EMNLP 2023 Papers

Conference on Empirical Methods in Natural Language Processing

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2,011papers

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The Internal State of an LLM Knows When It's Lying

Amos Azaria, Tom Mitchell

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While Large Language Models (LLMs) have shown exceptional performance in various tasks, one of their most prominent drawbacks is generating inaccurate or false information with a confident tone. In this paper, we provide evidence that the LLM's internal state can be used to reveal the truthfulness of statements. This includes both statements provided to the LLM, and statements that the LLM itself generates. Our approach is to train a classifier that outputs the probability that a statement is truthful, based on the hidden layer activations of the LLM as it reads or generates the statement. Experiments demonstrate that given a set of test sentences, of which half are true and half false, our trained classifier achieves an average of 71\% to 83\% accuracy labeling which sentences are true versus false, depending on the LLM base model. Furthermore, we explore the relationship between our classifier's performance and approaches based on the probability assigned to the sentence by the LLM. We show that while LLM-assigned sentence probability is related to sentence truthfulness, this probability is also dependent on sentence length and the frequencies of words in the sentence, resulting in our trained classifier providing a more reliable approach to detecting truthfulness, highlighting its potential to enhance the reliability of LLM-generated content and its practical applicability in real-world scenarios.

Long Findings
Factual Relation Discrimination for Factuality-oriented Abstractive Summarization

Zhiguang Gao, Peifeng Li, Feng Jiang, Xiaomin Chu, Qiaoming Zhu

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Most neural abstractive summarization models are capable of producing high-quality summaries. However, they still frequently contain factual errors. Existing factuality-oriented abstractive summarization models only consider the integration of factual information and ignore the causes of factual errors. To address this issue, we propose a factuality-oriented abstractive summarization model DASum, which is based on a new task factual relation discrimination that is able to identify the causes of factual errors. First, we use data augmentation methods to construct counterfactual summaries (i. e., negative samples), and build a factual summarization dataset. Then, we propose the factual relation discrimination task, which determines the factuality of the dependency relations in summaries during summary generation and guides our DASum to generate factual relations, thereby improving the factuality of summaries. Experimental results on the CNN/DM and XSUM datasets show that our DASum outperforms several state-of-the-art benchmarks in terms of the factual metrics.

Long Findings
Multi-Modal Knowledge Graph Transformer Framework for Multi-Modal Entity Alignment

Qian Li, Cheng Ji, Shu Guo, Zhaoji Liang, Lihong Wang, Jianxin Li

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Multi-Modal Entity Alignment (MMEA) is a critical task that aims to identify equivalent entity pairs across multi-modal knowledge graphs (MMKGs). However, this task faces challenges due to the presence of different types of information, including neighboring entities, multi-modal attributes, and entity types. Directly incorporating the above information (e.g., concatenation or attention) can lead to an unaligned information space. To address these challenges, we propose a novel MMEA transformer, called Meaformer, that hierarchically introduces neighbor features, multi-modal attributes, and entity types to enhance the alignment task. Taking advantage of the transformer's ability to better integrate multiple information, we design a hierarchical modifiable self-attention block in a transformer encoder to preserve the unique semantics of different information. Furthermore, we design two entity-type prefix injection methods to redintegrate entity-type information using type prefixes, which help to restrict the global information of entities not present in the MMKGs.

Long Findings
Cultural Concept Adaptation on Multimodal Reasoning

Zhi Li, Yin Zhang

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Developing cultural adaptation methods is important, which can improve the model performance on the low-resource ones and provide more equitable opportunities for everyone to benefit from advanced technology. Past methods primarily focused on multilingual and multimodal capabilities, and the improvement of multicultural competence is still an unexplored problem. This is largely due to the difficulty of data scarcity and expensive annotation. In this paper, we navigate this uncharted territory by leveraging high-resource cultures to facilitate comprehension of low-resource ones. We first introduce an annotation-free method for cultural-concept adaptation and construct a concept mapping set. To facilitate the model's comprehension of cultural-concept mappings, we propose a new multimodal data augmentation called CultureMixup. This approach employs a three-tier code-switching strategy on textual sentences. Additionally, it uses a cultural concept-based mixup method for the images. This combination effectively generates new data instances across culture, phrase, word, and image levels. For visually grounded reasoning across languages and cultures, experimental results on five languages show that our method consistently improves performance for four existing multilingual and multimodal models on both zero-shot and few-shot settings.

