EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

Counted from the official paper list; may differ slightly from the number the conference announced.

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SODA: Million-scale Dialogue Distillation with Social Commonsense Contextualization

Hyunwoo Kim, Jack Hessel, Liwei Jiang, Peter West, Ximing Lu, Youngjae Yu, Pei Zhou, Ronan Le Bras, Malihe Alikhani, Gunhee Kim, Maarten Sap, Yejin Choi

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Data scarcity has been a long standing issue in the field of open-domain social dialogue. To quench this thirst, we present SODA: the first publicly available, million-scale high-quality social dialogue dataset. By contextualizing social commonsense knowledge from a knowledge graph, we are able to distill an exceptionally broad spectrum of social interactions from a large language model. Human evaluation shows that conversations in SODA are more consistent, specific, and (surprisingly) natural than those in prior human-authored datasets. Using SODA, we train COSMO: a generalizable conversation model that is significantly more natural and consistent on unseen datasets than best-performing conversation models (e.g., GODEL, BlenderBot-1, Koala, Vicuna). Experiments reveal COSMO is sometimes even preferred to the original human-written gold responses. Additionally, our results shed light on the distinction between knowledge-enriched conversations and natural social chitchats. We plan to make our data, model, and code public.

Long Main
Multi-view Contrastive Learning for Entity Typing over Knowledge Graphs

Zhiwei Hu, Victor Gutierrez Basulto, Zhiliang Xiang, Ru Li, Jeff Z. Pan

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Knowledge graph entity typing (KGET) aims at inferring plausible types of entities in knowledge graphs. Existing approaches to KGET focus on how to better encode the knowledge provided by the neighbors and types of an entity into its representation. However, they ignore the semantic knowledge provided by the way in which types can be clustered together. In this paper, we propose a novel method called Multi-view Contrastive Learning for knowledge graph Entity Typing MCLET, which effectively encodes the coarse-grained knowledge provided by clusters into entity and type embeddings. MCLET is composed of three modules: i) Multi-view Generation and Encoder module, which encodes structured information from entity-type, entity-cluster and cluster-type views; ii) Cross-view Contrastive Learning module, which encourages different views to collaboratively improve view-specific representations of entities and types; iii) Entity Typing Prediction module, which integrates multi-head attention and a Mixture-of-Experts strategy to infer missing entity types. Extensive experiments show the strong performance of MCLET compared to the state-of-the-art

Long Main
Misery Loves Complexity: Exploring Linguistic Complexity in the Context of Emotion Detection

Pranaydeep Singh, Luna De Bruyne, Orphee De Clercq, Els Lefever

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Given the omnipresence of social media in our society, thoughts and opinions are being shared online in an unprecedented manner. This means that both positive and negative emotions can be equally and freely expressed. However, the negativity bias posits that human beings are inherently drawn to and more moved by negativity and, as a consequence, negative emotions get more traffic. Correspondingly, when writing about emotions this negativity bias could lead to expressions of negative emotions that are linguistically more complex. In this paper, we attempt to use readability and linguistic complexity metrics to better understand the manifestation of emotions on social media platforms like Reddit based on the widely-used GoEmotions dataset. We demonstrate that according to most metrics, negative emotions indeed tend to generate more complex text than positive emotions. In addition, we examine whether a higher complexity hampers the automatic identification of emotions. To answer this question, we fine-tuned three state-of-the-art transformers (BERT, RoBERTa, and SpanBERT) on the same emotion detection dataset. We demonstrate that these models often fail to predict emotions for the more complex texts. More advanced LLMs like RoBERTa and SpanBERT also fail to improve by significant margins on complex samples. This calls for a more nuanced interpretation of the emotion detection performance of transformer models. We make the automatically annotated data available for further research at: https://huggingface.co/datasets/pranaydeeps/CAMEO

Long Findings
Probing the “Creativity” of Large Language Models: Can models produce divergent semantic association?

