ICML 2026 论文列表

International Conference on Machine Learning

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6,341篇论文

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Demystifying Entropy Control in LLM RL Training: Theoretical Analysis and Dynamic Scheduling

Jingchu Gai, Guanning Zeng, Huaqing Zhang, Han Zhong, Yige Hong, Andrej Risteski, Aditi Raghunathan

展开摘要

This paper investigates a pivotal yet debated component of reinforcement learning (RL) for training large language models (LLMs): controlling entropy (increasing or decreasing it) during RL fine-tuning. The existing literature presents a dichotomy: some studies posit that increasing entropy facilitates exploration, whereas others argue that decreasing entropy enhances performance. To reconcile these conflicting observations, we provide a theoretical framework showing that the effect of entropy is governed by \emph{Entropy Discrepancy}, the distributional divergence between positive and negative samples. Guided by this insight, we derive a principled dynamic scheduling method that adaptively modulates the entropy coefficient, effectively switching between entropy maximization and minimization as training evolves. Extensive experiments confirm the correlation between Entropy Discrepancy and the efficacy of entropy control. Furthermore, our adaptive method yields substantial improvements, boosting Pass@K by 6.7\% on AIME24 and 17.52\% on puzzle tasks compared to vanilla RL, while consistently outperforming recent state-of-the-art reasoning methods.

Spotlight
Error Amplification Limits ANN-to-SNN Conversion in Continuous Control

Zijie Xu, Zihan Huang, Yiting Dong, kang chen, Wenxuan Liu, Zhaofei Yu

展开摘要

Spiking Neural Networks (SNNs) can achieve competitive performance by converting already existing well-trained Artificial Neural Networks (ANNs), avoiding further costly training. This property is particularly attractive in Reinforcement Learning (RL), where training through environment interaction is expensive and potentially unsafe. However, existing conversion methods perform poorly in continuous control, where suitable baselines are largely absent. We identify error amplification as the key cause: small action approximation errors become temporally correlated across decision steps, inducing cumulative state distribution shift and severe performance degradation. To address this issue, we propose Cross-Step Residual Potential Initialization (CRPI), a lightweight gradient-free mechanism that carries over residual membrane potentials across decision steps to suppress temporally correlated errors. Experiments on continuous control benchmarks with both vector and visual observations demonstrate that CRPI can be integrated into existing conversion pipelines and substantially recovers lost performance. Our results highlight continuous control as a critical and challenging benchmark for ANN-to-SNN conversion, where small errors can be strongly amplified and impact performance. Code is available at https://github.com/xuzijie32/ANN2SNN-CRPI.

Poster
Differentiable Weightless Controllers: Learning Logic Circuits for Continuous Control

Fabian Kresse, Christoph H. Lampert

展开摘要

Controlling autonomous systems under real-world conditions often requires policies that can be evaluated with low latency and minimal energy consumption. Unfortunately, these conditions are at odds with the use of high-precision deep neural networks as controllers. In this work, we introduce Differentiable Weightless Controllers (DWCs), a symbolic-differentiable architecture that learns flexible, non-linear, yet highly efficient control policies. DWCs can be trained end-to-end via gradient-based techniques, yet compile directly into FPGA-compatible circuits with few- or even single-clock-cycle latency and nanojoule-level energy cost per action. Across five MuJoCo benchmarks, including high-dimensional Humanoid, DWCs achieve returns competitive with standard deep policies (full-precision or quantized neural networks). Furthermore, DWCs exhibit structurally sparse and interpretable connectivity patterns, enabling direct inspection of which input values influence control decisions.