Long Main
Understanding Compositional Data Augmentation in Typologically Diverse Morphological Inflection

Farhan Samir, Miikka Silfverberg

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Data augmentation techniques are widely used in low-resource automatic morphological inflection to address the issue of data sparsity. However, the full implications of these techniques remain poorly understood. In this study, we aim to shed light on the theoretical aspects of the data augmentation strategy StemCorrupt, a method that generates synthetic examples by randomly substituting stem characters in existing gold standard training examples. Our analysis uncovers that StemCorrupt brings about fundamental changes in the underlying data distribution, revealing inherent compositional concatenative structure. To complement our theoretical analysis, we investigate the data-efficiency of StemCorrupt. Through evaluation across a diverse set of seven typologically distinct languages, we demonstrate that selecting a subset of datapoints with both high diversity \textit{and} high predictive uncertainty significantly enhances the data-efficiency of compared to competitive baselines. Furthermore, we explore the impact of typological features on the choice of augmentation strategy and find that languages incorporating non-concatenativity, such as morphonological alternations, derive less benefit from synthetic examples with high predictive uncertainty. We attribute this effect to phonotactic violations induced by StemCorrupt, emphasizing the need for further research to ensure optimal performance across the entire spectrum of natural language morphology.

Long Main
Is a Prestigious Job the same as a Prestigious Country? A Case Study on Multilingual Sentence Embeddings and European Countries

Jindřich Libovický

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We study how multilingual sentence representations capture European countries and occupations and how this differs across European languages. We prompt the models with templated sentences that we machine-translate into 12 European languages and analyze the most prominent dimensions in the embeddings. Our analysis reveals that the most prominent feature in the embedding is the political distinction between Eastern and Western Europe and the country's economic strength in terms of GDP. When prompted specifically for job prestige, the embedding space clearly distinguishes high and low-prestige jobs. The occupational dimension is uncorrelated with the most dominant country dimensions in three out of four studied models. The exception is a small distilled model that exhibits a connection between occupational prestige and country of origin, which is a potential source of nationality-based discrimination. Our findings are consistent across languages.

Short Findings
Evaluating Object Hallucination in Large Vision-Language Models

Yifan Li, Yifan Du, Kun Zhou, Jinpeng Wang, Xin Zhao, Ji-Rong Wen

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Inspired by the superior language abilities of large language models (LLM), large vision-language models (LVLM) have been recently proposed by integrating powerful LLMs for improving the performance on complex multimodal tasks. Despite the promising progress on LVLMs, we find that they suffer from object hallucinations, i.e., they tend to generate objects inconsistent with the target images in the descriptions. To investigate it, this work presents the first systematic study on object hallucination of LVLMs. We conduct the evaluation experiments on several representative LVLMs, and show that they mostly suffer from severe object hallucination issues. We further discuss that the visual instructions may influence the hallucination, and find that: objects that frequently appear in the visual instructions or co-occur with the image objects are obviously prone to be hallucinated by LVLMs. Besides, we further design a polling-based query method called POPE for better evaluation of object hallucination. Experiment results show that our POPE can evaluate object hallucination in a more stable and flexible way.

Long Main
Event Ontology Completion with Hierarchical Structure Evolution Networks

Pengfei Cao, Yupu Hao, Yubo Chen, Kang Liu, Jiexin Xu, Huaijun Li, Xiaojian Jiang, Jun Zhao

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Traditional event detection methods require predefined event schemas. However, manually defining event schemas is expensive and the coverage of schemas is limited. To this end, some works study the event type induction (ETI) task, which discovers new event types via clustering. However, the setting of ETI suffers from two limitations: event types are not linked into the existing hierarchy and have no semantic names. In this paper, we propose a new research task named Event Ontology Completion (EOC), which aims to simultaneously achieve event clustering, hierarchy expansion and type naming. Furthermore, we develop a Hierarchical Structure Evolution Network (HalTon) for this new task. Specifically, we first devise a Neighborhood Contrastive Clustering module to cluster unlabeled event instances. Then, we propose a Hierarchy-Aware Linking module to incorporate the hierarchical information for event expansion. Finally, we generate meaningful names for new types via an In-Context Learning-based Naming module. Extensive experiments indicate that our method achieves the best performance, outperforming the baselines by 8.23%, 8.79% and 8.10% of ARI score on three datasets.

