NeurIPS 2025 Papers

Conference on Neural Information Processing Systems

Decision breakdown

5,812papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    931.6%
  • Spotlight
    73912.7%
  • Poster
    4,98085.7%

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Topic: Alignment and Safety · 455 papers · Reset filters

Training the Untrainable: Introducing Inductive Bias via Representational Alignment

Vighnesh Subramaniam, David Mayo, Colin Conwell, Tomaso Poggio, Boris Katz, Brian Cheung, Andrei Barbu

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We demonstrate that architectures which traditionally are considered to be ill-suited for a task can be trained using inductive biases from another architecture. We call a network untrainable when it overfits, underfits, or converges to poor results even when tuning their hyperparameters. For example, fully connected networks overfit on object recognition while deep convolutional networks without residual connections underfit. The traditional answer is to change the architecture to impose some inductive bias, although the nature of that bias is unknown. We introduce guidance, where a guide network steers a target network using a neural distance function. The target minimizes its task loss plus a layerwise representational similarity against the frozen guide. If the guide is trained, this transfers over the architectural prior and knowledge of the guide to the target. If the guide is untrained, this transfers over only part of the architectural prior of the guide. We show that guidance prevents FCN overfitting on ImageNet, narrows the vanilla RNN–Transformer gap, boosts plain CNNs toward ResNet accuracy, and aids Transformers on RNN-favored tasks. We further identify that guidance-driven initialization alone can mitigate FCN overfitting. Our method provides a mathematical tool to investigate priors and architectures, and in the long term, could automate architecture design.

Poster
CURE: Concept Unlearning via Orthogonal Representation Editing in Diffusion Models

Shristi Das Biswas, Arani Roy, Kaushik Roy

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As Text-to-Image models continue to evolve, so does the risk of generating unsafe, copyrighted, or privacy-violating content. Existing safety interventions - ranging from training data curation and model fine-tuning to inference-time filtering and guidance - often suffer from incomplete concept removal, susceptibility to jail-breaking, computational inefficiency, or collateral damage to unrelated capabilities. In this paper, we introduce CURE, a training-free concept unlearning framework that operates directly in the weight space of pre-trained diffusion models, enabling fast, interpretable, and highly specific suppression of undesired concepts. At the core of our method is the Spectral Eraser, a closed-form, orthogonal projection module that identifies discriminative subspaces using Singular Value Decomposition over token embeddings associated with the concepts to forget and retain. Intuitively, the Spectral Eraser identifies and isolates features unique to the undesired concept while preserving safe attributes. This operator is then applied in a single step update to yield an edited model in which the target concept is effectively unlearned - without retraining, supervision, or iterative optimization. To balance the trade-off between filtering toxicity and preserving unrelated concepts, we further introduce an Expansion Mechanism for spectral regularization which selectively modulates singular vectors based on their relative significance to control the strength of forgetting. All the processes above are in closed-form, guaranteeing extremely efficient erasure in only $2$ seconds. Benchmarking against prior approaches, CURE achieves a more efficient and thorough removal for targeted artistic styles, objects, identities, or explicit content, with minor damage to original generation ability and demonstrates enhanced robustness against red-teaming. Project Page at \url{https://sites.google.com/view/cure-unlearning/home}.

Spotlight
Plug-and-play Feature Causality Decomposition for Multimodal Representation Learning

Ye Liu, Zihan Ji, Hongmin Cai

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Multimodal representation learning is critical for a wide range of applications, such as multimodal sentiment analysis. Current multimodal representation learning methods mainly focus on the multimodal alignment or fusion strategies, such that the complementary and consistent information among heterogeneous modalities can be fully explored. However, they mistakenly treat the uncertainty noise within each modality as the complementary information, failing to simultaneously leverage both consistent and complementary information while eliminating the aleatoric uncertainty within each modality. To address this issue, we propose a plug-and-play feature causality decomposition method for multimodal representation learning from causality perspective, which can be integrated into existing models with no affects on the original model structures. Specifically, to deal with the heterogeneity and consistency, according to whether it can be aligned with other modalities, the unimodal feature is first disentangled into two parts: modality-invariant (the synergistic information shared by all heterogeneous modalities) and modality-specific part. To deal with complementarity and uncertainty, the modality-specific part is further decomposed into unique and redundant features, where the redundant feature is removed and the unique feature is reserved based on the backdoor-adjustment. The effectiveness of noise removal is supported by causality theory. Finally, the task-related information, including both synergistic and unique components, is further fed to the original fusion module to obtain the final multimodal representations. Extensive experiments show the effectiveness of our proposed strategies.

