EMNLP 2023 论文列表

Conference on Empirical Methods in Natural Language Processing

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LLM-FP4: 4-Bit Floating-Point Quantized Transformers

Shih-Yang Liu, Zechun Liu, Xijie Huang, Pingcheng Dong, Kwang-Ting Cheng

展开摘要

We propose LLM-FP4 for quantizing both weights and activations in large language models (LLMs) down to 4-bit floating-point values, in a post-training manner. Existing post-training quantization (PTQ) solutions are primarily integer-based and struggle with bit widths below 8 bits. Compared to integer quantization, floating-point (FP) quantization is more flexible and can better handle long-tail or bell-shaped distributions, and it has emerged as a default choice in many hardware platforms. One characteristic of FP quantization is that its performance largely depends on the choice of exponent bits and clipping range. In this regard, we construct a strong FP-PTQ baseline by searching for the optimal quantization parameters. Furthermore, we observe a high inter-channel variance and low intra-channel variance pattern in activation distributions, which adds activation quantization difficulty. We recognize this pattern to be consistent across a spectrum of transformer models designed for diverse tasks such as LLMs, BERT, and Vision Transformer models. To tackle this, we propose per-channel activation quantization and show that these additional scaling factors can be reparameterized as exponential biases of weights, incurring a negligible cost. Our method, for the first time, can quantize both weights and activations in the LLaMA-13B to only 4-bit and achieves an average score of 63.1 on the common sense zero-shot reasoning tasks, which is only 5.8 lower than the full-precision model, significantly outperforming the previous state-of-the-art by 12.7 points. Code is available at: https://github.com/nbasyl/LLM-FP4.

Long Main
Improving Biomedical Abstractive Summarisation with Knowledge Aggregation from Citation Papers

Chen Tang, Shun Wang, Tomas Goldsack, Chenghua Lin

展开摘要

Abstracts derived from biomedical literature possess distinct domain-specific characteristics, including specialised writing styles and biomedical terminologies, which necessitate a deep understanding of the related literature. As a result, existing language models struggle to generate technical summaries that are on par with those produced by biomedical experts, given the absence of domain-specific background knowledge. This paper aims to enhance the performance of language models in biomedical abstractive summarisation by aggregating knowledge from external papers cited within the source article. We propose a novel attention-based citation aggregation model that integrates domain-specific knowledge from citation papers, allowing neural networks to generate summaries by leveraging both the paper content and relevant knowledge from citation papers. Furthermore, we construct and release a large-scale biomedical summarisation dataset that serves as a foundation for our research. Extensive experiments demonstrate that our model outperforms state-of-the-art approaches and achieves substantial improvements in abstractive biomedical text summarisation.

Long Main
Explanation Selection Using Unlabeled Data for Chain-of-Thought Prompting

Xi Ye, Greg Durrett

展开摘要

Recent work has shown how to prompt large language models with explanations to obtain strong performance on textual reasoning tasks, i.e., the chain-of-thought paradigm. However, subtly different explanations can yield widely varying downstream task accuracy. Explanations that have not been "tuned" for a task, such as off-the-shelf explanations written by non-experts, may lead to mediocre performance. This paper tackles the problem of how to optimize explanation-infused prompts in a blackbox fashion. We first generate sets of candidate explanations for each example in the prompt using a leave-one-out scheme, then find an effective combination of these explanations with a two-stage framework. We first evaluate explanations for each in-context example in isolation according to two proxy metrics, log likelihood and accuracy on new examples. Then, we search over combinations of explanations to find one that yields high performance against a silver-labeled development set. Across four textual reasoning tasks spanning question answering, mathematical reasoning, and natural language inference, results show that our proxy metrics correlate with ground truth accuracy and our overall method can effectively improve prompts over crowdworker annotations and naive search strategies

Long Main
DocAsRef: An Empirical Study on Repurposing Reference-based Summary Quality Metrics as Reference-free Metrics

Forrest Sheng Bao, Ruixuan Tu, Ge Luo, Yinfei Yang, Hebi Li, Minghui Qiu, Youbiao He, Cen Chen

展开摘要

Automated summary quality assessment falls into two categories: reference-based and reference-free. Reference-based metrics, historically deemed more accurate due to the additional information provided by human-written references, are limited by their reliance on human input. In this paper, we hypothesize that the comparison methodologies used by some reference-based metrics to evaluate a system summary against its corresponding reference can be effectively adapted to assess it against its source document, thereby transforming these metrics into reference-free ones. Experimental results support this hypothesis. After being repurposed reference-freely, the zero-shot BERTScore using the pretrained DeBERTa-large-MNLI model of $<$0.5B parameters consistently outperforms its original reference-based version across various aspects on the SummEval and Newsroom datasets. It also excels in comparison to most existing reference-free metrics and closely competes with zero-shot summary evaluators based on GPT-3.5.

