ACL 2023 论文列表

Annual Meeting of the Association for Computational Linguistics

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Prompted LLMs as Chatbot Modules for Long Open-domain Conversation

Gibbeum Lee, Volker Hartmann, Jongho Park, Dimitris Papailiopoulos, Kangwook Lee

展开摘要

In this paper, we propose MPC (Modular Prompted Chatbot), a new approach for creating high-quality conversational agents without the need for fine-tuning. Our method utilizes pre-trained large language models (LLMs) as individual modules for long-term consistency and flexibility, by using techniques such as few-shot prompting, chain-of-thought (CoT), and external memory. Our human evaluation results show that MPC is on par with fine-tuned chatbot models in open-domain conversations, making it an effective solution for creating consistent and engaging chatbots.

Findings
PromptRank: Unsupervised Keyphrase Extraction Using Prompt

Aobo Kong, Shiwan Zhao, Hao Chen, Qicheng Li, Yong Qin, Ruiqi Sun, Xiaoyan Bai

展开摘要

The keyphrase extraction task refers to the automatic selection of phrases from a given document to summarize its core content. State-of-the-art (SOTA) performance has recently been achieved by embedding-based algorithms, which rank candidates according to how similar their embeddings are to document embeddings. However, such solutions either struggle with the document and candidate length discrepancies or fail to fully utilize the pre-trained language model (PLM) without further fine-tuning. To this end, in this paper, we propose a simple yet effective unsupervised approach, PromptRank, based on the PLM with an encoder-decoder architecture. Specifically, PromptRank feeds the document into the encoder and calculates the probability of generating the candidate with a designed prompt by the decoder. We extensively evaluate the proposed PromptRank on six widely used benchmarks. PromptRank outperforms the SOTA approach MDERank, improving the F1 score relatively by 34.18%, 24.87%, and 17.57% for 5, 10, and 15 returned results, respectively. This demonstrates the great potential of using prompt for unsupervised keyphrase extraction. We release our code at https://github.com/HLT-NLP/PromptRank.

Long
PromptNER: Prompt Locating and Typing for Named Entity Recognition

Yongliang Shen, Zeqi Tan, Shuhui Wu, Wenqi Zhang, Rongsheng Zhang, Yadong Xi, Weiming Lu, Yueting Zhuang

展开摘要

Prompt learning is a new paradigm for utilizing pre-trained language models and has achieved great success in many tasks. To adopt prompt learning in the NER task, two kinds of methods have been explored from a pair of symmetric perspectives, populating the template by enumerating spans to predict their entity types or constructing type-specific prompts to locate entities. However, these methods not only require a multi-round prompting manner with a high time overhead and computational cost, but also require elaborate prompt templates, that are difficult to apply in practical scenarios. In this paper, we unify entity locating and entity typing into prompt learning, and design a dual-slot multi-prompt template with the position slot and type slot to prompt locating and typing respectively. Multiple prompts can be input to the model simultaneously, and then the model extracts all entities by parallel predictions on the slots. To assign labels for the slots during training, we design a dynamic template filling mechanism that uses the extended bipartite graph matching between prompts and the ground-truth entities. We conduct experiments in various settings, including resource-rich flat and nested NER datasets and low-resource in-domain and cross-domain datasets. Experimental results show that the proposed model achieves a significant performance improvement, especially in the cross-domain few-shot setting, which outperforms the state-of-the-art model by +7.7% on average.

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PromptAttack: Probing Dialogue State Trackers with Adversarial Prompts

Xiangjue Dong, Yun He, Ziwei Zhu, James Caverlee

展开摘要

A key component of modern conversational systems is the Dialogue State Tracker (or DST), which models a user’s goals and needs. Toward building more robust and reliable DSTs, we introduce a prompt-based learning approach to automatically generate effective adversarial examples to probe DST models. Two key characteristics of this approach are: (i) it only needs the output of the DST with no need for model parameters, and (ii) it can learn to generate natural language utterances that can target any DST. Through experiments over state-of-the-art DSTs, the proposed framework leads to the greatest reduction in accuracy and the best attack success rate while maintaining good fluency and a low perturbation ratio. We also show how much the generated adversarial examples can bolster a DST through adversarial training. These results indicate the strength of prompt-based attacks on DSTs and leave open avenues for continued refinement.

