EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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IAG: Induction-Augmented Generation Framework for Answering Reasoning Questions

Zhebin Zhang, Xinyu Zhang, Yuanhang Ren, Saijiang Shi, Meng Han, Yongkang Wu, Ruofei Lai, Zhao Cao

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Retrieval-Augmented Generation (RAG), by incorporating external knowledge with parametric memory of language models, has become the state-of-the-art architecture for open-domain QA tasks. However, common knowledge bases are inherently constrained by limited coverage and noisy information, making retrieval-based approaches inadequate to answer implicit reasoning questions. In this paper, we propose an Induction-Augmented Generation (IAG) framework that utilizes inductive knowledge along with the retrieved documents for implicit reasoning. We leverage large language models (LLMs) for deriving such knowledge via a novel prompting method based on inductive reasoning patterns. On top of this, we implement two versions of IAG named IAG-GPT and IAG-Student, respectively. IAG-GPT directly utilizes the knowledge generated by GPT-3 for answer prediction, while IAG-Student gets rid of dependencies on GPT service at inference time by incorporating a student inductor model. The inductor is firstly trained via knowledge distillation and further optimized by back-propagating the generator feedback via differentiable beam scores. Experimental results show that IAG outperforms RAG baselines as well as ChatGPT on two Open-Domain QA tasks. Notably, our best models have won the first place in the official leaderboards of CSQA2.0 (since Nov 1, 2022) and StrategyQA (since Jan 8, 2023).

Long Main
Crossing the Aisle: Unveiling Partisan and Counter-Partisan Events in News Reporting

Kaijian Zou, Xinliang Frederick Zhang, Winston Wu, Nicholas Beauchamp, Lu Wang

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News media is expected to uphold unbiased reporting. Yet they may still affect public opinion by selectively including or omitting events that support or contradict their ideological positions. Prior work in NLP has only studied media bias via linguistic style and word usage. In this paper, we study to which degree media balances news reporting and affects consumers through event inclusion or omission. We first introduce the task of detecting both partisan and counter-partisan events: events that support or oppose the author's political ideology. To conduct our study, we annotate a high-quality dataset, PAC, containing $8,511$ (counter-)partisan event annotations in $304$ news articles from ideologically diverse media outlets. We benchmark PAC to highlight the challenges of this task. Our findings highlight both the ways in which the news subtly shapes opinion and the need for large language models that better understand events within a broader context. Our dataset can be found at https://github.com/launchnlp/Partisan-Event-Dataset.

Short Findings
Absolute Position Embedding Learns Sinusoid-like Waves for Attention Based on Relative Position

Yuji Yamamoto, Takuya Matsuzaki

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Attention weight is a clue to interpret how a Transformer-based model makes an inference. In some attention heads, the attention focuses on the neighbors of each token. This allows the output vector of each token to depend on the surrounding tokens and contributes to make the inference context-dependent. We analyze the mechanism behind the concentration of attention on nearby tokens. We show that the phenomenon emerges as follows: (1) learned position embedding has sinusoid-like components, (2) such components are transmitted to the query and the key in the self-attention, (3) the attention head shifts the phases of the sinusoid-like components so that the attention concentrates on nearby tokens at specific relative positions. In other words, a certain type of Transformer-based model acquires the sinusoidal positional encoding to some extent on its own through Masked Language Modeling.

Long Main
Video-Text Retrieval by Supervised Sparse Multi-Grained Learning

Yimu Wang, Peng Shi

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While recent progress in video-text retrieval has been advanced by the exploration of better representation learning, in this paper, we present a novel multi-grained sparse learning framework, S3MA, to learn an aligned sparse space shared between the video and the text for video-text retrieval. The shared sparse space is initialized with a finite number of sparse concepts, each of which refers to a number of words. With the text data at hand, we learn and update the shared sparse space in a supervised manner using the proposed similarity and alignment losses. Moreover, to enable multi-grained alignment, we incorporate frame representations for better modeling the video modality and calculating fine-grained and coarse-grained similarities. Benefiting from the learned shared sparse space and multi-grained similarities, extensive experiments on several video-text retrieval benchmarks demonstrate the superiority of S3MA over existing methods.