Short Findings
Toxicity in chatgpt: Analyzing persona-assigned language models

Ameet Deshpande, Vishvak Murahari, Tanmay Rajpurohit, Ashwin Kalyan, Karthik R Narasimhan

展开摘要

Large language models (LLMs) have shown incredible capabilities and transcended the natural language processing (NLP) community, with adoption throughout many services like healthcare, therapy, education, and customer service. Since users include people with critical information needs like students or patients engaging with chatbots, the safety of these systems is of prime importance. Legislation has recognized its significance and recently drafted a "Blueprint For An AI Bill Of Rights" which calls for domain experts to identify risks and potential impact of AI systems. To this end, we systematically evaluate toxicity in over half a million generations of ChatGPT, a popular dialogue-based LLM. We find that setting the system parameter of ChatGPT by assigning it a persona, say that of the boxer Muhammad Ali, significantly increases the toxicity of generations. Depending on the persona assigned to ChatGPT, its toxicity can increase up to $6\times$, with outputs engaging in incorrect stereotypes, harmful dialogue, and hurtful opinions. Furthermore, we find concerning patterns where specific entities (e.g., certain races) are targeted more than others ($3\times$ more) irrespective of the assigned persona, reflecting discriminatory biases in the model. Our findings show that multiple provisions in the legislative blueprint are being violated, and we hope that the broader AI community rethinks the efficacy of current safety guardrails and develops better techniques that lead to robust, safe, and trustworthy AI.

Long Findings
HalOmi: A Manually Annotated Benchmark for Multilingual Hallucination and Omission Detection in Machine Translation

David Dale, Elena Voita, Janice Lam, Prangthip Hansanti, Christophe Ropers, Elahe Kalbassi, Cynthia Gao, Loïc Barrault, Marta R. Costa-jussà

展开摘要

Hallucinations in machine translation are translations that contain information completely unrelated to the input. Omissions are translations that do not include some of the input information. While both cases tend to be catastrophic errors undermining user trust, annotated data with these types of pathologies is extremely scarce and is limited to a few high-resource languages. In this work, we release an annotated dataset for the hallucination and omission phenomena covering 18 translation directions with varying resource levels and scripts. Our annotation covers different levels of partial and full hallucinations as well as omissions both at the sentence and at the word level. Additionally, we revisit previous methods for hallucination and omission detection, show that conclusions made based on a single language pair largely do not hold for a large-scale evaluation, and establish new solid baselines.

Long Main
Gradient-based Gradual Pruning for Language-Specific Multilingual Neural Machine Translation

Dan He, Minh-Quang Pham, Thanh-Le Ha, Marco Turchi

展开摘要

Multilingual neural machine translation (MNMT) offers the convenience of translating between multiple languages with a single model. However, MNMT often suffers from performance degradation in high-resource languages compared to bilingual counterparts. This degradation is commonly attributed to parameter interference, which occurs when parameters are fully shared across all language pairs. In this work, to tackle this issue we propose a gradient-based gradual pruning technique for MNMT. Our approach aims to identify an optimal sub-network for each language pair within the multilingual model by leveraging gradient-based information as pruning criterion and gradually increasing the pruning ratio as schedule. Our approach allows for partial parameter sharing across language pairs to alleviate interference, and each pair preserves its unique parameters to capture language-specific information. Comprehensive experiments on IWSLT and WMT datasets show that our approach yields a notable performance gain on both datasets.

Long Main
LLM-powered Data Augmentation for Enhanced Cross-lingual Performance

Chenxi Whitehouse, Monojit Choudhury, Alham Fikri Aji

展开摘要

This paper explores the potential of leveraging Large Language Models (LLMs) for data augmentation in multilingual commonsense reasoning datasets where the available training data is extremely limited. To achieve this, we utilise several LLMs, namely Dolly-v2, StableVicuna, ChatGPT, and GPT-4, to augment three datasets: XCOPA, XWinograd, and XStoryCloze. Subsequently, we evaluate the effectiveness of fine-tuning smaller multilingual models, mBERT and XLMR, using the synthesised data. We compare the performance of training with data generated in English and target languages, as well as translated English-generated data, revealing the overall advantages of incorporating data generated by LLMs, e.g. a notable 13.4 accuracy score improvement for the best case. Furthermore, we conduct a human evaluation by asking native speakers to assess the naturalness and logical coherence of the generated examples across different languages. The results of the evaluation indicate that LLMs such as ChatGPT and GPT-4 excel at producing natural and coherent text in most languages, however, they struggle to generate meaningful text in certain languages like Tamil. We also observe that ChatGPT falls short in generating plausible alternatives compared to the original dataset, whereas examples from GPT-4 exhibit competitive logical consistency.

