ACL 2023 论文列表

Annual Meeting of the Association for Computational Linguistics

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Quantifying Train-Evaluation Overlap with Nearest Neighbors

Gauri Kambhatla, Thuy Nguyen, Eunsol Choi

展开摘要

Characterizing benchmark datasets is crucial to interpreting model performance. In this work, we study train-evaluation overlap as a measure of an individual dataset’s adequacy to evaluate model generalization over a wide range of datasets. We quantify the overlap with a simple novel metric based on a nearest neighbors approach between the training and evaluation sets. We identify nearest training examples for each evaluation example by mapping instances with generic and task-specific embedding methods. Our study on eleven classification and extractive QA tasks reveals a wide range of train-evaluation overlap, and we show that the data collection method of the dataset and the difficulty of the task may play a role in the amount of overlap. Lastly, we use our nearest neighbor analysis to identify challenging or potentially mislabeled examples. Our analysis quantifies train-evaluation overlap, providing insights for constructing datasets to study generalization.

Findings
QUEST: A Retrieval Dataset of Entity-Seeking Queries with Implicit Set Operations

Chaitanya Malaviya, Peter Shaw, Ming-Wei Chang, Kenton Lee, Kristina Toutanova

展开摘要

Formulating selective information needs results in queries that implicitly specify set operations, such as intersection, union, and difference. For instance, one might search for “shorebirds that are not sandpipers” or “science-fiction films shot in England”. To study the ability of retrieval systems to meet such information needs, we construct QUEST, a dataset of 3357 natural language queries with implicit set operations, that map to a set of entities corresponding to Wikipedia documents. The dataset challenges models to match multiple constraints mentioned in queries with corresponding evidence in documents and correctly perform various set operations. The dataset is constructed semi-automatically using Wikipedia category names. Queries are automatically composed from individual categories, then paraphrased and further validated for naturalness and fluency by crowdworkers. Crowdworkers also assess the relevance of entities based on their documents and highlight attribution of query constraints to spans of document text. We analyze several modern retrieval systems, finding that they often struggle on such queries. Queries involving negation and conjunction are particularly challenging and systems are further challenged with combinations of these operations.

Long
QAP: A Quantum-Inspired Adaptive-Priority-Learning Model for Multimodal Emotion Recognition

Ziming Li, Yan Zhou, Yaxin Liu, Fuqing Zhu, Chuanpeng Yang, Songlin Hu

展开摘要

Multimodal emotion recognition for video has gained considerable attention in recent years, in which three modalities (i.e., textual, visual and acoustic) are involved. Due to the diverse levels of informational content related to emotion, three modalities typically possess varying degrees of contribution to emotion recognition. More seriously, there might be inconsistencies between the emotion of individual modality and the video. The challenges mentioned above are caused by the inherent uncertainty of emotion. Inspired by the recent advances of quantum theory in modeling uncertainty, we make an initial attempt to design a quantum-inspired adaptive-priority-learning model (QAP) to address the challenges. Specifically, the quantum state is introduced to model modal features, which allows each modality to retain all emotional tendencies until the final classification. Additionally, we design Q-attention to orderly integrate three modalities, and then QAP learns modal priority adaptively so that modalities can provide different amounts of information based on priority. Experimental results on the IEMOCAP and MOSEI datasets show that QAP establishes new state-of-the-art results.

Findings
Python Code Generation by Asking Clarification Questions

Haau-Sing (Xiaocheng) Li, Mohsen Mesgar, Andre Martins, Iryna Gurevych

展开摘要

Code generation from text requires understanding the user’s intent from a natural languagedescription and generating an executable code snippet that satisfies this intent. While recent pretrained language models demonstrate remarkable performance for this task, these models fail when the given natural language description is under-specified. In this work, we introduce a novel and more realistic setup for this task. We hypothesize that the under-specification of a natural language description can be resolved by asking clarification questions. Therefore, we collect and introduce a new dataset named CodeClarQA containing pairs of natural language descriptions and code with created synthetic clarification questions and answers. The empirical results of our evaluation of pretrained language model performance on code generation show that clarifications result in more precisely generated code, as shown by the substantial improvement of model performance in all evaluation metrics. Alongside this, our task and dataset introduce new challenges to the community, including when and what clarification questions should be asked. Our code and dataset are available on GitHub.