Long Main
Towards A Holistic Landscape of Situated Theory of Mind in Large Language Models

Ziqiao Ma, Jacob Sansom, Run Peng, Joyce Chai

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Large Language Models (LLMs) have generated considerable interest and debate regarding their potential emergence of Theory of Mind (ToM). Several recent inquiries reveal a lack of robust ToM in these models and pose a pressing demand to develop new benchmarks, as current ones primarily focus on different aspects of ToM and are prone to shortcuts and data leakage. In this position paper, we seek to answer two road-blocking questions: (1) How can we taxonomize a holistic landscape of machine ToM? (2) What is a more effective evaluation protocol for machine ToM? Following psychological studies, we taxonomize machine ToM into 7 mental state categories and delineate existing benchmarks to identify under-explored aspects of ToM. We argue for a holistic and situated evaluation of ToM to break ToM into individual components and treat LLMs as an agent who is physically situated in environments and socially situated in interactions with humans. Such situated evaluation provides a more comprehensive assessment of mental states and potentially mitigates the risk of shortcuts and data leakage. We further present a pilot study in a grid world setup as a proof of concept. We hope this position paper can facilitate future research to integrate ToM with LLMs and offer an intuitive means for researchers to better position their work in the landscape of ToM.

Long Findings
Text Augmented Spatial Aware Zero-shot Referring Image Segmentation

Yucheng Suo, Linchao Zhu, Yi Yang

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In this paper, we study a challenging task of zero-shot referring image segmentation. This task aims to identify the instance mask that is most related to a referring expression \textbf{without} training on pixel-level annotations. Previous research takes advantage of pre-trained cross-modal models, e.g., CLIP, to align instance-level masks with referring expressions. Yet, CLIP only considers the global-level alignment of image-text pairs, neglecting fine-grained matching between the referring sentence and local image regions. To address this challenge, we introduce a Text Augmented Spatial-aware (TAS) zero-shot referring image segmentation framework that is training-free and robust to various visual encoders. TAS incorporates a mask proposal network for instance-level mask extraction, a text-augmented visual-text matching score for mining the image-text correlation, and a spatial rectifier for mask post-processing. Notably, the text-augmented visual-text matching score leverages a $P$-score and an $N$-score in addition to the typical visual-text matching score. The $P$-score is utilized to close the visual-text domain gap through a surrogate captioning model, where the score is computed between the surrogate model-generated texts and the referring expression. The $N$-score considers the fine-grained alignment of region-text pairs via negative phrase mining, encouraging the masked image to be repelled from the mined distracting phrases. Extensive experiments are conducted on various datasets, including RefCOCO, RefCOCO+, and RefCOCOg. The proposed method clearly outperforms state-of-the-art zero-shot referring image segmentation methods.

Long Findings
Parameter-efficient Tuning for Large Language Model without Calculating Its Gradients

Feihu Jin, Jiajun Zhang, Chengqing Zong

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Fine-tuning all parameters of large language models (LLMs) requires significant computational resources and is time-consuming. Recent parameter-efficient tuning methods such as Adapter tuning, Prefix tuning, and LoRA allow for updating a small subset of parameters in large language models. However, they can only save approximately 30\% of the training memory requirements, due to the problem that gradient computation and backpropagation are still necessary for these methods. This paper proposes a novel parameter-efficient tuning method for LLMs without calculating their gradients. Leveraging the discernible similarities between the parameter-efficient modules of the same task learned by both large and small language models, we put forward a strategy for transferring the parameter-efficient modules, originally derived from small language models to much larger ones. To ensure a smooth and effective adaptation process, we further introduce a Bridge model to guarantee dimensional consistency while also stimulating a dynamic interaction between the models. We demonstrate the effectiveness of our method using the T5 and GPT-2 series of language models on the SuperGLUE benchmark. Our method achieves comparable performance to both fine-tuning and parameter-efficient tuning on large language models without needing gradient-based optimization. Additionally, our method achieves up to 5.7x memory reduction compared to parameter-efficient tuning.

Long Main
IRFL: Image Recognition of Figurative Language

Ron Yosef, Yonatan Bitton, Dafna Shahaf

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Figures of speech such as metaphors, similes, and idioms are integral parts of human communication. They are ubiquitous in many forms of discourse, allowing people to convey complex, abstract ideas and evoke emotion. As figurative forms are often conveyed through multiple modalities (e.g., both text and images), understanding multimodal figurative language is an important AI challenge, weaving together profound vision, language, commonsense and cultural knowledge. In this work, we develop the Image Recognition of Figurative Language (IRFL) dataset. We leverage human annotation and an automatic pipeline we created to generate a multimodal dataset, and introduce two novel tasks as a benchmark for multimodal figurative language understanding. We experimented with state-of-the-art vision and language models and found that the best (22%) performed substantially worse than humans (97%). We release our dataset, benchmark, and code in hopes of driving the development of models that can better understand figurative language.

