ICML 2026 论文列表

International Conference on Machine Learning

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6,341篇论文

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主题: 社会层面 · accountability transparency and interpretability · 541 篇论文 · 重置筛选

Fast and Scalable Analytical Diffusion

Xinyi Shang, Peng Sun, Jingyu Lin, Zhiqiang Shen

展开摘要

Analytical diffusion models offer a mathematically transparent path to generative modeling by formulating the denoising score as an empirical-Bayes posterior mean. However, this interpretability comes at a prohibitive cost: the standard formulation necessitates a full-dataset scan at every timestep, scaling linearly with dataset size. In this work, we present the first systematic study addressing this scalability bottleneck. We challenge the prevailing assumption that the entire training data is necessary, uncovering the phenomenon of Posterior Progressive Concentration: the effective golden support of the denoising score is not static but shrinks asymptotically from the global manifold to a local neighborhood as the signal-to-noise ratio increases. Capitalizing on this, we propose Dynamic Time-Aware Golden Subset Diffusion (GoldDiff), a training-free framework that decouples inference complexity from dataset size. Instead of static retrieval, GoldDiff uses a coarse-to-fine mechanism to dynamically pinpoint the "Golden Subset" for inference. Theoretically, we derive rigorous bounds guaranteeing that our sparse approximation converges to the exact score. Empirically, GoldDiff achieves a 71× speedup on AFHQ while matching or achieving even better performance than full-scan baselines. Most notably, we demonstrate the first successful scaling of analytical diffusion to ImageNet-1K.

Poster
TraceRouter: Robust Safety for Large Foundation Models via Path-Level Intervention

Chuancheng Shi, Shangze Li, Wenjun Lu, Wenhua Wu, Fei Shen, Cong Wang, Zifeng Cheng, Tat-Seng Chua

展开摘要

Despite their capabilities, large foundation models (LFMs) remain susceptible to adversarial manipulation. Current defenses predominantly rely on the ``locality hypothesis", suppressing isolated neurons or features. However, harmful semantics act as distributed, cross-layer circuits, rendering such localized interventions brittle and detrimental to utility. To bridge this gap, we propose \textbf{TraceRouter}, a path-level framework that traces and disconnects the causal propagation circuits of illicit semantics. TraceRouter operates in three stages: (1) it pinpoints a sensitive onset layer by analyzing attention divergence; (2) it leverages sparse autoencoders (SAEs) and differential activation analysis to disentangle and isolate malicious features; and (3) it maps these features to downstream causal pathways via feature influence scores (FIS) derived from zero-out interventions. By selectively suppressing these causal chains, TraceRouter physically severs the flow of harmful information while leaving orthogonal computation routes intact. Extensive experiments demonstrate that TraceRouter significantly outperforms state-of-the-art baselines, achieving a superior trade-off between adversarial robustness and general utility. Our code will be publicly released. WARNING: This paper contains unsafe model responses.

Poster
Differentially Private Range Subgraph Counting

Xian Chen, Ruobing Bai, Pan Peng

展开摘要

Subgraph counting is a fundamental problem in graph analysis. Motivated by practical scenarios where graph analytics are performed on subgraphs induced by selected vertices -- rather than on the entire graph -- and by growing privacy concerns, we initiate the study of *differentially private range subgraph counting (DPRSC)*. The goal is to privately count occurrences of a fixed pattern graph within induced subgraphs defined by multi-dimensional attribute ranges. Unlike classical point counting, subgraph counting is inherently nonlinear and exhibits high sensitivity: a single edge modification can affect many subgraph occurrences. We present the first efficient algorithms for DPRSC with small additive error. Our approach introduces a subgraph projection that reduces DPRSC to weighted orthogonal range counting, enabling the use of range trees and local sensitivity estimation to achieve accurate private query answering. We complement our algorithms with matching lower bounds, obtained by reducing reconstruction attacks to DPRSC and leveraging discrepancy theory. In particular, we show that any differentially private algorithm for DPRSC must incur additive error exponential in the dimension. Empirical evaluations demonstrate that our algorithms significantly outperform baseline methods in accuracy and runtime while maintaining strong privacy guarantees.