Long Findings
Zero-Shot-BERT-Adapters: a Zero-Shot Pipeline for Unknown Intent Detection

Daniele Comi, Dimitrios Christofidellis, Pier Francesco Piazza, Matteo Manica

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Intent discovery is a crucial task in natural language processing, and it is increasingly relevant for various of industrial applications. Identifying novel, unseen intents from user inputs remains one of the biggest challenges in this field. Herein, we propose Zero-Shot-BERT-Adapters, a two-stage method for multilingual intent discovery relying on a Transformer architecture, fine-tuned with Adapters. We train the model for Natural Language Inference (NLI) and later perform unknown intent classification in a zero-shot setting for multiple languages. In our evaluation, we first analyze the quality of the model after adaptive fine-tuning on known classes. Secondly, we evaluate its performance in casting intent classification as an NLI task. Lastly, we test the zero-shot performance of the model on unseen classes, showing how Zero-Shot-BERT-Adapters can effectively perform intent discovery by generating semantically similar intents, if not equal, to the ground-truth ones. Our experiments show how Zero-Shot-BERT-Adapters outperforms various baselines in two zero-shot settings: known intent classification and unseen intent discovery. The proposed pipeline holds the potential for broad application in customer care. It enables automated dynamic triage using a lightweight model that can be easily deployed and scaled in various business scenarios, unlike large language models. Zero-Shot-BERT-Adapters represents an innovative multi-language approach for intent discovery, enabling the online generation of novel intents. A Python package implementing the pipeline and the new datasets we compiled are available at the following link: https://github.com/GT4SD/zero-shot-bert-adapters.

Long Findings
Chinese Lexical Substitution: Dataset and Method

Jipeng Qiang, Kang Liu, LiYing, Yun Li, Yi Zhu, Yun-Hao Yuan, Xiaocheng Hu, Xiaoye Ouyang

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Existing lexical substitution (LS) benchmarks were collected by asking human annotators to think of substitutes from memory, resulting in benchmarks with limited coverage and relatively small scales. To overcome this problem, we propose a novel annotation method to construct an LS dataset based on human and machine collaboration. Based on our annotation method, we construct the first Chinese LS dataset CHNLS which consists of 33,695 instances and 144,708 substitutes, covering three text genres (News, Novel, and Wikipedia). Specifically, we first combine four unsupervised LS methods as an ensemble method to generate the candidate substitutes, and then let human annotators judge these candidates or add new ones. This collaborative process combines the diversity of machine-generated substitutes with the expertise of human annotators. Experimental results that the ensemble method outperforms other LS methods. To our best knowledge, this is the first study for the Chinese LS task.

Long Main
ReFSQL: A Retrieval-Augmentation Framework for Text-to-SQL Generation

Kun Zhang, XieXiong Lin, Yuanzhuo Wang, Xin Zhang, Fei Sun, Cen Jianhe, Hexiang Tan, Xuhui Jiang, Huawei Shen

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Text-to-SQL is the task that aims at translating natural language questions into SQL queries. Existing methods directly align the natural language with SQL Language and train one encoder-decoder-based model to fit all questions. However, they underestimate the inherent structural characteristics of SQL, as well as the gap between specific structure knowledge and general knowledge. This leads to structure errors in the generated SQL. To address the above challenges, we propose a retrieval-argument framework, namely ReFSQL. It contains two parts, structure-enhanced retriever and the generator. Structure-enhanced retriever is designed to identify samples with comparable specific knowledge in an unsupervised way. Subsequently, we incorporate the retrieved samples’ SQL into the input, enabling the model to acquire prior knowledge of similar SQL grammar. To further bridge the gap between specific and general knowledge, we present a mahalanobis contrastive learning method, which facilitates the transfer of the sample toward the specific knowledge distribution constructed by the retrieved samples. Experimental results on five datasets verify the effectiveness of our approach in improving the accuracy and robustness of Text-to-SQL generation. Our framework has achieved improved performance when combined with many other backbone models (including the 11B flan-T5) and also achieved state-of-the-art performance when compared to existing methods that employ the fine-tuning approach.

