NeurIPS 2025 Papers

Conference on Neural Information Processing Systems

Decision breakdown

5,812papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    931.6%
  • Spotlight
    73912.7%
  • Poster
    4,98085.7%

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Topic: Reinforcement Learning · 784 papers · Reset filters

Is PRM Necessary? Problem-Solving RL Implicitly Induces PRM Capability in LLMs

Zhangyin Feng, Qianglong Chen, Ning Lu, Yongqian Li, Siqi Cheng, Shuangmu Peng, Duyu Tang, Shengcai Liu, Zhirui Zhang

Expand abstract

The development of reasoning capabilities represents a critical frontier in large language models (LLMs) research, where reinforcement learning (RL) and process reward models (PRMs) have emerged as predominant methodological frameworks. Contrary to conventional wisdom, empirical evidence from DeepSeek-R1 demonstrates that pure RL training focused on mathematical problem-solving can progressively enhance reasoning abilities without PRM integration, challenging the perceived necessity of process supervision. In this study, we conduct a systematic investigation of the relationship between RL training and PRM capabilities. Our findings demonstrate that problem-solving proficiency and process supervision capabilities represent complementary dimensions of reasoning that co-evolve synergistically during pure RL training. In particular, current PRMs underperform simple baselines like majority voting when applied to state-of-the-art models such as DeepSeek-R1 and QwQ-32B. To address this limitation, we propose Self-PRM, an introspective framework in which models autonomously evaluate and rerank their generated solutions through self-reward mechanisms. Although Self-PRM consistently improves the accuracy of the benchmark (particularly with larger sample sizes), analysis exposes persistent challenges: The approach exhibits low precision (<10\%) on difficult problems, frequently misclassifying flawed solutions as valid. These analyses underscore the need for combined training with process supervision and continued RL scaling to enhance reward alignment and introspective accuracy. We hope these findings provide actionable insights for building more reliable and self-aware complex reasoning models.

Poster
Compositional Monte Carlo Tree Diffusion for Extendable Planning

Jaesik Yoon, Hyeonseo Cho, Sungjin Ahn

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Monte Carlo Tree Diffusion (MCTD) integrates diffusion models with structured tree search to enable effective trajectory exploration through stepwise reasoning. However, MCTD remains fundamentally limited by training trajectory lengths. While periodic replanning allows plan concatenation for longer plan generation, the planning process remains locally confined, as MCTD searches within individual trajectories without access to global context. We propose Compositional Monte Carlo Tree Diffusion (C-MCTD), a framework that elevates planning from individual trajectory optimization to reasoning over complete plan compositions. C-MCTD introduces three complementary components: (1) Online Composer, which performs globally-aware planning by searching across entire plan compositions; (2) Distributed Composer, which reduces search complexity through parallel exploration from multiple starting points; and (3) Preplan Composer, which accelerates inference by leveraging cached plan graphs.

Spotlight
VideoChat-R1.5: Visual Test-Time Scaling to Reinforce Multimodal Reasoning by Iterative Perception

Ziang Yan, Yinan He, Xinhao Li, Zhengrong Yue, Xiangyu Zeng, Yali Wang, Yu Qiao, Limin Wang, Yi Wang

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Inducing reasoning in multimodal large language models (MLLMs) is critical for achieving human-level perception and understanding. Existing methods mainly leverage LLM reasoning to analyze parsed visuals, often limited by static perception stages. This paper introduces Visual Test-Time Scaling (VTTS), a novel approach to enhance MLLMs' reasoning via iterative perception during inference. VTTS mimics humans' hierarchical attention by progressively refining focus on high-confidence spatio-temporal regions, guided by updated textual predictions. Specifically, VTTS employs an Iterative Perception (ITP) mechanism, incorporating reinforcement learning with spatio-temporal supervision to optimize reasoning. To support this paradigm, we also present VTTS-80K, a dataset tailored for iterative perception. These designs allows a MLLM to enhance its performance by increasing its perceptual compute. Extensive experiments validate VTTS's effectiveness and generalization across diverse tasks and benchmarks. Our newly introduced Videochat-R1.5 model has achieved remarkable improvements, with an average increase of over 5\%, compared to robust baselines such as Qwen2.5VL-3B and -7B, across more than 15 benchmarks that encompass video conversation, video reasoning, and spatio-temporal perception.