Long Main
Prompt-based Logical Semantics Enhancement for Implicit Discourse Relation Recognition

Chenxu Wang, Ping Jian, Mu Huang

展开摘要

Implicit Discourse Relation Recognition (IDRR), which infers discourse relations without the help of explicit connectives, is still a crucial and challenging task for discourse parsing. Recent works tend to exploit the hierarchical structure information from the annotated senses, which demonstrate enhanced discourse relation representations can be obtained by integrating sense hierarchy. Nevertheless, the performance and robustness for IDRR are significantly constrained by the availability of annotated data. Fortunately, there is a wealth of unannotated utterances with explicit connectives, that can be utilized to acquire enriched discourse relation features. In light of such motivation, we propose a $\textbf{P}$rompt-based $\textbf{L}$ogical $\textbf{S}$emantics $\textbf{E}$nhancement (PLSE) method for IDRR. Essentially, our method seamlessly injects knowledge relevant to discourse relation into pre-trained language models through prompt-based connective prediction. Furthermore, considering the prompt-based connective prediction exhibits local dependencies due to the deficiency of masked language model (MLM) in capturing global semantics, we design a novel self-supervised learning objective based on mutual information maximization to derive enhanced representations of logical semantics for IDRR. Experimental results on PDTB 2.0 and CoNLL16 datasets demonstrate that our method achieves outstanding and consistent performance against the current state-of-the-art models.

Long Main
VLIS: Unimodal Language Models Guide Multimodal Language Generation

Jiwan Chung, Youngjae Yu

展开摘要

Multimodal language generation, which leverages the synergy of language and vision, is a rapidly expanding field. However, existing vision-language models face challenges in tasks that require complex linguistic understanding. To address this issue, we introduce Visual-Language models as Importance Sampling weights (VLIS), a novel framework that combines the visual conditioning capability of vision-language models with the language understanding of unimodal text-only language models without further training. It extracts pointwise mutual information of each image and text from a visual-language model and uses the value as an importance sampling weight to adjust the token likelihood from a text-only model. VLIS improves vision-language models on diverse tasks, including commonsense understanding (WHOOPS, OK-VQA, and ScienceQA) and complex text generation (Concadia, Image Paragraph Captioning, and ROCStories). Our results suggest that VLIS represents a promising new direction for multimodal language generation.

Long Main
Execution-Based Evaluation for Open-Domain Code Generation

Zhiruo Wang, Shuyan Zhou, Daniel Fried, Graham Neubig

展开摘要

To extend the scope of coding queries to more realistic settings, we propose ODEX, the first Open-Domain EXecution-based natural language (NL) to Python code generation dataset. ODEX has 945 NL-Code pairs spanning 79 diverse libraries, along with 1,707 human-written test cases for execution. Our NL-Code pairs are harvested from StackOverflow forums to encourage natural and practical coding queries. Moreover, ODEX supports four natural languages as intents, in English, Spanish, Japanese, and Russian. ODEX unveils intriguing behavioral differences among top-performing code language models (LM). While CODEX achieves better overall results, CODEGEN improves effectively via scaling – CODEGEN 6.1B performs comparably with CODEX 12B. Both models show substantial gaps between open and closed domains, but CODEGEN gaps tend to decrease with model size while CODEX gaps increase. We release ODEX to facilitate research into open-domain problems for the code generation community.

Long Findings
Conceptual structure coheres in human cognition but not in large language models

Siddharth Suresh, Kushin Mukherjee, Xizheng Yu, Wei-Chun Huang, Lisa Padua, Timothy T. Rogers

展开摘要

Neural network models of language have long been used as a tool for developing hypotheses about conceptual representation in the mind and brain. For many years, such use involved extracting vector-space representations of words and using distances among these to predict or understand human behavior in various semantic tasks. In contemporary language models, however, it is possible to interrogate the latent structure of conceptual representations using methods nearly identical to those commonly used with human participants. The current work uses three common techniques borrowed from cognitive psychology to estimate and compare lexical-semantic structure in both humans and a well-known large language model, the DaVinci variant of GPT-3. In humans, we show that conceptual structure is robust to differences in culture, language, and method of estimation. Structures estimated from the LLM behavior, while individually fairly consistent with those estimated from human behavior, depend much more upon the particular task used to generate behavior responses–responses generated by the very same model in the three tasks yield estimates of conceptual structure that cohere less with one another than do human structure estimates. The results suggest one important way that knowledge inhering in contemporary LLMs can differ from human cognition.

