NeurIPS 2026 论文列表

Conference on Neural Information Processing Systems

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6,437篇论文

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Surrogate Calibration for Transferable Adversarial Attacks against Black-Box MLLMs

Zhewen Yao, Yao Zhu, Xiangyang Ji, Shiliang Zhang

展开摘要

Transfer-based attacks expose serious adversarial vulnerabilities in closed-source Multimodal Large Language Models (MLLMs) by crafting adversarial examples on off-the-shelf surrogate models. However, this paradigm often drives adversarial examples toward surrogate-specific local optima, where they deceive only the surrogate model but fail to transfer to black-box MLLMs. Although existing methods mitigate this issue at the attack level, they leave the surrogate itself unchanged. To address this gap, we propose Surrogate Calibration (SCal), a novel model-level refinement that enhances downstream transfer-based adversarial attacks in a plug-and-play manner. Specifically, SCal employs a feature-preserving loss to maintain the surrogate's representational utility, while a distributional regularizer encourages its gradient field to stay closer to the natural data manifold. With calibrated surrogates, downstream attacks generate update directions that exhibit superior generalization across black-box MLLMs. Extensive experiments demonstrate that SCal boosts current attacks to new heights across various surrogates. For instance, it elevates baseline M-Attack's ASR on GPT-5.4 Mini to 53.5\%, substantially surpassing the state-of-the-art MPCAttack (29.7\%). These results expose critical vulnerabilities that must be addressed for trustworthy multimodal systems. Code is at: https://anonymous.4open.science/r/SCal_code-B0BC

Poster
Surprisingly consistent failures of post-hoc OOD detectors reveal security concerns in open-set recognition with modern CNNs and ViTs, stemming from representation mismatch

Kamil Szyc, Tomasz Walkowiak, Henryk Maciejewski

展开摘要

Although many OOD detection methods have been proposed, no clear winner can be identified as winners are benchmark-specific. One problem with evaluating OOD detectors is the imprecise definition of the "out" distribution, as many commonly used OOD datasets designed to test for 'semantic shift' contain a substantial proportion of 'covariate shift' samples. Moreover, recent work finds that, on carefully crafted benchmarks focused on semantic shift, modern OOD detectors yield little improvement over the baseline MSP. We analyzed a vast number of post-hoc OOD detectors on these benchmarks. We found that they consistently misclassify a common, substantial subset of samples across modern CNN and ViT architectures. We showed that failures across all OOD detectors on this benchmark are primarily due to learned feature representations: we observe that feature extractors map many semantically distant OOD samples closer to ImageNet classes than some in-distribution samples. This misalignment raises safety concerns about DNNs operating in open-set recognition scenarios. We publish a new benchmark, along with a reproducible construction protocol, that focuses on shared hard examples drawn from semantically distinct datasets, including NINCO and ImageNet-OoD. Our new benchmark can reveal fundamental security gaps in current DNNs, as they fail to reliably distinguish semantically distant OOD samples from in-distribution samples.

Poster
SurgVista: Long-Horizon Surgical World Modeling with Plausible Instrument-Tissue Dynamics

Wentao Pan, Wuyang Li, Shengyuan Liu, Xinyu Liu, Hengyu Liu, Yixuan Yuan

展开摘要

Scaling robot policy learning for autonomous surgery is challenging, as expert demonstrations are expensive and in vivo exploration poses substantial safety risks. Surgical world models address this by generating realistic, action-conditioned future frames from an initial observation, but existing methods exhibit two persistent failure modes: *spatial interaction incoherence*, where visible instrument contact fails to induce spatially consistent tissue deformation, and *temporal fidelity collapse*, where prediction errors compound across autoregressive rollouts and progressively corrupt visual quality. We present **SurgVista**, a surgical world model that mitigates both failures through two training recipes. *Deformation Consistency Regularization* extracts scene-point trajectories from training videos and enforces cross-frame coherence through latent contrastive learning, strengthening physically consistent instrument-tissue dynamics. *Drift Adaptation Training* mitigates long-horizon drift by perturbing conditioning frames with online prediction residuals and photometric augmentations calibrated to long-horizon drift statistics, sustaining visual fidelity over extended rollouts. To enable rigorous evaluation, we further introduce **SurgWorld-Bench**, featuring diverse procedure types, long-range rollouts, and decoupled metrics for instrument-motion accuracy and tissue-response fidelity. Extensive experiments show that SurgVista consistently outperforms state-of-the-art methods across visual quality, temporal consistency, and interaction fidelity, with gains widening as the prediction horizon grows.

Poster
Surface Recovery Is Not State Recovery: Pressure–Recovery–Relapse in Multi-turn LLMs

Zixi Huang, Hankun Chang, Xueli Geng, Xutong Mu

展开摘要

Interactive language models should respond to user feedback without blindly conforming to incorrect pressure. Existing evaluations of sycophancy typically measure whether models flip their answers under pressure and treat apparent recovery after pressure removal as robustness. We show that this recovery is often superficial. We introduce the **Pressure--Recovery--Relapse (PRR) protocol**, a multi-turn evaluation framework that disentangles pressure-induced flipping, surface recovery, and relapse under renewed weak pressure. Across factual QA benchmarks and instruction-tuned models, PRR reveals three findings: (1) models can appear to recover at the output level while remaining vulnerable to renewed pressure; (2) surface answer correction can be dissociated from repair of the latent answer state; and (3) different internal components support distinct recovery pathways. Through causal interventions, we show that output-level steering can enforce correct answers without repairing corrupted latent readouts, whereas restoring clean hidden states repairs both surface behavior and latent states. Further component-level restoration shows that residual-stream states enable full repair, while mid-layer attention outputs provide partial latent repair. These results highlight that robust multi-turn reliability requires evaluating recovery stability and latent state repair, not merely apparent answer correctness.

