EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

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Non-Autoregressive Document-Level Machine Translation

Guangsheng Bao, Zhiyang Teng, Hao Zhou, Jianhao Yan, Yue Zhang

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Non-autoregressive translation (NAT) models achieve comparable performance and superior speed compared to auto-regressive translation (AT) models in the context of sentence-level machine translation (MT). However, their abilities are unexplored in document-level MT, hindering their usage in real scenarios. In this paper, we conduct a comprehensive examination of typical NAT models in the context of document-level MT and further propose a simple but effective design of sentence alignment between source and target. Experiments show that NAT models achieve high acceleration on documents, and sentence alignment significantly enhances their performance. However, current NAT models still have a significant performance gap compared to their AT counterparts. Further investigation reveals that NAT models suffer more from the multi-modality and misalignment issues in the context of document-level MT, and current NAT models struggle with exploiting document context and handling discourse phenomena. We delve into these challenges and provide our code at \url{https://github.com/baoguangsheng/nat-on-doc}.

Long Findings
Distance-Based Propagation for Efficient Knowledge Graph Reasoning

Harry Shomer, Yao Ma, Juanhui Li, Bo Wu, Charu C. Aggarwal, Jiliang Tang

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Knowledge graph completion (KGC) aims to predict unseen edges in knowledge graphs (KGs), resulting in the discovery of new facts. A new class of methods have been proposed to tackle this problem by aggregating path information. These methods have shown tremendous ability in the task of KGC. However they are plagued by efficiency issues. Though there are a few recent attempts to address this through learnable path pruning, they often sacrifice the performance to gain efficiency. In this work, we identify two intrinsic limitations of these methods that affect the efficiency and representation quality. To address the limitations, we introduce a new method, TAGNet, which is able to efficiently propagate information. This is achieved by only aggregating paths in a fixed window for each source-target pair. We demonstrate that the complexity of TAGNet is independent of the number of layers. Extensive experiments demonstrate that TAGNet can cut down on the number of propagated messages by as much as $90$% while achieving competitive performance on multiple KG datasets.

Long Main
Exploring the Effectiveness of Multi-Lingual Commonsense Knowledge-Aware Open-Domain Dialogue Response Generation

Sixing Wu, Jiong Yu, Tianshi Che, Yang Zhou, Wei Zhou

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Prior works have shown the promising results of commonsense knowledge-aware models in improving informativeness while reducing the hallucination issue. Nonetheless, prior works often can only use monolingual knowledge whose language is consistent with the dialogue context. Except for a few high-resource languages, such as English and Chinese, most languages suffer from insufficient knowledge issues, especially minority languages. To this end, this work proposes a new task, Multi-Lingual Commonsense Knowledge-Aware Response Generation (MCKRG), which tries to use commonsense knowledge in other languages to enhance the current dialogue generation. Then, we construct a MCKRG dataset MCK-Dialog of seven languages with multiple alignment methods. Finally, we verify the effectiveness of using multi-lingual commonsense knowledge with a proposed MCK-T5 model. Extensive experimental results demonstrate the great potential of using multi-lingual commonsense knowledge in high-resource and low-resource languages. To the best of our knowledge, this work is the first to explore Multi-Lingual Commonsense Knowledge-Aware Response Generation.

Long Findings
What to Read in a Contract? Party-Specific Summarization of Legal Obligations, Entitlements, and Prohibitions

Abhilasha Sancheti, Aparna Garimella, Balaji Vasan Srinivasan, Rachel Rudinger

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Reviewing and comprehending key obligations, entitlements, and prohibitions in legal contracts can be a tedious task due to their length and domain-specificity. Furthermore, the key rights and duties requiring review vary for each contracting party. In this work, we propose a new task of \textit{party-specific} extractive summarization for legal contracts to facilitate faster reviewing and improved comprehension of rights and duties. To facilitate this, we curate a dataset comprising of party-specific pairwise importance comparisons annotated by legal experts, covering ~293K sentence pairs that include obligations, entitlements, and prohibitions extracted from lease agreements. Using this dataset, we train a pairwise importance ranker and propose a pipeline-based extractive summarization system that generates a party-specific contract summary. We establish the need for incorporating domain-specific notions of importance during summarization by comparing our system against various baselines using both automatic and human evaluation methods.

