EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

Decision breakdown

2,011papers

Counted from the official paper list; may differ slightly from the number the conference announced.

  • Other / unlabeled
    2,011100.0%

Top 10 topics (click to filter)

No topic data yet.

Trends for all 207 research topics

Browse all papers

Aligning Predictive Uncertainty with Clarification Questions in Grounded Dialog

Kata Naszadi, Putra Manggala, Christof Monz

Expand abstract

Asking for clarification is fundamental to effective collaboration. An interactive artificial agent must know when to ask a human instructor for more information in order to ascertain their goals. Previous work bases the timing of questions on supervised models learned from interactions between humans. Instead of a supervised classification task, we wish to ground the need for questions in the acting agent's predictive uncertainty. In this work, we investigate if ambiguous linguistic instructions can be aligned with uncertainty in neural models. We train an agent using the T5 encoder-decoder architecture to solve the Minecraft Collaborative Building Task and identify uncertainty metrics that achieve better distributional separation between clear and ambiguous instructions. We further show that well-calibrated prediction probabilities benefit the detection of ambiguous instructions. Lastly, we provide a novel empirical analysis on the relationship between uncertainty and dialog history length and highlight an important property that poses a difficulty for detection.

Long Findings
R2H: Building Multimodal Navigation Helpers that Respond to Help Requests

Yue Fan, Jing Gu, Kaizhi Zheng, Xin Eric Wang

Expand abstract

Intelligent navigation-helper agents are critical as they can navigate users in unknown areas through environmental awareness and conversational ability, serving as potential accessibility tools for individuals with disabilities. In this work, we first introduce a novel benchmark, Respond to Help Requests (R2H), to promote the development of multi-modal navigation helpers capable of responding to requests for help, utilizing existing dialog-based embodied datasets. R2H mainly includes two tasks: (1) Respond to Dialog History (RDH), which assesses the helper agent's ability to generate informative responses based on a given dialog history, and (2) Respond during Interaction (RdI), which evaluates the effectiveness and efficiency of the response during consistent cooperation with a task performer. Furthermore, we explore two approaches to construct the navigation-helper agent, including fine-tuning a novel task-oriented multi-modal response generation model that can see and respond, named SeeRee, and employing a multi-modal large language model in a zero-shot manner. Analysis of the task and method was conducted based on both automatic benchmarking and human evaluations.

Long Main
Speech-enriched Memory for Inference-time Adaptation of ASR Models to Word Dictionaries

Ashish Mittal, Sunita Sarawagi, Preethi Jyothi, George Saon, Gakuto Kurata

Expand abstract

Despite the impressive performance of ASR models on mainstream benchmarks, their performance on rare words is unsatisfactory. In enterprise settings, often a focused list of entities (such as locations, names, etc) are available which can be used to adapt the model to the terminology of specific domains. In this paper, we present a novel inference algorithm that improves the prediction of state-of-the-art ASR models using nearest-neighbor-based matching on an inference-time word list. We consider both the Transducer architecture that is useful in the streaming setting, and state-of-the-art encoder-decoder models such as Whisper. In our approach, a list of rare entities is indexed in a memory by synthesizing speech for each entry, and then storing the internal acoustic and language model states obtained from the best possible alignment on the ASR model. The memory is organized as a trie which we harness to perform a stateful lookup during inference. A key property of our extension is that we prevent spurious matches by restricting to only word-level matches. In our experiments on publicly available datasets and private benchmarks, we show that our method is effective in significantly improving rare word recognition.

Long Main
Cache me if you Can: an Online Cost-aware Teacher-Student framework to Reduce the Calls to Large Language Models

Ilias Stogiannidis, Stavros Vassos, Prodromos Malakasiotis, Ion Androutsopoulos

Expand abstract

Prompting Large Language Models (LLMs) performs impressively in zero- and few-shot settings. Hence, small and medium-sized enterprises (SMEs) that cannot afford the cost of creating large task-specific training datasets, but also the cost of pretraining their own LLMs, are increasingly turning to third-party services that allow them to prompt LLMs. However, such services currently require a payment per call, which becomes a significant operating expense (OpEx). Furthermore, customer inputs are often very similar over time, hence SMEs end-up prompting LLMs with very similar instances. We propose a framework that allows reducing the calls to LLMs by caching previous LLM responses and using them to train a local inexpensive model on the SME side. The framework includes criteria for deciding when to trust the local model or call the LLM, and a methodology to tune the criteria and measure the tradeoff between performance and cost. For experimental purposes, we instantiate our framework with two LLMs, GPT-3.5 or GPT-4, and two inexpensive students, a $k$-NN classifier or a Multi-Layer Perceptron, using two common business tasks, intent recognition and sentiment analysis. Experimental results indicate that significant OpEx savings can be obtained with only slightly lower performance.

