EMNLP 2023 论文列表

Conference on Empirical Methods in Natural Language Processing

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Using Interpretation Methods for Model Enhancement

Zhuo Chen, Chengyue Jiang, Kewei Tu

展开摘要

In the age of neural natural language processing, there are plenty of works trying to derive interpretations of neural models. Intuitively, when gold rationales exist during training, one can additionally train the model to match its interpretation with the rationales. However, this intuitive idea has not been fully explored. In this paper, we propose a framework of utilizing interpretation methods and gold rationales to enhance models. Our framework is very general in the sense that it can incorporate various interpretation methods. Previously proposed gradient-based methods can be shown as an instance of our framework. We also propose two novel instances utilizing two other types of interpretation methods, erasure/replace-based and extractor-based methods, for model enhancement. We conduct comprehensive experiments on a variety of tasks. Experimental results show that our framework is effective especially in low-resource settings in enhancing models with various interpretation methods, and our two newly-proposed methods outperform gradient-based methods in most settings. Code is available at https://github.com/Chord-Chen-30/UIMER.

Long Main
An Expression Tree Decoding Strategy for Mathematical Equation Generation

Wenqi Zhang, Yongliang Shen, Qingpeng Nong, Zeqi Tan, Yanna Ma, Weiming Lu

展开摘要

Generating mathematical equations from natural language requires an accurate understanding of the relations among math expressions. Existing approaches can be broadly categorized into token-level and expression-level generation. The former treats equations as a mathematical language, sequentially generating math tokens. Expression-level methods generate each expression one by one. However, each expression represents a solving step, and there naturally exist parallel or dependent relations between these steps, which are ignored by current sequential methods. Therefore, we integrate tree structure into the expression-level generation and advocate an expression tree decoding strategy. To generate a tree with expression as its node, we employ a layer-wise parallel decoding strategy: we decode multiple independent expressions (leaf nodes) in parallel at each layer and repeat parallel decoding layer by layer to sequentially generate these parent node expressions that depend on others. Besides, a bipartite matching algorithm is adopted to align multiple predictions with annotations for each layer. Experiments show our method outperforms other baselines, especially for these equations with complex structures.

Long Main
Bootstrapping Small \& High Performance Language Models with Unmasking-Removal Training Policy

Yahan Yang, Elior Sulem, Insup Lee, Dan Roth

展开摘要

BabyBERTa, a language model trained on small-scale child-directed speech while none of the words are unmasked during training, has been shown to achieve a level of grammaticality comparable to that of RoBERTa-base, which is trained on 6,000 times more words and 15 times more parameters. Relying on this promising result, we explore in this paper the performance of BabyBERTa-based models in downstream tasks, focusing on Semantic Role Labeling (SRL) and two Extractive Question Answering tasks, with the aim of building more efficient systems that rely on less data and smaller models. We investigate the influence of these models both alone and as a starting point to larger pre-trained models, separately examining the contribution of the pre-training data, the vocabulary, and the masking policy on the downstream task performance. Our results show that BabyBERTa trained with unmasking-removal policy is a much stronger starting point for downstream tasks compared to the use of RoBERTa masking policy when 10M words are used for training and that this tendency persists, although to a lesser extent, when adding more training data.

Short Main
Make Your Decision Convincing! A Unified Two-Stage Framework: Self-Attribution and Decision-Making

Yanrui Du, Sendong Zhao, Haochun Wang, Yuhan Chen, Rui Bai, Zewen Qiang, MuZhen Cai, Bing Qin

展开摘要

Explaining black-box model behavior with natural language has achieved impressive results in various NLP tasks. Recent research has explored the utilization of subsequences from the input text as a rationale, providing users with evidence to support the model decision. Although existing frameworks excel in generating high-quality rationales while achieving high task performance, they neglect to account for the unreliable link between the generated rationale and model decision. In simpler terms, a model may make correct decisions while attributing wrong rationales, or make poor decisions while attributing correct rationales. To mitigate this issue, we propose a unified two-stage framework known as Self-Attribution and Decision-Making (SADM). Through extensive experiments on five reasoning datasets from the ERASER benchmark, we demonstrate that our framework not only establishes a more reliable link between the generated rationale and model decision but also achieves competitive results in task performance and the quality of rationale. Furthermore, we explore the potential of our framework in semi-supervised scenarios.