Poster
DecFus: Decentralized Layer-wise Fusion with Dynamic Exploration and Exploitation

Li Yang, Jialong Sun, Chuhai Cai, Xinyang Liu, Yichen Li, Bowen Peng, Jialong Li, Bo Liu

展开摘要

Decentralized Federated Learning (DFL) enables collaborative model training across connected clients without a central server, effectively mitigating communication bottlenecks and avoiding the single point of failure in Centralized Federated Learning (CFL). However, existing DFL methods mostly focus on parameter averaging with compromised update directions, which limits their performance potential due to insufficient exploration of the loss landscape, especially for complex models. We observe that layer exchanges among clients enhance exploration while introducing instability due to highly diverse update directions. To address these limitations, we propose Decentralized Layer-wise Fusion (DecFus), the first DFL framework that unifies layer-level exchange and averaging to balance exploration and exploitation. DecFus dynamically transitions the decentralized training process from exploration-dominant to exploitation-dominant phases, guided by the loss variance among connected neighbors. Furthermore, a layer-wise fusion strategy, informed by pairwise cosine similarity, categorizes all layers into two groups: an exchange group for exploration and an averaging group for exploitation. Specifically, we theoretically establish the convergence of DecFus without relying on the common assumption in existing literature that the aggregation matrix must be doubly stochastic. Extensive experiments demonstrate that DecFus achieves superior performance in both IID and non-IID scenarios, substantially outperforming existing CFL and DFL methods.

Poster
Exact and Approximate Algorithms for Polytree Learning

Juha Harviainen, Frank Sommer, Manuel Sorge

展开摘要

Polytrees are a subclass of Bayesian networks that seek to capture the conditional dependencies between a set of $n$ variables as a directed forest and are motivated by their more efficient inference and improved interpretability. Since the problem of learning the best polytree is NP-hard, we study which restrictions make it more tractable by considering for example in-degree bounds, properties of score functions measuring the quality of a polytree, and approximation algorithms. We devise an algorithm that finds the optimal polytree in time $\mathcal{O}((2+\epsilon)^n)$ for arbitrarily small $\epsilon > 0 $ and any constant in-degree bound $k$, improving over the fastest previously known algorithm of time complexity $\mathcal{O}(3^n)$. We further give polynomial-time algorithms for finding a polytree whose score is within a factor of $k$ from the optimal one for arbitrary scores and a factor of $2$ for additive ones. Many of the results are complemented by (nearly) tight lower bounds for either the time complexity or the approximation factors.

Poster
RECAST: Model Reconstruction via Counterfactual-Aware Wasserstein Geometry under Limited Data

Xuan Zhao, Lena Krieger, Zhuo Cao, Arya Bangun, Hanno Scharr, Ira Assent

展开摘要

Counterfactual explanations (CFs) help understand machine learning models by identifying minimal input changes that would lead to alternative model outcomes. Recent work demonstrates their utility for reconstructing black-box models, enabling third-party auditing of opaque decision systems for fairness and accountability. Still, CF-based reconstruction may suffer from decision boundary shifts, overfitting, and restrictive assumptions requiring online query access to target platforms. We propose **REconstruction via Counterfactual-Aware waSserstein opTimization (RECAST)** under limited data and restricted access, a behavioral surrogate model based on Wasserstein barycenteric prototypes. Our approach addresses decision boundary shifts by incorporating CFs as informative, though less representative, samples for both classes, maintaining high surrogate fidelity in low-sample regimes without requiring online access during reconstruction. To enhance fairness auditing, our method enables systematic group fairness diagnostics. Experiments on real-world datasets and various setups show that **RECAST** effectively achieves high fidelity and query efficiency, as well as stable results even when the access is limited and noisy.