Poster
LLMs Encode Harmfulness and Refusal Separately

Jiachen Zhao, Jing Huang, Zhengxuan Wu, David Bau, Weiyan Shi

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LLMs are trained to refuse harmful instructions, but do they truly understand harmfulness beyond just refusing? Prior work has shown that LLMs’ refusal behaviors can be mediated by a one-dimensional subspace, i.e., a refusal direction. In this work, we identify a new dimension to analyze safety mechanisms in LLMs, i.e., harmfulness, which is encoded internally as a separate concept from refusal. And there exists a harmfulness direction that is distinct from the refusal direction. As causal evidence, steering along the harmfulness direction can lead LLMs to interpret harmless instructions as harmful, but steering along the refusal direction tends to elicit refusal responses directly without reversing the model’s judgment on harmfulness. Furthermore, using our identified harmfulness concept, we find that certain jailbreak methods work by reducing the refusal signals without suppressing the model’s internal belief of harmfulness. We also find that adversarially fine- tuning models to accept harmful instructions has minimal impact on the model’s internal belief of harmfulness. These insights lead to a practical safety application: The model’s latent harmfulness representation can serve as an intrinsic safeguard (Latent Guard) for detecting unsafe inputs and reducing over-refusals that is robust to finetuning attacks. For instance, our Latent Guard achieves performance comparable to or better than Llama Guard 3 8B, a dedicated finetuned safeguard model, across different jailbreak methods. Our findings suggest that LLMs’ internal understanding of harmfulness is more robust than their refusal decision to diverse input instructions, offering a new perspective to study AI safety.

Poster
ReplaceMe: Network Simplification via Depth Pruning and Transformer Block Linearization

Dmitriy Shopkhoev, Ammar Ali, Magauiya Zhussip, Valentin Malykh, Stamatios Lefkimmiatis, Nikos Komodakis, Sergey Zagoruyko

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We introduce ReplaceMe, a generalized training-free depth pruning method that effectively replaces transformer blocks with a linear operation, while maintaining high performance for low compression ratios. In contrast to conventional pruning approaches that require additional training or fine-tuning, our approach requires only a small calibration dataset that is used to estimate a linear transformation, which approximates the pruned blocks. The estimated linear mapping can be seam- lessly merged with the remaining transformer blocks, eliminating the need for any additional network parameters. Our experiments show that ReplaceMe consistently outperforms other training-free approaches and remains highly competitive with state-of-the-art pruning methods that involve extensive retraining/fine-tuning and architectural modifications. Applied to several large language models (LLMs), ReplaceMe achieves up to 25% pruning while retaining approximately 90% of the original model’s performance on open benchmarks—without any training or healing steps, resulting in minimal computational overhead. We provide an open- source library implementing ReplaceMe alongside several state-of-the-art depth pruning techniques, available at https://github.com/mts-ai/ReplaceMe.

Poster
Scaling Unlocks Broader Generation and Deeper Functional Understanding of Proteins

Aadyot Bhatnagar, Sarthak Jain, Joel Beazer, Samuel C. Curran, Alexander M. Hoffnagle, Kyle Shan Ching, Michael Martyn, Stephen Nayfach, Jeffrey A. Ruffolo, Ali Madani

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Generative protein language models (PLMs) are powerful tools for designing proteins purpose-built to solve problems in medicine, agriculture, and industrial processes. Recent work has trained ever larger language models, but there has been little systematic study of the optimal training distributions and the influence of model scale on the sequences generated by PLMs. We introduce the ProGen3 family of sparse generative PLMs, and we develop compute-optimal scaling laws to scale up to a 46B-parameter model pre-trained on 1.5T amino acid tokens. ProGen3's pre-training data is sampled from an optimized data distribution over the PPA v1, a carefully curated dataset of 3.4B full-length proteins. We evaluate for the first time in the wet lab the influence of model scale on the sequences generated by PLMs, and we find that larger models generate viable proteins for a much wider diversity of protein families. Finally, we find both computationally and experimentally that larger models are more responsive to alignment with laboratory data, resulting in improved protein fitness prediction and sequence generation capabilities. These results indicate that larger PLMs like ProGen3-46B trained on larger, well-curated datasets are powerful foundation models that push the frontier of protein design.