Short Findings
ParroT: Translating during Chat using Large Language Models tuned with Human Translation and Feedback

Wenxiang Jiao, Jen-tse Huang, Wenxuan Wang, Zhiwei He, Tian Liang, Xing Wang, Shuming Shi, Zhaopeng Tu

Expand abstract

Large language models (LLMs) like ChatGPT have exhibited remarkable abilities on a wide range of natural language processing (NLP) tasks, including various machine translation abilities accomplished during chat. However, these models are only accessible through restricted APIs, which creates barriers to new research and advancements in the field. Therefore, we propose ParroT, a framework to enhance and regulate the translation abilities during chat based on open-source LLMs (e.g., LLaMA), human-written translation and feedback data. Specifically, ParroT reformulates translation data into the instruction-following style, and introduces a “Hint” field for incorporating extra requirements to regulate the translation process. Accordingly, we propose three instruction types for finetuning ParroT models, including translation instruction, contrastive instruction, and error-guided instruction. Experiments on Flores subsets and WMT22 test sets suggest that translation instruction improves the translation performance of vanilla LLMs significantly while error-guided instruction can lead to further improvement, which demonstrates the importance of learning from low-quality translations annotated by humans. We also demonstrate the potential of automatic evaluation tools in providing quality information of translations, when constructing error-guided instructions for directions that lack human annotation data. Please refer to our Github project for more implementation details: https://github.com/wxjiao/ParroT.

Long Findings
Generative Table Pre-training Empowers Models for Tabular Prediction

Tianping Zhang, Shaowen Wang, Shuicheng YAN, Li Jian, Qian Liu

Expand abstract

Recently, the topic of table pre-training has attracted considerable research interest. However, how to employ table pre-training to boost the performance of tabular prediction remains an open challenge. In this paper, we propose TapTap, the first attempt that leverages table pre-training to empower models for tabular prediction. After pre-training on a large corpus of real-world tabular data, TapTap can generate high-quality synthetic tables to support various applications on tabular data, including privacy protection, low resource regime, missing value imputation, and imbalanced classification. Extensive experiments on $12$ datasets demonstrate that TapTap outperforms a total of $16$ baselines in different scenarios. Meanwhile, it can be easily combined with various backbone models, including LightGBM, Multilayer Perceptron (MLP) and Transformer. Moreover, with the aid of table pre-training, models trained using synthetic data generated by TapTap can even compete with models using the original dataset on half of the experimental datasets, marking a milestone in the development of synthetic tabular data generation. The code and datasets are available at https://github.com/ZhangTP1996/TapTap.

Long Main
Dense Retrieval as Indirect Supervision for Large-space Decision Making

Nan Xu, Fei Wang, Mingtao Dong, Muhao Chen

Expand abstract

Many discriminative natural language understanding (NLU) tasks have large label spaces. Learning such a process of large-space decision making is particularly challenging due to the lack of training instances per label and the difficulty of selection among many fine-grained labels. Inspired by dense retrieval methods for passage finding in open-domain QA, we propose a reformulation of large-space discriminative NLU tasks as a learning-to-retrieve task, leading to a novel solution named Dense Decision Retrieval (DDR). Instead of predicting fine-grained decisions as logits, DDR adopts a dual-encoder architecture that learns to predict by retrieving from a decision thesaurus. This approach not only leverages rich indirect supervision signals from easy-to-consume learning resources for dense retrieval, it also leads to enhanced prediction generalizability with a semantically meaningful representation of the large decision space. When evaluated on tasks with decision spaces ranging from hundreds to hundred-thousand scales, DDR outperforms strong baselines greatly by 27.54% in P @1 on two extreme multi-label classification tasks, 1.17% in F1 score ultra-fine entity typing, and 1.26% in accuracy on three few-shot intent classification tasks on average.

Long Findings
Learning to Describe for Predicting Zero-shot Drug-Drug Interactions

Fangqi Zhu, Yongqi Zhang, Lei Chen, Bing Qin, Ruifeng Xu

Expand abstract

Adverse drug-drug interactions (DDIs) can compromise the effectiveness of concurrent drug administration, posing a significant challenge in healthcare. As the development of new drugs continues, the potential for unknown adverse effects resulting from DDIs becomes a growing concern. Traditional computational methods for DDI prediction may fail to capture interactions for new drugs due to the lack of knowledge. In this paper, we introduce a new problem setup as zero-shot DDI prediction that deals with the case of new drugs. Leveraging textual information from online databases like DrugBank and PubChem, we propose an innovative approach TextDDI with a language model-based DDI predictor and a reinforcement learning~(RL)-based information selector, enabling the selection of concise and pertinent text for accurate DDI prediction on new drugs. Empirical results show the benefits of the proposed approach on several settings including zero-shot and few-shot DDI prediction, and the selected texts are semantically relevant. Our code and data are available at https://github.com/zhufq00/DDIs-Prediction.

