NeurIPS 2025 Papers

Conference on Neural Information Processing Systems

Decision breakdown

5,812papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Oral
    931.6%
  • Spotlight
    73912.7%
  • Poster
    4,98085.7%

Browse all papers

Adaptive Neighborhood-Constrained Q Learning for Offline Reinforcement Learning

Yixiu Mao, Yun Qu, Cheems Wang, Xiangyang Ji

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Offline reinforcement learning (RL) suffers from extrapolation errors induced by out-of-distribution (OOD) actions. To address this, offline RL algorithms typically impose constraints on action selection, which can be systematically categorized into density, support, and sample constraints. However, we show that each category has inherent limitations: density and sample constraints tend to be overly conservative in many scenarios, while the support constraint, though least restrictive, faces challenges in accurately modeling the behavior policy. To overcome these limitations, we propose a new neighborhood constraint that restricts action selection in the Bellman target to the union of neighborhoods of dataset actions. Theoretically, the constraint not only bounds extrapolation errors and distribution shift under certain conditions, but also approximates the support constraint without requiring behavior policy modeling. Moreover, it retains substantial flexibility and enables pointwise conservatism by adapting the neighborhood radius for each data point. In practice, we employ data quality as the adaptation criterion and design an adaptive neighborhood constraint. Building on an efficient bilevel optimization framework, we develop a simple yet effective algorithm, Adaptive Neighborhood-constrained Q learning (ANQ), to perform Q learning with target actions satisfying this constraint. Empirically, ANQ achieves state-of-the-art performance on standard offline RL benchmarks and exhibits strong robustness in scenarios with noisy or limited data.

Spotlight
Omni-DNA: A Genomic Model Supporting Sequence Understanding, Long-context, and Textual Annotation

Zehui Li, Vallijah Subasri, Yifei Shen, Dongsheng Li, Wentao Gu, Guy-Bart Stan, Yiren Zhao, Caihua Shan

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The interpretation of genomic sequences is crucial for understanding biological processes. To handle the growing volume of DNA sequence data, Genomic Foundation Models (GFMs) have been developed by adapting architectures and training paradigms from Large Language Models (LLMs). Despite their remarkable performance in DNA sequence classification tasks, there remains a lack of systematic understanding regarding the training and task-adaptation processes of GFMs. Moreover, existing GFMs cannot achieve state-of-the-art performance on both short and long-context tasks and lacks multimodal abilities. By revisiting pre-training architectures and post-training techniques, we propose **Omni-DNA**, a family of models spanning 20M to 1.1B parameters that supports sequence understanding, long-context genomic reasoning, and natural-language annotation. **Omni-DNA** establishes new state-of-the-art results on 18 of 26 evaluations drawn from Nucleotide Transformer and Genomic Benchmarks. When jointly fine-tuning on biologically related tasks, **Omni-DNA** consistently outperform existing models and demonstrate multi-tasking abilities. To enable processing of arbitrary sequence lengths, we introduce **SEQPACK**—an adaptive compression operator that packs historical tokens into a learned synopsis using a position-aware learnable sampling mechanism, enabling transformer-based models to process ultra-long sequences with minimal memory and computational requirements. Our approach demonstrates superior performance on enhancer-target interaction tasks, capturing distant regulatory interactions at the 450kbp range more effectively than existing models. Finally, we present a new dataset termed **seq2func**, enabling Omni-DNA to generate accurate and functionally meaningful interpretations of DNA sequences, unlocking new possibilities for genomic analysis and discovery.

Poster
Photography Perspective Composition: Towards Aesthetic Perspective Recommendation

Lujian Yao, Siming Zheng, Xinbin Yuan, Zhuoxuan Cai, Pu Wu, Jinwei Chen, Bo Li, Peng-Tao Jiang

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Traditional photography composition approaches are dominated by 2D cropping-based methods. However, these methods fall short when scenes contain poorly arranged subjects. Professional photographers often employ perspective adjustment as a form of 3D recomposition, modifying the projected 2D relationships between subjects while maintaining their actual spatial positions to achieve better compositional balance. Inspired by this artistic practice, we propose photography perspective composition (PPC), extending beyond traditional cropping-based methods. However, implementing the PPC faces significant challenges: the scarcity of perspective transformation datasets and undefined assessment criteria for perspective quality. To address these challenges, we present three key contributions: (1) An automated framework for building PPC datasets through expert photographs. (2) A video generation approach that demonstrates the transformation process from less favorable to aesthetically enhanced perspectives. (3) A perspective quality assessment (PQA) model constructed based on human performance. Our approach is concise and requires no additional prompt instructions or camera trajectories, helping and guiding ordinary users to enhance their composition skills.