Poster
Adaptive Surrogate Gradients for Sequential Reinforcement Learning in Spiking Neural Networks

Korneel Van den Berghe, Stein Stroobants, Vijay Janapa Reddi, Guido De Croon

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Neuromorphic computing systems are set to revolutionize energy-constrained robotics by achieving orders-of-magnitude efficiency gains, while enabling native temporal processing. Spiking Neural Networks (SNNs) represent a promising algorithmic approach for these systems, yet their application to complex control tasks faces two critical challenges: (1) the non-differentiable nature of spiking neurons necessitates surrogate gradients with unclear optimization properties, and (2) the stateful dynamics of SNNs require training on sequences, which in reinforcement learning (RL) is hindered by limited sequence lengths during early training, preventing the network from bridging its warm-up period. We address these challenges by systematically analyzing surrogate gradient slope settings, showing that shallower slopes increase gradient magnitude in deeper layers but reduce alignment with true gradients. In supervised learning, we find no clear preference for fixed or scheduled slopes. The effect is much more pronounced in RL settings, where shallower slopes or scheduled slopes lead to a $\times2.1$ improvement in both training and final deployed performance. Next, we propose a novel training approach that leverages a privileged guiding policy to bootstrap the learning process, while still exploiting online environment interactions with the spiking policy. Combining our method with an adaptive slope schedule for a real-world drone position control task, we achieve an average return of 400 points, substantially outperforming prior techniques, including Behavioral Cloning and TD3BC, which achieve at most –200 points under the same conditions. This work advances both the theoretical understanding of surrogate gradient learning in SNNs and practical training methodologies for neuromorphic controllers demonstrated in real-world robotic systems.

Oral
Uncertainty-aware Preference Alignment for Diffusion Policies

Runqing Miao, Sheng Xu, Runyi Zhao, Wai Kin Victor Chan, Guiliang Liu

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Recent advancements in diffusion policies have demonstrated promising performance in decision-making tasks. To align these policies with human preferences, a common approach is incorporating Preference-based Reinforcement Learning (PbRL) into policy tuning. However, since preference data is practically collected from populations with different backgrounds, a key challenge lies in handling the inherent uncertainties in people's preferences during policy updates. To address this challenge, we propose the Diff-UAPA algorithm, designed for uncertainty-aware preference alignment in diffusion policies. Specifically, Diff-UAPA introduces a novel iterative preference alignment framework in which the diffusion policy adapts incrementally to preferences from different user groups. To accommodate this online learning paradigm, Diff-UAPA employs a maximum posterior objective, which aligns the diffusion policy with regret-based preferences under the guidance of an informative Beta prior. This approach enables direct optimization of the diffusion policy without specifying any reward functions, while effectively mitigating the influence of inconsistent preferences across different user groups. We conduct extensive experiments across both simulated and real-world robotics tasks, and diverse human preference configurations, demonstrating the robustness and reliability of Diff-UAPA in achieving effective preference alignment. The project page is available at https://anonymous.4open.science/w/Diff-UAPA-5827.

Poster
OrbitZoo: Real Orbital Systems Challenges for Reinforcement Learning

Alexandre Oliveira, Katarina Dyreby, Francisco Miguel Caldas, Claudia Soares

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The increasing number of satellites and orbital debris has made space congestion a critical issue, threatening satellite safety and sustainability. Challenges such as collision avoidance, station-keeping, and orbital maneuvering require advanced techniques to handle dynamic uncertainties and multi-agent interactions. Reinforcement learning (RL) has shown promise in this domain, enabling adaptive, autonomous policies for space operations; however, many existing RL frameworks rely on custom-built environments developed from scratch, which often use simplified models and require significant time to implement and validate the orbital dynamics, limiting their ability to fully capture real-world complexities. To address this, we introduce OrbitZoo, a versatile multi-agent RL environment built on a high-fidelity industry standard library, that enables realistic data generation, supports scenarios like collision avoidance and cooperative maneuvers, and ensures robust and accurate orbital dynamics. The environment is validated against various real satellite constellations, including Starlink, achieving a Mean Absolute Percentage Error (MAPE) of 0.16% compared to real-world data. This validation ensures reliability for generating high-fidelity simulations and enabling autonomous and independent satellite operations.