Spotlight
Model Inversion with Layer-Specific Modeling and Alignment for Data-Free Continual Learning

Ruilin Tong, Haodong Lu, Yuhang Liu, Dong Gong

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Continual learning (CL) aims to incrementally train a model to a sequence of tasks while maintaining performance on previously seen ones. Despite effectiveness in mitigating forgetting, data storage and replay may be infeasible due to privacy or security constraints, and are impractical or unavailable for arbitrary pre-trained models. Data-free or examplar-free CL aims to continually update models with new tasks without storing previous data. In addition to regularizing updates, we employ model inversion to synthesize data from the trained model, anchoring learned knowledge through replay without retaining old data. However, model inversion in predictive models faces two key challenges. First, generating inputs (e.g., images) solely from highly compressed output labels (e.g., classes) often causes drift between synthetic and real data. Replaying on such synthetic data can contaminate and erode knowledge learned from real data, further degrading inversion quality over time. Second, performing inversion is usually computationally expensive, as each iteration requires backpropagation through the entire model and many steps are needed for convergence. These problems are more severe with large pre-trained models such as Contrastive Language-Image Pre-training (CLIP) models. To improve model inversion efficiency, we propose Per-layer Model Inversion (PMI) approach inspired by the faster convergence of single-layer optimization. The inputs optimized from PMI provide strong initialization for full-model inversion, significantly reducing the number of iterations required for convergence. To address feature distribution shift, we model class-wise feature distribution using a Gaussian distribution and preserve distributional information with a contrastive model. Sampling features for inversion ensures alignment between synthetic and real feature distributions. Combining PMI and feature modeling, we demonstrate the feasibility of incrementally training models on new classes by generating data from pseudo image features mapped through semantic-aware feature projection. Our method shows strong effectiveness and compatibility across multiple CL settings.

Poster
JailBound: Jailbreaking Internal Safety Boundaries of Vision-Language Models

Jiaxin Song, Yixu Wang, Jie Li, Xuan Tong, rui yu, Yan Teng, Xingjun Ma, Yingchun Wang

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Vision-Language Models (VLMs) exhibit impressive performance, yet the integration of powerful vision encoders has significantly broadened their attack surface, rendering them increasingly susceptible to jailbreak attacks. However, lacking well-defined attack objectives, existing jailbreak methods often struggle with gradient-based strategies prone to local optima and lacking precise directional guidance, and typically decouple visual and textual modalities, thereby limiting their effectiveness by neglecting crucial cross-modal interactions. Inspired by the Eliciting Latent Knowledge (ELK) framework, we posit that VLMs encode safety-relevant information within their internal fusion-layer representations, revealing an implicit safety decision boundary in the latent space. This motivates exploiting boundary to steer model behavior. Accordingly, we propose \textbf{JailBound}, a novel latent space jailbreak framework comprising two stages: (1) \textbf{Safety Boundary Probing}, which addresses the guidance issue by approximating decision boundary within fusion layer's latent space, thereby identifying optimal perturbation directions towards the target region; and (2) \textbf{Safety Boundary Crossing}, which overcomes the limitations of decoupled approaches by jointly optimizing adversarial perturbations across both image and text inputs. This latter stage employs an innovative mechanism to steer the model's internal state towards policy-violating outputs while maintaining cross-modal semantic consistency. Extensive experiments on six diverse VLMs demonstrate JailBound's efficacy, achieves 94.32\% white-box and 67.28\% black-box attack success averagely, which are 6.17\% and 21.13\% higher than SOTA methods, respectively. Our findings expose a overlooked safety risk in VLMs and highlight the urgent need for more robust defenses. \textcolor{red}{Warning: This paper contains potentially sensitive, harmful and offensive content.}