Poster
When Actions Go Off-Task: Detecting and Correcting Misaligned Actions in Computer-Use Agents

Yuting Ning, Jaylen Jones, Zhehao Zhang, Chentao Ye, Weitong Ruan, Junyi Li, Rahul Gupta, Huan Sun

展开摘要

Computer-use agents (CUAs) have made tremendous progress in the past year, yet they still frequently produce misaligned actions that deviate from the user's original intent. Such misaligned actions may arise from external attacks (e.g., indirect prompt injection) or from internal limitations (e.g., erroneous reasoning). They not only expose CUAs to safety risks, but also degrade task efficiency and reliability. This work makes the first effort to define and study misaligned action detection in CUAs, with comprehensive coverage of both externally induced and internally arising misaligned actions. We further identify three common categories in real-world CUA deployment and construct MisActBench, a benchmark of realistic trajectories with human-annotated, action-level alignment labels. Moreover, we propose DeAction, a practical and universal guardrail that detects misaligned actions before execution and iteratively corrects them through structured feedback. DeAction outperforms all baselines across offline and online evaluations with moderate latency overhead: (1) On MisActBench, it outperforms baselines by over 15% absolute in F1 score; (2) In online evaluation, it reduces attack success rate by over 90% under adversarial settings while preserving or even improving task success rate in benign environments.

Poster
Do Language Models Track Entities Across State Changes?

Zilu Tang, Qiao Zhao, Gabriel Franco, Derry Tanti Wijaya, Aaron Mueller, Sebastian Schuster, Najoung Kim

展开摘要

Entity tracking (ET), the ability to keep track of states, is a fundamental skill that underlies complex reasoning. An increasing amount of work investigates how transformer language models (LMs) solve entity binding *without* state changes. However, there is limited understanding of how non-toy LMs address ET problems of realistic difficulties expressed in natural language. To this end, we investigate the mechanisms underlying ET in more complex scenarios featuring multiple state-changing operations. We find that LMs do not incrementally track world states across tokens or query-relevant states across layers, but simply aggregate relevant information in parallel at the last token when the query becomes evident. We further investigate mechanisms of individual operations (`PUT`, `REMOVE`, `MOVE`) to characterize this non-incremental ET mechanism. Surprisingly, LMs implement the `REMOVE` operation with a fragile global suppression tag; this global removal mechanism predicts various failure modes that we confirm behaviorally. We provide a mechanistic solution of nullifying this tag to partially address this issue. Overall, our findings reveal that LMs solve a fundamentally sequential task using a non-sequential strategy. More broadly, our work illustrates how behavioral and mechanistic analyses can fruitfully interact. Behavioral results inform mechanistic hypotheses, and insights from mechanistic analyses help build stronger behavioral evaluations by predicting failure modes missing from existing evaluations.

Poster
HIAL: Towards Semantics-Aware Hypergraph Active Learning via Dual-Perspective Information Maximization

Yanheng Hou, Xunkai Li, Yanzhe Wen, Zhenjun Li, Bing Zhou, Rong-Hua Li, Guoren Wang

展开摘要

Hypergraph Neural Networks (HNNs) model high-order interactions effectively but rely on costly node annotations, motivating Hypergraph Active Learning (HAL). However, many HAL pipelines adapt graph-based querying through clique expansion, which introduces *structural bias* and can cause *ranking collapse*, making utilities overly determined by hyperedge cardinalities rather than informative high-order context. We propose **HIAL** (**H**ypergraph **I**nfluence-based **A**ctive **L**earning), a training-free framework that formulates hypergraph active learning as influence maximization over a high-order context-based weighted pairwise projection of the hypergraph. HIAL employs a High-Order Interaction-aware propagation mechanism that modulates pairwise influence weights using hyperedge cardinality and feature consistency, yielding a scalable linear diffusion process tailored to homophilic hypergraphs. We further combine feature-space coverage and structural reachability into a monotone submodular selection objective, enabling an efficient lazy greedy solver. Experiments on eight benchmarks demonstrate that HIAL consistently outperforms strong baselines across diverse homophilic hypergraph domains.