Poster
Too Late to Recall: Explaining the Two-Hop Problem in Multimodal Knowledge Retrieval

Constantin Venhoff, Ashkan Khakzar, Sonia Joseph, Philip Torr, Neel Nanda

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Training vision language models (VLMs) aims to align visual representations from a vision encoder with the textual representations of a pretrained large language model (LLM). However, many VLMs exhibit reduced factual recall performance compared to their LLM backbones, raising the question of how effective multimodal fine-tuning is at extending existing mechanisms within the LLM to visual inputs. We argue that factual recall based on visual inputs requires VLMs to solve a two-hop problem: (1) forming entity representations from visual inputs, and (2) recalling associated factual knowledge based on these entity representations. By benchmarking 14 VLMs with various architectures (LLaVA, Native, Cross-Attention), sizes (7B-124B parameters), and training setups on factual recall tasks against their original LLM backbone models, we find that 11 of 14 models exhibit factual recall degradation. We select three models exhibiting high- and two models with low performance degradation, and use attribution patching, activation patching, and probing to show that degraded VLMs struggle to use the existing factual recall circuit of their LLM backbone, because they resolve the first hop too late in the computation. In contrast, high-performing VLMs resolve entity representations early enough to reuse the existing factual recall mechanism. Finally, we demonstrate two methods to recover performance: patching entity representations from the LLM backbone into the VLM, and prompting with chain-of-thought reasoning. Our results highlight that the speed of early entity resolution critically determines how effective VLMs are in using preexisting LLM mechanisms. More broadly, our work illustrates how mechanistic analysis can explain and unveil systematic failures in multimodal alignment.

Poster
SPICED: A Synaptic Homeostasis-Inspired Framework for Unsupervised Continual EEG Decoding

Yangxuan Zhou, Sha Zhao, Jiquan Wang, Haiteng Jiang, Shijian Li, Tao Li, Gang Pan

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Human brain achieves dynamic stability-plasticity balance through synaptic homeostasis, a self-regulatory mechanism that stabilizes critical memory traces while preserving optimal learning capacities. Inspired by this biological principle, we propose SPICED: a neuromorphic framework that integrates the synaptic homeostasis mechanism for unsupervised continual EEG decoding, particularly addressing practical scenarios where new individuals with inter-individual variability emerge continually. SPICED comprises a novel synaptic network that enables dynamic expansion during continual adaptation through three bio-inspired neural mechanisms: (1) critical memory reactivation, which mimics brain functional specificity, selectively activates task-relevant memories to facilitate adaptation; (2) synaptic consolidation, which strengthens these reactivated critical memory traces and enhances their replay prioritizations for further adaptations and (3) synaptic renormalization, which are periodically triggered to weaken global memory traces to preserve learning capacities. The interplay within synaptic homeostasis dynamically strengthens task-discriminative memory traces and weakens detrimental memories. By integrating these mechanisms with continual learning system, SPICED preferentially replays task-discriminative memory traces that exhibit strong associations with newly emerging individuals, thereby achieving robust adaptations. Meanwhile, SPICED effectively mitigates catastrophic forgetting by suppressing the replay prioritization of detrimental memories during long-term continual learning. Validated on three EEG datasets, SPICED show its effectiveness. More importantly, SPICED bridges biological neural mechanisms and artificial intelligence through synaptic homeostasis, providing insights into the broader applicability of bio-inspired principles.

Poster
Event-based HDR Structured Light

Jiacheng Fu, Yue Li, Xin Dong, Wenming Weng, Yueyi Zhang, Zhiwei Xiong

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Event-based structured light (SL) systems have attracted increasing attention for their potential in high-performance 3D measurement. Despite the inherent HDR capability of event cameras, reflective and absorptive surfaces still cause event cluttering and absence, which produce overexposed and underexposed regions that degrade the reconstruction quality. In this work, we present the first HDR 3D measurement framework specifically designed for event-based SL systems. First, we introduce a multi-contrast HDR coding strategy that facilitates imaging of areas with different reflectance. Second, to alleviate inter-frame interference caused by overexposed and underexposed areas, we propose a universal confidence-driven stereo matching strategy. Specifically, we estimate a confidence map as the fusion weight for features via an energy-guided confidence estimation. Further, we propose the confidence propagation volume, an innovative cost volume that offers both effective suppression of inter-frame interference and strong representation capability. Third, we contribute an event-based SL simulator and propose the first event-based HDR SL dataset. We also collect a real-world benchmarking dataset with ground truth. We validate the effectiveness of our method with the proposed confidence-driven strategy on both synthetic and real-world datasets. Experimental results demonstrate that our proposed HDR framework enables accurate 3D measurement even under extreme conditions.