Long Main
One-Model-Connects-All: A Unified Graph Pre-Training Model for Online Community Modeling

Ruoxue Ma, Jiarong Xu, Xinnong Zhang, Haozhe Zhang, Zuyu Zhao, Qi Zhang, Xuanjing Huang, Zhongyu Wei

Expand abstract

Online community is composed of communities, users, and user-generated textual content, with rich information that can help us solve social problems. Previous research hasn't fully utilized these three components and the relationship among them. What's more, they can't adapt to a wide range of downstream tasks. To solve these problems, we focus on a framework that simultaneously considers communities, users, and texts. And it can easily connect with a variety of downstream tasks related to social media. Specifically, we use a ternary heterogeneous graph to model online communities. Text reconstruction and edge generation are used to learn structural and semantic knowledge among communities, users, and texts. By leveraging this pre-trained model, we achieve promising results across multiple downstream tasks, such as violation detection, sentiment analysis, and community recommendation. Our exploration will improve online community modeling.

Long Findings
A Simple Baseline for Knowledge-Based Visual Question Answering

Alexandros Xenos, Themos Stafylakis, Ioannis Patras, Georgios Tzimiropoulos

Expand abstract

This paper is on the problem of Knowledge-Based Visual Question Answering (KB-VQA). Recent works have emphasized the significance of incorporating both explicit (through external databases) and implicit (through LLMs) knowledge to answer questions requiring external knowledge effectively. A common limitation of such approaches is that they consist of relatively complicated pipelines and often heavily rely on accessing GPT-3 API. Our main contribution in this paper is to propose a much simpler and readily reproducible pipeline which, in a nutshell, is based on efficient in-context learning by prompting LLaMA (1 and 2) using question-informative captions as contextual information. Contrary to recent approaches, our method is training-free, does not require access to external databases or APIs, and yet achieves state-of-the-art accuracy on the OK-VQA and A-OK-VQA datasets. Finally, we perform several ablation studies to understand important aspects of our method. Our code is publicly available at https://github.com/alexandrosXe/ASimple-Baseline-For-Knowledge-Based-VQA

Short Main
Unveiling the Essence of Poetry: Introducing a Comprehensive Dataset and Benchmark for Poem Summarization

Ridwan Mahbub, Ifrad Towhid Khan, Samiha Shafiq Anuva, Md Shihab Shahriar, Md Tahmid Rahman Laskar, Sabbir Ahmed

Expand abstract

While research in natural language processing has progressed significantly in creative language generation, the question of whether language models can interpret the intended meaning of creative language largely remains unanswered. Poetry as a creative art form has existed for generations, and summarization of such content requires deciphering the figurative patterns to find out the actual intent and message of the poet. This task can provide the researchers an opportunity to evaluate the creative language interpretation capacity of the language models. Unlike typical text, summarization of poems is a challenging task as poems carry a deeper meaning, which can be easily lost if only the literal meaning is considered. That being said, we propose a new task in the field of natural language understanding called 'Poem Summarization'. As a starting, we propose the first-ever dataset for this task, named 'PoemSum', consisting of 3011 samples of poetry and its corresponding summarized interpretation in the English language. We have benchmarked the performance of different state-of-the-art summarization models and provided observations on their limitations. The dataset and all relevant code used in this work have been made publicly available.

Short Main
Privacy Implications of Retrieval-Based Language Models

Yangsibo Huang, Samyak Gupta, Zexuan Zhong, Kai Li, Danqi Chen

Expand abstract

Retrieval-based language models (LMs) have demonstrated improved interpretability, factuality, and adaptability compared to their parametric counterparts by incorporating retrieved text from external datastores. While it is well known that parametric models are prone to leaking private data, it remains unclear how the addition of a retrieval datastore impacts model privacy. In this work, we present the first study of privacy risks in retrieval-based LMs, particularly $k$NN-LMs. Our goal is to explore the optimal design and training procedure in domains where privacy is of concern, aiming to strike a balance between utility and privacy. Crucially, we find that $k$NN-LMs are more susceptible to leaking private information from their private datastore than parametric models. We further explore mitigations of privacy risks: When privacy information is targeted and readily detected in the text, we find that a simple sanitization step would eliminate the risks while decoupling query and key encoders achieves an even better utility-privacy trade-off. Otherwise, we consider strategies of mixing public and private data in both datastore and encoder training. While these methods offer modest improvements, they leave considerable room for future work. Together, our findings provide insights for practitioners to better understand and mitigate privacy risks in retrieval-based LMs.