Long
Putting Natural in Natural Language Processing

Grzegorz Chrupała

展开摘要

Human language is firstly spoken and only secondarily written. Text, however, is a very convenient and efficient representation of language, and modern civilization has made it ubiquitous. Thus the field of NLP has overwhelmingly focused on processing written rather than spoken language. Work on spoken language, on the other hand, has been siloed off within the largely separate speech processing community which has been inordinately preoccupied with transcribing speech into text. Recent advances in deep learning have led to a fortuitous convergence in methods between speech processing and mainstream NLP. Arguably, the time is ripe for a unification of these two fields, and for starting to take spoken language seriously as the primary mode of human communication. Truly natural language processing could lead to better integration with the rest of language science and could lead to systems which are more data-efficient and more human-like, and which can communicate beyond the textual modality.

Findings
Pulling Out All The Full Stops: Punctuation Sensitivity in Neural Machine Translation and Evaluation

Prathyusha Jwalapuram

展开摘要

Much of the work testing machine translation systems for robustness and sensitivity has been adversarial or tended towards testing noisy input such as spelling errors, or non-standard input such as dialects. In this work, we take a step back to investigate a sensitivity problem that can seem trivial and is often overlooked: punctuation. We perform basic sentence-final insertion and deletion perturbation tests with full stops, exclamation and questions marks across source languages and demonstrate a concerning finding: commercial, production-level machine translation systems are vulnerable to mere single punctuation insertion or deletion, resulting in unreliable translations. Moreover, we demonstrate that both string-based and model-based evaluation metrics also suffer from this vulnerability, producing significantly different scores when translations only differ in a single punctuation, with model-based metrics penalizing each punctuation differently. Our work calls into question the reliability of machine translation systems and their evaluation metrics, particularly for real-world use cases, where inconsistent punctuation is often the most common and the least disruptive noise.

Findings
PuMer: Pruning and Merging Tokens for Efficient Vision Language Models

Qingqing Cao, Bhargavi Paranjape, Hannaneh Hajishirzi

展开摘要

Large-scale vision language (VL) models use Transformers to perform cross-modal interactions between the input text and image. These cross-modal interactions are computationally expensive and memory-intensive due to the quadratic complexity of processing the input image and text. We present PuMer: a token reduction framework that uses text-informed Pruning and modality-aware Merging strategies to progressively reduce the tokens of input image and text, improving model inference speed and reducing memory footprint. PuMer learns to keep salient image tokens related to the input text and merges similar textual and visual tokens by adding lightweight token reducer modules at several cross-modal layers in the VL model. Training PuMer is mostly the same as finetuning the original VL model but faster. Our evaluation for two vision language models on four downstream VL tasks shows PuMer increases inference throughput by up to 2x and reduces memory footprint by over 50% while incurring less than a 1% accuracy drop.

Long
Pseudo Outlier Exposure for Out-of-Distribution Detection using Pretrained Transformers

Jaeyoung Kim, Kyuheon Jung, Dongbin Na, Sion Jang, Eunbin Park, Sungchul Choi

展开摘要

For real-world language applications, detecting an out-of-distribution (OOD) sample is helpful to alert users or reject such unreliable samples. However, modern over-parameterized language models often produce overconfident predictions for both in-distribution (ID) and OOD samples. In particular, language models suffer from OOD samples with a similar semantic representation to ID samples since these OOD samples lie near the ID manifold.A rejection network can be trained with ID and diverse outlier samples to detect test OOD samples, but explicitly collecting auxiliary OOD datasets brings an additional burden for data collection. In this paper, we propose a simple but effective method called Pseudo Outlier Exposure (POE) that constructs a surrogate OOD dataset by sequentially masking tokens related to ID classes. The surrogate OOD sample introduced by POE shows a similar representation to ID data, which is most effective in training a rejection network. Our method does not require any external OOD data and can be easily implemented within off-the-shelf Transformers.A comprehensive comparison with state-of-the-art algorithms demonstrates POE’s competitiveness on several text classification benchmarks.