Poster
Learning “Partner-Aware” Collaborators in Multi-Party Collaboration

Abhijnan Nath, Nikhil Krishnaswamy

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Large Language Models (LLMs) are increasingly bring deployed in agentic settings where they act as collaborators with humans. Therefore, it is increasingly important to be able to evaluate their abilities to collaborate effectively in multi-turn, multi-party tasks. In this paper, we build on the AI alignment and “safe interruptability” literature to offer novel theoretical insights on collaborative behavior between LLM-driven *collaborator agents* and an *intervention agent*. Our goal is to learn an ideal “partner-aware” collaborator that increases the group’s common-ground (CG)—alignment on task-relevant propositions—by intelligently collecting information provided in *interventions* by a partner agent.We show how LLM agents trained using standard RLHF and related approaches are naturally inclined to ignore possibly well-meaning interventions, which makes increasing group common ground non-trivial in this setting. We employ a two-player Modified-Action MDP to examine this suboptimal behavior of standard AI agents, and propose **Interruptible Collaborative Roleplayer (ICR)**—a novel “partner-aware” learning algorithm to train CG-optimal collaborators. Experiments on multiple collaborative task environments show that ICR, on average, is more capable of promoting successful CG convergence and exploring more diverse solutions in such tasks.

Poster
Overcoming Sparsity Artifacts in Crosscoders to Interpret Chat-Tuning

Julian Minder, Clément Dumas, Caden Juang, Bilal Chughtai, Neel Nanda

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Model diffing is the study of how fine-tuning changes a model's representations and internal algorithms. Many behaviors of interest are introduced during fine-tuning, and model diffing offers a promising lens to interpret such behaviors. Crosscoders are a recent model diffing method that learns a shared dictionary of interpretable concepts represented as latent directions in both the base and fine-tuned models, allowing us to track how concepts shift or emerge during fine-tuning. Notably, prior work has observed concepts with no direction in the base model, and it was hypothesized that these model-specific latents were concepts introduced during fine-tuning. However, we identify two issues which stem from the crosscoders L1 training loss that can misattribute concepts as unique to the fine-tuned model, when they really exist in both models. We develop Latent Scaling to flag these issues by more accurately measuring each latent's presence across models. In experiments comparing Gemma 2 2B base and chat models, we observe that the standard crosscoder suffers heavily from these issues. Building on these insights, we train a crosscoder with BatchTopK loss and show that it substantially mitigates these issues, finding more genuinely chat-specific and highly interpretable concepts. We recommend practitioners adopt similar techniques. Using the BatchTopK crosscoder, we successfully identify a set of chat-specific latents that are both interpretable and causally effective, representing concepts such as false information and personal question, along with multiple refusal-related latents that show nuanced preferences for different refusal triggers. Overall, our work advances best practices for the crosscoder-based methodology for model diffing and demonstrates that it can provide concrete insights into how chat-tuning modifies model behavior.

Poster
DSAS: A Universal Plug-and-Play Framework for Attention Optimization in Multi-Document Question Answering

Jiakai Li, Rongzheng Wang, Yizhuo Ma, Shuang Liang, Guangchun Luo, Ke Qin

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While large language models (LLMs) show considerable promise across various fields, they have notable limitations in handling multi-document question answering (Multi-doc QA) tasks. The first challenge is long-range dependency modeling, where LLMs struggle to focus on key information in long texts, which weakens important semantic connections. Second, most LLMs suffer from the ''lost-in-the-middle'' issue, where they have difficulty processing information in the middle of long inputs. Current solutions either truncate global dependencies or demand costly finetuning, ultimately lacking a universal and simple solution for these challenges. To resolve these limitations, we propose Dual-Stage Adaptive Sharpening (DSAS) containing two modules. (i) The Contextual Gate Weighting (CGW) module alleviates ''lost-in-the-middle'' by assessing paragraph relevance through layer-wise attention tracking and position-aware weighting. (ii) The Reciprocal Attention Suppression (RAS) module enhances focus on critical paragraphs by suppressing information exchange between key and irrelevant texts, thus mitigating the limitations in long-range dependency modeling. Extensive experiments on four benchmarks demonstrate DSAS's efficacy across mainstream LLMs (Llama, Qwen, Mistral, and Deepseek), with an average F1-score improvement of 4.2% in Multi-doc QA tasks on Llama-3.1-8B-Instruct and Qwen2.5-14B-Instruct. Ablation studies confirm the essential contributions of both the CGW and RAS modules. In addition, detailed discussions in the Appendix further validate the robustness and scalability of DSAS.