Long Main
Enhancing Computation Efficiency in Large Language Models through Weight and Activation Quantization

Janghwan Lee, Minsoo Kim, Seungcheol Baek, Seok Joong Hwang, Wonyong Sung, Jungwook Choi

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Large Language Models (LLMs) are proficient in natural language processing tasks, but their deployment is often restricted by extensive parameter sizes and computational demands. This paper focuses on post-training quantization (PTQ) in LLMs, specifically 4-bit weight and 8-bit activation (W4A8) quantization, to enhance computational efficiency—a topic less explored compared to weight-only quantization. We present two innovative techniques: activation-quantization-aware scaling (AQAS) and sequence-length-aware calibration (SLAC) to enhance PTQ by considering the combined effects on weights and activations and aligning calibration sequence lengths to target tasks. Moreover, we introduce dINT, a hybrid data format combining integer and denormal representations, to address the underflow issue in W4A8 quantization, where small values are rounded to zero. Through rigorous evaluations of LLMs, including OPT and LLaMA, we demonstrate that our techniques significantly boost task accuracies to levels comparable with full-precision models. By developing arithmetic units compatible with dINT, we further confirm that our methods yield a 2$\times$ hardware efficiency improvement compared to 8-bit integer MAC unit.

Long Main
Mixture of Soft Prompts for Controllable Data Generation

Derek Chen, Celine Lee, Yunan Lu, Domenic Rosati, Zhou Yu

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Large language models (LLMs) effectively generate fluent text when the target output follows natural language patterns. However, structured prediction tasks confine the output format to a limited ontology, causing even very large models to struggle since they were never trained with such restrictions in mind. The difficulty of using LLMs for direct prediction is exacerbated in few-shot learning scenarios, which commonly arise due to domain shift and resource limitations. We flip the problem on its head by leveraging the LLM as a tool for data augmentation rather than direct prediction. Our proposed Mixture of Soft Prompts (MSP) serves as a parameter-efficient procedure for generating multi-attribute data in a controlled manner. Denoising mechanisms are further applied to improve the quality of synthesized data. Automatic metrics show our method is capable of producing diverse and natural text, while preserving label semantics. Moreover, MSP achieves state-of-the-art results on three benchmarks when compared against strong baselines. Our method offers an alternate data-centric approach for applying LLMs to complex prediction tasks.

Long Findings
A Boundary Offset Prediction Network for Named Entity Recognition

Minghao Tang, Yongquan He, Yongxiu Xu, Hongbo Xu, Wenyuan Zhang, Yang Lin

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Named entity recognition (NER) is a fundamental task in natural language processing that aims to identify and classify named entities in text. However, span-based methods for NER typically assign entity types to text spans, resulting in an imbalanced sample space and neglecting the connections between non-entity and entity spans. To address these issues, we propose a novel approach for NER, named the Boundary Offset Prediction Network (BOPN), which predicts the boundary offsets between candidate spans and their nearest entity spans. By leveraging the guiding semantics of boundary offsets, BOPN establishes connections between non-entity and entity spans, enabling non-entity spans to function as additional positive samples for entity detection. Furthermore, our method integrates entity type and span representations to generate type-aware boundary offsets instead of using entity types as detection targets. We conduct experiments on eight widely-used NER datasets, and the results demonstrate that our proposed BOPN outperforms previous state-of-the-art methods.