Poster
Manifold-Optimal Guidance: A Unified Riemannian Control View of Diffusion Guidance

Zexi Jia, Pengcheng Luo, Zhengyao Fang, Jinchao Zhang, Jie Zhou

展开摘要

Classifier-Free Guidance (CFG) serves as the de facto control mechanism for conditional diffusion, yet high guidance scales notoriously induce oversaturation, texture artifacts, and structural collapse. We attribute this failure to a geometric mismatch: standard CFG performs Euclidean extrapolation in ambient space, inadvertently driving sampling trajectories off the high-density data manifold. To resolve this, we present Manifold-Optimal Guidance (MOG), a framework that reformulates guidance as a local optimal control problem. MOG yields a closed-form, geometry-aware Riemannian update that corrects off-manifold drift without requiring retraining. Leveraging this perspective, we further introduce Auto-MOG, a dynamic energy-balancing schedule that adaptively calibrates guidance strength, effectively eliminating the need for manual hyperparameter tuning. Extensive validation demonstrates that MOG yields superior fidelity and alignment compared to baselines, with virtually no added computational overhead.

Spotlight
Well-Posed KL-Regularized Control via Wasserstein and Kalman–Wasserstein KL Divergences

Viktor Stein, Adwait Datar, Nihat Ay

展开摘要

Kullback-Leibler (KL) divergence regularization is widely used in reinforcement learning, but it becomes infinite under support mismatch and can degenerate in low-noise regimes. Using a unified information-geometric framework, we introduce KL analogs by replacing the Fisher–Rao geometry in the dynamical formulation of the KL with transport-based geometries, and derive closed-form expressions for common distribution families. Between elliptic distributions, these divergences remain finite for degenerating equal covariances and yield a geometric interpretation of regularization heuristics used in Kalman ensemble methods. We demonstrate the utility of these divergences in KL-regularized optimal control. In the fully tractable setting of linear time-invariant systems with Gaussian process noise, the classical KL reduces to a quadratic control penalty that becomes singular as process noise vanishes. Our variants remove this singularity and yield well-posed problems. On a double integrator and a cart-pole example, the resulting controls preserve nontrivial feedback and achieve better closed-loop performance.

Poster
A Two-Layer Framework for Joint Online Configuration Selection and Admission Control

Owen Shen, Haoran Xu, Yinyu Ye, Peter Glynn, Patrick Jaillet

展开摘要

We study online configuration selection with admission control problem, which arises in LLM serving, GPU scheduling, and revenue management. In a planning horizon with $T$ periods, we consider a two-layer framework for the decisions made within each time period. In the first layer, the decision maker selects one of the $K$ configurations (ex. quantization, parallelism, fare class) which induces distribution over the reward-resource pair of the incoming request. In the second layer, the decision maker observes the request and then decides whether to accept it or not. Benchmarking this framework requires care. We introduce a **switching-aware fluid oracle** that accounts for the value of mixing configurations over time, provably upper-bounding any online policy. We derive a max-min formulation for evaluating the benchmark, and we characterize saddle points of the max-min problem via primal-dual optimality conditions linking equilibrium, feasibility, and complementarity. This guides the design of **SP-UCB–OLP** algorithm, which solves an optimistic saddle point problem and achieves $\tilde{O}(\sqrt{KT})$ regret.

Poster
Fast Mixing Steady-State Control in Markov Decision Processes

Federico Corso, Marco Mussi, Alberto Maria Metelli

展开摘要

Stability is a property of fundamental importance in real-world systems. Although it has been widely studied and well understood in *control theory* (CT) for deterministic systems, it is largely overlooked in stochastic systems such as *Markov decision processes* (MDPs). In this paper, we aim to translate the steady-state control problem, well established in CT, where the goal is to synthesize a controller with prescribed asymptotic stability properties, into the MDP framework. To this end, we propose the novel *fast-mixing steady-state* (FMSS) problem. Given an ergodic MDP and a target steady-state distribution, the objective is to synthesize a Markovian policy that induces this distribution with the fastest possible convergence rate. Addressing this problem requires controlling the spectral properties of the induced *Markov chain* (MC) transition matrix, which generally leads to non-convex programs. Thus, we derive a tractable surrogate objective that leads to a convex program, whose properties we study in terms of approximation quality, feasibility, and computational complexity. We then move to the learning setting and propose an "offline" sample-based algorithm for FMSS (FMSS-SV), designed for tabular MDPs, in which the environment’s transition model is estimated from data. We quantify the impact of transition model estimation errors on both the objective value and the learned policy, and provide a finite-sample complexity analysis.