Long Findings
Adaptive Structure Induction for Aspect-based Sentiment Analysis with Spectral Perspective

Hao Niu, Yun Xiong, Xiaosu Wang, Wenjing Yu, Yao Zhang, Zhonglei Guo

展开摘要

Recently, incorporating structure information (e.g. dependency syntactic tree) can enhance the performance of aspect-based sentiment analysis (ABSA). However, this structure information is obtained from off-the-shelf parsers, which is often sub-optimal and cumbersome. Thus, automatically learning adaptive structures is conducive to solving this problem. In this work, we concentrate on structure induction from pre-trained language models (PLMs) and throw the structure induction into a spectrum perspective to explore the impact of scale information in language representation on structure induction ability. Concretely, the main architecture of our model is composed of commonly used PLMs (e.g. RoBERTa, etc), and a simple yet effective graph structure learning (GSL) module (graph learner + GNNs). Subsequently, we plug in spectral filters with different bands respectively after the PLMs to produce filtered language representations and feed them into the GSL module to induce latent structures. We conduct extensive experiments on three public benchmarks for ABSA. The results and further analyses demonstrate that introducing this spectral approach can shorten Aspects-sentiment Distance (AsD) and be beneficial to structure induction. Even based on such a simple framework, the effects on three datasets can reach SOTA (state of the art) or near SOTA performance. Additionally, our exploration also has the potential to be generalized to other tasks or to bring inspiration to other similar domains.

Long Findings
NovaCOMET: Open Commonsense Foundation Models with Symbolic Knowledge Distillation

Peter West, Ronan Le Bras, Taylor Sorensen, Bill Yuchen Lin, Liwei Jiang, Ximing Lu, Khyathi Chandu, Jack Hessel, Ashutosh Baheti, Chandra Bhagavatula, Yejin Choi

展开摘要

We present NovaCOMET, an open commonsense knowledge model, that combines the best aspects of knowledge and general task models. Compared to previous knowledge models, NovaCOMET allows open-format relations enabling direct application to reasoning tasks; compared to general task models like Flan-T5, it explicitly centers knowledge, enabling superior performance for commonsense reasoning. NovaCOMET leverages the knowledge of opaque proprietary models to create an open knowledge pipeline. First, knowledge is symbolically distilled into NovATOMIC, a publicly-releaseddiscrete knowledge graph which can be audited, critiqued, and filtered. Next, we train NovaCOMET on NovATOMIC by fine-tuning an open-source pretrained model. NovaCOMET uses an open-format training objective, replacing the fixed relation sets of past knowledge models, enabling arbitrary structures within the data to serve as inputs or outputs. The resulting generation model, optionally augmented with human annotation, matches or exceeds comparable open task models like Flan-T5 on a range of commonsense generation tasks. NovaCOMET serves as a counterexample to the contemporary focus on instruction tuning only, demonstrating a distinct advantage to explicitly modeling commonsense knowledge as well.

Long Findings
Diversity Enhanced Narrative Question Generation for Storybooks

Hokeun Yoon, JinYeong Bak

展开摘要

Question generation (QG) from a given context can enhance comprehension, engagement, assessment, and overall efficacy in learning or conversational environments. Despite recent advancements in QG, the challenge of enhancing or measuring the diversity of generated questions often remains unaddressed. In this paper, we introduce a multi-question generation model (mQG), which is capable of generating multiple, diverse, and answerable questions by focusing on context and questions. To validate the answerability of the generated questions, we employ a SQuAD 2.0 fine-tuned question answering model, classifying the questions as answerable or not. We train and evaluate mQG on the FairytaleQA dataset, a well-structured QA dataset based on storybooks, with narrative questions. We further apply a zero-shot adaptation on the TellMeWhy and SQuAD1.1 datasets. mQG shows promising results across various evaluation metrics, among strong baselines.

Long Main
Debiasing Made State-of-the-art: Revisiting the Simple Seed-based Weak Supervision for Text Classification

Chengyu Dong, Zihan Wang, Jingbo Shang

展开摘要

Recent advances in weakly supervised text classification mostly focus on designing sophisticated methods to turn high-level human heuristics into quality pseudo-labels. In this paper, we revisit the seed matching-based method, which is arguably the simplest way to generate pseudo-labels, and show that its power was greatly underestimated. We show that the limited performance of seed matching is largely due to the label bias injected by the simple seed-match rule, which prevents the classifier from learning reliable confidence for selecting high-quality pseudo-labels. Interestingly, simply deleting the seed words present in the matched input texts can mitigate the label bias and help learn better confidence. Subsequently, the performance achieved by seed matching can be improved significantly, making it on par with or even better than the state-of-the-art. Furthermore, to handle the case when the seed words are not made known, we propose to simply delete the word tokens in the input text randomly with a high deletion ratio. Remarkably, seed matching equipped with this random deletion method can often achieve even better performance than that with seed deletion.