Poster
Multi-step Visual Reasoning with Visual Tokens Scaling and Verification

Tianyi Bai, Zengjie Hu, Fupeng Sun, Qiu Jiantao, Yizhen Jiang, Guangxin He, Bohan Zeng, Conghui He, Binhang Yuan, Wentao Zhang

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Multi-modal large language models (MLLMs) have achieved remarkable capabilities by integrating visual perception with language understanding, enabling applications such as image-grounded dialogue, visual question answering, and scientific analysis. However, most MLLMs adopt a static inference paradigm, encoding the entire image into fixed visual tokens upfront, which limits their ability to iteratively refine understanding or adapt to context during inference. This contrasts sharply with human perception, which is dynamic, selective, and feedback-driven. In this work, we introduce a novel framework for inference-time visual token scaling that enables MLLMs to perform iterative, verifier-guided reasoning over visual content. We formulate the problem as a Markov Decision Process, involving a reasoner that proposes visual actions and a verifier—trained via multi-step Direct Preference Optimization (DPO)—that evaluates these actions and determines when reasoning should terminate. To support this, we present a new dataset, VTS, comprising supervised reasoning trajectories (VTS-SFT) and preference-labeled reasoning comparisons (VTS-DPO). Our method significantly outperforms existing approaches across diverse visual reasoning benchmarks, offering not only improved accuracy but also more interpretable and grounded reasoning processes. These results demonstrate the promise of dynamic inference mechanisms for enabling fine-grained, context-aware visual reasoning in next-generation MLLMs. Code and datasets are publicly released at https://vts-v.github.io/.

Poster
Hierarchical Fine-grained Preference Optimization for Physically Plausible Video Generation

Harold Haodong Chen, Haojian Huang, Qifeng Chen, Harry Yang, Ser-Nam Lim

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Recent advancements in video generation have enabled the creation of high-quality, visually compelling videos. However, generating videos that adhere to the laws of physics remains a critical challenge for applications requiring realism and accuracy. In this work, we propose **PhysHPO**, a novel framework for Hierarchical Cross-Modal Direct Preference Optimization, to tackle this challenge by enabling fine-grained preference alignment for physically plausible video generation. PhysHPO optimizes video alignment across four hierarchical granularities: a) ***Instance Level***, aligning the overall video content with the input prompt; b) ***State Level***, ensuring temporal consistency using boundary frames as anchors; c) ***Motion Level***, modeling motion trajectories for realistic dynamics; and d) ***Semantic Level***, maintaining logical consistency between narrative and visuals. Recognizing that real-world videos are the best reflections of physical phenomena, we further introduce an automated data selection pipeline to efficiently identify and utilize *"good data"* from existing large-scale text-video datasets, thereby eliminating the need for costly and time-intensive dataset construction. Extensive experiments on both physics-focused and general capability benchmarks demonstrate that PhysHPO significantly improves physical plausibility and overall video generation quality of advanced models. To the best of our knowledge, this is the first work to explore fine-grained preference alignment and data selection for video generation, paving the way for more realistic and human-preferred video generation paradigms.

Poster
Unifying Reconstruction and Density Estimation via Invertible Contraction Mapping in One-Class Classification

Xiaolei Wang, Tianhong Dai, Huihui Bai, Yao Zhao, Jimin XIAO

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Due to the difficulty in collecting all unexpected abnormal patterns, One-Class Classification (OCC) has become the most popular approach to anomaly detection (AD). Reconstruction-based AD method relies on the discrepancy between inputs and reconstructed results to identify unobserved anomalies. However, recent methods trained only on normal samples may generalize to certain abnormal inputs, leading to well-reconstructed anomalies and degraded performance. To address this, we constrain reconstructions to remain on the normal manifold using a novel AD framework based on contraction mapping. This mapping guarantees that any input converges to a fixed point through iterations of this mapping. Based on this property, training the contraction mapping using only normal data ensures that its fixed point lies within the normal manifold. As a result, abnormal inputs are iteratively transformed toward the normal manifold, increasing the reconstruction error. In addition, the inherent invertibility of contraction mapping enables flow-based density estimation, where a prior distribution learned from the previous reconstruction is used to estimate the input likelihood for anomaly detection, further improving the performance. Using both mechanisms, we propose a bidirectional structure with forward reconstruction and backward density estimation. Extensive experiments on tabular data, natural image, and industrial image data demonstrate the effectiveness of our method. The code is available at URD.