Long Main
In-Image Neural Machine Translation with Segmented Pixel Sequence-to-Sequence Model

Yanzhi Tian, Xiang Li, Zeming Liu, Yuhang Guo, Bin Wang

Expand abstract

In-Image Machine Translation (IIMT) aims to convert images containing texts from one language to another. Traditional approaches for this task are cascade methods, which utilize optical character recognition (OCR) followed by neural machine translation (NMT) and text rendering. However, the cascade methods suffer from compounding errors of OCR and NMT, leading to a decrease in translation quality. In this paper, we propose an end-to-end model instead of the OCR, NMT and text rendering pipeline. Our neural architecture adopts encoder-decoder paradigm with segmented pixel sequences as inputs and outputs. Through end-to-end training, our model yields improvements across various dimensions, (i) it achieves higher translation quality by avoiding error propagation, (ii) it demonstrates robustness for out domain data, and (iii) it displays insensitivity to incomplete words. To validate the effectiveness of our method and support for future research, we construct our dataset containing 4M pairs of De-En images and train our end-to-end model. The experimental results show that our approach outperforms both cascade method and current end-to-end model.

Long Findings
IMTLab: An Open-Source Platform for Building, Evaluating, and Diagnosing Interactive Machine Translation Systems

Xu Huang, Zhirui Zhang, Ruize Gao, Yichao Du, lemao liu, Guoping Huang, Shuming Shi, Jiajun Chen, Shujian Huang

Expand abstract

We present IMTLab, an open-source end-to-end interactive machine translation (IMT) system platform that enables researchers to quickly build IMT systems with state-of-the-art models, perform an end-to-end evaluation, and diagnose the weakness of systems. IMTLab treats the whole interactive translation process as a task-oriented dialogue with a human-in-the-loop setting, in which human interventions can be explicitly incorporated to produce high-quality, error-free translations. To this end, a general communication interface is designed to support the flexible IMT architectures and user policies. Based on the proposed design, we construct a simulated and real interactive environment to achieve end-to-end evaluation and leverage the framework to systematically evaluate previous IMT systems. Our simulated and manual experiments show that the prefix-constrained decoding approach still gains the lowest editing cost in the end-to-end evaluation, while BiTIIMT achieves comparable editing cost with a better interactive experience.

Long Main
NarrativeXL: a Large-scale Dataset for Long-Term Memory Models

Arsenii Kirillovich Moskvichev, Ky-Vinh Mai

Expand abstract

We propose a new large-scale (nearly a million questions) ultra-long-context (more than 50,000 words average document length) reading comprehension dataset. Using GPT 3.5, we summarized each scene in 1,500 hand-curated fiction books from Project Gutenberg, which resulted in approximately 150 scene-level summaries per book. After that, we created a number of reading comprehension questions based on these summaries, including three types of multiple-choice scene recognition questions, as well as free-form narrative reconstruction questions. With 990,595 total questions, our dataset is an order of magnitude larger than the closest alternatives. Crucially, most questions have a known ``retention demand'', indicating how long-term of a memory is needed to answer them, which should aid long-term memory performance evaluation. We validate our data in four small-scale experiments: one with human labelers, and three with existing language models. We show that our questions 1) adequately represent the source material 2) can be used to diagnose a model's memory capacity 3) are not trivial for modern language models even when the memory demand does not exceed those models' context lengths. Lastly, we provide our code which can be used to further expand the dataset with minimal human labor.

Long Findings
Is ChatGPT Good at Search? Investigating Large Language Models as Re-Ranking Agents

Weiwei Sun, Lingyong Yan, Xinyu Ma, Shuaiqiang Wang, Pengjie Ren, Zhumin Chen, Dawei Yin, Zhaochun Ren

Expand abstract

Large Language Models (LLMs) have demonstrated remarkable zero-shot generalization across various language-related tasks, including search engines. However, existing work utilizes the generative ability of LLMs for Information Retrieval (IR) rather than direct passage ranking. The discrepancy between the pre-training objectives of LLMs and the ranking objective poses another challenge. In this paper, we first investigate generative LLMs such as ChatGPT and GPT-4 for relevance ranking in IR. Surprisingly, our experiments reveal that properly instructed LLMs can deliver competitive, even superior results to state-of-the-art supervised methods on popular IR benchmarks. Furthermore, to address concerns about data contamination of LLMs, we collect a new test set called NovelEval, based on the latest knowledge and aiming to verify the model's ability to rank unknown knowledge. Finally, to improve efficiency in real-world applications, we delve into the potential for distilling the ranking capabilities of ChatGPT into small specialized models using a permutation distillation scheme. Our evaluation results turn out that a distilled 440M model outperforms a 3B supervised model on the BEIR benchmark. The code to reproduce our results is available at www.github.com/sunnweiwei/RankGPT.