Honghua Chen, Nai Ding

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Large language models possess remarkable capacity for processing language, but it remains unclear whether these models can further generate creative content. The present study aims to investigate the creative thinking of large language models through a cognitive perspective. We utilize the divergent association task (DAT), an objective measurement of creativity that asks models to generate unrelated words and calculates the semantic distance between them. We compare the results across different models and decoding strategies. Our findings indicate that: (1) When using the greedy search strategy, GPT-4 outperforms 96% of humans, while GPT-3.5-turbo exceeds the average human level. (2) Stochastic sampling and temperature scaling are effective to obtain higher DAT scores for models except GPT-4, but face a trade-off between creativity and stability. These results imply that advanced large language models have divergent semantic associations, which is a fundamental process underlying creativity.

Short Findings
Code-Switching with Word Senses for Pretraining in Neural Machine Translation

Vivek Iyer, Edoardo Barba, Alexandra Birch, Jeff Z. Pan, Roberto Navigli

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Lexical ambiguity is a significant and pervasive challenge in Neural Machine Translation (NMT), with many state-of-the-art (SOTA) NMT systems struggling to handle polysemous words (Campolungo et al., 2022). The same holds for the NMT pretraining paradigm of denoising synthetic "code-switched" text (Pan et al., 2021; Iyer et al., 2023), where word senses are ignored in the noising stage -- leading to harmful sense biases in the pretraining data that are subsequently inherited by the resulting models. In this work, we introduce Word Sense Pretraining for Neural Machine Translation (WSP-NMT) - an end-to-end approach for pretraining multilingual NMT models leveraging word sense-specific information from Knowledge Bases. Our experiments show significant improvements in overall translation quality. Then, we show the robustness of our approach to scale to various challenging data and resource-scarce scenarios and, finally, report fine-grained accuracy improvements on the DiBiMT disambiguation benchmark. Our studies yield interesting and novel insights into the merits and challenges of integrating word sense information and structured knowledge in multilingual pretraining for NMT.

Long Findings
DiffusionSL: Sequence Labeling via Tag Diffusion Process

Ziyang Huang, Pengfei Cao, Jun Zhao, Kang Liu

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Sequence Labeling (SL) is long-standing in Natural Language Processing (NLP). Traditionally, discriminative models have been widely used to capture the conditional distribution of sequence tags, rather than generative models. In this paper, we present DiffusionSL, a framework that utilizes a conditional discrete diffusion model for generating discrete tag data, resulting in a Tag Diffusion Process. We treat the natural language sequence as the conditional signal and the sequence tags as the generation target, iteratively refining the noisy tags to obtain clean ones. To address the discreteness issue, we propose the Bit-Tag Converter (BTConverter) to model the target in continuous data space. Furthermore, we introduce the Bit Diffusion Transformer (BitDiT) to model the process of noise elimination. Leveraging the powerful iterative refinement capability of the diffusion model, DiffusionSL achieves superior performance against previous state-of-the-art (SOTA) baselines and outperforms gpt-3.5-turbo significantly across multiple benchmark datasets and various tasks.

Long Findings
COMET-M: Reasoning about Multiple Events in Complex Sentences

Sahithya Ravi, Raymond T. Ng, Vered Shwartz

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Understanding the speaker’s intended meaning often involves drawing commonsense inferences to reason about what is not stated explicitly. In multi-event sentences, it requires understanding the relationships between events based on contextual knowledge. We propose COMET-M (Multi-Event), an event-centric commonsense model capable of generating commonsense inferences for a target event within a complex sentence. COMET-M builds upon COMET (Bosselut et al., 2019), which excels at generating event-centric inferences for simple sentences, but struggles with the complexity of multi-event sentences prevalent in natural text. To overcome this limitation, we curate a Multi-Event Inference (MEI) dataset of 35K human-written inferences. We train COMET-M on the human-written inferences and also create baselines using automatically labeled examples. Experimental results demonstrate the significant performance improvement of COMET-M over COMET in generating multi-event inferences. Moreover, COMET-M successfully produces distinct inferences for each target event, taking the complete context into consideration. COMET-M holds promise for downstream tasks involving natural text such as coreference resolution, dialogue, and story understanding.