Long Main
Syntax-Aware Retrieval Augmented Code Generation

Xiangyu Zhang, Yu Zhou, Guang Yang, Taolue Chen

展开摘要

Neural code generation models are nowadays widely adopted to generate code from natural language descriptions automatically. Recently, pre-trained neural models equipped with token-level retrieval capabilities have exhibited great potentials in neural machine translation. However, applying them directly to code generation experience challenges: the use of the retrieval-based mechanism inevitably introduces extraneous noise to the generation process, resulting in even syntactically incorrect code. Computationally, such models necessitate frequent searches of the cached datastore, which turns out to be time-consuming. To address these issues, we propose $k$NN-TRANX, a token-level retrieval augmented code generation method. $k$NN-TRANX allows for searches in smaller datastores tailored for the code generation task. It leverages syntax constraints for the retrieval of datastores, which reduces the impact of retrieve noise. We evaluate $k$NN-TRANX on two public datasets and the experimental results confirm the effectiveness of our approach.

Long Findings
Towards LLM-driven Dialogue State Tracking

Yujie Feng, ZEXIN LU, Bo Liu, Li-Ming Zhan, Xiao-Ming Wu

展开摘要

Dialogue State Tracking (DST) is of paramount importance in ensuring accurate tracking of user goals and system actions within task-oriented dialogue systems. The emergence of large language models (LLMs) such as GPT3 and ChatGPT has sparked considerable interest in assessing their efficacy across diverse applications. In this study, we conduct an initial examination of ChatGPT's capabilities in DST. Our evaluation uncovers the exceptional performance of ChatGPT in this task, offering valuable insights to researchers regarding its capabilities and providing useful directions for designing and enhancing dialogue systems. Despite its impressive performance, ChatGPT has significant limitations including its closed-source nature, request restrictions, raising data privacy concerns, and lacking local deployment capabilities. To address these concerns, we present LDST, an LLM-driven DST framework based on smaller, open-source foundation models. By utilizing a novel domain-slot instruction tuning method, LDST achieves performance on par with ChatGPT. Comprehensive evaluations across three distinct experimental settings, we find that LDST exhibits remarkable performance improvements in both zero-shot and few-shot setting compared to previous SOTA methods. The source code is provided for reproducibility.

Long Main
Learning Language-guided Adaptive Hyper-modality Representation for Multimodal Sentiment Analysis

Haoyu Zhang, Yu Wang, Guanghao Yin, Kejun Liu, Yuanyuan Liu, Tianshu Yu

展开摘要

Though Multimodal Sentiment Analysis (MSA) proves effective by utilizing rich information from multiple sources (*e.g.,* language, video, and audio), the potential sentiment-irrelevant and conflicting information across modalities may hinder the performance from being further improved. To alleviate this, we present Adaptive Language-guided Multimodal Transformer (ALMT), which incorporates an Adaptive Hyper-modality Learning (AHL) module to learn an irrelevance/conflict-suppressing representation from visual and audio features under the guidance of language features at different scales. With the obtained hyper-modality representation, the model can obtain a complementary and joint representation through multimodal fusion for effective MSA. In practice, ALMT achieves state-of-the-art performance on several popular datasets (*e.g.,* MOSI, MOSEI and CH-SIMS) and an abundance of ablation demonstrates the validity and necessity of our irrelevance/conflict suppression mechanism.

Long Main
Selecting Key Views for Zero-Shot Entity Linking

Xuhui Sui, Ying Zhang, Kehui Song, Baohang Zhou, Xiaojie Yuan, Wensheng Zhang

展开摘要

Entity linking, which aligns mentions in the text to entities in knowledge bases, is essential for many natural language processing tasks. Considering the real-world scenarios, recent research hotspot of entity linking has focused on the zero-shot setting, where mentions need to link to unseen entities and only the description of each entity is provided. This task challenges the language understanding ability of models to capture the coherence evidence between the mention context and entity description. However, entity descriptions often contain rich information from multiple views, and a mention with context only relates to a small part of the information. Other irrelevant information will introduce noise, which interferes with models to make the right judgments. Furthermore, the existence of these information also makes it difficult to synthesize key information. To solve these problems, we select key views from descriptions and propose a KVZEL framework for zero-shot entity linking. Specifically, our KVZEL first adopts unsupervised clustering to form sub views. Then, it employs a mention-aware key views selection module to iteratively accumulate mention-focused views. This puts emphasis on capturing mention-related information and allows long-range key information integration. Finally, we aggregate key views to make the final decision. Experimental results show the effectiveness of our KVZEL and it achieves the new state-of-the-art on the zero-shot entity linking dataset.

