EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

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SpeechGPT: Empowering Large Language Models with Intrinsic Cross-Modal Conversational Abilities

Dong Zhang, Shimin Li, Xin Zhang, Jun Zhan, Pengyu Wang, Yaqian Zhou, Xipeng Qiu

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Multi-modal large language models are regarded as a crucial step towards Artificial General Intelligence~(AGI) and have garnered significant interest with the emergence of ChatGPT. However, current speech-language models typically adopt the cascade paradigm, preventing inter-modal knowledge transfer. In this paper, we propose SpeechGPT, a large language model with intrinsic cross-modal conversational abilities, capable of perceiving and generating multi-modal content. With discrete speech representations, we construct SpeechInstruct, the first large-scale cross-modal speech instruction dataset. Additionally, we employ a three-stage training strategy that includes modality-adaptation pre-training, cross-modal instruction fine-tuning, and chain-of-modality instruction fine-tuning. The experimental results demonstrate that SpeechGPT has an impressive capacity to follow cross-modal human instructions and highlight the potential of handling multiple modalities with one model. Code and models are available in \url{https://github.com/0nutation/SpeechGPT}. Demos are shown in \url{https://0nutation.github.io/SpeechGPT.github.io/}.

Long Findings
TacoPrompt: A Collaborative Multi-Task Prompt Learning Method for Self-Supervised Taxonomy Completion

Hongyuan Xu, Ciyi Liu, Yuhang Niu, Yunong Chen, Xiangrui Cai, Yanlong Wen, Xiaojie Yuan

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Automatic taxonomy completion aims to attach the emerging concept to an appropriate pair of hypernym and hyponym in the existing taxonomy. Existing methods suffer from the overfitting to leaf-only problem caused by imbalanced leaf and non-leaf samples when training the newly initialized classification head. Besides, they only leverage subtasks, namely attaching the concept to its hypernym or hyponym, as auxiliary supervision for representation learning yet neglect the effects of subtask results on the final prediction. To address the aforementioned limitations, we propose TacoPrompt, a Collaborative Multi-Task Prompt Learning Method for Self-Supervised Taxonomy Completion. First, we perform triplet semantic matching using the prompt learning paradigm to effectively learn non-leaf attachment ability from imbalanced training samples. Second, we design the result context to relate the final prediction to the subtask results by a contextual approach, enhancing prompt-based multi-task learning. Third, we leverage a two-stage retrieval and re-ranking approach to improve the inference efficiency. Experimental results on three datasets show that TacoPrompt achieves state-of-the-art taxonomy completion performance. Codes are available at https://github.com/cyclexu/TacoPrompt.

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An Attribution Method for Siamese Encoders

Lucas Moeller, Dmitry Nikolaev, Sebastian Pado

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Despite the success of Siamese encoder models such as sentence transformers (ST), little is known about the aspects of inputs they pay attention to. A barrier is that their predictions cannot be attributed to individual features, as they compare two inputs rather than processing a single one. This paper derives a local attribution method for Siamese encoders by generalizing the principle of integrated gradients to models with multiple inputs. The output takes the form of feature-pair attributions and in case of STs it can be reduced to a token--token matrix. Our method involves the introduction of integrated Jacobians and inherits the advantageous formal properties of integrated gradients: it accounts for the model's full computation graph and is guaranteed to converge to the actual prediction. A pilot study shows that in case of STs few token pairs can dominate predictions and that STs preferentially focus on nouns and verbs. For accurate predictions, however, they need to attend to the majority of tokens and parts of speech.

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Unleashing the Multilingual Encoder Potential: Boosting Zero-Shot Performance via Probability Calibration

Ercong Nie, Helmut Schmid, Hinrich Schuetze

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Pretrained multilingual encoder models can directly perform zero-shot multilingual tasks or linguistic probing by reformulating the input examples into cloze-style prompts. This is accomplished by predicting the probabilities of the label words at the masked token position, without requiring any updates to the model parameters. However, the performance of this method is limited by the model's bias toward predicting label words which frequently occurred during the pretraining. These words typically receive high probabilities. To address this issue, we combine the models with calibration techniques which modify the probabilities of label words predicted by the models. We first validate the effectiveness of a proposed simple calibration method together with other existing techniques on monolingual encoders in both zero- and few-shot scenarios. We subsequently employ these calibration techniques on multilingual encoders, resulting in substantial performance improvements across a wide range of tasks.

Short Findings
Global Voices, Local Biases: Socio-Cultural Prejudices across Languages

Anjishnu Mukherjee, Chahat Raj, Ziwei Zhu, Antonios Anastasopoulos

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Human biases are ubiquitous but not uniform: disparities exist across linguistic, cultural, and societal borders. As large amounts of recent literature suggest, language models (LMs) trained on human data can reflect and often amplify the effects of these social biases. However, the vast majority of existing studies on bias are heavily skewed towards Western and European languages. In this work, we scale the Word Embedding Association Test (WEAT) to 24 languages, enabling broader studies and yielding interesting findings about LM bias. We additionally enhance this data with culturally relevant information for each language, capturing local contexts on a global scale. Further, to encompass more widely prevalent societal biases, we examine new bias dimensions across toxicity, ableism, and more. Moreover, we delve deeper into the Indian linguistic landscape, conducting a comprehensive regional bias analysis across six prevalent Indian languages. Finally, we highlight the significance of these social biases and the new dimensions through an extensive comparison of embedding methods, reinforcing the need to address them in pursuit of more equitable language models.