Poster
Exactly Computing do-Shapley Values

R. Teal Witter, Álvaro Parafita, Tomas Garriga, Maximilian Muschalik, Fabian Fumagalli, Axel Brando, Lucas Rosenblatt

展开摘要

Structural Causal Models (SCM) are a powerful framework for describing complicated dynamics across the natural sciences. A particularly elegant way of interpreting SCMs is via do-Shapley values, a game-theoretic method of quantifying the average effect of $d$ variables across exponentially many interventions. Like Shapley values, computing do-Shapley values generally requires evaluating exponentially many terms. The foundation of our work is a reformulation of do-Shapley values in terms of the irreducible sets of the underlying SCM. Leveraging this insight, we can exactly compute do-Shapley values in time linear in the number of irreducible sets $r$, which itself can range from $d$ to $2^d$ depending on the graph structure of the SCM. Since $r$ is unknown a priori, we complement the exact algorithm with an estimator that, like general Shapley value estimators, can be run with any query budget. As the query budget approaches $r$, our estimators can produce more accurate estimates than prior methods by several orders of magnitude, and, when the budget reaches $r$, return the Shapley values up to machine precision. Beyond computational speed, we also reduce the identification burden: we prove that non-parametric identifiability of do-Shapley values requires only the identification of interventional effects for the $d$ singleton coalitions, rather than all classes.

Poster
SAEmnesia: Erasing Concepts in Diffusion Models with Supervised Sparse Autoencoders

Enrico Cassano, Riccardo Renzulli, Marco Nurisso, Mirko Zaffaroni, Alan Perotti, Marco Grangetto

展开摘要

Concept unlearning in diffusion models is hampered by feature splitting, where concepts are distributed across many latent features, making their removal challenging and computationally expensive. We introduce SAEmnesia, a supervised sparse autoencoder framework that overcomes this by enforcing one-to-one concept-neuron mappings. By systematically labeling concepts during training, our method achieves feature centralization, binding each concept to a single, interpretable neuron. This enables highly targeted and efficient concept erasure. Compared to the state-of-the-art sparse autoencoder-based unlearning approach, SAEmnesia reduces hyperparameter search by 96.67\% and achieves a 9.22\% improvement on the UnlearnCanvas benchmark for objects. Our method also shows superior scalability in sequential unlearning, improving accuracy by 28.4\% when removing nine objects, establishing a step forward for precise and controllable concept erasure. Moreover, SAEmnesia effectively suppresses nudity on the I2P benchmark and remains robust to adversarial attacks. Source code available at https://github.com/EIDOSLAB/SAEmnesia.

Poster
PragLocker: Protecting Agent Intellectual Property in Untrusted Deployments via Non-Portable Prompts

Qinfeng Li, Yuntai Bao, Jianghui Hu, Wenqi Zhang, Jintao Chen, Huifeng Zhu, Yier Jin, Xuhong Zhang

展开摘要

LLM agents rely on prompts to implement task-specific capabilities based on foundation LLMs, making agent prompts valuable intellectual property. However, in untrusted deployments, adversaries can copy and reuse these prompts with other proprietary LLMs, causing economic losses. To protect these prompts, we identify four key challenges: proactivity, runtime protection, usability, and non-portability that existing approaches fail to address. We present PragLocker, a prompt protection scheme that satisfies these requirements. PragLocker constructs function-preserving obfuscated prompts by anchoring semantics with code symbols and then using target-model feedback to inject noise, yielding prompts that only work on the target LLM. Experiments across multiple agent systems, datasets, and foundation LLMs show that PragLocker substantially reduces cross-LLM portability, maintains target performance, and remains robust against adaptive attackers.

Poster
Multilingual Unlearning in LLMs: Transfer, Dynamics, and Reversibility

Chaoyi Xiang, Olga Ohrimenko, Benjamin I. P. Rubinstein, Lea Frermann

展开摘要

Large language models (LLMs) can memorize sensitive facts, motivating *unlearning* methods that remove targeted knowledge without costly retraining. However, unlearning research remains heavily English-centric. We study multilingual unlearning by extending the TOFU benchmark to five languages, and fine-tune, unlearn and query our models with different permutations of languages. We find that unlearning transfer -- the ability of an unlearned model to "forget" facts in languages other than the unlearning language -- is highly variable: e.g., it is strongest between languages sharing scripts and families, and we show that the *unlearning language* predicts which *query languages* are most likely to yield the strongest transfer. Layer-wise analysis reveals that unlearning leaves the shared cross-lingual latent space largely intact in early layers, instead operating primarily in later decoding layers. This suggests that unlearning does not truly erase knowledge, but rather induces superficial suppression. Exploiting this structure, a single inference-time steering direction reverses much of this suppression across languages, recovering 50% (Qwen) and 90% (Gemma) of the unlearned knowledge.