Findings
Pruning Pre-trained Language Models with Principled Importance and Self-regularization

Siyu Ren, Kenny Zhu

展开摘要

Iterative pruning is one of the most effective compression methods for pre-trained language models. We discovered that finding the optimal pruning decision is an equality-constrained 0-1 Integer Linear Programming problem. The solution to this optimization problem leads to a principled importance criterion which we use to rank parameters during iterative model pruning. To mitigate the poor generalization at high sparsity levels, we propose a self-regularization scheme where model prediction is regularized by the latest checkpoint with increasing sparsity throughout pruning. Our experiments on natural language understanding, question answering, named entity recognition, and data-to-text generation with various Transformer-based PLMs show the effectiveness of the approach at various sparsity levels.

Findings
Pruning Pre-trained Language Models Without Fine-Tuning

Ting Jiang, Deqing Wang, Fuzhen Zhuang, Ruobing Xie, Feng Xia

展开摘要

To overcome the overparameterized problem in Pre-trained Language Models (PLMs), pruning is widely used as a simple and straightforward compression method by directly removing unimportant weights. Previous first-order methods successfully compress PLMs to extremely high sparsity with little performance drop. These methods, such as movement pruning, use first-order information to prune PLMs while fine-tuning the remaining weights. In this work, we argue fine-tuning is redundant for first-order pruning, since first-order pruning is sufficient to converge PLMs to downstream tasks without fine-tuning. Under this motivation, we propose Static Model Pruning (SMP), which only uses first-order pruning to adapt PLMs to downstream tasks while achieving the target sparsity level. In addition, we also design a new masking function and training objective to further improve SMP. Extensive experiments at various sparsity levels show SMP has significant improvements over first-order and zero-order methods. Unlike previous first-order methods, SMP is also applicable to low sparsity and outperforms zero-order methods. Meanwhile, SMP is more parameter efficient than other methods due to it does not require fine-tuning.

Long
PruMUX: Augmenting Data Multiplexing with Model Compression

Yushan Su, Vishvak Murahari, Karthik Narasimhan, Kai Li

展开摘要

As language models increase in size by the day, methods for efficient inference are critical to leveraging their capabilities for various applications. Prior work has investigated techniques like model pruning, knowledge distillation, and data multiplexing to increase model throughput without sacrificing accuracy. In this paper, we combine two such methods – structured pruning and data multiplexing – to compound the speedup gains obtained by either method. Our approach, PruMUX, obtains up to 7.5-29.5X throughput improvement over BERT-base model with accuracy threshold from 80% to 74%. We further study various combinations of parameters (such as sparsity and multiplexing factor) in the two techniques to provide a comprehensive analysis of the tradeoff between accuracy and throughput in the resulting models. We then propose Auto-PruMUX, a meta-level model that can predict the high-performance parameters for pruning and multiplexing given a desired accuracy loss budget, providing a practical method to leverage the combination effectively.

Findings
Prototype-Guided Pseudo Labeling for Semi-Supervised Text Classification

Weiyi Yang, Richong Zhang, Junfan Chen, Lihong Wang, Jaein Kim

展开摘要

Semi-supervised text classification (SSTC) aims at text classification with few labeled data and massive unlabeled data. Recent works achieve this task by pseudo-labeling methods, with the belief that the unlabeled and labeled data have identical data distribution, and assign the unlabeled data with pseudo-labels as additional supervision. However, existing pseudo-labeling methods usually suffer from ambiguous categorical boundary issues when training the pseudo-labeling phase, and simply select pseudo-labels without considering the unbalanced categorical distribution of the unlabeled data, making it difficult to generate reliable pseudo-labels for each category. We propose a novel semi-supervised framework, namely ProtoS2, with prototypical cluster separation (PCS) and prototypical-center data selection (CDS) technology to address the issue. Particularly, PCS exploits categorical prototypes to assimilate instance representations within the same category, thus emphasizing low-density separation for the pseudo-labeled data to alleviate ambiguous boundaries. Besides, CDS selects central pseudo-labeled data considering the categorical distribution, avoiding the model from biasing on dominant categories. Empirical studies and extensive analysis with four benchmarks demonstrate the effectiveness of the proposed model.