Poster
Open Vision Reasoner: Transferring Linguistic Cognitive Behavior for Visual Reasoning

Yana Wei, Liang Zhao, Jianjian Sun, Kangheng Lin, jisheng yin, Jingcheng Hu, Yinmin Zhang, En Yu, Haoran Lv, Zejia Weng, Jia Wang, Qi Han, Zheng Ge, Xiangyu Zhang, Daxin Jiang, Vishal M. Patel

Expand abstract

The remarkable reasoning capability of large language models (LLMs) stems from cognitive behaviors that emerge through reinforcement with verifiable rewards. This work investigates how to transfer this principle to Multimodal LLMs (MLLMs) to unlock advanced visual reasoning. We introduce a two-stage paradigm built on Qwen2.5-VL-7B: a massive linguistic cold-start fine-tuning, followed by multimodal reinforcement learning (RL) spanning nearly 1,000 steps—surpassing all previous open-source efforts in scale. This pioneering work reveals three fundamental insights: 1) Behavior transfer emerges surprisingly early in cold start due to linguistic mental imagery. 2) Cold start broadly memorizes visual behaviors, while RL critically discerns and scales up effective patterns. 3) Transfer strategically favors high-utility behaviors such as visual reflection. Our resulting model, Open-Vision-Reasoner (OVR), achieves state-of-the-art performance on a suite of reasoning benchmarks, including 95.3% on MATH500, 51.8% on MathVision and 54.6% on MathVerse. We release our model, data, and training dynamics to catalyze the development of more capable, behavior-aligned multimodal reasoners.

Poster
Flow-GRPO: Training Flow Matching Models via Online RL

Jie Liu, Gongye Liu, Jiajun Liang, Yangguang Li, Jiaheng Liu, Xintao Wang, Pengfei Wan, Di Zhang, Wanli Ouyang

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We propose Flow-GRPO, the first method to integrate online policy gradient reinforcement learning (RL) into flow matching models. Our approach uses two key strategies: (1) an ODE-to-SDE conversion that transforms a deterministic Ordinary Differential Equation (ODE) into an equivalent Stochastic Differential Equation (SDE) that matches the original model's marginal distribution at all timesteps, enabling statistical sampling for RL exploration; and (2) a Denoising Reduction strategy that reduces training denoising steps while retaining the original number of inference steps, significantly improving sampling efficiency without sacrificing performance. Empirically, Flow-GRPO is effective across multiple text-to-image tasks. For compositional generation, RL-tuned SD3.5-M generates nearly perfect object counts, spatial relations, and fine-grained attributes, increasing GenEval accuracy from $63\%$ to $95\%$. In visual text rendering, accuracy improves from $59\%$ to $92\%$, greatly enhancing text generation. Flow-GRPO also achieves substantial gains in human preference alignment. Notably, very little reward hacking occurred, meaning rewards did not increase at the cost of appreciable image quality or diversity degradation.

Poster
Continuous Q-Score Matching: Diffusion Guided Reinforcement Learning for Continuous-Time Control

Chengxiu HUA, Jiawen Gu, Yushun Tang

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Reinforcement learning (RL) has achieved significant success across a wide range of domains, however, most existing methods are formulated in discrete time. In this work, we introduce a novel RL method for continuous-time control, where stochastic differential equations govern state-action dynamics. Departing from traditional value function-based approaches, our key contribution is the characterization of continuous-time Q-functions via a martingale condition and the linking of diffusion policy scores to the action gradient of a learned continuous Q-function by the dynamic programming principle. This insight motivates Continuous Q-Score Matching (CQSM), a score-based policy improvement algorithm. Notably, our method addresses a long-standing challenge in continuous-time RL: preserving the action-evaluation capability of Q-functions without relying on time discretization. We further provide theoretical closed-form solutions for linear-quadratic (LQ) control problems within our framework. Numerical results in simulated environments demonstrate the effectiveness of our proposed method and compare it to popular baselines.