Poster
Efficient Part-level 3D Object Generation via Dual Volume Packing

Jiaxiang Tang, Ruijie Lu, Max Li, Zekun Hao, Xuan Li, Fangyin Wei, Shuran Song, Gang Zeng, Ming-Yu Liu, Tsung-Yi Lin

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Recent progress in 3D object generation has greatly improved both the quality and efficiency. However, most existing methods generate a single mesh with all parts fused together, which limits the ability to edit or manipulate individual parts. A key challenge is that different objects may have a varying number of parts. To address this, we propose a new end-to-end framework for part-level 3D object generation. Given a single input image, our method generates high-quality 3D objects with an arbitrary number of complete and semantically meaningful parts. We introduce a dual volume packing strategy that organizes all parts into two complementary volumes, allowing for the creation of complete and interleaved parts that assemble into the final object. Experiments show that our model achieves better quality, diversity, and generalization than previous image-based part-level generation methods. Our project page is at \url{https://research.nvidia.com/labs/dir/partpacker/}.

Poster
AgentDAM: Privacy Leakage Evaluation for Autonomous Web Agents

Arman Zharmagambetov, Chuan Guo, Ivan Evtimov, Maya Pavlova, Ruslan Salakhutdinov, Kamalika Chaudhuri

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Autonomous AI agents that can follow instructions and perform complex multi-step tasks have tremendous potential to boost human productivity. However, to perform many of these tasks, the agents need access to personal information from their users, raising the question of whether they are capable of using it appropriately. In this work, we introduce a new benchmark **AgentDAM** that measures if AI web-navigation agents follow the privacy principle of *"data minimization"*. For the purposes of our benchmark, data minimization means that the agent uses a piece of potentially sensitive information only if it is "necessary" to complete a particular task. Our benchmark simulates realistic web interaction scenarios end-to-end and is adaptable to all existing web navigation agents. We use AgentDAM to evaluate how well AI agents built on top of GPT-4, Llama-3 and Claude can limit processing of potentially private information, and show that they are prone to inadvertent use of unnecessary sensitive information. We also propose a prompting-based defense that reduces information leakage, and demonstrate that our end-to-end benchmarking provides a more realistic measure than probing LLMs about privacy. Our results highlight that further research is needed to develop AI agents that can prioritize data minimization at inference time. We open source our benchmark at: https://github.com/facebookresearch/ai-agent-privacy

Poster
Counteractive RL: Rethinking Core Principles for Efficient and Scalable Deep Reinforcement Learning

Ezgi Korkmaz

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Following the pivotal success of learning strategies to win at tasks, solely by interacting with an environment without any supervision, agents have gained the ability to make sequential decisions in complex MDPs. Yet, reinforcement learning policies face exponentially growing state spaces in high dimensional MDPs resulting in a dichotomy between computational complexity and policy success. In our paper we focus on the agent’s interaction with the environment in a high-dimensional MDP during the learning phase and we introduce a theoretically-founded novel paradigm based on experiences obtained through counteractive actions. Our analysis and method provide a theoretical basis for efficient, effective, scalable and accelerated learning, and further comes with zero additional computational complexity while leading to significant acceleration in training. We conduct extensive experiments in the Arcade Learning Environment with high-dimensional state representation MDPs. The experimental results further verify our theoretical analysis, and our method achieves significant performance increase with substantial sample-efficiency in high-dimensional environments.

Spotlight
Boosting Knowledge Utilization in Multimodal Large Language Models via Adaptive Logits Fusion and Attention Reallocation

Wenbin An, Jiahao Nie, Feng Tian, Haonan Lin, mingxiang cai, Yaqiang Wu, QianYing Wang, Xiaoqin Zhang, Shijian Lu