Long Findings
MailEx: Email Event and Argument Extraction

Saurabh Srivastava, Gaurav Singh, Shou Matsumoto, Ali K Raz, Paulo Costa, Joshua Campbell Poore, Ziyu Yao

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In this work, we present the first dataset, MailEx, for performing event extraction from conversational email threads. To this end, we first proposed a new taxonomy covering 10 event types and 76 arguments in the email domain. Our final dataset includes 1.5K email threads and ~4K emails, which are annotated with a total of ~8K event instances. To understand the task challenges, we conducted a series of experiments comparing three types of approaches, i.e., fine-tuned sequence labeling, fine-tuned generative extraction, and few-shot in-context learning. Our results showed that the task of email event extraction is far from being addressed, due to challenges lying in, e.g., extracting non-continuous, shared trigger spans, extracting non-named entity arguments, and modeling the email conversational history. Our work thus suggests more future investigations in this domain-specific event extraction task.

Long Main
On Event Individuation for Document-Level Information Extraction

William Gantt, Reno Kriz, Yunmo Chen, Siddharth Vashishtha, Aaron Steven White

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As information extraction (IE) systems have grown more adept at processing whole documents, the classic task of *template filling* has seen renewed interest as a benchmark for document-level IE. In this position paper, we call into question the suitability of template filling for this purpose. We argue that the task demands definitive answers to thorny questions of *event individuation* — the problem of distinguishing distinct events — about which even human experts disagree. Through an annotation study and error analysis, we show that this raises concerns about the usefulness of template filling metrics, the quality of datasets for the task, and the ability of models to learn it. Finally, we consider possible solutions.

Short Findings
AniEE: A Dataset of Animal Experimental Literature for Event Extraction

Dohee Kim, Ra Yoo, Soyoung Yang, Hee Yang, Jaegul Choo

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Event extraction (EE), as a crucial information extraction (IE) task, aims to identify event triggers and their associated arguments from unstructured text, subsequently classifying them into pre-defined types and roles. In the biomedical domain, EE is widely used to extract complex structures representing biological events from literature. Due to the complicated semantics and specialized domain knowledge, it is challenging to construct biomedical event extraction datasets. Additionally, most existing biomedical EE datasets primarily focus on cell experiments or the overall experimental procedures. Therefore, we introduce AniEE, an event extraction dataset concentrated on the animal experiment stage. We establish a novel animal experiment customized entity and event scheme in collaboration with domain experts. We then create an expert-annotated high-quality dataset containing discontinuous entities and nested events and evaluate our dataset on the recent outstanding NER and EE models.

Long Findings
From Words to Wires: Generating Functioning Electronic Devices from Natural Language Descriptions

Peter Jansen

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In this work, we show that contemporary language models have a previously unknown skill -- the capacity for electronic circuit design from high-level textual descriptions, akin to code generation. We introduce two benchmarks: PINS100, assessing model knowledge of electrical components, and MICRO25, evaluating a model's capability to design common microcontroller circuits and code in the Arduino ecosystem that involve input, output, sensors, motors, protocols, and logic -- with models such as GPT-4 and Claude-V1 achieving between 60% to 96% Pass@1 on generating full devices. We include six case studies of using language models as a design assistant for moderately complex devices, such as a radiation-powered random number generator, an emoji keyboard, a visible spectrometer, and several assistive devices, while offering a qualitative analysis performance, outlining evaluation challenges, and suggesting areas of development to improve complex circuit design and practical utility. With this work, we aim to spur research at the juncture of natural language processing and electronic design.

Long Findings
Optimized Tokenization for Transcribed Error Correction

Tomer Wullach, Shlomo Chazan

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The challenges facing speech recognition systems, such as variations in pronunciations, adverse audio conditions, and the scarcity of labeled data, emphasize the necessity for a post-processing step that corrects recurring errors. Previous research has shown the advantages of employing dedicated error correction models, yet training such models requires large amounts of labeled data which is not easily obtained. To overcome this limitation, synthetic transcribed-like data is often utilized, however, bridging the distribution gap between transcribed errors and synthetic noise is not trivial. In this paper, we demonstrate that the performance of correction models can be significantly increased by training solely using synthetic data. Specifically, we empirically show that: (1) synthetic data generated using the error distribution derived from a set of transcribed data outperforms the common approach of applying random perturbations; (2) applying language-specific adjustments to the vocabulary of a BPE tokenizer strike a balance between adapting to unseen distributions and retaining knowledge of transcribed errors. We showcase the benefits of these key observations, and evaluate our approach using multiple languages, speech recognition systems and prominent speech recognition datasets.