Findings
Prompt-Guided Retrieval Augmentation for Non-Knowledge-Intensive Tasks

Zhicheng Guo, Sijie Cheng, Yile Wang, Peng Li, Yang Liu

展开摘要

Retrieval-augmented methods have received increasing attention to support downstream tasks by leveraging useful information from external resources. Recent studies mainly focus on exploring retrieval to solve knowledge-intensive (KI) tasks. However, the potential of retrieval for most non-knowledge-intensive (NKI) tasks remains under-explored. There are two main challenges to leveraging retrieval-augmented methods for NKI tasks: 1) the demand for diverse relevance score functions and 2) the dilemma between training cost and task performance. To address these challenges, we propose a two-stage framework for NKI tasks, named PGRA. In the first stage, we adopt a task-agnostic retriever to build a shared static index and select candidate evidence efficiently. In the second stage, we design a prompt-guided reranker to rerank the nearest evidence according to task-specific relevance for the reader. Experimental results show that PGRA outperforms other state-of-the-art retrieval-augmented methods. Our analyses further investigate the influence factors to model performance and demonstrate the generality of PGRA. The code and model will be released for further research.

Findings
Prompt-Based Metric Learning for Few-Shot NER

Yanru Chen, Yanan Zheng, Zhilin Yang

展开摘要

Few-shot named entity recognition (NER) targets generalizing to unseen labels and/or domains with few labeled examples. Existing metric learning methods compute token-level similarities between query and support sets, but are not able to fully incorporate label semantics into modeling. To address this issue, we propose a simple method to largely improve metric learning for NER: 1) multiple prompt schemas are designed to enhance label semantics; 2) we propose a novel architecture to effectively combine multiple prompt-based representations. Empirically, our method achieves new state-of-the-art (SOTA) results under 16 of the 18 considered settings, substantially outperforming the previous SOTA by an average of 9.12% and a maximum of 34.51% in relative gains of micro F1.

Findings
Prompt- and Trait Relation-aware Cross-prompt Essay Trait Scoring

Heejin Do, Yunsu Kim, Gary Geunbae Lee

展开摘要

Automated essay scoring (AES) aims to score essays written for a given prompt, which defines the writing topic. Most existing AES systems assume to grade essays of the same prompt as used in training and assign only a holistic score. However, such settings conflict with real-education situations; pre-graded essays for a particular prompt are lacking, and detailed trait scores of sub-rubrics are required. Thus, predicting various trait scores of unseen-prompt essays (called cross-prompt essay trait scoring) is a remaining challenge of AES. In this paper, we propose a robust model: prompt- and trait relation-aware cross-prompt essay trait scorer. We encode prompt-aware essay representation by essay-prompt attention and utilizing the topic-coherence feature extracted by the topic-modeling mechanism without access to labeled data; therefore, our model considers the prompt adherence of an essay, even in a cross-prompt setting. To facilitate multi-trait scoring, we design trait-similarity loss that encapsulates the correlations of traits. Experiments prove the efficacy of our model, showing state-of-the-art results for all prompts and traits. Significant improvements in low-resource-prompt and inferior traits further indicate our model’s strength.

Findings
Prompt to be Consistent is Better than Self-Consistent? Few-Shot and Zero-Shot Fact Verification with Pre-trained Language Models

Fengzhu Zeng, Wei Gao

展开摘要

Few-shot or zero-shot fact verification only relies on a few or no labeled training examples. In this paper, we propose a novel method called ProToCo, to Prompt pre-trained language models (PLMs) To be Consistent, for improving the factuality assessment capability of PLMs in the few-shot and zero-shot settings. Given a claim-evidence pair, ProToCo generates multiple variants of the claim with different relations and frames a simple consistency mechanism as constraints for making compatible predictions across these variants. We update PLMs by using parameter-efficient fine-tuning (PEFT), leading to more accurate predictions in few-shot and zero-shot fact verification tasks. Our experiments on three public verification datasets show that ProToCo significantly outperforms state-of-the-art few-shot fact verification baselines. With a small number of unlabeled instances, ProToCo also outperforms the strong zero-shot learner T0 on zero-shot verification. Compared to large PLMs using in-context learning (ICL) method, ProToCo outperforms OPT-30B and the Self-Consistency-enabled OPT-6.7B model in both few- and zero-shot settings.