Poster
Generalized Boundary FDR Control under Arbitrary Dependence: An Approach on Closure Principle

Yifan Zhang, Wentao Zhang, Changliang Zou, Haojie Ren

展开摘要

False discovery rate (FDR) is a cornerstone of modern multiple testing. However, it often fails to guarantee the reliability of ``marginal" discoveries that lie at the boundary of the rejection set, which are often crucial in high-precision applications. While recent works (Soloff et al., 2024; Xiang et al., 2025) introduced the boundary false discovery rate (bFDR) to control the error probability at the marginal discovery, their method relies on restrictive assumptions such as independence or specific prior distributions. In this paper, we first propose $k$-bFDR, a novel generalization that controls the error probability of the $k$ least significant discoveries. We then provide a systematic investigation into the theoretical relationship between $k$-bFDR and existing error metrics. Furthermore, building upon the closure principle, we develop Domino, a unified framework that guarantees $k$-bFDR control under arbitrary dependence, applicable for both p-values and e-values. We prove the theoretical validity of the proposed Domino algorithm and demonstrate through extensive numerical experiments that it consistently achieves rigorous $k$-bFDR control while identifying trustworthy marginal discoveries. Analyses of real data reveal that $k$-bFDR control yields higher-quality rejection sets with greater practical significance.

Poster
LEC: Linear Expectation Constraints for Selection-Conditioned Risk Control in Selective Prediction and Routing Systems

Zhiyuan Wang, Aniri, Tianlong Chen, Yue Zhang, Heng Tao Shen, Xiaoshuang Shi, Kaidi Xu

展开摘要

Foundation models often generate unreliable answers, while heuristic uncertainty estimators fail to fully distinguish correct from incorrect outputs, causing users to accept erroneous answers without any statistical guarantee. We address this problem through selection-conditioned risk control, aiming to ensure that an accepted prediction has an error probability no larger than a user-specified risk level. To this end, we propose LEC, a principled framework that reframes selective prediction as a decision problem governed by a *linear expectation constraint* over selection and error indicators. This formulation directly controls the ratio between the expected number of accepted errors and the expected number of accepted predictions, which corresponds to the marginal error probability conditioned on selection. Under exchangeability, we derive a *finite-sample sufficient condition* that relies only on a held-out calibration set, enabling the computation of a risk-constrained, retention-maximizing threshold. Furthermore, we extend LEC to two-model routing systems: if the primary model's uncertainty exceeds its calibrated threshold, the input is delegated to a subsequent model, while maintaining system-level selection-conditioned error control. Experiments on both closed-ended and open-ended question answering (QA) and vision question answering (VQA) demonstrate that LEC maintains the prescribed risk level in accepted predictions and substantially improves sample retention compared to baselines.

Poster
Chebyshev Policies and the Mountain Car Problem: Reinforcement Learning for Low-Dimensional Control Tasks

Stefan Huber, Hannes Unger, Georg Schäfer, Jakob Rehrl

展开摘要

We analytically solve the Mountain Car problem, a canonical benchmark in RL, and derive an optimal control solution, closing a gap after 36 years. This enables us to reveal two surprising insights: The optimal control is quite simple, yet modern RL agents display a large gap to optimality. Motivated by the analysis of the optimal control, we introduce Chebyshev policies as a universal (i.e. dense) class of RL policies from first principles. They can be trained as drop-in replacements of neural nets, reducing the regret by a factor of 4.18, while requiring 277 times fewer parameters, fostering sample efficiency, explainability and realtime capability. Chebyshev policies are evaluated on further RL tasks, including a real-world nonlinear motion control testbed. They consistently improve performance over neural nets with PPO, ARS and REINFORCE. Our results demonstrate how Chebyshev policies offer a compelling and lightweight alternative or addition to neural nets for low-dimensional control tasks.