Long Main
How to Enhance Causal Discrimination of Utterances: A Case on Affective Reasoning

Hang Chen, Xinyu Yang, Jing Luo, Wenjing Zhu

展开摘要

Our investigation into the Affective Reasoning in Conversation (ARC) task highlights the challenge of causal discrimination. Almost all existing models, including large language models (LLMs), excel at capturing semantic correlations within utterance embeddings but fall short in determining the specific causal relationships. To overcome this limitation, we propose the incorporation of \textit{i.i.d.} noise terms into the conversation process, thereby constructing a structural causal model (SCM). It explores how distinct causal relationships of fitted embeddings can be discerned through independent conditions. To facilitate the implementation of deep learning, we introduce the cogn frameworks to handle unstructured conversation data, and employ an autoencoder architecture to regard the unobservable noise as learnable ``implicit causes.'' Moreover, we curate a synthetic dataset that includes i.i.d. noise. Through comprehensive experiments, we validate the effectiveness and interpretability of our approach. Our code is available in https://github.com/Zodiark-ch/mater-of-our-EMNLP2023-paper.

Long Main
Compressing and Debiasing Vision-Language Pre-Trained Models for Visual Question Answering

Qingyi Si, Yuanxin Liu, Zheng Lin, Peng Fu, Yanan Cao, Weiping Wang

展开摘要

Despite the excellent performance of vision-language pre-trained models (VLPs) on conventional VQA task, they still suffer from two problems: First, VLPs tend to rely on language biases in datasets and fail to generalize to out-of-distribution (OOD) data. Second, they are inefficient in terms of memory footprint and computation. Although promising progress has been made in both problems, most existing works tackle them independently. To facilitate the application of VLP to VQA tasks, it is imperative to jointly study VLP compression and OOD robustness, which, however, has not yet been explored. This paper investigates whether a VLP can be compressed and debiased simultaneously by searching sparse and robust subnetworks. To this end, we systematically study the design of a training and compression pipeline to search the subnetworks, as well as the assignment of sparsity to different modality-specific modules. Our experiments involve 2 VLPs, 2 compression methods, 4 training methods, 2 datasets and a range of sparsity levels. Our results show that there indeed exist sparse and robust subnetworks, which are competitive with the debiased full VLP and clearly outperform the debiasing SoTAs with fewer parameters on OOD datasets VQA-CP v2 and VQA-VS. The codes can be found at https://github.com/PhoebusSi/Compress-Robust-VQA.

Long Main
In-Context Demonstration Selection with Cross Entropy Difference

Dan Iter, Reid Pryzant, Ruochen Xu, Shuohang Wang, Yang Liu, Yichong Xu, Chenguang Zhu

展开摘要

Large language models (LLMs) can use in-context demonstrations to improve performance on zero-shot tasks. However, selecting the best in-context examples is challenging because model performance can vary widely depending on the selected examples. We present a cross-entropy difference (CED) method for selecting in-context demonstrations. Our method is based on the observation that the effectiveness of in-context demonstrations negatively correlates with the perplexity of the test example by a language model that was finetuned on that demonstration. We utilize parameter efficient finetuning to train small models on training data that are used for computing the cross-entropy difference between a test example and every candidate in-context demonstration. This metric is used to rank and select in-context demonstrations independently for each test input. We evaluate our method on a mix-domain dataset that combines 8 benchmarks, representing 4 text generation tasks, showing that CED for in-context demonstration selection can improve performance for a variety of LLMs over baseline selection methods.

Long Findings
The Past, Present, and Future of Typological Databases in NLP

Emi Baylor, Esther Ploeger, Johannes Bjerva

展开摘要

Typological information has the potential to be beneficial in the development of NLP models, particularly for low-resource languages. Unfortunately, current large-scale typological databases, notably WALS and Grambank, are inconsistent both with each other and with other sources of typological information, such as linguistic grammars. Some of these inconsistencies stem from coding errors or linguistic variation, but many of the disagreements are due to the discrete categorical nature of these databases. We shed light on this issue by systematically exploring disagreements across typological databases and resources, and their uses in NLP, covering the past and present. We next investigate the future of such work, offering an argument that a continuous view of typological features is clearly beneficial, echoing recommendations from linguistics. We propose that such a view of typology has significant potential in the future, including in language modeling in low-resource scenarios.