Poster
Robust Cross-modal Alignment Learning for Cross-Scene Spatial Reasoning and Grounding

Yanglin Feng, Hongyuan Zhu, Dezhong Peng, Xi Peng, Xiaomin Song, Peng Hu

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Grounding target objects in 3D environments via natural language is a fundamental capability for autonomous agents to successfully fulfill user requests. Almost all existing works typically assume that the target object lies within a known scene and focus solely on in-scene localization. In practice, however, agents often encounter unknown or previously visited environments and need to search across a large archive of scenes to ground the described object, thereby invalidating this assumption. To address this, we reveal a novel task called Cross-Scene Spatial Reasoning and Grounding (CSSRG), which aims to locate a described object anywhere across an entire collection of 3D scenes rather than predetermined scenes. Due to the difference from existing 3D visual grounding, CSSRG poses two challenges: the prohibitive cost of exhaustively traversing all scenes and more complex cross-modal spatial alignment. To address the challenges, we propose a Cross-Scene 3D Object Reasoning Framework (CoRe), which adopts a matching-then-grounding pipeline to reduce computational overhead. Specifically, CoRe consists of i) a Robust Text-Scene Aligning (RTSA) module that learns global scene representations for robust alignment between object descriptions and the corresponding 3D scenes, enabling efficient retrieval of candidate scenes; and ii) a Tailored Word-Object Associating (TWOA) module that establishes fine-grained alignment between words and target objects to filter out redundant context, supporting precise object-level reasoning and alignment. Additionally, to benchmark CSSRG, we construct a new CrossScene-RETR dataset and evaluation protocol tailored for cross-scene grounding. Extensive experiments across four multimodal datasets demonstrate that CoRe dramatically reduces computational overhead while showing superiority in both scene retrieval and object grounding.

Poster
From Noise to Narrative: Tracing the Origins of Hallucinations in Transformers

Praneet Suresh, Jack Stanley, Sonia Joseph, Luca Scimeca, Danilo Bzdok

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As generative AI systems become competent and democratized in science, business, and government, deeper insight into their failure modes now poses an acute need. The occasional volatility in their behavior, such as the propensity of transformer models to hallucinate, impedes trust and adoption of emerging AI solutions in high-stakes areas. In the present work, we establish how and when hallucinations arise in pre-trained transformer models through concept representations captured by sparse autoencoders, under scenarios with experimentally controlled uncertainty in the input space. Our systematic experiments reveal that the number of semantic concepts used by the transformer model grows as the input information becomes increasingly unstructured. In the face of growing uncertainty in the input space, the transformer model becomes prone to activate coherent yet input-insensitive semantic features, leading to hallucinated output. At its extreme, for pure-noise inputs, we identify a wide variety of robustly triggered and meaningful concepts in the intermediate activations of pre-trained transformer models, whose functional integrity we confirm through targeted steering. We also show that hallucinations in the output of a transformer model can be reliably predicted from the concept patterns embedded in transformer layer activations. This collection of insights on transformer internal processing mechanics has immediate consequences for aligning AI models with human values, AI safety, opening the attack surface for potential adversarial attacks, and providing a basis for automatic quantification of a model’s hallucination risk.

Poster
Position: Require Frontier AI Labs To Release Small "Analog" Models

Shriyash Kaustubh Upadhyay, Philip Quirke, Narmeen Fatimah Oozeer, Chaithanya Bandi

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Recent proposals for regulating frontier AI models have sparked concerns about the cost of safety regulation, and most such regulations have been shelved due to the safety-innovation tradeoff. This paper argues for an alternative regulatory approach that ensures AI safety while actively \textit{promoting} innovation: mandating that large AI laboratories release small, openly accessible "analog models"—scaled-down versions trained similarly to and distilled from their largest proprietary models. Analog models serve as public proxies, allowing broad participation in safety verification, interpretability research, and algorithmic transparency without forcing labs to disclose their full-scale models. Recent research demonstrates that safety and interpretability methods developed using these smaller models generalize effectively to frontier-scale systems. By enabling the wider research community to directly investigate and innovate upon accessible analogs, our policy substantially reduces the regulatory burden and accelerates safety advancements. This mandate promises minimal additional costs, leveraging reusable resources like data and infrastructure, while significantly contributing to the public good. Our hope is not only that this policy be adopted, but that it illustrates a broader principle supporting fundamental research in machine learning: deeper understanding of models relaxes the safety-innovation tradeoff and lets us have more of both.