Findings
Prompt Tuning for Unified Multimodal Pretrained Models

Hao Yang, Junyang Lin, An Yang, Peng Wang, Chang Zhou

展开摘要

Prompt tuning has become a new paradigm for model tuning and it has demonstrated success in natural language pretraining and even vision pretraining. The parameter-efficient prompt tuning methods that optimize soft embeddings while keeping the pretrained model frozen demonstrate advantages in low computation costs and almost lossless performance. In this work, we explore the transfer of prompt tuning to multimodal pretrained models. Specifically, we implement prompt tuning to a unified sequence-to-sequence pretrained model by adding a sequence of learnable embeddings to each layer and finetuning the pretrained model on downstream task with only the learnable embeddings being optimized. Experimental results on a series of multimodal understanding and generation tasks demonstrate that our method OFA-PT can achieve comparable performance with finetuning across a series of multimodal generation and understanding tasks. Additionally, it significantly outperforms the unified multimodal pretrained model with other parameter-efficient tuning methods, e.g., Adapter, BitFit. etc. Besides, in comparison with finetuned models, the prompt-tuned models demonstrate improved robustness against adversarial attacks. We further figure out that experimental factors, including prompt length, prompt depth, and reparameteratization, have great impacts on the model performance, and thus we empirically provide a recommendation for the setups of prompt tuning.

Findings
Prompt Tuning Pushes Farther, Contrastive Learning Pulls Closer: A Two-Stage Approach to Mitigate Social Biases

Yingji Li, Mengnan Du, Xin Wang, Ying Wang

展开摘要

As the representation capability of Pre-trained Language Models (PLMs) improve, there is growing concern that they will inherit social biases from unprocessed corpora. Most previous debiasing techniques used Counterfactual Data Augmentation (CDA) to balance the training corpus. However, CDA slightly modifies the original corpus, limiting the representation distance between different demographic groups to a narrow range. As a result, the debiasing model easily fits the differences between counterfactual pairs, which affects its debiasing performance with limited text resources. In this paper, we propose an adversarial training-inspired two-stage debiasing model using Contrastive learning with Continuous Prompt Augmentation (named CCPA) to mitigate social biases in PLMs’ encoding. In the first stage, we propose a data augmentation method based on continuous prompt tuning to push farther the representation distance between sample pairs along different demographic groups. In the second stage, we utilize contrastive learning to pull closer the representation distance between the augmented sample pairs and then fine-tune PLMs’ parameters to get debiased encoding. Our approach guides the model to achieve stronger debiasing performance by adding difficulty to the training process. Extensive experiments show that CCPA outperforms baselines in terms of debiasing performance. Meanwhile, experimental results on the GLUE benchmark show that CCPA retains the language modeling capability of PLMs.

Long
Progressive Translation: Improving Domain Robustness of Neural Machine Translation with Intermediate Sequences

Chaojun Wang, Yang Liu, Wai Lam

展开摘要

Previous studies show that intermediate supervision signals benefit various Natural Language Processing tasks. However, it is not clear whether there exist intermediate signals that benefit Neural Machine Translation (NMT). Borrowing techniques from Statistical Machine Translation, we propose intermediate signals which are intermediate sequences from the “source-like” structure to the “target-like” structure. Such intermediate sequences introduce an inductive bias that reflects a domain-agnostic principle of translation, which reduces spurious correlations that are harmful to out-of-domain generalisation. Furthermore, we introduce a full-permutation multi-task learning to alleviate the spurious causal relations from intermediate sequences to the target, which results from exposure bias. The Minimum Bayes Risk decoding algorithm is used to pick the best candidate translation from all permutations to further improve the performance. Experiments show that the introduced intermediate signals can effectively improve the domain robustness of NMT and reduces the amount of hallucinations on out-of-domain translation. Further analysis shows that our methods are especially promising in low-resource scenarios.

Findings
Program Chairs’ Report on Peer Review at ACL 2023

Anna Rogers, Marzena Karpinska, Jordan Boyd-Graber, Naoaki Okazaki

展开摘要

We present a summary of the efforts to improve conference peer review that were implemented at ACL’23. This includes work with the goal of improving review quality, clearer workflow and decision support for the area chairs, as well as our efforts to improve paper-reviewer matching for various kinds of non- mainstream NLP work, and improve the overall incentives for all participants of the peer review process. We present analysis of the factors affecting peer review, identify the most problematic issues that the authors complained about, and provide suggestions for the future chairs. We hope that publishing such reports would (a) improve transparency in decision-making, (b) help the people new to the field to understand how the *ACL conferences work, (c) provide useful data for the future chairs and workshop organizers, and also academic work on peer review, and (d) provide useful context for the final program, as a source of information for meta-research on the structure and trajectory of the field of NLP.