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A Thorough Examination on Zero-shot Dense Retrieval

Ruiyang Ren, Yingqi Qu, Jing Liu, Xin Zhao, Qifei Wu, Yuchen Ding, Hua Wu, Haifeng Wang, Ji-Rong Wen

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Recent years have witnessed the significant advance in dense retrieval (DR) based on powerful pre-trained language models (PLM). DR models have achieved excellent performance in several benchmark datasets, while they are shown to be not as competitive as traditional sparse retrieval models (e.g., BM25) in a zero-shot retrieval setting. However, in the related literature, there still lacks a detailed and comprehensive study on zero-shot retrieval. In this paper, we present the first thorough examination of the zero-shot capability of DR models. We aim to identify the key factors and analyze how they affect zero-shot retrieval performance. In particular, we discuss the effect of several key factors related to source training set, analyze the potential bias from the target dataset, and review and compare existing zero-shot DR models. Our findings provide important evidence to better understand and develop zero-shot DR models.

Long Findings
Contrastive Pre-training for Personalized Expert Finding

Qiyao Peng, Hongtao Liu, Zhepeng Lv, Qing Yang, Wenjun Wang

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Expert finding could help route questions to potential suitable users to answer in Community Question Answering (CQA) platforms. Hence it is essential to learn accurate representations of experts and questions according to the question text articles. Recently the pre-training and fine-tuning paradigms are powerful for natural language understanding, which has the potential for better question modeling and expert finding. Inspired by this, we propose a CQA-domain Contrastive Pre-training framework for Expert Finding, named CPEF, which could learn more comprehensive question representations. Specifically, considering that there is semantic complementation between question titles and bodies, during the domain pre-training phase, we propose a title-body contrastive learning task to enhance question representations, which directly treats the question title and the corresponding body as positive samples of each other, instead of designing extra data-augmentation strategies. Furthermore, a personalized tuning network is proposed to inject the personalized preferences of different experts during the fine-tuning phase. Extensive experimental results on six real-world datasets demonstrate that our method could achieve superior performance for expert finding.

Long Findings
Mitigating Intrinsic Named Entity-Related Hallucinations of Abstractive Text Summarization

Jianbin Shen, Junyu Xuan, Christy Jie Liang

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Abstractive text summarization (ATS) is both important and challenging. Recent studies have shown that ATS still faces various forms of hallucination. Our study also indicates that a significant portion of hallucinations is named entity-related. They might appear in different forms, such as mistaken entities and erroneous entity references. The underlying causes implicit in data are complex: data samples pose varying learning conditions. Despite recent research efforts dedicated to named entity-related hallucinations, the solutions have not adequately addressed the varying learning conditions posed by data. This paper aims to bridge the gap in pursuit of reducing intrinsic named entity-related hallucinations. To do so, we propose an adaptive margin ranking loss to facilitate two entity-alignment learning methods to tackle them. Our experiment results show that our methods improve the used baseline model on automatic evaluation scores. The human evaluation also indicates that our methods jointly reduce the intrinsic named entity-related hallucinations considerably compared to the used baseline model.

Long Findings
Graph vs. Sequence: An Empirical Study on Knowledge Forms for Knowledge-Grounded Dialogue

Yizhe Yang, Heyan Huang, Yuhang Liu, Yang Gao

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Knowledge-grounded dialogue is a task of gener- ating an informative response based on both the dialogue history and external knowledge source. In general, there are two forms of knowledge: manu- ally annotated knowledge graphs and knowledge text from website. From various evaluation viewpoints, each type of knowledge has advantages and downsides. To further distinguish the principles and determinants from the intricate factors, we conduct a thorough experiment and study on the task to answer three essential questions. The ques- tions involve the choice of appropriate knowledge form, the degree of mutual effects between knowl- edge and the model selection, and the few-shot performance of knowledge. Supported by statistical shreds of evidence, we offer conclusive solutions and sensible suggestions for directions and standards of future research.

Long Main
Towards Informative Few-Shot Prompt with Maximum Information Gain for In-Context Learning

Hongfu Liu, Ye Wang

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Large Language models (LLMs) possess the capability to engage In-context Learning (ICL) by leveraging a few demonstrations pertaining to a new downstream task as conditions. However, this particular learning paradigm suffers from high instability stemming from substantial variances induced by factors such as the input distribution of selected examples, their ordering, and prompt formats. In this work, we demonstrate that even when all these factors are held constant, the random selection of examples still results in high variance. Consequently, we aim to explore the informative ability of data examples by quantifying the Information Gain (IG) obtained in prediction after observing a given example candidate. Then we propose to sample those with maximum IG. Additionally, we identify the presence of template bias, which can lead to unfair evaluations of IG during the sampling process. To mitigate this bias, we introduce Calibration Before Sampling strategy. The experimental results illustrate that our proposed method can yield an average relative improvement of 14.3\% across six classification tasks using three LLMs.

Long Findings
Are Compressed Language Models Less Subgroup Robust?

Leonidas Gee, Andrea Zugarini, Novi Quadrianto

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To reduce the inference cost of large language models, model compression is increasingly used to create smaller scalable models. However, little is known about their robustness to minority subgroups defined by the labels and attributes of a dataset. In this paper, we investigate the effects of 18 different compression methods and settings on the subgroup robustness of BERT language models. We show that worst-group performance does not depend on model size alone, but also on the compression method used. Additionally, we find that model compression does not always worsen the performance on minority subgroups. Altogether, our analysis serves to further research into the subgroup robustness of model compression.

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