Poster
Federated Multi-armed Bandits with Efficient Bit-Level Communications

Haoran Zhang, Yang Xu, Xuchuang Wang, Hao-Xu Chen, Hao Qiu, Lin Yang, Yang Gao

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In this work, we study the federated multi-armed bandit (FMAB) problem, where a set of distributed agents collaboratively aim to minimize cumulative regret while interacting with a shared set of arms. Unlike traditional centralized bandit models, agents in FMAB settings are connected via a communication graph and cannot share data freely due to bandwidth limitations or privacy constraints. This raises a fundamental challenge: how to achieve optimal learning performance under stringent communication budgets. We propose a novel communication-efficient algorithm that decouples the learning process into two phases: one for eliminating suboptimal arms through early and frequent communication of key decisions, and another for refining global estimates using buffered, quantized, and differentially transmitted statistics. By carefully balancing the communication frequency and precision of shared information, our algorithm achieves the optimal individual regret bound $O(N^{-1}\log T)$ while significantly reducing the total number of communication rounds and transmitted bits. Theoretically, we derive tight upper bounds on both individual cumulative regret and group regret, and prove that our method asymptotically matches the lower bound of regret in federated settings. Experimental results on synthetic data validate the effectiveness of the proposed approach in various graph topologies and under heterogeneous feedback.

Poster
Don’t Think Longer, Think Wisely: Optimizing Thinking Dynamics for Large Reasoning Models

Sohyun An, Ruochen Wang, Tianyi Zhou, Cho-Jui Hsieh

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While recent success of large reasoning models (LRMs) significantly advanced LLMs' reasoning capability by optimizing the final answer accuracy using reinforcement learning, they may also drastically increase the output length due to *overthinking*—characterized by unnecessarily complex reasoning paths that waste computation and potentially degrade the performance. We hypothesize that such inefficiencies stem from LRMs' limited capability to dynamically select the proper modular reasoning strategies, termed *thinking patterns* at the right position. To investigate this hypothesis, we propose a dynamic optimization framework that segments model-generated reasoning paths into distinct thinking patterns, systematically identifying and promoting beneficial patterns that improve the answer while removing detrimental ones. Empirical analysis confirms that our optimized thinking paths yield more concise yet sufficiently informative trajectories, enhancing reasoning efficiency by reducing attention FLOPs by up to 47% while maintaining accuracy for originally correct responses. Moreover, a non-trivial portion of originally incorrect responses are transformed into correct ones, achieving a 15.6% accuracy improvement with reduced length. Motivated by the improvement brought by the optimized thinking paths, we apply a preference optimization technique supported by a pairwise dataset contrasting suboptimal and optimal reasoning paths. Experimental evaluations across multiple mathematical reasoning benchmarks reveal that our method notably reduces computational overhead while simultaneously improving reasoning accuracy, achieving up to a 12% accuracy improvement and reducing token usage from approximately 5,000 to 3,000 tokens.

Poster
Absolute Zero: Reinforced Self-play Reasoning with Zero Data

Andrew Zhao, Yiran Wu, Yang Yue, Tong Wu, Quentin Xu, Matthieu Lin, Shenzhi Wang, Qingyun Wu, Zilong Zheng, Gao Huang