Long Findings
Decoding the Silent Majority: Inducing Belief Augmented Social Graph with Large Language Model for Response Forecasting

Chenkai Sun, Jinning Li, Yi Fung, Hou Pong Chan, Tarek Abdelzaher, ChengXiang Zhai, Heng Ji

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Automatic response forecasting for news media plays a crucial role in enabling content producers to efficiently predict the impact of news releases and prevent unexpected negative outcomes such as social conflict and moral injury. To effectively forecast responses, it is essential to develop measures that leverage the social dynamics and contextual information surrounding individuals, especially in cases where explicit profiles or historical actions of the users are limited (referred to as lurkers). As shown in a previous study, 97% of all tweets are produced by only the most active 25% of users. However, existing approaches have limited exploration of how to best process and utilize these important features. To address this gap, we propose a novel framework, named SocialSense, that leverages a large language model to induce a belief-centered graph on top of an existent social network, along with graph-based propagation to capture social dynamics. We hypothesize that the induced graph that bridges the gap between distant users who share similar beliefs allows the model to effectively capture the response patterns. Our method surpasses existing state-of-the-art in experimental evaluations for both zero-shot and supervised settings, demonstrating its effectiveness in response forecasting. Moreover, the analysis reveals the framework's capability to effectively handle unseen user and lurker scenarios, further highlighting its robustness and practical applicability.

Long Main
Approximating Two-Layer Feedforward Networks for Efficient Transformers

Róbert Csordás, Kazuki Irie, Jurgen Schmidhuber

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How to reduce compute and memory requirements of neural networks (NNs) without sacrificing performance? Many recent works use sparse Mixtures of Experts (MoEs) to build resource-efficient large language models (LMs). Here we introduce several novel perspectives on MoEs, presenting a general framework that *unifies* various methods to *approximate two-layer NNs* (e.g., feedforward blocks of Transformers), including product-key memories (PKMs). Leveraging insights from this framework, we propose methods to improve both MoEs and PKMs. Unlike prior work that compares MoEs with dense baselines under the *compute-equal* condition, our evaluation condition is *parameter-equal*, which is crucial to properly evaluate LMs. We show that our MoEs are competitive with the *dense* Transformer-XL on both the WikiText-103 and enwiki8 datasets at two different scales, while being much more resource efficient. This demonstrates that MoEs are relevant not only to extremely large LMs but also to any-scale resource-efficient LMs. Our code is public.

Long Findings
Fine-grained Conversational Decoding via Isotropic and Proximal Search

Yuxuan Yao, Han Wu, Qiling Xu, Linqi Song

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General-purpose text decoding approaches are usually adopted for dialogue response generation. Although the quality of the generated responses can be improved with dialogue-specific encoding methods, conversational decoding methods are still under-explored. Inspired by SimDRC that a good dialogue feature space should follow the rules of locality and isotropy, we present a fine-grained conversational decoding method, termed isotropic and proximal search (IPS). Our method is designed to generate the semantic- concentrated response, while still maintaining informativeness and discrimination against the context. Experiments show that our approach significantly outperforms existing decoding strategies in the dialogue field across both automatic and human evaluation metrics. More in- depth analyses further confirm the effectiveness of our approach.

Short Main
Holistic Inter-Annotator Agreement and Corpus Coherence Estimation in a Large-scale Multilingual Annotation Campaign

Nicolas Stefanovitch, Jakub Piskorski

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In this paper we report on the complexity of persuasion technique annotation in the context of a large multilingual annotation campaign involving 6 languages and approximately 40 annotators. We highlight the techniques that appear to be difficult for humans to annotate and elaborate on our findings on the causes of this phenomenon. We introduce Holistic IAA, a new word embedding-based annotator agreement metric and we report on various experiments using this metric and its correlation with the traditional Inter Annotator Agreement (IAA) metrics. However, given somewhat limited and loose interaction between annotators, i.e., only a few annotators annotate the same document subsets, we try to devise a way to assess the coherence of the entire dataset and strive to find a good proxy for IAA between annotators tasked to annotate different documents and in different languages, for which classical IAA metrics can not be applied.

Long Main
PHD: Pixel-Based Language Modeling of Historical Documents

Nadav Borenstein, Phillip Rust, Desmond Elliott, Isabelle Augenstein

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The digitisation of historical documents has provided historians with unprecedented research opportunities. Yet, the conventional approach to analysing historical documents involves converting them from images to text using OCR, a process that overlooks the potential benefits of treating them as images and introduces high levels of noise. To bridge this gap, we take advantage of recent advancements in pixel-based language models trained to reconstruct masked patches of pixels instead of predicting token distributions. Due to the scarcity of real historical scans, we propose a novel method for generating synthetic scans to resemble real historical documents. We then pre-train our model, PHD, on a combination of synthetic scans and real historical newspapers from the 1700-1900 period. Through our experiments, we demonstrate that PHD exhibits high proficiency in reconstructing masked image patches and provide evidence of our model's noteworthy language understanding capabilities. Notably, we successfully apply our model to a historical QA task, highlighting its usefulness in this domain.