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Despite their recent progress, Multimodal Large Language Models (MLLMs) often struggle in knowledge-intensive tasks due to the limited and outdated parametric knowledge acquired during training. Multimodal Retrieval Augmented Generation addresses this issue by retrieving contextual knowledge from external databases, thereby enhancing MLLMs with expanded knowledge sources. However, existing MLLMs often fail to fully leverage the retrieved contextual knowledge for response generation. We examine representative MLLMs and identify two major causes, namely, attention bias toward different tokens and knowledge conflicts between parametric and contextual knowledge. To this end, we design Adaptive Logits Fusion and Attention Reallocation (ALFAR), a training-free and plug-and-play approach that improves MLLM responses by maximizing the utility of the retrieved knowledge. Specifically, ALFAR tackles the challenges from two perspectives. First, it alleviates attention bias by adaptively shifting attention from visual tokens to relevant context tokens according to query-context relevance. Second, it decouples and weights parametric and contextual knowledge at output logits, mitigating conflicts between the two types of knowledge. As a plug-and-play method, ALFAR achieves superior performance across diverse datasets without requiring additional training or external tools. Extensive experiments over multiple MLLMs and benchmarks show that ALFAR consistently outperforms the state-of-the-art by large margins. Our code and data are available at https://github.com/Lackel/ALFAR.

Oral
Non-Markovian Discrete Diffusion with Causal Language Models

Yangtian Zhang, Sizhuang He, Daniel Levine, Lawrence Zhao, David Zhang, Syed A Rizvi, Shiyang Zhang, Emanuele Zappala, Rex Ying, David van Dijk

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Discrete diffusion models offer a flexible, controllable approach to structured sequence generation, yet they still lag behind causal language models in expressive power. A key limitation lies in their reliance on the Markovian assumption, which restricts each step to condition only on the current state, leading to potential uncorrectable error accumulation. In this paper, We introduce CaDDi, a discrete diffusion model that conditions on the entire generative trajectory, thereby lifting the Markov constraint and allowing the model to revisit and improve past states. By unifying sequential (causal) and temporal (diffusion) reasoning in a single non‑Markovian transformer, CaDDi also treats standard causal language models as a special case and permits the direct reuse of pretrained LLM weights with no architectural changes. Empirically, CaDDi outperforms state‑of‑the‑art discrete diffusion baselines on natural‑language benchmarks, substantially narrowing the remaining gap to large autoregressive transformers.

Poster
Replicable Distribution Testing

Ilias Diakonikolas, Jingyi Gao, Daniel Kane, Sihan Liu, Christopher Ye

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We initiate a systematic investigation of distribution testing in the framework of algorithmic replicability. Specifically, given independent samples from a collection of probability distributions, the goal is to characterize the sample complexity of replicably testing natural properties of the underlying distributions. On the algorithmic front, we develop new replicable algorithms for testing closeness and independence of discrete distributions. On the lower bound front, we develop a new methodology for proving sample complexity lower bounds for replicable testing that may be of broader interest. As an application of our technique, we establish near-optimal sample complexity lower bounds for replicable uniformity testing---answering an open question from prior work---and closeness testing.

Spotlight
AstroVisBench: A Code Benchmark for Scientific Computing and Visualization in Astronomy

Sebastian Antony Joseph, Syed Murtaza Husain, Stella S. R. Offner, Stéphanie Juneau, Paul Torrey, Adam S. Bolton, Juan P. Farias, Niall Gaffney, Greg Durrett, Junyi Jessy Li

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Large Language Models (LLMs) are being explored for applications in scientific research, including their capabilities to synthesize literature, answer research questions, generate research ideas, and even conduct computational experiments. Ultimately, our goal is for these to help scientists derive novel scientific insights. In many areas of science, such insights often arise from processing and visualizing data to understand its patterns. However, evaluating whether an LLM-mediated scientific workflow produces outputs conveying the correct scientific insights is challenging to evaluate and has not been addressed in past work. We introduce AstroVisBench, the first benchmark for both scientific computing and visualization in the astronomy domain. AstroVisBench judges a language model’s ability to both (1) create astronomy-specific workflows to process and analyze data and (2) visualize the results of these workflows through complex plots. Our evaluation of visualizations uses a novel LLM-as-a-judge workflow, which is validated against annotation by five professional astronomers. Using AstroVisBench we present an evaluation of state-of-the-art language models, showing a significant gap in their ability to engage in astronomy research as useful assistants. This evaluation provides a strong end-to-end evaluation for AI scientists that offers a path forward for the development of visualization-based workflows, which are central to a broad range of domains from physics to biology.