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Reinforcement learning with verifiable rewards (RLVR) has shown promise in enhancing the reasoning capabilities of large language models by learning directly from rule-based outcome rewards. Recent RLVR works that operate under the zero setting avoid supervision in labeling the reasoning process, but still depend on manually curated collections of questions and answers for training. The scarcity of high-quality, human-produced examples raises concerns about the long-term scalability of relying on human supervision, a challenge already evident in the domain of language model pretraining. Furthermore, in a hypothetical future where AI surpasses human intelligence, tasks provided by humans may offer limited learning potential for a superintelligent system. To address these concerns, we propose a new RLVR paradigm called Absolute Zero, in which a single model learns to propose tasks that maximize its own learning progress and improves reasoning by solving them, without relying on any external human or distillation data. Under this paradigm, we introduce the Absolute Zero Reasoner (AZR), a system that self-evolves its training curriculum and reasoning ability. AZR uses a code executor to both validate self-proposed code reasoning tasks and verify answers, serving as an unified source of verifiable feedback to guide open-ended yet grounded learning. Despite being trained entirely without external data, AZR achieves overall SOTA performance on coding and mathematical reasoning tasks, outperforming existing zero-setting models that rely on tens of thousands of in-domain human-curated examples. Furthermore, we demonstrate that AZR can be effectively applied across different model scales and is compatible with various model classes.

Spotlight
SWE-rebench: An Automated Pipeline for Task Collection and Decontaminated Evaluation of Software Engineering Agents

Ibragim Badertdinov, Alexander Golubev, Maksim Nekrashevich, Anton Shevtsov, Simon Karasik, Andrei Andriushchenko, Maria Trofimova, Daria Litvintseva, Boris Yangel

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LLM-based agents have shown promising capabilities in a growing range of software engineering (SWE) tasks. However, advancing this field faces two critical challenges. First, high-quality training data is scarce, especially data that reflects real-world SWE scenarios, where agents must interact with development environments, execute code and adapt behavior based on the outcomes of their actions. Existing datasets are either limited to one-shot code generation or comprise small, manually curated collections of interactive tasks, lacking both scale and diversity. Second, the lack of fresh interactive SWE tasks affects evaluation of rapidly improving models, as static benchmarks quickly become outdated due to contamination issues. To address these limitations, we introduce a novel, automated, and scalable pipeline to continuously extract real-world interactive SWE tasks from diverse GitHub repositories. Using this pipeline, we construct SWE-rebench, a public dataset comprising over 21,000 interactive Python-based SWE tasks, suitable for reinforcement learning of SWE agents at scale. Additionally, we use continuous supply of fresh tasks collected using SWE-rebench methodology to build a contamination-free benchmark for agentic software engineering. We compare results of various LLMs on this benchmark to results on SWE-bench Verified and show that performance of some language models might be inflated due to contamination issues.

Poster
Improving Video Generation with Human Feedback

Jie Liu, Gongye Liu, Jiajun Liang, Ziyang Yuan, Xiaokun Liu, Mingwu Zheng, Xiele Wu, Qiulin Wang, Menghan Xia, Xintao Wang, Xiaohong Liu, Fei Yang, Pengfei Wan, Di Zhang, Kun Gai, Yujiu Yang, Wanli Ouyang

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Video generation has achieved significant advances through rectified flow techniques, but issues like unsmooth motion and misalignment between videos and prompts persist. In this work, we develop a systematic pipeline that harnesses human feedback to mitigate these problems and refine the video generation model. Specifically, we begin by constructing a large-scale human preference dataset focused on modern video generation models, incorporating pairwise annotations across multi-dimensions. We then introduce VideoReward, a multi-dimensional video reward model, and examine how annotations and various design choices impact its rewarding efficacy. From a unified reinforcement learning perspective aimed at maximizing reward with KL regularization, we introduce three alignment algorithms for flow-based models. These include two training-time strategies: direct preference optimization for flow (Flow-DPO) and reward weighted regression for flow (Flow-RWR), and an inference-time technique, Flow-NRG, which applies reward guidance directly to noisy videos. Experimental results indicate that VideoReward significantly outperforms existing reward models, and Flow-DPO demonstrates superior performance compared to both Flow-RWR and supervised fine-tuning methods. Additionally, Flow-NRG lets users assign custom weights to multiple objectives during inference, meeting personalized video quality needs.