Long
Prototype-Based Interpretability for Legal Citation Prediction

Chu Fei Luo, Rohan Bhambhoria, Samuel Dahan, Xiaodan Zhu

展开摘要

Deep learning has made significant progress in the past decade, and demonstrates potential to solve problems with extensive social impact. In high-stakes decision making areas such as law, experts often require interpretability for automatic systems to be utilized in practical settings. In this work, we attempt to address these requirements applied to the important problem of legal citation prediction (LCP). We design the task with parallels to the thought-process of lawyers, i.e., with reference to both precedents and legislative provisions. After initial experimental results, we refine the target citation predictions with the feedback of legal experts. Additionally, we introduce a prototype architecture to add interpretability, achieving strong performance while adhering to decision parameters used by lawyers. Our study builds on and leverages the state-of-the-art language processing models for law, while addressing vital considerations for high-stakes tasks with practical societal impact.

Findings
Prosody-TTS: Improving Prosody with Masked Autoencoder and Conditional Diffusion Model For Expressive Text-to-Speech

Rongjie Huang, Chunlei Zhang, Yi Ren, Zhou Zhao, Dong Yu

展开摘要

Expressive text-to-speech aims to generate high-quality samples with rich and diverse prosody, which is hampered by dual challenges: 1) prosodic attributes in highly dynamic voices are difficult to capture and model without intonation; and 2) highly multimodal prosodic representations cannot be well learned by simple regression (e.g., MSE) objectives, which causes blurry and over-smoothing predictions. This paper proposes Prosody-TTS, a two-stage pipeline that enhances prosody modeling and sampling by introducing several components: 1) a self-supervised masked autoencoder to model the prosodic representation without relying on text transcriptions or local prosody attributes, which ensures to cover diverse speaking voices with superior generalization; and 2) a diffusion model to sample diverse prosodic patterns within the latent space, which prevents TTS models from generating samples with dull prosodic performance. Experimental results show that Prosody-TTS achieves new state-of-the-art in text-to-speech with natural and expressive synthesis. Both subjective and objective evaluation demonstrate that it exhibits superior audio quality and prosody naturalness with rich and diverse prosodic attributes. Audio samples are available at https://improved_prosody.github.io

Findings
PropSegmEnt: A Large-Scale Corpus for Proposition-Level Segmentation and Entailment Recognition

Sihao Chen, Senaka Buthpitiya, Alex Fabrikant, Dan Roth, Tal Schuster

展开摘要

The widely studied task of Natural Language Inference (NLI) requires a system to recognize whether one piece of text is textually entailed by another, i.e. whether the entirety of its meaning can be inferred from the other. In current NLI datasets and models, textual entailment relations are typically defined on the sentence- or paragraph-level. However, even a simple sentence often contains multiple propositions, i.e. distinct units of meaning conveyed by the sentence. As these propositions can carry different truth values in the context of a given premise, we argue for the need to recognize the textual entailment relation of each proposition in a sentence individually. We propose PropSegmEnt, a corpus of over 45K propositions annotated by expert human raters. Our dataset structure resembles the tasks of (1) segmenting sentences within a document to the set of propositions, and (2) classifying the entailment relation of each proposition with respect to a different yet topically-aligned document, i.e. documents describing the same event or entity. We establish strong baselines for the segmentation and entailment tasks. Through case studies on summary hallucination detection and document-level NLI, we demonstrate that our conceptual framework is potentially useful for understanding and explaining the compositionality of NLI labels.

Findings
Prompts Can Play Lottery Tickets Well: Achieving Lifelong Information Extraction via Lottery Prompt Tuning

Zujie Liang, Feng Wei, Yin Jie, Yuxi Qian, Zhenghong Hao, Bing Han

展开摘要

Thanks to the recent success of Pre-trained Language Models (PLMs), it has become a promising research direction to develop a universal model (UIE) that can solve all typical information extraction tasks within one generative framework. Nonetheless, in real-world scenarios of UIE applications, new data of different IE tasks and domains usually come in a stream over time. A desirable UIE system should be capable of continually learning new tasks without forgetting old ones, thereby allowing knowledge and functionalities expansion without re-training the whole system. In this paper, we study the UIE system under a more challenging yet practical scenario, i.e., “lifelong learning” settings, to evaluate its abilities in three aspects, including knowledge sharing and expansion, catastrophic forgetting prevention, and rapid generalization on few-shot and unseen tasks. To achieve these three goals, we present a novel parameter- and deployment-efficient prompt tuning method namely Lottery Prompt Tuning (LPT).LPT freezes the PLM’s parameters and sequentially learns compact pruned prompt vectors for each task leveraging a binary prompt mask, while keeping the prompt parameters selected by the previous tasks insusceptible. Furthermore, we use a simple yet effective method to perform mask selection and show the powerful transferability of Lottery Prompts to novel tasks. Extensive experiments demonstrate that LPT consistently sets state-of-the-art performance on multiple lifelong learning settings of UIE, including task-incremental setting on seen tasks, few-shot adaptation, and zero-shot generalization on novel tasks.