Long Main
Primacy Effect of ChatGPT

Yiwei Wang, Yujun Cai, Muhao Chen, Yuxuan Liang, Bryan Hooi

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Instruction-tuned large language models (LLMs), such as ChatGPT, have led to promising zero-shot performance in discriminative natural language understanding (NLU) tasks. This involves querying the LLM using a prompt containing the question, and the candidate labels to choose from. The question-answering capabilities of ChatGPT arise from its pre-training on large amounts of human-written text, as well as its subsequent fine-tuning on human preferences, which motivates us to ask: Does ChatGPT also inherit humans' cognitive biases? In this paper, we study the primacy effect of ChatGPT: the tendency of selecting the labels at earlier positions as the answer. We have two main findings: i) ChatGPT's decision is sensitive to the order of labels in the prompt; ii) ChatGPT has a clearly higher chance to select the labels at earlier positions as the answer. We hope that our experiments and analyses provide additional insights into building more reliable ChatGPT-based solutions. We release the source code at https://github.com/wangywUST/PrimacyEffectGPT.

Short Main
Evaluating the Rationale Understanding of Critical Reasoning in Logical Reading Comprehension

Akira Kawabata, Saku Sugawara

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To precisely evaluate a language model's capability for logical reading comprehension, we present a dataset for testing the understanding of the rationale behind critical reasoning. For questions taken from an existing multiple-choice logical reading comprehension dataset, we crowdsource rationale texts that explain why we should select or eliminate answer options, resulting in 3,003 multiple-choice subquestions that are associated with 943 main questions. Experiments on our dataset show that recent large language models (e.g., InstructGPT) struggle to answer the subquestions even if they are able to answer the main questions correctly. We find that the models perform particularly poorly in answering subquestions written for the incorrect options of the main questions, implying that the models have a limited capability for explaining why incorrect alternatives should be eliminated. These results suggest that our dataset encourages further investigation into the critical reasoning ability of language models while focusing on the elimination process of relevant alternatives.

Long Main
Adapter-TST: A Parameter Efficient Method for Multiple-Attribute Text Style Transfer

Zhiqiang Hu, Nancy F. Chen, Roy Ka-Wei Lee

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Adapting a large language model for multiple-attribute text style transfer via fine-tuning can be challenging due to the substantial amount of computational resources and labeled data required for the specific downstream task. In this paper, we address this challenge by introducing \textsf{Adapter-TST}, a framework that freezes the pre-trained model's original parameters and enables the development of a multiple-attribute text style transfer model. Using BART as the backbone model, \textsf{Adapter-TST} utilizes different neural adapters to model different types of attribute information, similar to a plug-in connected to BART. Our method allows control over multiple attributes (e.g. sentiment, tense, active or passive voice) and configures the adapters' architecture to generate multiple outputs in respect to attributes or compositional editing on the same sentence. We evaluate the proposed model on both traditional sentiment transfer and multiple-attribute transfer tasks. The experiment results demonstrate that \textsf{Adapter-TST} outperforms all the state-of-the-art baselines with significantly less computational resources. We have also empirically shown that each adapter is able to characterize specific stylistic attributes effectively and can be configured to perform compositional editing.

Long Findings
Solving the Right Problem is Key for Translational NLP: A Case Study in UMLS Vocabulary Insertion

Bernal Jimenez Gutierrez, Yuqing Mao, Vinh Nguyen, KIN WAH FUNG, Yu Su, Olivier Bodenreider

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As the immense opportunities enabled by large language models become more apparent, NLP systems will be increasingly expected to excel in real-world settings. However, in many instances, powerful models alone will not yield translational NLP solutions, especially if the formulated problem is not well aligned with the real-world task. In this work, we study the case of UMLS vocabulary insertion, an important real-world task in which hundreds of thousands of new terms, referred to as atoms, are added to the UMLS, one of the most comprehensive open-source biomedical knowledge bases. Previous work aimed to develop an automated NLP system to make this time-consuming, costly, and error-prone task more efficient. Nevertheless, practical progress in this direction has been difficult to achieve due to a problem formulation and evaluation gap between research output and the real-world task. In order to address this gap, we introduce a new formulation for UMLS vocabulary insertion which mirrors the real-world task, datasets which faithfully represent it and several strong baselines we developed through re-purposing existing solutions. Additionally, we propose an effective rule-enhanced biomedical language model which enables important new model behavior, outperforms all strong baselines and provides measurable qualitative improvements to editors who carry out the UVI task. We hope this case study provides insight into the considerable importance of problem formulation for the success of translational NLP solutions.