Poster
REN: Fast and Efficient Region Encodings from Patch-Based Image Encoders

Savya Khosla, Sethuraman T V, Barnett Lee, Alex Schwing, Derek Hoiem

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We introduce the Region Encoder Network (REN), a fast and effective model for generating region-based image representations using point prompts. Recent methods combine class-agnostic segmenters (e.g., SAM) with patch-based image encoders (e.g., DINO) to produce compact and effective region representations, but they suffer from high computational cost due to the segmentation step. REN bypasses this bottleneck using a lightweight module that directly generates region tokens, enabling 60x faster token generation with 35x less memory, while also improving token quality. It uses a few cross-attention blocks that take point prompts as queries and features from a patch-based image encoder as keys and values to produce region tokens that correspond to the prompted objects. We train REN with three popular encoders—DINO, DINOv2, and OpenCLIP—and show that it can be extended to other encoders without dedicated training. We evaluate REN on semantic segmentation and retrieval tasks, where it consistently outperforms the original encoders in both performance and compactness, and matches or exceeds SAM-based region methods while being significantly faster. Notably, REN achieves state-of-the-art results on the challenging Ego4D VQ2D benchmark and outperforms proprietary LMMs on Visual Haystacks' single-needle challenge. The code and pretrained models are available at https://github.com/savya08/ren.

Poster
Atom of Thoughts for Markov LLM Test-Time Scaling

Fengwei Teng, Quan Shi, Zhaoyang Yu, Jiayi Zhang, Yuyu Luo, Chenglin Wu, Zhijiang Guo

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Large Language Models (LLMs) achieve superior performance through training-time scaling, and test-time scaling further enhances their capabilities by conducting effective reasoning during inference. However, as the scale of reasoning increases, existing test-time scaling methods suffer from accumulated historical information, which not only wastes computational resources but also interferes with effective reasoning. To address this issue, we observe that complex reasoning can be achieved by solving a series of independent and self-contained subquestions. These subquestions are essentially \textit{atomic questions}, exhibiting the memoryless property similar to Markov processes. Based on this observation, we propose Atom of Thoughts (\our), where each state transition consists of decomposing the current question into a dependency-based directed acyclic graph and contracting its subquestions, forming a simplified question that maintains answer equivalence with the original problem. This answer preservation enables the iterative \textit{decomposition-contraction} process to naturally form a meaningful Markov reasoning process. Furthermore, these atomic states can be seamlessly integrated into existing test-time scaling methods, enabling \our to serve as a plug-in enhancement for improving reasoning capabilities.

Poster
Which Algorithms Have Tight Generalization Bounds?

Michael Gastpar, Ido Nachum, Jonathan Shafer, Thomas Weinberger

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We study which machine learning algorithms have tight generalization bounds with respect to a given collection of population distributions. Our results build on and extend the recent work of Gastpar et al. (2023). First, we present conditions that preclude the existence of tight generalization bounds. Specifically, we show that algorithms that have certain inductive biases that cause them to be unstable do not admit tight generalization bounds. Next, we show that algorithms that are sufficiently loss-stable do have tight generalization bounds. We conclude with a simple characterization that relates the existence of tight generalization bounds to the conditional variance of the algorithm's loss.

Spotlight
Taming Hyperparameter Sensitivity in Data Attribution: Practical Selection Without Costly Retraining

Weiyi Wang, Junwei Deng, Yuzheng Hu, Shiyuan Zhang, Xirui Jiang, Runting Zhang, Han Zhao, Jiaqi W. Ma

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Data attribution methods, which quantify the influence of individual training data points on a machine learning model, have gained increasing popularity in data-centric applications in modern AI. Despite a recent surge of new methods developed in this space, the impact of hyperparameter tuning in these methods remains under-explored. In this work, we present the first large-scale empirical study to understand the hyperparameter sensitivity of common data attribution methods. Our results show that most methods are indeed sensitive to certain key hyperparameters. However, unlike typical machine learning algorithms---whose hyperparameters can be tuned using computationally-cheap validation metrics---evaluating data attribution performance often requires retraining models on subsets of training data, making such metrics prohibitively costly for hyperparameter tuning. This poses a critical open challenge for the practical application of data attribution methods. To address this challenge, we advocate for better theoretical understandings of hyperparameter behavior to inform efficient tuning strategies. As a case study, we provide a theoretical analysis of the regularization term that is critical in many variants of influence function methods. Building on this analysis, we propose a lightweight procedure for selecting the regularization value without model retraining, and validate its effectiveness across a range of standard data attribution benchmarks. Overall, our study identifies a fundamental yet overlooked challenge in the practical application of data attribution, and highlights the importance of careful discussion on hyperparameter selection in future method development.