Poster
From Shortcut to Induction Head: How Data Diversity Shapes Algorithm Selection in Transformers

Ryotaro Kawata, Yujin Song, Alberto Bietti, Naoki Nishikawa, Taiji Suzuki, Samuel Vaiter, Denny Wu

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Transformers can implement both generalizable algorithms (e.g., induction heads) and simple positional shortcuts (e.g., memorizing fixed output positions). In this work, we study how the choice of pretraining data distribution steers a shallow transformer toward one behavior or the other. Focusing on a minimal trigger-output prediction task -- copying the token immediately following a special trigger upon its second occurrence -- we present a rigorous analysis of gradient-based training of a single-layer transformer. In both the infinite and finite sample regimes, we prove a transition in the learned mechanism: if input sequences exhibit sufficient diversity, measured by a low “max-sum” ratio of trigger-to-trigger distances, the trained model implements an induction head and generalizes to unseen contexts; by contrast, when this ratio is large, the model resorts to a positional shortcut and fails to generalize out-of-distribution (OOD). We also reveal a trade-off between the pretraining context length and OOD generalization, and derive the optimal pretraining distribution that minimizes computational cost per sample. Finally, we validate our theoretical predictions with controlled synthetic experiments, demonstrating that broadening context distributions robustly induces induction heads and enables OOD generalization. Our results shed light on the algorithmic biases of pretrained transformers and offer conceptual guidelines for data-driven control of their learned behaviors.

Spotlight
Behavior Injection: Preparing Language Models for Reinforcement Learning

Zhepeng Cen, Yihang Yao, William Han, Zuxin Liu, Ding Zhao

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Reinforcement learning (RL) has emerged as a powerful post-training technique to incentivize the reasoning ability of large language models (LLMs). However, LLMs can respond very inconsistently to RL finetuning: some show substantial performance gains, while others plateau or even degrade. To understand this divergence, we analyze the per-step influence of the RL objective and identify two key conditions for effective post-training: (1) RL-informative rollout accuracy, and (2) strong data co-influence, which quantifies how much the training data affects performance on other samples. Guided by these insights, we propose behavior injection, a task-agnostic data augmentation scheme applied prior to RL. Behavior injection enriches the supervised finetuning (SFT) data by seeding exploratory and exploitative behaviors, effectively making the model more RL-ready. We evaluate our method across two reasoning benchmarks with multiple base models. The results demonstrate that our theoretically motivated augmentation can significantly increase the performance gain from RL over the pre-RL model.

Poster
Parameter Efficient Fine-tuning via Explained Variance Adaptation

Fabian Paischer, Lukas Hauzenberger, Thomas Schmied, Benedikt Alkin, Marc Peter Deisenroth, Sepp Hochreiter

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Foundation models (FMs) are pre-trained on large-scale datasets and then fine-tuned for a specific downstream task. The most common fine-tuning method is to update pretrained weights via low-rank adaptation (LoRA). Existing initialization strategies for LoRA often rely on singular value decompositions (SVD) of gradients or weight matrices. However, they do not provably maximize the expected gradient signal, which is critical for fast adaptation. To this end, we introduce **E**xplained **V**ariance **A**daptation (EVA), an initialization scheme that uses the directions capturing the most activation variance, provably maximizing the expected gradient signal and accelerating fine-tuning. EVA performs incremental SVD on minibatches of activation vectors and selects the right-singular vectors for initialization once they converged. Further, by selecting the directions that capture the most activation-variance for a given rank budget, EVA accommodates adaptive ranks that reduce the number of trainable parameters. We apply EVA to a variety of fine-tuning tasks as language generation and understanding, image classification, and reinforcement learning. EVA exhibits faster convergence than competitors and achieves the highest average score across a multitude of tasks per domain while reducing the number of trainable parameters through rank redistribution. In summary, EVA establishes a new Pareto frontier compared to existing LoRA initialization schemes in both accuracy and efficiency.