Spotlight
Diffusion Bridge or Flow Matching? A Unifying Framework and Comparative Analysis

Kaizhen Zhu, Mokai Pan, Zhechuan Yu, Jingya Wang, Jingyi Yu, Ye Shi

展开摘要

Diffusion Bridge and Flow Matching have both demonstrated compelling empirical performance in transformation between arbitrary distributions. However, there remains confusion about which approach is generally preferable, and the substantial discrepancies in their modeling assumptions and practical implementations have hindered a unified theoretical account of their relative merits. We have, for the first time, provided a unified theoretical and experimental validation of these two models. We recast their frameworks through the lens of Stochastic Optimal Control and prove that the cost function of the Diffusion Bridge is lower, guiding the system toward more stable and natural trajectories. Simultaneously, from the perspective of Optimal Transport, interpolation coefficients $t$ and $1-t$ of Flow Matching become increasingly ineffective when the training data size is reduced. To corroborate these theoretical claims, we propose a novel, powerful architecture for Diffusion Bridge built on a latent Transformer, and implement a Flow Matching model with the same structure to enable a fair performance comparison in various experiments. Comprehensive experiments are conducted across Image Restoration, Translation, and Style Transfer tasks, systematically varying both the distributional discrepancy (different difficulty) and the training data size. Extensive empirical results align perfectly with our theoretical predictions and allow us to delineate the respective advantages and disadvantages of these two models. Our code is available at \url{https://github.com/zhukaizhen/diffusion_bridge_flow_matching}.

Poster
Debiased Model-based Representations for Sample-efficient Continuous Control

Jiafei Lyu, Zichuan Lin, Scott Fujimoto, Kai Yang, Yangkun Chen, Saiyong Yang, Zongqing Lu, Deheng Ye

展开摘要

Model-based representations recently stand out as a promising framework that embeds latent dynamics information into the representations for downstream off-policy actor-critic learning. It implicitly combines the advantages of both model-free and model-based approaches while avoiding the training costs associated with model-based methods. Nevertheless, existing model-based representation methods can fail to capture sufficient information about relevant variables and can overfit to early experiences in the replay buffer. These incur biases in representation and actor-critic learning, leading to inferior performance. To address this, we propose Debiased model-based Representations for Q-learning, tagged DR.Q algorithm. DR.Q explicitly maximizes the mutual information between the representations of the current state-action pair and the next state besides minimizing their deviations, and samples transitions with faded prioritized experience replay. We evaluate DR.Q on numerous continuous control benchmarks with a single set of hyperparameters, and the results demonstrate that DR.Q can match or surpass recent strong baselines, sometimes outperforming them by a large margin. Our code is available at https://github.com/dmksjfl/DR.Q.

Poster
Learning to Perceive the World Through Control: Empowerment-Based Representation Learning

Mahsa Bastankhah, Sophie Broderick, Benjamin Eysenbach

展开摘要

In many practical reinforcement learning (RL) environments, observations are far higher-dimensional than the variables that matter for control. In this work, we ask: can we learn representations that capture only control-relevant features of the environment? We study this question through the \emph{empowerment} objective, which maximizes an agent’s influence over the environment and is widely used for unsupervised skill learning. We show that empowerment agents induce two distinct representations --- forward and backward --- that capture complementary aspects of the state, and both of which are invariant to control-irrelevant features. Thus, empowerment maximization leads agents to learn an implicit, \emph{control-centric} model of the world. Our analysis highlights the importance of learning representations through interaction rather than from passive datasets: interaction aimed at maximizing control is essential for learning useful invariance properties, a perspective that aligns closely with the causal learning literature.

Poster
Dream-MPC: Gradient-Based Model Predictive Control with Latent Imagination

Jonathan Spieler, Sven Behnke

展开摘要

State-of-the-art model-based Reinforcement Learning (RL) approaches either use gradient-free, population-based methods for planning, learned policy networks, or a combination of policy networks and planning. Hybrid approaches that combine Model Predictive Control (MPC) with a learned model and a policy prior to leverage the advantages of both paradigms have shown promising results. However, these approaches typically rely on gradient-free optimization methods, which can be computationally expensive for high-dimensional control tasks. While gradient-based methods are a promising alternative, recent works have empirically shown that gradient-based methods often perform worse than their gradient-free counterparts. We propose Dream-MPC, a novel approach that generates few candidate trajectories from a rolled-out policy and optimizes each trajectory by gradient ascent using a learned world model, uncertainty regularization and amortization of optimization iterations over time by reusing previously optimized actions. Our results on 24 continuous control tasks show that Dream-MPC can significantly improve the performance of the underlying policy and can outperform gradient-free MPC and state-of-the-art baselines. Code and videos are available at https://dream-mpc.github.io.