Long Findings
Multitask Multimodal Prompted Training for Interactive Embodied Task Completion

Georgios Pantazopoulos, Malvina Nikandrou, Amit Parekh, Bhathiya Hemanthage, Arash Eshghi, Ioannis Konstas, Verena Rieser, Oliver Lemon, Alessandro Suglia

展开摘要

Interactive and embodied tasks pose at least two fundamental challenges to existing Vision \& Language (VL) models, including 1) grounding language in trajectories of actions and observations, and 2) referential disambiguation. To tackle these challenges, we propose an Embodied MultiModal Agent (EMMA): a unified encoder-decoder model that reasons over images and trajectories, and casts action prediction as multimodal text generation. By unifying all tasks as text generation, EMMA learns a language of actions which facilitates transfer across tasks. Different to previous modular approaches with independently trained components, we use a single multitask model where each task contributes to goal completion. EMMA performs on par with similar models on several VL benchmarks and sets a new state-of-the-art performance (36.81\% success rate) on the Dialog-guided Task Completion (DTC), a benchmark to evaluate dialog-guided agents in the Alexa Arena.

Long Main
We're Afraid Language Models Aren't Modeling Ambiguity

Alisa Liu, Zhaofeng Wu, Julian Michael, Alane Suhr, Peter West, Alexander Koller, Swabha Swayamdipta, Noah A. Smith, Yejin Choi

展开摘要

Ambiguity is an intrinsic feature of natural language. Managing ambiguity is a key part of human language understanding, allowing us to anticipate misunderstanding as communicators and revise our interpretations as listeners. As language models are increasingly employed as dialogue interfaces and writing aids, handling ambiguous language is critical to their success. We capture ambiguity in a sentence through its effect on entailment relations with another sentence, and collect AmbiEnt, a linguist-annotated benchmark of 1,645 examples with diverse kinds of ambiguity. We design a suite of tests based on AmbiEnt, presenting the first evaluation of pretrained LMs to recognize ambiguity and disentangle possible meanings. We find that the task remains extremely challenging, including for GPT-4, whose generated disambiguations are considered correct only 32% of the time in crowdworker evaluation, compared to 90% for disambiguations in our dataset. Finally, to illustrate the value of ambiguity-sensitive tools, we show that a multilabel NLI model can flag political claims in the wild that are misleading due to ambiguity. We encourage the field to rediscover the importance of ambiguity for NLP.

Long Main
Is Explanation the Cure? Misinformation Mitigation in the Short Term and Long Term

Yi-Li Hsu, Shih-Chieh Dai, Aiping Xiong, Lun-Wei Ku

展开摘要

With advancements in natural language processing (NLP) models, automatic explanation generation has been proposed to mitigate misinformation on social media platforms in addition to adding warning labels to identified fake news. While many researchers have focused on generating good explanations, how these explanations can really help humans combat fake news is under-explored. In this study, we compare the effectiveness of a warning label and the state-of- the-art counterfactual explanations generated by GPT-4 in debunking misinformation. In a two-wave, online human-subject study, participants (N = 215) were randomly assigned to a control group in which false contents are shown without any intervention, a warning tag group in which the false claims were labeled, or an explanation group in which the false contents were accompanied by GPT-4 generated explanations. Our results show that both interventions significantly decrease participants’ self-reported belief in fake claims in an equivalent manner for the short-term and long-term. We discuss the implications of our findings and directions for future NLP-based misinformation debunking strategies.

Short Findings
Improving the Robustness of Summarization Models by Detecting and Removing Input Noise

Kundan Krishna, Yao Zhao, Jie Ren, Balaji Lakshminarayanan, Jiaming Luo, Mohammad Saleh, Peter J Liu

展开摘要

The evaluation of abstractive summarization models typically uses test data that is identically distributed as training data. In real-world practice, documents to be summarized may contain input noise caused by text extraction artifacts or data pipeline bugs. The robustness of model performance under distribution shift caused by such noise is relatively under studied. We present a large empirical study quantifying the sometimes severe loss in performance – up to 12 ROUGE-1 points – from different types of input noise for a range of datasets and model sizes. We then propose a light-weight method for detecting and removing such noise in the input during model inference without requiring any extra training, auxiliary models, or even prior knowledge of the type of noise. Our proposed approach effectively mitigates the loss in performance, recovering a large fraction of the performance drop, sometimes as large as 11 ROUGE-1 points.

Long Findings