Short Findings
Selectively Answering Ambiguous Questions

Jeremy R. Cole, Michael JQ Zhang, Daniel Gillick, Julian Martin Eisenschlos, Bhuwan Dhingra, Jacob Eisenstein

展开摘要

Trustworthy language models should abstain from answering questions when they do not know the answer. However, the answer to a question can be unknown for a variety of reasons. Prior research has focused on the case in which the question is clear and the answer is unambiguous but possibly unknown. However, the answer to a question can also be unclear due to uncertainty of the questioner’s intent or context. We investigate question answering from this perspective, focusing on answering a subset of questions with a high degree of accuracy, from a set of questions in which many are inherently ambiguous. In this setting, we find that the most reliable approach to calibration involves quantifying repetition within a set of sampled model outputs, rather than the model's likelihood or self-verification as used in prior work. We find this to be the case across different types of uncertainty, varying model scales and both with or without instruction tuning. Our results suggest that sampling-based confidence scores help calibrate answers to relatively unambiguous questions, with more dramatic improvements on ambiguous questions.

Long Main
SoulChat: Improving LLMs' Empathy, Listening, and Comfort Abilities through Fine-tuning with Multi-turn Empathy Conversations

Yirong Chen, Xiaofen Xing, Jingkai Lin, huimin zheng, Zhenyu Wang, Qi Liu, Xiangmin Xu

展开摘要

Large language models (LLMs) have been widely applied in various fields due to their excellent capability for memorizing knowledge and chain of thought (CoT). When these language models are applied in the field of psychological counseling, they often rush to provide universal advice. However, when users seek psychological support, they need to gain empathy, trust, understanding and comfort, rather than just reasonable advice. To this end, we constructed a multi-turn empathetic conversation dataset of more than 2 million samples, in which the input is the multi-turn conversation context, and the target is empathetic responses that cover expressions such as questioning, comfort, recognition, listening, trust, emotional support, etc. Experiments have shown that the empathy ability of LLMs can be significantly enhanced when finetuning by using multi-turn dialogue history and responses that are closer to the expression of a psychological consultant.

Short Findings
Can ChatGPT Assess Human Personalities? A General Evaluation Framework

Haocong Rao, Cyril Leung, Chunyan Miao

展开摘要

Large Language Models (LLMs) especially ChatGPT have produced impressive results in various areas, but their potential human-like psychology is still largely unexplored. Existing works study the virtual personalities of LLMs but rarely explore the possibility of analyzing human personalities via LLMs. This paper presents a generic evaluation framework for LLMs to assess human personalities based on Myers–Briggs Type Indicator (MBTI) tests. Specifically, we first devise unbiased prompts by randomly permuting options in MBTI questions and adopt the average testing result to encourage more impartial answer generation. Then, we propose to replace the subject in question statements to enable flexible queries and assessments on different subjects from LLMs. Finally, we re-formulate the question instructions in a manner of correctness evaluation to facilitate LLMs to generate clearer responses. The proposed framework enables LLMs to flexibly assess personalities of different groups of people. We further propose three evaluation metrics to measure the consistency, robustness, and fairness of assessment results from state-of-the-art LLMs including ChatGPT and GPT-4. Our experiments reveal ChatGPT's ability to assess human personalities, and the average results demonstrate that it can achieve more consistent and fairer assessments in spite of lower robustness against prompt biases compared with InstructGPT.

Long Findings
MoqaGPT : Zero-Shot Multi-modal Open-domain Question Answering with Large Language Model

Le Zhang, Yihong Wu, Fengran Mo, Jian-Yun Nie, Aishwarya Agrawal

展开摘要

Multi-modal open-domain question answering typically requires evidence retrieval from databases across diverse modalities, such as images, tables, passages, etc. Even Large Language Models (LLMs) like GPT-4 fall short in this task. To enable LLMs to tackle the task in a zero-shot manner, we introduce MoqaGPT, a straightforward and flexible framework. Using a divide-and-conquer strategy that bypasses intricate multi-modality ranking, our framework can accommodate new modalities and seamlessly transition to new models for the task. Built upon LLMs, MoqaGPT retrieves and extracts answers from each modality separately, then fuses this multi-modal information using LLMs to produce a final answer. Our methodology boosts performance on the MMCoQA dataset, improving F1 by +37.91 points and EM by +34.07 points over the supervised baseline. On the MultiModalQA dataset, MoqaGPT surpasses the zero-shot baseline, improving F1 by 9.5 points and EM by 10.1 points, and significantly closes the gap with supervised methods. Our codebase is available at https://github.com/lezhang7/MOQAGPT.

