent task learning.

Poster
Understanding and Mitigating Token-Pruning-Induced Vulnerabilities in VLMs

Shuailong Wang, Xinyu Lyu, Shengming Yuan, Jingkuan Song, Heng Tao Shen, Lianli Gao

展开摘要

Token-Pruning accelerates Vision-Language Models by removing redundant visual tokens, yet its safety implications remain underexplored. In this work, we present the first comprehensive safety evaluation of Token-Pruning mechanisms and find that: most pruning strategies significantly degrade safety as pruning ratios increase, whereas Query-based Compression shows the opposite, with extreme pruning (up to 99.8%), unexpectedly improves model safety. This sharp contrast prompts a key question: How do different Token-Pruning strategies reshape model safety behavior, and is it possible to enhance safety without sacrificing acceleration? To answer this, we identify an unrecognized mechanism, termed Pruning-Induced Malicious Amplification, where removal of background tokens triggers a side effect: forcing the model's attention to collapse onto a few retained malicious anchors within the foreground, inadvertently amplifying their toxic semantics under jailbreak. To address that, we propose an inference-time and plug-and-play Safety-Aware Pruning (SAP) mechanism that counteracts such dominance via three steps: (1) identifying malicious anchors, (2) restoring pruned benign tokens, and (3) reallocating excessive attention from malicious anchors to benign tokens. Extensive experiments across three safety and four utility benchmarks demonstrate that SAP mitigates pruning-induced vulnerabilities, i.e., reducing ASR by up to 62%, without compromising efficiency or utility.

Poster
Factored Causal Representation Learning for Robust Reward Modeling in RLHF

Yupei Yang, Lin Yang, Wanxi Deng, Lin Qu, Fan Feng, Biwei Huang, Shikui Tu, Lei Xu

展开摘要

A reliable reward model is essential for aligning large language models (LLMs) with human preferences through reinforcement learning from human feedback (RLHF). However, standard reward models are susceptible to spurious features that are not causally related to human labels. This can lead to *reward hacking*, where high predicted reward does not translate into better behavior. In this work, we address this problem from a causal perspective by proposing a factored representation learning framework that decomposes the model’s contextual embedding into (1) causal factors that are sufficient for reward prediction and (2) non-causal factors that capture reward-irrelevant attributes such as length or sycophantic bias. The reward head is then constrained to depend only on the causal component. In addition, we introduce an adversarial head trained to predict reward from the non-causal factors, while applying gradient reversal to discourage them from encoding reward-relevant information. Experiments on both mathematical and dialogue tasks demonstrate that our method learns more robust reward models and consistently improves downstream RLHF performance over state-of-the-art baselines. Analyses on length and sycophantic bias further validate the effectiveness of our method in mitigating reward hacking behaviors.

Poster
Differentially Private Preference Data Synthesis for Large Language Model Alignment

Fengyu Gao, Jing Yang

展开摘要

Preference alignment is a crucial post-training step for large language models (LLMs) to ensure their outputs align with human values. However, post-training on real human preference data raises privacy concerns, as these datasets often contain sensitive user prompts and human judgments. To address this, we propose **DPPrefSyn**, a novel algorithm for generating differentially private (DP) synthetic preference data to enable privacy-preserving preference alignment. DPPrefSyn is a principled framework grounded in the Bradley–Terry preference model and the intrinsic geometric structure of pairwise human preference data. It first learns an underlying preference model from private data with formal differential privacy guarantees, and then leverages the learned model together with public prompts to synthesize high-quality preference data. It exploits the shared linear structure of per-cluster reward models to effectively capture heterogeneous human preferences in private datasets, and leverages DP Principal Component Analysis (DP-PCA) to improve learning accuracy. Extensive experimental results demonstrate that DPPrefSyn achieves competitive alignment performance under strong DP guarantees. These findings highlight the potential of synthetic preference data as a practical alternative for privacy-preserving preference alignment across a broad range of applications. To the best of our knowledge, this is the first work to generate DP synthetic preference data for LLM alignment.

Poster
Geometry of Reason: Spectral Signatures of Valid Mathematical Reasoning

Valentin NOËL

展开摘要

Verifying whether a language model is genuinely reasoning or pattern-matching remains an open problem: learned verifiers are expensive, and output-based heuristics are brittle. We show that valid mathematical reasoning induces a measurable, training-free spectral signature in transformer attention. By treating each attention matrix as a weighted token graph, we extract four diagnostics: Fiedler value, High-Frequency Energy Ratio (HFER), spectral entropy, and smoothness, that require no learned parameters. Experiments across seven models from four architectural families yield effect sizes up to Cohen's $d = 3.30$ ($p < 10^{-116}$), enabling $85$-$96$% single-threshold classification accuracy. Two findings sharpen the interpretation. First, \emph{Platonic validity}: the spectral signal tracks logical coherence rather than compiler acceptance, proofs rejected for timeouts or missing imports are correctly classified as valid, a distinction confirmed by a manual audit ($\kappa = 0.82$, $n = 51$). Second, \emph{architectural determinism}: Sliding Window Attention shifts the discriminative feature from HFER to smoothness ($d = 2.09$, $p < 10^{-48}$), showing that attention design governs which spectral channel encodes reasoning quality. Causal ablation confirms the signature traces induction-head circuits. The method generalises to informal chain-of-thought ($d = 0.78$, $p < 10^{-3}$), and in proof search, HFER reranking improves Best-of-16 Pass@1 by $+4.4$-$6.6$%, matching $98$% of the AUC of fully supervised probes with zero labels. Spectral graph analysis is a principled, architecture-aware primitive for reasoning verification.

Poster
Data- and Variance-dependent Regret Bounds for Online Tabular MDPs

Mingyi Li, Taira Tsuchiya, Kenji Yamanishi

展开摘要

This work studies online episodic tabular Markov decision processes (MDPs) with known transitions and develops best-of-both-worlds algorithms that achieve refined data-dependent regret bounds in the adversarial regime and variance-dependent regret bounds in the stochastic regime. We quantify MDP complexity using a first-order quantity and several new data-dependent measures for the adversarial regime, including a second-order quantity and a path-length measure, as well as variance-based measures for the stochastic regime. To adapt to these measures, we develop algorithms based on global optimization and policy optimization, both built on optimistic follow-the-regularized-leader with log-barrier regularization. For global optimization, our algorithms achieve first-order, second-order, and path-length regret bounds in the adversarial regime, and in the stochastic regime, they achieve a variance-aware gap-independent bound and a variance-aware gap-dependent bound that is polylogarithmic in the number of episodes. For policy optimization, our algorithms achieve the same data- and variance-dependent adaptivity, up to a factor of the episode horizon, by exploiting a new optimistic $Q$-function estimator. Finally, we establish regret lower bounds in terms of data-dependent complexity measures for the adversarial regime and a variance measure for the stochastic regime, implying that the regret upper bounds achieved by the global-optimization approach are nearly optimal.

Poster