Long Main
Dialogue Act-Aided Backchannel Prediction Using Multi-Task Learning

Wencke Liermann, Yo-Han Park, Yong-Seok Choi, Kong Joo Lee

Expand abstract

Produced in the form of small injections such as "Yeah!" or "Uh-Huh" by listeners in a conversation, supportive verbal feedback (i.e., backchanneling) is essential for natural dialogue. Highlighting its tight relation to speaker intent and utterance type, we propose a multi-task learning approach that learns textual representations for the task of backchannel prediction in tandem with dialogue act classification. We demonstrate the effectiveness of our approach by improving the prediction of specific backchannels like "Yeah" or "Really?" by up to 2.0\% in F1. Additionally, whereas previous models relied on well-established methods to extract audio features, we further pre-train the audio encoder in a self-supervised fashion using voice activity projection. This leads to additional gains of 1.4\% in weighted F1.

Short Findings
DiNeR: A Large Realistic Dataset for Evaluating Compositional Generalization

Chengang Hu, Xiao Liu, Yansong Feng

Expand abstract

Most of the existing compositional generalization datasets are synthetically-generated, resulting in a lack of natural language variation. While there have been recent attempts to introduce non-synthetic datasets for compositional generalization, they suffer from either limited data scale or a lack of diversity in the forms of combinations. To better investigate compositional generalization with more linguistic phenomena and compositional diversity, we propose the DIsh NamE Recognition (DiNeR) task and create a large realistic Chinese dataset. Given a recipe instruction, models are required to recognize the dish name composed of diverse combinations of food, actions, and flavors. Our dataset consists of 3,811 dishes and 228,114 recipes, and involves plenty of linguistic phenomena such as anaphora, omission and ambiguity. We provide two strong baselines based on T5 and large language models (LLMs). This work contributes a challenging task, baseline methods to tackle the task, and insights into compositional generalization in the context of dish name recognition.

Long Main
Can Pre-trained Vision and Language Models Answer Visual Information-Seeking Questions?

Yang Chen, Hexiang Hu, Yi Luan, Haitian Sun, Soravit Changpinyo, Alan Ritter, Ming-Wei Chang

Expand abstract

Pre-trained vision and language models have demonstrated state-of-the-art capabilities over existing tasks involving images and texts, including visual question answering. However, it remains unclear whether these models possess the capability to answer questions that are not only querying visual content but knowledge-intensive and information-seeking. In this study, we introduce InfoSeek, a visual question answering dataset tailored for information-seeking questions that cannot be answered with only common sense knowledge. Using InfoSeek, we analyze various pre-trained visual question answering models and gain insights into their characteristics. Our findings reveal that state-of-the-art pre-trained multi-modal models (e.g., PaLI-X, BLIP2, InstructBLIP) face challenges in answering visual information-seeking questions, but fine-tuning on the InfoSeek dataset elicits models to use fine-grained knowledge that was learned during pre-training. Furthermore, we show that accurate visual entity recognition can be used to improve performance on InfoSeek by retrieving relevant documents, showing a significant space for improvement.

Long Main
EDeR: Towards Understanding Dependency Relations Between Events

Ruiqi Li, Patrik Haslum, Leyang Cui

Expand abstract

Relation extraction is a crucial task in natural language processing (NLP) and information retrieval (IR). Previous work on event relation extraction mainly focuses on hierarchical, temporal and causal relations. Such relationships consider two events to be independent in terms of syntax and semantics, but they fail to recognize the interdependence between events. To bridge this gap, we introduce a human-annotated Event Dependency Relation dataset (EDeR). The annotation is done on a sample of documents from the OntoNotes dataset, which has the additional benefit that it integrates with existing, orthogonal, annotations of this dataset. We investigate baseline approaches for EDeR's event dependency relation prediction. We show that recognizing such event dependency relations can further benefit critical NLP tasks, including semantic role labelling and co-reference resolution.

Long Main