Long Findings
Prefix-Tuning Based Unsupervised Text Style Transfer

Huiyu Mai, Wenhao Jiang, Zhi-Hong Deng

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Unsupervised text style transfer aims at training a generative model that can alter the style of the input sentence while preserving its content without using any parallel data. In this paper, we employ powerful pre-trained large language models and present a new prefix-tuning-based method for unsupervised text style transfer. We construct three different kinds of prefixes, i.e., shared prefix, style prefix, and content prefix, to encode task-specific information, target style, and the content information of the input sentence, respectively. Compared to embeddings used by previous works, the proposed prefixes can provide richer information for the model. Furthermore, we adopt a recursive way of using language models in the process of style transfer. This strategy provides a more effective way for the interactions between the input sentence and GPT-2, helps the model construct more informative prefixes, and thus, helps improve the performance. Evaluations on the well-known datasets show that our method outperforms the state-of-the-art baselines. Results, analysis of ablation studies, and subjective evaluations from humans are also provided for a deeper understanding of the proposed method.

Long Findings
CP-BCS: Binary Code Summarization Guided by Control Flow Graph and Pseudo Code

Tong Ye, Lingfei Wu, Tengfei Ma, Xuhong Zhang, Yangkai Du, Peiyu Liu, Shouling Ji, Wenhai Wang

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Automatically generating function summaries for binaries is an extremely valuable but challenging task, since it involves translating the execution behavior and semantics of the low-level language (assembly code) into human-readable natural language. However, most current works on understanding assembly code are oriented towards generating function names, which involve numerous abbreviations that make them still confusing. To bridge this gap, we focus on generating complete summaries for binary functions, especially for stripped binary (no symbol table and debug information in reality). To fully exploit the semantics of assembly code, we present a control flow graph and pseudo code guided binary code summarization framework called CP-BCS. CP-BCS utilizes a bidirectional instruction-level control flow graph and pseudo code that incorporates expert knowledge to learn the comprehensive binary function execution behavior and logic semantics. We evaluate CP-BCS on 3 different binary optimization levels (O1, O2, and O3) for 3 different computer architectures (X86, X64, and ARM). The evaluation results demonstrate CP-BCS is superior and significantly improves the efficiency of reverse engineering.

Long Main
Assessing Step-by-Step Reasoning against Lexical Negation: A Case Study on Syllogism

Mengyu Ye, Tatsuki Kuribayashi, Jun Suzuki, Goro Kobayashi, Hiroaki Funayama

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Large language models (LLMs) take advantage of step-by-step reasoning instructions, e.g., chain-of-thought (CoT) prompting. Building on this, their ability to perform CoT-style reasoning robustly is of interest from a probing perspective. In this study, we inspect the step-by-step reasoning ability of LLMs with a focus on negation, which is a core linguistic phenomenon that is difficult to process. In particular, we introduce several controlled settings (e.g., reasoning in case of fictional entities) to evaluate the logical reasoning abilities of the models. We observed that dozens of modern LLMs were not robust against lexical negation (e.g., plausible$\rightarrow$implausible) when performing CoT-style reasoning, and the results highlight unique limitations in each LLM family.

Short Main
Evaluating and Enhancing the Robustness of Code Pre-trained Models through Structure-Aware Adversarial Samples Generation

Nuo Chen, Qiushi Sun, Jianing Wang, Ming Gao, Xiaoli Li, Xiang Li

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Code pre-trained models (CodePTMs) have significantly advanced the field of neural code intelligence. Despite their capabilities, these models are susceptible to adversarial attacks that subtly modify the model inputs, resulting in incorrect outputs or predictions. Previous methods of robustness evaluation for CodePTMs primarily stem from a textual perspective, without explicitly taking into account the structure of the code. Furthermore, prior studies fail to encompass a broad enough spectrum of tasks and models. In this paper, we propose a set of novel robustness evaluation methods based on the intrinsic structure of the code. Specifically, we first launch adversarial attacks on crucial identifier tokens and sub-tree structures to explore the impact of imperceptible perturbation. Then, we perform global restructuring of the code using different traversal methods for abstract syntax trees, aiming to explore the model's sensitivity to input samples with equivalent information. Moreover, for each scenario, we employ adversarial training methods to explore the possibility of restoring the performance of perturbed models. For both code understanding and generation, our proposed method has demonstrated its effectiveness across a wide range of models and tasks, thereby allowing us to make one step forward in our understanding of the inner mechanisms of CodePTMs.