Long
Prompting PaLM for Translation: Assessing Strategies and Performance

David Vilar, Markus Freitag, Colin Cherry, Jiaming Luo, Viresh Ratnakar, George Foster

展开摘要

Large language models (LLMs) that have been trained on multilingual but not parallel text exhibit a remarkable ability to translate between languages. We probe this ability in an in-depth study of the pathways language model (PaLM), which has demonstrated the strongest machine translation (MT) performance among similarly-trained LLMs to date. We investigate various strategies for choosing translation examples for few-shot prompting, concluding that example quality is the most important factor. Using optimized prompts, we revisit previous assessments of PaLM’s MT capabilities with more recent test sets, modern MT metrics, and human evaluation, and find that its performance, while impressive, still lags that of state-of-the-art supervised systems. We conclude by providing an analysis of PaLM’s MT output which reveals some interesting properties and prospects for future work.

Long
Prompting Language Models for Linguistic Structure

Terra Blevins, Hila Gonen, Luke Zettlemoyer

展开摘要

Although pretrained language models (PLMs) can be prompted to perform a wide range of language tasks, it remains an open question how much this ability comes from generalizable linguistic understanding versus surface-level lexical patterns. To test this, we present a structured prompting approach for linguistic structured prediction tasks, allowing us to perform zero- and few-shot sequence tagging with autoregressive PLMs. We evaluate this approach on part-of-speech tagging, named entity recognition, and sentence chunking, demonstrating strong few-shot performance in all cases. We also find that while PLMs contain significant prior knowledge of task labels due to task leakage into the pretraining corpus, structured prompting can also retrieve linguistic structure with arbitrary labels. These findings indicate that the in-context learning ability and linguistic knowledge of PLMs generalizes beyond memorization of their training data.

Long
Prompter: Zero-shot Adaptive Prefixes for Dialogue State Tracking Domain Adaptation

Taha Aksu, Min-Yen Kan, Nancy Chen

展开摘要

A challenge in the Dialogue State Tracking (DST) field is adapting models to new domains without using any supervised data — zero-shot domain adaptation. Parameter-Efficient Transfer Learning (PETL) has the potential to address this problem due to its robustness. However, it has yet to be applied to the zero-shot scenarios, as it is not clear how to apply it unsupervisedly. Our method, Prompter, uses descriptions of target domain slots to generate dynamic prefixes that are concatenated to the key and values at each layer’s self-attention mechanism. This allows for the use of prefix-tuning in zero-shot. Prompter outperforms previous methods on both the MultiWOZ and SGD benchmarks. In generating prefixes, our analyses find that Prompter not only utilizes the semantics of slot descriptions but also how often the slots appear together in conversation. Moreover, Prompter’s gains are due to its improved ability to distinguish ”none”-valued dialogue slots, compared against baselines.

Long
Prompted Opinion Summarization with GPT-3.5

Adithya Bhaskar, Alex Fabbri, Greg Durrett

展开摘要

Large language models have shown impressive performance across a wide variety of tasks, including text summarization. In this paper, we show that this strong performance extends to opinion summarization. We explore several pipeline methods for applying GPT-3.5 to summarize a large collection of user reviews in aprompted fashion. To handle arbitrarily large numbers of user reviews, we explore recursive summarization as well as methods for selecting salient content to summarize through supervised clustering or extraction. On two datasets, an aspect-oriented summarization dataset of hotel reviews (SPACE) and a generic summarization dataset of Amazon and Yelp reviews (FewSum), we show that GPT-3.5 models achieve very strong performance in human evaluation. We argue that standard evaluation metrics do not reflect this, and introduce three new metrics targeting faithfulness, factuality, and genericity to contrast these different methods.

Findings