Long Findings
Discourse Structures Guided Fine-grained Propaganda Identification

Yuanyuan Lei, Ruihong Huang

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Propaganda is a form of deceptive narratives that instigate or mislead the public, usually with a political purpose. In this paper, we aim to identify propaganda in political news at two fine-grained levels: sentence-level and token-level. We observe that propaganda content is more likely to be embedded in sentences that attribute causality or assert contrast to nearby sentences, as well as seen in opinionated evaluation, speculation and discussions of future expectation. Hence, we propose to incorporate both local and global discourse structures for propaganda discovery and construct two teacher models for identifying PDTB-style discourse relations between nearby sentences and common discourse roles of sentences in a news article respectively. We further devise two methods to incorporate the two types of discourse structures for propaganda identification by either using teacher predicted probabilities as additional features or soliciting guidance in a knowledge distillation framework. Experiments on the benchmark dataset demonstrate that leveraging guidance from discourse structures can significantly improve both precision and recall of propaganda content identification.

Long Main
Self-supervised Meta-Prompt Learning with Meta-Gradient Regularization for Few-shot Generalization

Kaihang Pan, Juncheng Li, Hongye SONG, Jun Lin, Xiaozhong Liu, Siliang Tang

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Prompt tuning is a parameter-efficient method, which learns soft prompts and conditions frozen language models to perform specific downstream tasks. Though effective, prompt tuning under few-shot settings on the one hand heavily relies on a good initialization of soft prompts. On the other hand, it can easily overfit to few-shot training samples, thereby undermining generalizability. Existing works leverage pre-training or supervised meta-learning to initialize soft prompts but they fail to data-efficiently generalize to unseen downstream tasks. To address the above problems, this paper proposes a novel Self-sUpervised meta-Prompt learning framework with MEta-gradient Regularization for few-shot generalization (SUPMER). SUPMER leverages self-supervised meta-learning with a diverse set of well-designed meta-tasks to learn a universal prompt initialization for efficient adaptation using only unlabeled data. Additionally, it jointly meta-learns a gradient regularization function to transform raw gradients into a domain-generalizable direction, thus alleviating the problem of overfitting. Extensive experiments show that SUPMER achieves better performance for different few-shot downstream tasks, and also exhibits a stronger domain generalization ability. The code for SUPMER will be available at https://github.com/beepkh/SUPMER.

Long Findings
CompoundPiece: Evaluating and Improving Decompounding Performance of Language Models

Benjamin Minixhofer, Jonas Pfeiffer, Ivan Vulić

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While many languages possess processes of joining two or more words to create compound words, previous studies have been typically limited only to languages with excessively productive compound formation (e.g., German, Dutch) and there is no public dataset containing compound and non-compound words across a large number of languages. In this work, we systematically study decompounding, the task of splitting compound words into their constituents, at a wide scale. We first address the data gap by introducing a dataset of 255k compound and non-compound words across 56 diverse languages obtained from Wiktionary. We then use this dataset to evaluate an array of Large Language Models (LLMs) on the decompounding task. We find that LLMs perform poorly, especially on words which are tokenized unfavorably by subword tokenization. We thus introduce a novel methodology to train dedicated models for decompounding. The proposed two-stage procedure relies on a fully self-supervised objective in the first stage, while the second, supervised learning stage optionally fine-tunes the model on the annotated Wiktionary data. Our self-supervised models outperform the prior best unsupervised decompounding models by 13.9% accuracy on average. Our fine-tuned models outperform all prior (language-specific) decompounding tools. Furthermore, we use our models to leverage decompounding during the creation of a subword tokenizer, which we refer to as CompoundPiece. CompoundPiece tokenizes compound words more favorably on average, leading to improved performance on decompounding over an otherwise equivalent model using SentencePiece tokenization.

Long Main
Improving Image Captioning via Predicting Structured Concepts

Ting Wang, Weidong Chen, Yuanhe Tian, Yan Song, Zhendong Mao

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Having the difficulty of solving the semantic gap between images and texts for the image captioning task, conventional studies in this area paid some attention to treating semantic concepts as a bridge between the two modalities and improved captioning performance accordingly. Although promising results on concept prediction were obtained, the aforementioned studies normally ignore the relationship among concepts, which relies on not only objects in the image, but also word dependencies in the text, so that offers a considerable potential for improving the process of generating good descriptions. In this paper, we propose a structured concept predictor (SCP) to predict concepts and their structures, then we integrate them into captioning, so that enhance the contribution of visual signals in this task via concepts and further use their relations to distinguish cross-modal semantics for better description generation. Particularly, we design weighted graph convolutional networks (W-GCN) to depict concept relations driven by word dependencies, and then learns differentiated contributions from these concepts for following decoding process. Therefore, our approach captures potential relations among concepts and discriminatively learns different concepts, so that effectively facilitates image captioning with inherited information across modalities. Extensive experiments and their results demonstrate the effectiveness of our approach as well as each proposed module in this work.