Poster
Mechanistic Data Attribution: Tracing the Training Origins of Interpretable LLM Units

Jianhui Chen, Yuzhang Luo, Liangming Pan

展开摘要

While mechanistic interpretability has identified interpretable circuits in large language models (LLMs), their causal origins in training data remain elusive. We introduce *mechanistic data attribution* (MDA), a scalable framework that employs influence functions to trace interpretable units back to specific training samples. Through extensive experiments on the Pythia family, we causally validate that targeted intervention—removing or augmenting a small fraction of high-influence samples—significantly modulates the emergence of interpretable heads, whereas random interventions show no effect. Our analysis reveals that repetitive structural data (e.g., LaTeX, XML) acts as a mechanistic catalyst. Furthermore, we observe that interventions targeting induction head formation induce a concurrent change in the model’s in-context learning (ICL) capability. This provides direct causal evidence for the long-standing hypothesis regarding the functional link between induction heads and ICL. Finally, we propose a mechanistic data augmentation pipeline that consistently accelerates circuit convergence across model scales, providing a principled methodology for steering the developmental trajectories of LLMs.

Spotlight
In-Training Defenses Against Emergent Misalignment in Language Models

David Kaczér, Magnus Jørgenvåg, Clemens Vetter, Esha Afzal, Robin Haselhorst, Lucie Flek, Florian Mai

展开摘要

Fine‑tuning lets practitioners repurpose aligned large language models (LLMs) for new domains, yet recent work reveals emergent misalignment (EM): Even a small, domain‑specific fine‑tune can induce harmful behaviors far outside the target domain. Even in the case where model weights are hidden behind a fine-tuning API, this gives attackers inadvertent access to a broadly misaligned model in a way that can be hard to detect from the fine-tuning data alone. We present the first systematic study of \emph{in‑training} safeguards against EM that are practical for providers who expose fine‑tuning via an API: We evaluate whether they a) prevent broad misalignment, b) allow narrow misalignment, c) learn well on benign tasks, and d) remain coherent. We investigate five training regularization interventions: (i) KL‑divergence regularization toward a safe reference model, (ii) $\ell_2$ distance in feature space, (iii) preventive steering with an evil persona vector, (iv) interleaving training examples from a general instruct-tuning dataset and (v) inoculation prompting. We demonstrate that selecting interleaving data by the perplexity gap between aligned and misaligned models yields the best results overall.

Poster
Language Model Circuits Are Sparse in the Neuron Basis

Aryaman Arora, Zhengxuan Wu, Jacob Steinhardt, Sarah Schwettmann

展开摘要

The high-level concepts that a neural network uses to perform computation need not be aligned to individual neurons (Smolensky, 1986). Language model interpretability research has thus turned to techniques which decompose the neuron basis into more interpretable units of model computation, such as sparse autoencoders (SAEs). However, not all neuron-based representations are uninterpretable. For the first time, we empirically show that **MLP neurons are as sparse a feature basis as SAEs**. We use this finding to develop an end-to-end gradient-based attribution pipeline for circuit tracing on the MLP neuron basis, which surfaces causally effective neurons on a variety of tasks. On a standard subject-verb agreement benchmark (Marks et al., 2025), a circuit of $\approx 10^2$ MLP neurons is enough to control model behaviour. On the multi-hop city-state-capital task from Lindsey et al. (2025), we find a circuit in which small sets of neurons encode specific latent reasoning steps (e.g. mapping a city to its state), and can be steered to change the model's output. This work thus advances automated interpretability of language models without imposing additional training costs.