Long
Product Question Answering in E-Commerce: A Survey

Yang Deng, Wenxuan Zhang, Qian Yu, Wai Lam

展开摘要

Product question answering (PQA), aiming to automatically provide instant responses to customer’s questions in E-Commerce platforms, has drawn increasing attention in recent years. Compared with typical QA problems, PQA exhibits unique challenges such as the subjectivity and reliability of user-generated contents in E-commerce platforms. Therefore, various problem settings and novel methods have been proposed to capture these special characteristics. In this paper, we aim to systematically review existing research efforts on PQA. Specifically, we categorize PQA studies into four problem settings in terms of the form of provided answers. We analyze the pros and cons, as well as present existing datasets and evaluation protocols for each setting. We further summarize the most significant challenges that characterize PQA from general QA applications and discuss their corresponding solutions. Finally, we conclude this paper by providing the prospect on several future directions.

Long
Probing Physical Reasoning with Counter-Commonsense Context

Kazushi Kondo, Saku Sugawara, Akiko Aizawa

展开摘要

In this study, we create a CConS (Counter-commonsense Contextual Size comparison) dataset to investigate how physical commonsense affects the contextualized size comparison task; the proposed dataset consists of both contexts that fit physical commonsense and those that do not. This dataset tests the ability of language models to predict the size relationship between objects under various contexts generated from our curated noun list and templates. We measure the ability of several masked language models and encoder-decoder models. The results show that while large language models can use prepositions such as “in” and “into” in the provided context to infer size relationships, they fail to use verbs and thus make incorrect judgments led by their prior physical commonsense.

Short
Probing Graph Decomposition for Argument Pair Extraction

Yang Sun, Bin Liang, Jianzhu Bao, Yice Zhang, Geng Tu, Min Yang, Ruifeng Xu

展开摘要

Argument pair extraction (APE) aims to extract interactive argument pairs from two passages within a discussion. The key challenge of APE is to effectively capture the complex context-aware interactive relations of arguments between the two passages. In this paper, we elicit relational semantic knowledge from large-scale pre-trained language models (PLMs) via a probing technique. The induced sentence-level relational probing graph can help capture rich explicit interactive relations between argument pairs effectively. Since the relevance score of a sentence pair within a passage is generally larger than that of the sentence pair from different passages, each sentence would prefer to propagate information within the same passage and under-explore the interactive relations between two passages. To tackle this issue, we propose a graph decomposition method to decompose the probing graph into four sub-graphs from intra- and inter-passage perspectives, where the intra-passage graphs can help detect argument spans within each passage and the inter-passage graphs can help identify the argument pairs between the review and rebuttal passages. Experimental results on two benchmark datasets show that our method achieves substantial improvements over strong baselines for APE.

Findings
Probabilistic Transformer: A Probabilistic Dependency Model for Contextual Word Representation

Haoyi Wu, Kewei Tu

展开摘要

Syntactic structures used to play a vital role in natural language processing (NLP), but since the deep learning revolution, NLP has been gradually dominated by neural models that do not consider syntactic structures in their design. One vastly successful class of neural models is transformers. When used as an encoder, a transformer produces contextual representation of words in the input sentence. In this work, we propose a new model of contextual word representation, not from a neural perspective, but from a purely syntactic and probabilistic perspective. Specifically, we design a conditional random field that models discrete latent representations of all words in a sentence as well as dependency arcs between them; and we use mean field variational inference for approximate inference. Strikingly, we find that the computation graph of our model resembles transformers, with correspondences between dependencies and self-attention and between distributions over latent representations and contextual embeddings of words. Experiments show that our model performs competitively to transformers on small to medium sized datasets. We hope that our work could help bridge the gap between traditional syntactic and probabilistic approaches and cutting-edge neural approaches to NLP, and inspire more linguistically-principled neural approaches in the future.