Long Main
An Adaptive Prompt Generation Framework for Task-oriented Dialogue System

Jun Gao, Liuyu Xiang, Huijia Wu, Han Zhao, Yiqi Tong, Zhaofeng He

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The de facto way of utilizing black-box large language models (LLMs) to perform various downstream tasks is prompting. However, obtaining suitable prompts for specific tasks is still a challenging problem. While existing LLM-based methods demonstrate promising performance in task-oriented dialogue (TOD) task, they often require manual adjustment in prompt selection, or focus solely on dialogue understanding or generation. To address these issues, we propose an adaptive prompt generation framework to fully unleash the potential of LLMs for the comprehensive TOD system. Firstly, we design a trainable slot generator (TSG) that can generate domain and slot information in the belief state, which serves as prior knowledge for subsequent prompt generation. Next, we propose an adaptive prompt generator (APG) that utilizes the prior knowledge to generate prompts for the LLM, deriving the belief state and system response of the dialogue for evaluation. Finally, we evaluate our framework on the MultiWOZ 2.0 dataset. Extensive experiments demonstrate that our method outperforms existing methods. Our code and data will be released.

Long Findings
Temporal Knowledge Graph Reasoning Based on N-tuple Modeling

Zhongni Hou, Xiaolong Jin, Zixuan Li, Long Bai, Saiping Guan, Yutao Zeng, Jiafeng Guo, Xueqi Cheng

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Reasoning over Temporal Knowledge Graphs (TKGs) that predicts temporal facts (e.g., events) in the future is crucial for many applications. The temporal facts in existing TKGs only contain their core entities (i.e., the entities playing core roles therein) and formulate them as quadruples, i.e., (subject entity, predicate, object entity, timestamp). This formulation oversimplifies temporal facts and inevitably causes information loss. Therefore, we propose to describe a temporal fact more accurately as an n-tuple, containing not only its predicate and core entities, but also its auxiliary entities, as well as the roles of all entities. By so doing, TKGs are augmented to N-tuple Temporal Knowledge Graphs (N-TKGs). To conduct reasoning over N-TKGs, we further propose N-tuple Evolutional Network (NE-Net). It recurrently learns the evolutional representations of entities and predicates in temporal facts at different timestamps in the history via modeling the relations among those entities and predicates. Based on the learned representations, reasoning tasks at future timestamps can be realized via task-specific decoders. Experiment results on two newly built datasets demonstrate the superiority of N-TKG and the effectiveness of NE-Net.

Long Findings
GATITOS: Using a New Multilingual Lexicon for Low-resource Machine Translation

Alexander Jones, Isaac Rayburn Caswell, Orhan Firat, Ishank Saxena

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Modern machine translation models and language models are able to translate without having been trained on parallel data, greatly expanding the set of languages that they can serve. However, these models still struggle in a variety of predictable ways, a problem that cannot be overcome without at least some trusted bilingual data. This work expands on a cheap and abundant resource to combat this problem: bilingual lexica. We test the efficacy of bilingual lexica in a real-world set-up, on 200-language translation models trained on web-crawled text. We present several findings: (1) using lexical data augmentation, we demonstrate sizable performance gains for unsupervised translation; (2) we compare several families of data augmentation, demonstrating that they yield similar improvements, and can be combined for even greater improvements; (3) we demonstrate the importance of carefully curated lexica over larger, noisier ones, especially with larger models; and (4) we compare the efficacy of multilingual lexicon data versus human-translated parallel data. Based on results from (3), we develop and open-source GATITOS, a high-quality, curated dataset in 168 tail languages, one of the first human-translated resources to cover many of these languages.

Long Main
Continually Improving Extractive QA via Human Feedback

Ge Gao, Hung-Ting Chen, Yoav Artzi, Eunsol Choi

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We study continually improving an extractive question answering (QA) system via human user feedback. We design and deploy an iterative approach, where information-seeking users ask questions, receive model-predicted answers, and provide feedback. We conduct experiments involving thousands of user interactions under diverse setups to broaden the understanding of learning from feedback over time. Our experiments show effective improvement from user feedback of extractive QA models over time across different data regimes, including significant potential for domain adaptation.

Long Main