Long Findings
Annotation Sensitivity: Training Data Collection Methods Affect Model Performance

Christoph Kern, Stephanie Eckman, Jacob Beck, Rob Chew, Bolei Ma, Frauke Kreuter

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When training data are collected from human annotators, the design of the annotation instrument, the instructions given to annotators, the characteristics of the annotators, and their interactions can impact training data. This study demonstrates that design choices made when creating an annotation instrument also impact the models trained on the resulting annotations. We introduce the term annotation sensitivity to refer to the impact of annotation data collection methods on the annotations themselves and on downstream model performance and predictions. We collect annotations of hate speech and offensive language in five experimental conditions of an annotation instrument, randomly assigning annotators to conditions. We then fine-tune BERT models on each of the five resulting datasets and evaluate model performance on a holdout portion of each condition. We find considerable differences between the conditions for 1) the share of hate speech/offensive language annotations, 2) model performance, 3) model predictions, and 4) model learning curves. Our results emphasize the crucial role played by the annotation instrument which has received little attention in the machine learning literature. We call for additional research into how and why the instrument impacts the annotations to inform the development of best practices in instrument design.

Long Findings
Chain-of-Thought Tuning: Masked Language Models can also Think Step By Step in Natural Language Understanding

Caoyun Fan, Jidong Tian, Yitian Li, Wenqing Chen, Hao He, Yaohui Jin

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Chain-of-Thought (CoT) is a technique that guides Large Language Models (LLMs) to decompose complex tasks into multi-step reasoning through intermediate steps in natural language form. Briefly, CoT enables LLMs to think step by step. However, although many Natural Language Understanding (NLU) tasks also require thinking step by step, LLMs perform less well than small-scale Masked Language Models (MLMs). To migrate CoT from LLMs to MLMs, we propose Chain-of-Thought Tuning (CoTT), a two-step reasoning framework based on prompt tuning, to implement step-by-step thinking for MLMs on NLU tasks. From the perspective of CoT, CoTT's two-step framework enables MLMs to implement task decomposition; CoTT's prompt tuning allows intermediate steps to be used in natural language form. Thereby, the success of CoT can be extended to NLU tasks through MLMs. To verify the effectiveness of CoTT, we conduct experiments on two NLU tasks: hierarchical classification and relation extraction, and the results show that CoTT outperforms baselines and achieves state-of-the-art performance.

Long Main
Qualitative Code Suggestion: A Human-Centric Approach to Qualitative Coding

Cesare Spinoso-Di Piano, Samira Abbasgholizadeh Rahimi, Jackie CK Cheung

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Qualitative coding is a content analysis method in which researchers read through a text corpus and assign descriptive labels or qualitative codes to passages. It is an arduous and manual process which human-computer interaction (HCI) studies have shown could greatly benefit from NLP techniques to assist qualitative coders. Yet, previous attempts at leveraging language technologies have set up qualitative coding as a fully automatable classification problem. In this work, we take a more assistive approach by defining the task of qualitative code suggestion (QCS) in which a ranked list of previously assigned qualitative codes is suggested from an identified passage. In addition to being user-motivated, QCS integrates previously ignored properties of qualitative coding such as the sequence in which passages are annotated, the importance of rare codes and the differences in annotation styles between coders. We investigate the QCS task by releasing the first publicly available qualitative coding dataset, CVDQuoding, consisting of interviews conducted with women at risk of cardiovascular disease. In addition, we conduct a human evaluation which shows that our systems consistently make relevant code suggestions.