Poster
Incomplete Multi-view Deep Clustering with Data Imputation and Alignment

Jiyuan Liu, Xinwang Liu, Xinhang Wan, KE LIANG, Weixuan Liang, sihang zhou, Huijun Wu, Kehua Guo

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Incomplete multi-view deep clustering is an emerging research hot-pot to incorporate data information of multiple sources or modalities when parts of them are missing. Most of existing approaches encode the available data observations into multiple view-specific latent representations and subsequently integrate them for the next clustering task. However, they ignore that the latent representations are unique to a fixed set of data samples in all views. Meanwhile, the pair-wise similarities of missing data observations are also failed to utilize in latent representation learning sufficiently, leading to unsatisfactory clustering performance. To address these issues, we propose an incomplete multi-view deep clustering method with data imputation and alignment. Assuming that each data sample corresponds to a same latent representation among all views, it projects the latent representations into feature spaces with neural networks. As a result, not only the available data observations are reconstructed, but also the missing ones can be imputed accordingly. Moreover, a linear alignment measurement of linear complexity is defined to compute the pair-wise similarities of all data observations, especially including those of the missing. By executing the above two procedures iteratively, the discriminative latent representations can be learned and used to group the data into categories with off-the-shelf clustering algorithms. In experiment, the proposed method is validated on a set of benchmark datasets and achieves state-of-the-art performances.

Poster
CoC-VLA: Delving into Adversarial Domain Transfer for Explainable Autonomous Driving via Chain-of-Causality Visual-Language-Action Model

Dapeng Zhang, Fei Shen, Rui Zhao, Yinda Chen, Peng Zhi, Chenyang Li, Rui Zhou, Qingguo Zhou

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Autonomous driving represents a prominent application of artificial intelligence. Recent approaches have shifted from focusing solely on common scenarios to addressing complex, long-tail situations such as subtle human behaviors, traffic accidents, and non-compliant driving patterns. Given the demonstrated capabilities of large language models (LLMs) in understanding visual and natural language inputs and following instructions, recent methods have integrated LLMs into autonomous driving systems to enhance reasoning, interpretability, and performance across diverse scenarios. However, existing methods typically rely either on real-world data, which is suitable for industrial deployment, or on simulation data tailored to rare or hard case scenarios. Few approaches effectively integrate the complementary advantages of both data sources. To address this limitation, we propose a novel VLM-guided, end-to-end adversarial transfer framework for autonomous driving that transfers long-tail handling capabilities from simulation to real-world deployment, named CoC-VLA. The framework comprises a teacher VLM model, a student VLM model, and a discriminator. Both the teacher and student VLM models utilize a shared base architecture, termed the Chain-of-Causality Visual–Language Model (CoC VLM), which integrates temporal information via an end-to-end text adapter. This architecture supports chain-of-thought reasoning to infer complex driving logic. The teacher and student VLM models are pre-trained separately on simulated and real-world datasets. The discriminator is trained adversarially to facilitate the transfer of long-tail handling capabilities from simulated to real-world environments by the student VLM model, using a novel backpropagation strategy. Experimental results show that our method effectively bridges the gap between simulation and real-world autonomous driving, indicating a promising direction for future research.

Poster
Language Models Are Capable of Metacognitive Monitoring and Control of Their Internal Activations

Li Ji-An, Hua-Dong Xiong, Robert Wilson, Marcelo G Mattar, Marcus K. Benna

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Large language models (LLMs) can sometimes report the strategies they actually use to solve tasks, yet at other times seem unable to recognize those strategies that govern their behavior. This suggests a limited degree of metacognition --- the capacity to monitor one's own cognitive processes for subsequent reporting and self-control. Metacognition enhances LLMs' capabilities in solving complex tasks but also raises safety concerns, as models may obfuscate their internal processes to evade neural-activation-based oversight (e.g., safety detector). Given society's increased reliance on these models, it is critical that we understand their metacognitive abilities. To address this, we introduce a neuroscience-inspired \emph{neurofeedback} paradigm that uses in-context learning to quantify metacognitive abilities of LLMs to \textit{report} and \textit{control} their activation patterns. We demonstrate that their abilities depend on several factors: the number of in-context examples provided, the semantic interpretability of the neural activation direction (to be reported/controlled), and the variance explained by that direction. These directions span a ``metacognitive space'' with dimensionality much lower than the model's neural space, suggesting LLMs can monitor only a small subset of their neural activations. Our paradigm provides empirical evidence to quantify metacognition in LLMs, with significant implications for AI safety (e.g., adversarial attack and defense).

Poster