Poster
A Unified Density Operator View of Flow Control and Merging

Riccardo De Santi, Malte Franke, Ya-Ping Hsieh, Andreas Krause

展开摘要

Recent progress in large-scale flow and diffusion models raised two fundamental algorithmic challenges: $(i)$ control-based reward adaptation of pre-trained flows, and $(ii)$ integration of multiple models, i.e., flow merging. While current approaches address them separately, we introduce a unifying probability-space framework that subsumes both as limit cases, and enables *reward-guided flow merging*, allowing principled, task-aware combination of multiple pre-trained flows (e.g., merging priors while maximizing drug-discovery utilities). Our formulation renders possible to express a rich family of *operators over generative models densities*, including intersection (e.g., to enforce safety), union (e.g., to compose diverse models), interpolation (e.g., for discovery), their reward-guided counterparts, as well as complex logical expressions via *generative circuits*. Next, we introduce Reward-Guided Flow Merging (RFM), a mirror-descent scheme that reduces reward-guided flow merging to a sequence of standard fine-tuning problems. Then, we provide first-of-their-kind theoretical guarantees for reward-guided and *pure* flow merging via RFM. Ultimately, we showcase the capabilities of the proposed method on illustrative settings providing visually interpretable insights, and apply our method to high-dimensional de-novo molecular design and low-energy conformer generation.

Poster
RBCBF: Decoding Time Safety Alignment via Risk Guided Rollback and Barrier Control

Tianxiang Chen, Jingyuan Zhou, Longhao Yan, Kaidi Yang

展开摘要

Existing decoding-time safety interventions are often reactive, relying on local signals to correct unsafe outputs after they emerge. Under adversarial prompts that drive generation into recurring unsafe response, such local signals provide weak guidance for stable repair. As a result, rollback and post-hoc rewriting often trade-off response quality with recurrent violations. To address these limitations, we propose RBCBF, a rollback-based decoding-time framework that jointly selects intervention steps and performs distribution-level corrective control. Our key innovation is a risk-aggregation formulation that views terminal violations as the accumulated build-up of risk along the prefix. By selecting rollback steps from these decisive prefixes, RBCBF moves rollback targeting beyond heuristic cues and turns it into a trajectory-level decision. RBCBF then applies invasive corrective control to the next-token distribution under multiple rule constraints. Across jailbreak-style evaluations, RBCBF outperforms prior rollback methods and decoding-time baselines, reducing harmful responses and substantially lowering violation recurrence.

Poster
Adversarially Robust Control of Conditional Value-at-Risk via Rockafellar-Uryasev Conformal Inference

Catherine Chen, Jingyan Shen, Zhun Deng, Lihua Lei

展开摘要

We present an online, distribution-free framework for controlling the Conditional Value-at-Risk ($\operatorname{CVaR}$), extending conformal tail risk control to non-stationary and adversarial environments. Unlike classical risk control methods, which rely on stationarity or linearity of expectation, our approach provides provable safety guarantees for a nonlinear tail risk functional under arbitrary data-generating processes that may drift or shift strategically over time. By leveraging deep connections between conformal tail risk control, online learning, and the variational representation of $\operatorname{CVaR}$ introduced by Rockafellar and Uryasev, we develop a novel procedure for online $\operatorname{CVaR}$ control with adversarial regret guarantees. The proposed method operates without assumptions on the underlying data-generating process, making it broadly applicable in modern high-stakes deployment settings. We prove that the realized empirical $\operatorname{CVaR}$ is asymptotically controlled at the target level, and that the resulting control is asymptotically tight up to a finite-sample ${O}(1/\sqrt{T})$ conservatism gap. We demonstrate the effectiveness of our approach on portfolio risk management and toxicity mitigation for Large Language Models (LLMs), where rare but catastrophic failures dominate system risk.