Poster
Implicit Reward as the Bridge: A Unified View of SFT and DPO Connections

Bo Wang, Qinyuan Cheng, Runyu Peng, Rong Bao, Peiji Li, Qipeng Guo, Linyang Li, Zhiyuan Zeng, Yunhua Zhou, Xipeng Qiu

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Post-training processes are essential phases in grounding pre-trained language models to real-world tasks, with learning from demonstrations or preference signals playing a crucial role in this adaptation. We present a unified theoretical framework bridging Supervised Fine-Tuning (SFT) and preference learning in Large Language Model (LLM) post-training. Through rigorous mathematical derivation, we demonstrate that both SFT and preference learning methods like Direct Preference Optimization (DPO) operate within the same optimal policy-reward subspace, with SFT representing a special case of implicit reward learning. Our analysis reveals a critical limitation in conventional SFT: the KL divergence term in distribution matching becomes constant with respect to the policy during optimization, failing to constrain model updates. To address this, we propose a simple yet effective learning rate reduction approach that yields significant performance improvements (up to \textbf{25\%} relative gain and \textbf{6\%} absolute win rate increase in instruction following tasks. Additionally, we derive alternative SFT objectives from various f-divergence functions that preserve the KL term during optimization, further enhancing post-DPO model performance. Finally, we extend the theoretical relationship between LLM logits and Q-functions from preference learning to the SFT context, providing mathematical derivations and experimental validation.

Poster
AutoRedTeamer: Autonomous Red Teaming with Lifelong Attack Integration

Andy Zhou, Kevin Wu, Francesco Pinto, Zhaorun Chen, Yi Zeng, Yu Yang, Shuang Yang, Sanmi Koyejo, James Zou, Bo Li

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As large language models (LLMs) become increasingly capable, security and safety evaluation are crucial. While current red teaming approaches have made strides in assessing LLM vulnerabilities, they often rely heavily on human input and lack comprehensive coverage of emerging attack vectors. This paper introduces AutoRedTeamer, a novel framework for fully automated, end-to-end red teaming against LLMs. AutoRedTeamer combines a multi-agent architecture with a memory-guided attack selection mechanism to enable continuous discovery and integration of new attack vectors. The dual-agent framework consists of a red teaming agent that can operate from high-level risk categories alone to generate and execute test cases, and a strategy proposer agent that autonomously discovers and implements new attacks by analyzing recent research. This modular design allows AutoRedTeamer to adapt to emerging threats while maintaining strong performance on existing attack vectors. We demonstrate AutoRedTeamer’s effectiveness across diverse evaluation settings, achieving 20% higher attack success rates on HarmBench against Llama-3.1-70B while reducing computational costs by 46% compared to existing approaches. AutoRedTeamer also matches the diversity of human-curated benchmarks in generating test cases, providing a comprehensive, scalable, and continuously evolving framework for evaluating the security of AI systems.

Poster
Utility Engineering: Analyzing and Controlling Emergent Value Systems in AIs

Mantas Mazeika, Xuwang Yin, Rishub Tamirisa, Jaehyuk Lim, Bruce W. Lee, Richard Ren, Long Phan, Norman Mu, Oliver Zhang, Dan Hendrycks

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As AIs rapidly advance and become more agentic, the risk they pose is governed not only by their capabilities but increasingly by their propensities, including goals and values. Tracking the emergence of goals and values has proven a longstanding problem, and despite much interest over the years it remains unclear whether current AIs have meaningful values. We propose a solution to this problem, leveraging the framework of utility functions to study the internal coherence of AI preferences. Surprisingly, we find that independently-sampled preferences in current LLMs exhibit high degrees of structural coherence, and moreover that this emerges with scale. These findings suggest that value systems emerge in LLMs in a meaningful sense, a finding with broad implications. To study these emergent value systems, we propose utility engineering as a research agenda, comprising both the analysis and control of AI utilities. We uncover problematic and often shocking values in LLM assistants despite existing control measures. These include cases where AIs value themselves over humans and are anti-aligned with specific individuals. To constrain these emergent value systems, we propose methods of utility control. As a case study, we show how aligning utilities with a citizen assembly reduces political biases and generalizes to new scenarios. Whether we like it or not, value systems have already emerged in AIs, and much work remains to fully understand and control these emergent representations.

Spotlight