Long Main
Data-efficient Active Learning for Structured Prediction with Partial Annotation and Self-Training

Zhisong Zhang, Emma Strubell, Eduard H Hovy

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In this work we propose a pragmatic method that reduces the annotation cost for structured label spaces using active learning. Our approach leverages partial annotation, which reduces labeling costs for structured outputs by selecting only the most informative sub-structures for annotation. We also utilize self-training to incorporate the current model’s automatic predictions as pseudo-labels for un-annotated sub-structures. A key challenge in effectively combining partial annotation with self-training to reduce annotation cost is determining which sub-structures to select to label. To address this challenge, we adopt an error estimator to adaptively decide the partial selection ratio according to the current model’s capability. In evaluations spanning four structured prediction tasks, we show that our combination of partial annotation and self-training using an adaptive selection ratio reduces annotation cost over strong full annotation baselines under a fair comparison scheme that takes reading time into consideration.

Long Findings
Beware of Model Collapse! Fast and Stable Test-time Adaptation for Robust Question Answering

Yi Su, Yixin Ji, Juntao Li, Hai Ye, Min Zhang

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Although pre-trained language models (PLM) have achieved great success in question answering (QA), their robustness is still insufficient to support their practical applications, especially in the face of distribution shifts. Recently, test-time adaptation (TTA) has shown great potential for solving this problem, which adapts the model to fit the test samples at test time. However, TTA sometimes causes model collapse, making almost all the model outputs incorrect, which has raised concerns about its stability and reliability. In this paper, we delve into why TTA causes model collapse and find that the imbalanced label distribution inherent in QA is the reason for it. To address this problem, we propose Anti-Collapse Fast test-time adaptation (Anti-CF), which utilizes the source model‘s output to regularize the update of the adapted model during test time. We further design an efficient side block to reduce its inference time. Extensive experiments on various distribution shift scenarios and pre-trained language models (e.g., XLM-RoBERTa, BLOOM) demonstrate that our method can achieve comparable or better results than previous TTA methods at a speed close to vanilla forward propagation, which is 1.8× to 4.4× speedup compared to previous TTA methods.

Long Main
Explicit Alignment and Many-to-many Entailment Based Reasoning for Conversational Machine Reading

Yangyang Luo, Shiyu Tian, Caixia Yuan, Xiaojie Wang

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Conversational Machine Reading (CMR) requires answering a user's initial question through multi-turn dialogue interactions based on a given document. Although there exist many effective methods, they largely neglected the alignment between the $\textit{document}$ and the $\textit{user-provided information}$, which significantly affects the intermediate decision-making and subsequent follow-up question generation. To address this issue, we propose a pipeline framework that (1) aligns the aforementioned two sides in an explicit way, (2) makes decisions using a lightweight many-to-many entailment reasoning module, and (3) directly generates follow-up questions based on the document and previously asked questions. Our proposed method achieves state-of-the-art in micro-accuracy and ranks the first place on the public leaderboard of the CMR benchmark dataset ShARC.

Long Findings
Harnessing Dataset Cartography for Improved Compositional Generalization in Transformers

Osman Batur İnce, Tanin Zeraati, Semih Yagcioglu, Yadollah Yaghoobzadeh, Erkut Erdem, Aykut Erdem

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Neural networks have revolutionized language modeling and excelled in various downstream tasks. However, the extent to which these models achieve compositional generalization comparable to human cognitive abilities remains a topic of debate. While existing approaches in the field have mainly focused on novel architectures and alternative learning paradigms, we introduce a pioneering method harnessing the power of dataset cartography (Swayamdipta et al., 2020). By strategically identifying a subset of compositional generalization data using this approach, we achieve a remarkable improvement in model accuracy, yielding enhancements of up to 10% on CFQ and COGS datasets. Notably, our technique incorporates dataset cartography as a curriculum learning criterion, eliminating the need for hyperparameter tuning while consistently achieving superior performance. Our findings highlight the untapped potential of dataset cartography in unleashing the full capabilities of compositional generalization within Transformer models.