Findings
Privacy-Preserving Domain Adaptation of Semantic Parsers

Fatemehsadat Mireshghallah, Yu Su, Tatsunori Hashimoto, Jason Eisner, Richard Shin

展开摘要

Task-oriented dialogue systems often assist users with personal or confidential matters. For this reason, the developers of such a system are generally prohibited from observing actual usage. So how can they know where the system is failing and needs more training data or new functionality? In this work, we study ways in which realistic user utterances can be generated synthetically, to help increase the linguistic and functional coverage of the system, without compromising the privacy of actual users. To this end, we propose a two-stage Differentially Private (DP) generation method which first generates latent semantic parses, and then generates utterances based on the parses. Our proposed approach improves MAUVE by 2.5X and parse tree function-type overlap by 1.3X relative to current approaches for private synthetic data generation, improving both on fluency and semantic coverage. We further validate our approach on a realistic domain adaptation task of adding new functionality from private user data to a semantic parser, and show overall gains of 8.5% points on its accuracy with the new feature.

Long
Pretrained Bidirectional Distillation for Machine Translation

Yimeng Zhuang, Mei Tu

展开摘要

Knowledge transfer can boost neural machine translation (NMT), for example, by finetuning a pretrained masked language model (LM). However, it may suffer from the forgetting problem and the structural inconsistency between pretrained LMs and NMT models. Knowledge distillation (KD) may be a potential solution to alleviate these issues, but few studies have investigated language knowledge transfer from pretrained language models to NMT models through KD. In this paper, we propose Pretrained Bidirectional Distillation (PBD) for NMT, which aims to efficiently transfer bidirectional language knowledge from masked language pretraining to NMT models. Its advantages are reflected in efficiency and effectiveness through a globally defined and bidirectional context-aware distillation objective. Bidirectional language knowledge of the entire sequence is transferred to an NMT model concurrently during translation training. Specifically, we propose self-distilled masked language pretraining to obtain the PBD objective. We also design PBD losses to efficiently distill the language knowledge, in the form of token probabilities, to the encoder and decoder of an NMT model using the PBD objective. Extensive experiments reveal that pretrained bidirectional distillation can significantly improve machine translation performance and achieve competitive or even better results than previous pretrain-finetune or unified multilingual translation methods in supervised, unsupervised, and zero-shot scenarios. Empirically, it is concluded that pretrained bidirectional distillation is an effective and efficient method for transferring language knowledge from pretrained language models to NMT models.

Long
Preserving Commonsense Knowledge from Pre-trained Language Models via Causal Inference

Junhao Zheng, Qianli Ma, Shengjie Qiu, Yue Wu, Peitian Ma, Junlong Liu, Huawen Feng, Xichen Shang, Haibin Chen

展开摘要

Fine-tuning has been proven to be a simple and effective technique to transfer the learned knowledge of Pre-trained Language Models (PLMs) to downstream tasks. However, vanilla fine-tuning easily overfits the target data and degrades the generalization ability. Most existing studies attribute it to catastrophic forgetting, and they retain the pre-trained knowledge indiscriminately without identifying what knowledge is transferable. Motivated by this, we frame fine-tuning into a causal graph and discover that the crux of catastrophic forgetting lies in the missing causal effects from the pre-trained data. Based on the causal view, we propose a unified objective for fine-tuning to retrieve the causality back. Intriguingly, the unified objective can be seen as the sum of the vanilla fine-tuning objective, which learns new knowledge from target data, and the causal objective, which preserves old knowledge from PLMs. Therefore, our method is flexible and can mitigate negative transfer while preserving knowledge. Since endowing models with commonsense is a long-standing challenge, we implement our method on commonsense QA with a proposed heuristic estimation to verify its effectiveness. In the experiments, our method outperforms state-of-the-art fine-tuning methods on all six commonsense QA datasets and can be implemented as a plug-in module to inflate the performance of existing QA models.

Long
Prefix Propagation: Parameter-Efficient Tuning for Long Sequences

Jonathan Li, Will Aitken, Rohan Bhambhoria, Xiaodan Zhu

展开摘要

Parameter-efficient tuning aims to mitigate the large memory requirements of adapting pretrained language models for downstream tasks. For example, one popular method, prefix-tuning, prepends trainable tokens to sequences while freezing the rest of the model’s parameters. Although such models attain comparable performance with fine-tuning when applied to sequences with short to moderate lengths, we show their inferior performance when modelling long sequences. To bridge this gap, we propose prefix-propagation, a simple but effective approach that conditions prefixes on previous hidden states. We empirically demonstrate that prefix-propagation outperforms prefix-tuning across long-document tasks, while using 50% fewer parameters. To further investigate the proposed architecture, we also show its advantage in calibration, and perform additional study on its relationship with kernel attention. To the best of our knowledge, this work is the first to focus on parameter-efficient learning for long-sequence language tasks.

Short