Long Findings
D$^2$TV: Dual Knowledge Distillation and Target-oriented Vision Modeling for Many-to-Many Multimodal Summarization

Yunlong Liang, Fandong Meng, Jiaan Wang, Jinan Xu, Yufeng Chen, Jie Zhou

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Many-to-many multimodal summarization (M$^3$S) task aims to generate summaries in any language with document inputs in any language and the corresponding image sequence, which essentially comprises of multimodal monolingual summarization (MMS) and multimodal cross-lingual summarization (MXLS) tasks. Although much work has been devoted to either MMS or MXLS, little research pays attention to the M$^3$S task. Besides, existing studies mainly focus on 1) utilizing MMS to enhance MXLS via knowledge distillation without considering the performance of MMS or 2) improving MMS models by filtering summary-unrelated visual features with implicit learning or explicitly complex training objectives. In this paper, we first introduce a general and practical task, \emph{i.e.}, M$^3$S. Further, we propose a dual knowledge distillation and target-oriented vision modeling framework for the M$^3$S task. Specifically, the dual knowledge distillation method guarantees that the knowledge of MMS and MXLS can be transferred to each other and thus mutually prompt both of them. To offer target-oriented visual features, a simple yet effective target-oriented contrastive objective is designed and responsible for discarding needless visual information. Extensive experiments on the many-to-many setting show the effectiveness of the proposed approach. Additionally, we contribute a many-to-many multimodal summarization ({\fontfamily{lmtt}\selectfont M$^3$Sum}) dataset with 44 languages to facilitate future research.

Long Findings
Large Language Models are Complex Table Parsers

Bowen Zhao, Changkai Ji, Yuejie Zhang, Wen He, Yingwen Wang, Qing Wang, Rui Feng, Xiaobo Zhang

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With the Generative Pre-trained Transformer 3.5 (GPT-3.5) exhibiting remarkable reasoning and comprehension abilities in Natural Language Processing (NLP), most Question Answering (QA) research has primarily centered around general QA tasks based on GPT, neglecting the specific challenges posed by Complex Table QA. In this paper, we propose to incorporate GPT-3.5 to address such challenges, in which complex tables are reconstructed into tuples and specific prompt designs are employed for dialogues. Specifically, we encode each cell's hierarchical structure, position information, and content as a tuple. By enhancing the prompt template with an explanatory description of the meaning of each tuple and the logical reasoning process of the task, we effectively improve the hierarchical structure awareness capability of GPT-3.5 to better parse the complex tables. Extensive experiments and results on Complex Table QA datasets, i.e., the open-domain dataset HiTAB and the aviation domain dataset AIT-QA show that our approach significantly outperforms previous work on both datasets, leading to state-of-the-art (SOTA) performance.

Long Main
Improving Input-label Mapping with Demonstration Replay for In-context Learning

Zhuocheng Gong, Jiahao Liu, Qifan Wang, Jingang Wang, Xunliang Cai, Dongyan Zhao, Rui Yan

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In-context learning (ICL) is an emerging capability of large autoregressive language models where a few input-label demonstrations are appended to the input to enhance the model's understanding of downstream NLP tasks, without directly adjusting the model parameters. The effectiveness of ICL can be attributed to the strong language modeling capabilities of large language models (LLMs), which enable them to learn the mapping between input and labels based on in-context demonstrations. Despite achieving promising results, the causal nature of language modeling in ICL restricts the attention to be backward only, i.e., a token only attends to its previous tokens, failing to capture the full input-label information and limiting the model's performance. In this paper, we propose a novel ICL method called Repeated Demonstration with Sliding Causal Attention, (RdSca). Specifically, we duplicate later demonstrations and concatenate them to the front, allowing the model to `observe' the later information even under the causal restriction. Besides, we introduce sliding causal attention, which customizes causal attention to avoid information leakage. Experimental results show that our method significantly improves the input-label mapping in ICL demonstrations. We also conduct an in-depth analysis of how to customize the causal attention without training, which has been an unexplored area in previous research.