Long Findings
Roles of Scaling and Instruction Tuning in Language Perception: Model vs. Human Attention

Changjiang Gao, Shujian Huang, Jixing Li, Jiajun Chen

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Recent large language models (LLMs) have revealed strong abilities to understand natural language. Since most of them share the same basic structure, i.e. the transformer block, possible contributors to their success in the training process are scaling and instruction tuning. However, how these factors affect the models' language perception is unclear. This work compares the self-attention of several existing LLMs (LLaMA, Alpaca and Vicuna) in different sizes (7B, 13B, 30B, 65B), together with eye saccade, an aspect of human reading attention, to assess the effect of scaling and instruction tuning on language perception. Results show that scaling enhances the human resemblance and improves the effective attention by reducing the trivial pattern reliance, while instruction tuning does not. However, instruction tuning significantly enhances the models' sensitivity to instructions. We also find that current LLMs are consistently closer to non-native than native speakers in attention, suggesting a sub-optimal language perception of all models. Our code and data used in the analysis is available on GitHub.

Long Findings
Efficient Data Learning for Open Information Extraction with Pre-trained Language Models

Zhiyuan Fan, Shizhu He

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Open Information Extraction (OpenIE) is a fundamental yet challenging task in Natural Language Processing, which involves extracting all triples (subject, predicate, object) from a given sentence. While labelling-based methods have their merits, generation-based techniques offer unique advantages, such as the ability to generate tokens not present in the original sentence. However, these generation-based methods often require a significant amount of training data to learn the task form of OpenIE and substantial training time to overcome slow model convergence due to the order penalty. In this paper, we introduce a novel framework, OK-IE, that ingeniously transforms the task form of OpenIE into the pre-training task form of the T5 model, thereby reducing the need for extensive training data. Furthermore, we introduce an innovative concept of 'anchors' to control the sequence of model outputs, effectively eliminating the impact of order penalty on model convergence and significantly reducing training time. Experimental results indicate that, compared to previous SOTA methods, OK-IE requires only 1/100 of the training data (900 instances) and 1/120 of the training time (3 minutes) to achieve comparable results.

Short Findings
Generative Adversarial Training with Perturbed Token Detection for Model Robustness

Jiahao Zhao, Wenji Mao

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Adversarial training is the dominant strategy towards model robustness. Current adversarial training methods typically apply perturbations to embedding representations, whereas actual text-based attacks introduce perturbations as discrete tokens. Thus there exists a gap between the continuous embedding representations and discrete text tokens that hampers the effectiveness of adversarial training. Moreover, the continuous representations of perturbations cannot be further utilized, resulting in the suboptimal performance. To bridge this gap for adversarial robustness, in this paper, we devise a novel generative adversarial training framework that integrates gradient-based learning, adversarial example generation and perturbed token detection. Our proposed framework consists of generative adversarial attack and adversarial training process. Specifically, in generative adversarial attack, the embeddings are shared between the classifier and the generative model, which enables the generative model to leverage the gradients from the classifier for generating perturbed tokens. Then, adversarial training process combines adversarial regularization with perturbed token detection to provide token-level supervision and improve the efficiency of sample utilization. Extensive experiments on five datasets from the AdvGLUE benchmark demonstrate that our framework significantly enhances the model robustness, surpassing the state-of-the-art results of ChatGPT by 10% in average accuracy.

Long Main
Multi-Task Knowledge Distillation with Embedding Constraints for Scholarly Keyphrase Boundary Classification

Seo Yeon Park, Cornelia Caragea

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The task of scholarly keyphrase boundary classification aims at identifying keyphrases from scientific papers and classifying them with their types from a set of predefined classes (e.g., task, process, or material). Despite the importance of keyphrases and their types in many downstream applications including indexing, searching, and question answering over scientific documents, scholarly keyphrase boundary classification is still an under-explored task. In this work, we propose a novel embedding constraint on multi-task knowledge distillation which enforces the teachers (single-task models) and the student (multi-task model) similarity in the embedding space. Specifically, we enforce that the student model is trained not only to imitate the teachers’ output distribution over classes, but also to produce language representations that are similar to those produced by the teachers. Our results show that the proposed approach outperforms previous works and strong baselines on three datasets of scientific documents.

Long Main