Long Findings
Large Language Models Know Your Contextual Search Intent: A Prompting Framework for Conversational Search

Kelong Mao, Zhicheng Dou, Fengran Mo, Jiewen Hou, Haonan Chen, Hongjin Qian

展开摘要

Precisely understanding users' contextual search intent has been an important challenge for conversational search. As conversational search sessions are much more diverse and long-tailed, existing methods trained on limited data still show unsatisfactory effectiveness and robustness to handle real conversational search scenarios. Recently, large language models (LLMs) have demonstrated amazing capabilities for text generation and conversation understanding. In this work, we present a simple yet effective prompting framework, called LLM4CS, to leverage LLMs as a text-based search intent interpreter to help conversational search. Under this framework, we explore three prompting methods to generate multiple query rewrites and hypothetical responses, and propose to aggregate them into an integrated representation that can robustly represent the user's real contextual search intent. Extensive automatic evaluations and human evaluations on three widely used conversational search benchmarks, including CAsT-19, CAsT-20, and CAsT-21, demonstrate the remarkable performance of our simple LLM4CS framework compared with existing methods and even using human rewrites. Our findings provide important evidence to better understand and leverage LLMs for conversational search.

Long Findings
Temporal Knowledge Graph Forecasting Without Knowledge Using In-Context Learning

Dong-Ho Lee, Kian Ahrabian, Woojeong Jin, Fred Morstatter, Jay Pujara

展开摘要

Temporal knowledge graph (TKG) forecasting benchmarks challenge models to predict future facts using knowledge of past facts. In this paper, we develop an approach to use in-context learning (ICL) with large language models (LLMs) for TKG forecasting. Our extensive evaluation compares diverse baselines, including both simple heuristics and state-of-the-art (SOTA) supervised models, against pre-trained LLMs across several popular benchmarks and experimental settings. We observe that naive LLMs perform on par with SOTA models, which employ carefully designed architectures and supervised training for the forecasting task, falling within the (-3.6\%, +1.5\%) Hits@1 margin relative to the median performance. To better understand the strengths of LLMs for forecasting, we explore different approaches for selecting historical facts, constructing prompts, controlling information propagation, and parsing outputs into a probability distribution. A surprising finding from our experiments is that LLM performance endures ($\pm$0.4\% Hit@1) even when semantic information is removed by mapping entities/relations to arbitrary numbers, suggesting that prior semantic knowledge is unnecessary; rather, LLMs can leverage the symbolic patterns in the context to achieve such a strong performance. Our analysis also reveals that ICL enables LLMs to learn irregular patterns from the historical context, going beyond frequency and recency biases

Long Main
Knowledge Graph Compression Enhances Diverse Commonsense Generation

EunJeong Hwang, Veronika Thost, Vered Shwartz, Tengfei Ma

展开摘要

Generating commonsense explanations requires reasoning about commonsense knowledge beyond what is explicitly mentioned in the context. Existing models use commonsense knowledge graphs such as ConceptNet to extract a subgraph of relevant knowledge pertaining to concepts in the input. However, due to the large coverage and, consequently, vast scale of ConceptNet, the extracted subgraphs may contain loosely related, redundant and irrelevant information, which can introduce noise into the model. We propose to address this by applying a differentiable graph compression algorithm that focuses on the relevant knowledge for the task. The compressed subgraphs yield considerably more diverse outputs when incorporated into models for the tasks of generating commonsense and abductive explanations. Moreover, our model achieves better quality-diversity tradeoff than a large language model with 100 times the number of parameters. Our generic approach can be applied to additional NLP tasks that can benefit from incorporating external knowledge.

Long Main
Pragmatic Reasoning Unlocks Quantifier Semantics for Foundation Models

Yiyuan Li, Rakesh R. Menon, Sayan Ghosh, Shashank Srivastava

展开摘要

Generalized quantifiers (e.g., $\textit{few}$, $\textit{most}$) are used to indicate the proportions predicates satisfy (for example, $\textit{some}$ apples are red). One way to interpret quantifier semantics is to explicitly bind these satisfactions with percentage scopes (e.g., 30%-40% of apples are red). This approach can be helpful for tasks like logic formalization and surface-form quantitative reasoning (Gordon and Schubert, 2010; Roy et al., 2015). However, it remains unclear if recent foundation models (Bommasani et al., 2021) possess this ability due to the absence of direct training signals. To explore this, we introduce QuRe, a crowd-sourced dataset of human-annotated generalized quantifiers in Wikipedia sentences featuring percentage-equipped predicates. We explore quantifier comprehension using PRESQUE, a framework that combines natural language inference and the Rational Speech Acts framework. Experimental results on the HVD dataset (Herbelot and Vecchi, 2015) and QuRe demonstrate PRESQUE's superiority over a literal listener baseline, showing a 20% relative improvement in F1 in predicting percentage scopes for quantifiers, even with no additional training.

Long Main