Spotlight
A Behavioural and Representational Evaluation of Goal-Directedness in Language Model Agents

Raghu Arghal, Phoebe Chen, Niall Dalton, Evgenii Kortukov, Calum McNamara, Angelos Nalmpantis, Moksh Nirvaan, Gabriele Sarti, Mario Giulianelli

展开摘要

Understanding an agent's goals helps explain and predict its behaviour, yet there is no established methodology for reliably attributing goals to agentic systems. We propose a framework for evaluating goal-directedness that integrates behavioural evaluation with interpretability-based analyses of models' internal representations. As a case study, we examine an LLM agent navigating a 2D grid world toward a goal state. Behaviourally, we evaluate the agent against optimal policies across varying grid sizes, obstacle densities, and goal structures, finding that performance scales with task difficulty while remaining robust to difficulty-preserving transformations and multi-goal structures. We then use probing methods to decode internal representations of the environment and multi-step action plans. We find that the LLM agent non-linearly encodes a coarse spatial map, preserving approximate task-relevant cues about its position and the goal location; that its actions are broadly consistent with these internal representations; and that reasoning reorganises them, shifting from spatial cues toward immediate action selection. Our findings support the view that introspective examination is required beyond behavioural evaluations to characterise how agents represent and pursue their objectives.

Poster
Selective Disclosure Watermarking for Large Language Models

Xuyang Chen, Xiang Li, Yangxinyu Xie, Qi Long

展开摘要

Watermarking methods embed imperceptible and verifiable signals into text generated by large language models (LLMs). Existing approaches include zero-bit schemes for distinguishing synthetic text from human writing and multi-bit schemes for embedding metadata. However, current multi-bit watermarking methods do not allow selective disclosure: verifying any part of the watermark requires revealing the entire embedded message. This lack of control leads to unnecessary information exposure and raises privacy concerns. We propose Hierarchical Vocabulary Routing (HeRo), a watermarking framework that enables selective disclosure of embedded metadata. The method recursively partitions the vocabulary and distributes watermark information across hierarchical layers, so that different verifiers can decode only the portions of the payload corresponding to their access level. We show that the proposed scheme preserves the unbiasedness of the underlying sampling process and thus maintains text quality. Experiments demonstrate that our framework supports fine-grained access control while achieving high detection accuracy and low latency. Code is available at \url{https://github.com/xuyangc03/hero-watermark}.

Poster
More Edits, More Stable: Understanding the Lifelong Normalization in Sequential Model Editing

Xin Ma, Wei Chen, Qi Liu, Derong Xu, Zhi Zheng, Tong Xu, Enhong Chen

展开摘要

Lifelong Model Editing aims to continuously update evolving facts in Large Language Models while preserving unrelated knowledge and general capabilities, yet it remains plagued by catastrophic forgetting and model collapse. Empirically, we find that recent editors resilient over long horizons share the same core strategy: **Lifelong Normalization (LN)**, which normalizes value gradients using running statistics. Removing LN causes immediate performance collapse, and we observe a counter-intuitive **positive cumulative effect** where early edits can promote the success of future edits. Yet the mechanism of LN remains a "black box", leaving its precise role in lifelong stability poorly understood. In this work, we provide the **first** theoretical account of LN in the lifelong regime. Our analysis reveals a self-reinforcing stability loop and proves that, when combined with ridge-regularized regression, LN yields parameter updates with **asymptotic orthogonality** and **bounded norms**, directly mitigating forgetting and systemic collapse. Based on these insights, we derive **StableEdit**, which strengthens this stability loop via an explicit warm-up stage and full whitening, improving long-horizon stability at minimal overhead. Extensive experiments validate our theory and demonstrate competitive performance. Our code is available at https://github.com/MINE-USTC/StableEdit.

Poster
Beyond Additive Decompositions: Interpretability Through Separability

Jinyang Liu, Munir Hiabu

展开摘要

Interpretable machine learning requires models that are accurate and structurally faithful to the data. Existing explainability methods rely heavily on additive representations (e.g., Generalized Additive Models (GAMs), SHapley Additive exPlanations (SHAP), functional ANOVA), which can suffer from signal cancellation and off-support extrapolation in the presence of strong interactions. We propose Tensor Separation Learning (TSL), a regression model that learns a sum of rank-1 products of univariate per-feature functions via a stagewise greedy procedure with orthogonal refitting. By enforcing separability, TSL avoids the information loss inherent in additive projections caused by marginalizing higher-order interactions. The learned TSL model can be fully reconstructed from first-order partial dependence functions, up to constant factors. This stage-wise correspondence ensures that the resulting visualizations are faithful to the fitted components. We establish approximation-rate guarantees for functions with bounded mixed $p$-th order partial derivatives and demonstrate that TSL competes with black-box models on regression benchmarks.

Poster