Poster
Understanding Data Influence in Reinforcement Finetuning

Haoru Tan, Xiuzhe Wu, Sitong Wu, Shaofeng Zhang, Yanfeng Chen, Xingwu Sun, Jeanne Shen, Xiaojuan Qi

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Reinforcement fine-tuning (RFT) is essential for enhancing the reasoning and generalization capabilities of large language models, but its success heavily relies on the quality of the training data. While data selection has been extensively studied in supervised learning, its role in reinforcement learning, particularly during the RFT stage, remains largely underexplored. In this work, we introduce RFT-Inf, the first influence estimator designed for data in reinforcement learning. RFT-Inf quantifies the importance of each training example by measuring how its removal affects the final training reward, offering a direct estimate of its contribution to model learning. To ensure scalability, we propose a first-order approximation of the RFT-Inf score by backtracking through the optimization process and applying temporal differentiation to the sample-wise influence term, along with a first-order Taylor approximation to adjacent time steps. This yields a lightweight, gradient-based estimator that evaluates the alignment between an individual sample’s gradient and the average gradient direction of all training samples, where a higher degree of alignment implies greater training utility. Extensive experiments demonstrate that RFT-Inf consistently improves reward performance and accelerates convergence in reinforcement fine-tuning.

Poster
Uni-RL: Unifying Online and Offline RL via Implicit Value Regularization

Haoran Xu, Liyuan Mao, Hui Jin, Weinan Zhang, Xianyuan Zhan, Amy Zhang

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The practical use of reinforcement learning (RL) requires handling diverse settings, including online, offline, and offline-to-online learning. Instead of developing separate algorithms for each setting, we propose Uni-RL, a unified model-free RL framework that addresses all these scenarios within a single formulation. Uni-RL builds on the Implicit Value Regularization (IVR) framework and generalizes its dataset behavior constraint to the constraint w.r.t a reference policy, yielding an unified value learning objective for general settings. The reference policy is chosen to be the target policy in the online setting and the behavior policy in the offline setting. Using an iteratively refined behavior policy solves the over-constrained problem of directly applying IVR in the online setting, it provides an implicit trust-region style update through the value function while being off-policy. Uni-RL also introduces an unified policy extraction objective that estimates in-sample policy gradient using only actions from the reference policy. This supports various policy classes and theoretically guaranntees less value estimation error and larger performance improvement over the reference policy. We evaluate Uni-RL on a range of standard RL benchmarks across online, offline, and offline-to-online settings. In online RL, Uni-RL achieves higher sample efficiency than both off-policy methods without trust-region updates and on-policy methods with trust-region updates. In offline RL, Uni-RL retains the benefits of in-sample learning while outperforming IVR through better policy extraction. In offline-to-online RL, Uni-RL beats both constraint-based methods and unconstrained approaches by effectively balancing stability and adaptability.

Poster
Preference-based Reinforcement Learning beyond Pairwise Comparisons: Benefits of Multiple Options

Joongkyu Lee, Seouh-won Yi, Min-hwan Oh

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We study online preference-based reinforcement learning (PbRL) with the goal of improving sample efficiency. While a growing body of theoretical work has emerged—motivated by PbRL’s recent empirical success, particularly in aligning large language models (LLMs)—most existing studies focus only on pairwise comparisons. A few recent works (Zhu et al., 2023, Mukherjee et al., 2024, Thekumparampil et al., 2024) have explored using multiple comparisons and ranking feedback, but their performance guarantees fail to improve—and can even deteriorate—as the feedback length increases, despite the richer information available. To address this gap, we adopt the Plackett–Luce (PL) model for ranking feedback over action subsets and propose **M-AUPO**, an algorithm that selects multiple actions by maximizing the average uncertainty within the offered subset. We prove that **M-AUPO** achieves a suboptimality gap of $\tilde{\mathcal{O}}\left( \frac{d}{T} \sqrt{ \sum_{t=1}^T \frac{1}{|S_t|}} \right)$, where $T$ is the total number of rounds, $d$ is the feature dimension, and $|S_t|$ is the size of the subset at round $t$. This result shows that larger subsets directly lead to improved performance and, notably, the bound avoids the exponential dependence on the unknown parameter’s norm, which was a fundamental limitation in most previous works. Moreover, we establish a near-matching lower bound of $\Omega \left( \frac{d}{K \sqrt{T}} \right)$, where $K$ is the maximum subset size. To the best of our knowledge, this is the first theoretical result in PbRL with ranking feedback that explicitly shows improved sample efficiency as a function of the subset size.

Poster