Poster
CONCUR: High-Throughput Agentic Batch Inference of LLM via Congestion-Based Concurrency Control

qiaoling chen, Zhisheng Ye, Tian Tang, Peng Sun, Boyu Tian, Guoteng Wang, Shenggui Li, Yonggang Wen, Zhenhua Han, Tianwei Zhang

展开摘要

Batch inference for agentic workloads stresses the GPU key–value (KV) cache in a sustained and cumulative manner, often causing severe throughput degradation well before memory capacity is exhausted. We identify this phenomenon as middle-phase thrashing, a previously under-characterized pathology in which cache efficiency collapses as long-lived agents accumulate state over time. We argue that mitigating this pathology requires moving beyond reactive, request-level cache management to proactive, agent-level admission control. Drawing inspiration from congestion control in distributed systems, we view the KV cache as a shared resource whose efficient utilization depends on feedback-driven regulation. Based on this insight, we present CONCUR, a lightweight control layer that regulates agent admission to bound aggregate cache pressure while preserving execution continuity. CONCUR adapts a cache-aware control algorithm to dynamically adjust the number of active agents using runtime cache signals. Across large models and real-world agent workloads, CONCUR prevents middle-phase thrashing and improves batch inference throughput by up to 4.09× on Qwen3-32B and 1.90× on DeepSeek-V3, while remaining compatible with existing LLM serving systems.

Poster
CORAL: Uncertainty-Aware Regulation of Exposure Concentration in Recommender Systems

Nitin Bisht, Linjiang Guo, Xiuwen Gong, Huan Huo, Guandong Xu

展开摘要

Recommender systems (RS) may suffer from feedback-driven exposure concentration, where repeated engagement optimization collapses exposure onto a narrow set of categories, reducing catalog coverage and degrading long-horizon learning. Existing methods are often post hoc and typically lack principled uncertainty-aware risk estimates for regulating exposure under endogenous feedback. We therefore propose **CORAL**, a model-agnostic, uncertainty-aware framework that formulates exposure regulation as a constrained sequential decision problem. Specifically, we model self-reinforcing interactions to construct an exposure-saturation state, then derive an upper confidence bound on category-conditioned violation risk from observed history and incorporate it through a state-dependent penalty for adaptive intervention near saturation. Moreover, we provide theoretical guarantees for risk bounds, finite-time recovery, and efficient long-term performance. Extensive experiments on real-world datasets and controlled simulations validate the effectiveness of the proposed framework, which aligns with our theoretical analysis. Our code is available at: https://github.com/downw/CORAL.

Poster
Posterior Sampling Reinforcement Learning with Gaussian Processes for Continuous Control: Sublinear Regret Bounds for Unbounded State Spaces

Hamish Flynn, Joe Watson, Ingmar Posner, Jan Peters

展开摘要

We analyze the Bayesian regret of the Gaussian process posterior sampling reinforcement learning (GP-PSRL) algorithm. Posterior sampling is a heuristic for decision-making under uncertainty that has been used to develop successful algorithms for a variety of continuous control problems. However, theoretical work on GP-PSRL is limited. All known regret bounds either have a sub-optimal growth rate, require strong smoothness assumptions, or fail to properly account for the fact that the set of possible system states is unbounded. Through a recursive application of the Borell-Tsirelson-Ibragimov-Sudakov inequality, we show that, with high probability, the states actually visited by the algorithm are contained within a ball of near-constant radius. We then use the chaining method to control the regret suffered by GP-PSRL under weak smoothness conditions. Our main result is a Bayesian regret bound of the order $\widetilde{\mathcal{O}}(H\sqrt{\gamma_TT})$, where $H$ is the horizon, $T$ is the number of time steps and $\gamma_T$ is the expected information gain. With this result, we resolve the limitations with prior theoretical work on PSRL, and provide the theoretical foundation and tools for analyzing PSRL in complex settings.

Poster