Long Findings
Enhancing Text-to-SQL Capabilities of Large Language Models: A Study on Prompt Design Strategies

Linyong Nan, Yilun Zhao, Weijin Zou, Narutatsu Ri, Jaesung Tae, Ellen Zhang, Arman Cohan, Dragomir Radev

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In-context learning (ICL) has emerged as a new approach to various natural language processing tasks, utilizing large language models (LLMs) to make predictions based on context that has been supplemented with a few examples or task-specific instructions. In this paper, we aim to extend this method to question answering tasks that utilize structured knowledge sources, and improve Text-to-SQL systems by exploring various prompt design strategies for employing LLMs. We conduct a systematic investigation into different demonstration selection methods and optimal instruction formats for prompting LLMs in the Text-to-SQL task. Our approach involves leveraging the syntactic structure of an example's SQL query to retrieve demonstrations, and we demonstrate that pursuing both diversity and similarity in demonstration selection leads to enhanced performance. Furthermore, we show that LLMs benefit from database-related knowledge augmentations. Our most effective strategy outperforms the state-of-the-art system by 2.5 points (Execution Accuracy) and the best fine-tuned system by 5.1 points on the Spider dataset. These results highlight the effectiveness of our approach in adapting LLMs to the Text-to-SQL task, and we present an analysis of the factors contributing to the success of our strategy.

Long Findings
Cross-lingual Open-Retrieval Question Answering for African Languages

Odunayo Ogundepo, Tajuddeen Gwadabe, Clara E. Rivera, Jonathan H. Clark, Sebastian Ruder, David Ifeoluwa Adelani, Bonaventure F. P. Dossou, Abdou Aziz DIOP, Claytone Sikasote, Gilles HACHEME, Happy Buzaaba, Ignatius Ezeani, Rooweither Mabuya, Salomey Osei, Chris Chinenye Emezue, Albert Kahira, Shamsuddeen Hassan Muhammad, Akintunde Oladipo, Abraham Toluwase Owodunni, Atnafu Lambebo Tonja, Iyanuoluwa Shode, Akari Asai, Anuoluwapo Aremu, Ayodele Awokoya, Bernard Opoku, Chiamaka Ijeoma Chukwuneke, Christine Mwase, Clemencia Siro, Stephen Arthur, Tunde Oluwaseyi Ajayi, Verrah Akinyi Otiende, Andre Niyongabo Rubungo, Boyd Sinkala, Daniel Ajisafe, Emeka Felix Onwuegbuzia, Falalu Ibrahim Lawan, Ibrahim Said Ahmad, Jesujoba Oluwadara Alabi, Chinedu Emmanuel Mbonu, Mofetoluwa Adeyemi, Mofya Phiri, Orevaoghene Ahia, Ruqayya Nasir Iro, Sonia Adhiambo

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African languages have far less in-language content available digitally, making it challenging for question answering systems to satisfy the information needs of users. Cross-lingual open-retrieval question answering (XOR QA) systems -- those that retrieve answer content from other languages while serving people in their native language---offer a means of filling this gap. To this end, we create Our Dataset, the first cross-lingual QA dataset with a focus on African languages. Our Dataset includes 12,000+ XOR QA examples across 10 African languages. While previous datasets have focused primarily on languages where cross-lingual QA augments coverage from the target language, Our Dataset focuses on languages where cross-lingual answer content is the only high-coverage source of answer content. Because of this, we argue that African languages are one of the most important and realistic use cases for XOR QA. Our experiments demonstrate the poor performance of automatic translation and multilingual retrieval methods. Overall, Our Dataset proves challenging for state-of-the-art QA models. We hope that the dataset enables the development of more equitable QA technology.

Long Findings
Viewing Knowledge Transfer in Multilingual Machine Translation Through a Representational Lens

David Stap, Vlad Niculae, Christof Monz

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We argue that translation quality alone is not a sufficient metric for measuring knowledge transfer in multilingual neural machine translation. To support this claim, we introduce Representational Transfer Potential (RTP), which measures representational similarities between languages. We show that RTP can measure both positive and negative transfer (interference), and find that RTP is strongly correlated with changes in translation quality, indicating that transfer \textit{does} occur. Furthermore, we investigate data and language characteristics that are relevant for transfer, and find that multi-parallel overlap is an important yet under-explored feature. Based on this, we develop a novel training scheme, which uses an auxiliary similarity loss that encourages representations to be more invariant across languages by taking advantage of multi-parallel data. We show that our method yields increased translation quality for low- and mid-resource languages across multiple data and model setups.\footnote{We will release our code upon acceptance.}

Long Findings