Long Findings
Improving Cross-lingual Transfer through Subtree-aware Word Reordering

Ofir Arviv, Dmitry Nikolaev, Taelin Karidi, Omri Abend

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Despite the impressive growth of the abilities of multilingual language models, such as XLM-R and mT5, it has been shown that they still face difficulties when tackling typologically-distant languages, particularly in the low-resource setting. One obstacle for effective cross-lingual transfer is variability in word-order patterns. It can be potentially mitigated via source- or target-side word reordering, and numerous approaches to reordering have been proposed. However, they rely on language-specific rules, work on the level of POS tags, or only target the main clause, leaving subordinate clauses intact. To address these limitations, we present a new powerful reordering method, defined in terms of Universal Dependencies, that is able to learn fine-grained word-order patterns conditioned on the syntactic context from a small amount of annotated data and can be applied at all levels of the syntactic tree. We conduct experiments on a diverse set of tasks and show that our method consistently outperforms strong baselines over different language pairs and model architectures. This performance advantage holds true in both zero-shot and few-shot scenarios.

Long Findings
Novel Slot Detection With an Incremental Setting

Chen Liang, Hongliang Li, Changhao Guan, Qingbin Liu, Jian Liu, Jinan Xu, Zhe Zhao

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Current dialogue systems face diverse user requests and rapid change domains, making quickly adapt to scenarios with previous unseen slot types become a major challenge. Recently, researchers have introduced novel slot detection (NSD) to discover potential new types. However, dialogue system with NSD does not bring practical improvements due to the system still cannot handle novel slots in subsequent interactions. In this paper, we define incremental novel slot detection (INSD), which separates the dialogue system to deal with novel types as two major phrases: 1) model discovers unknown slots, 2) training model to possess the capability to handle new classes. We provide an effective model to extract novel slots with set prediction strategy and propose a query-enhanced approach to overcome catastrophic forgetting during the process of INSD. We construct two INSD datasets to evaluate our method and experimental results show that our approach exhibits superior performance.

Long Findings
Self-supervised Post-processing Method to Enrich Pretrained Word Vectors

Hwiyeol Jo

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Retrofitting techniques, which inject external resources into word representations, have compensated for the weakness of distributed representations in semantic and relational knowledge between words. However, the previous methods require additional external resources and strongly depend on the lexicon. To address the issues, we propose a simple extension of extrofitting, self-supervised extrofitting: extrofitting by its own word vector distribution. Our methods improve the vanilla embeddings on all of word similarity tasks without any external resources. Moreover, the method is also effective in various languages, which implies that our method will be useful in lexicon-scarce languages. As downstream tasks, we show its benefits in dialogue state tracking and text classification tasks, reporting better and generalized results compared to other word vector specialization methods.

Short Findings
Evaluating and Modeling Attribution for Cross-Lingual Question Answering

Benjamin Muller, John Frederick Wieting, Jonathan H. Clark, Tom Kwiatkowski, Sebastian Ruder, Livio Baldini Soares, Roee Aharoni, Jonathan Herzig, Xinyi Wang

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Trustworthy answer content is abundant in many high-resource languages and is instantly accessible through question answering systems — yet this content can be hard to access for those that do not speak these languages. The leap forward in cross-lingual modeling quality offered by generative language models offers much promise, yet their raw generations often fall short in factuality. To improve trustworthiness in these systems, a promising direction is to attribute the answer to a retrieved source, possibly in a content-rich language different from the query. Our work is the first to study attribution for cross-lingual question answering. First, we collect data in 5 languages to assess the attribution level of a state-of-the-art cross-lingual QA system. To our surprise, we find that a substantial portion of the answers is not attributable to any retrieved passages (up to 50% of answers exactly matching a gold reference) despite the system being able to attend directly to the retrieved text. Second, to address this poor attribution level, we experiment with a wide range of attribution detection techniques. We find that Natural Language Inference models and PaLM 2 fine-tuned on a very small amount of attribution data can accurately detect attribution. With these models, we improve the attribution level of a cross-lingual QA system. Overall, we show that current academic generative cross-lingual QA systems have substantial shortcomings in attribution and we build tooling to mitigate these issues.

Long Main