Poster
SurGe: Improved Surface Geometry in Point Maps

Karim Knaebel, Gonzalo Martin Garcia, Christian Schmidt, Ilya Fradlin, Lucas Nunes, Daan de Geus, Bastian Leibe

展开摘要

With impressive progress in architectures, training recipes, and quantity of high-quality data, recent monocular geometry estimation methods estimate global 3D geometry remarkably well. However, they still exhibit surprisingly low quality on surface details, which is clearly visible in qualitative predictions but not reflected in common metrics. To improve this shortcoming, we first formulate a metric that is capable of measuring the surface quality of the estimated geometry via normals derived from the predicted point map. Furthermore, we propose two manners to improve fine-grained local geometry in monocular geometry estimation models: (i) we present an improved point-based gradient loss, and (ii) we introduce a novel decoder based on neighborhood attention. We evaluate our proposed method on eight common zero-shot monocular geometry estimation benchmarks and achieve state-of-the-art results, particularly improving local surface geometry. Extensive ablations validate our design choices. Code and models will be open-sourced.

Poster
Support-Safe Variational Hybrid Filtering for Contact-Mode and Sparse-Law Recovery

Marios Papamichalis, Regina Ruane

展开摘要

Contact-rich robot dynamics are hybrid: a single observation can match several latent states and contact regimes (free, impact, stick--slip). A standard amortized filter that places no probability on a feasible contact transition will permanently lose the branch the robot actually follows. We introduce VHYDRO, a variational hybrid dynamics learner that prevents this branch loss. At each step, VHYDRO mixes the learned proposal with a feasible transition law before sampling and importance weighting. This keeps every feasible contact alternative covered. VHYDRO jointly infers a continuous latent state and a discrete contact mode, and fits a sparse port-Hamiltonian law to each recovered regime. On top of this, three guarantees connect: support coverage stabilizes filtering, the stabilized filter concentrates the discrete contact posterior on coherent regimes, and mode-pure segments admit sparse port-Hamiltonian recovery. The recovery error separates cleanly into filtering, derivative, mode-impurity, and physics-residual parts. Three empirical findings track the same mechanism. Under heavy occlusion the support-safe filter stays usable while a non-defensive proposal collapses. On ManiSkill demonstrations and on four canonical Sawyer/BridgeData task families the discrete state forms temporally coherent contact-regime segments that post-hoc segmenters and mode-free baselines miss. On hybrid systems with known equations the mode-conditioned sparse fit recovers the active physical terms; purely predictive baselines do not.

Poster
Support Mismatch as a Benchmark Failure Mode for In-Context Prediction

Jie Liu, Lanlan Liang, Qinan Bao, ZiXi Yan, Linghao Meng, Wenbo Gong

展开摘要

We analyze support mismatch in language-model in-context prediction as a frozen-prior Bayes benchmark with finite discrete support. The goal is diagnostic rather than literal: we do not identify production LMs with exact Bayesian updating, but characterize a failure mode whose signatures can be checked in learned in-context predictors. Our main theorem gives the finite-sample predictor-risk bound $R_k^\pi \le C e^{-k\rho_{\min}} + 2\varepsilon_{\mathrm{approx}}^2$, so risk decomposes into an exponentially decaying transient and a nonvanishing support-mismatch floor under exponential-moment control of log-likelihood ratios. In scalar and aligned Gaussian location families, exact two-component analyses match the upper exponent up to a tight factor 2 and show a regime change at $\mu_2=3\mu_1$. Controlled learned-model experiments track the benchmark near crossover. Decoder-only LM diagnostics then test the benchmark signatures: restricted support creates a persistent high-error regime; restoring the missing support sharply lowers error; and modern size-matched distractor controls on Qwen and Llama show that adding a wrong same-cardinality candidate does not reproduce this gain. Multiple-choice, instruction-tuned, cross-family, calibration, null-control, and near-tie checks preserve the same diagnostic picture.

Poster
Support Before Frequency in Discrete Diffusion

Adrian Müller, Antoine Gonon, Zebang Shen, Ya-Ping Hsieh, Niao He

展开摘要

Discrete diffusion models are increasingly competitive for language modeling, yet it remains unclear how their denoising objectives organize learning. Although these objectives target the full data distribution, we show that the exact reverse process induces a hierarchy between coarse *support* information and finer *frequency* information. For uniform and absorbing (a.k.a. masking) diffusion, we prove that, in the small-noise regime of the final denoising steps, each single-token reverse edit decomposes into a leading scale, determined by whether it moves toward the data *support* (e.g., grammatically valid sentences), and a finer coefficient, determining *relative probabilities* within the same scale. Thus, recovering validity structure only requires learning the correct order of magnitude of reverse probabilities, whereas recovering data frequencies requires coefficient-level estimation. The separation is mechanism-dependent: uniform diffusion exhibits a trichotomy into validity-improving, validity-preserving, and validity-worsening edits, while absorbing diffusion places its leading-order mass on validity-improving moves. Experiments on a masked language diffusion model and synthetic regular-language tasks support these predictions: support-localization emerges earlier than within-support frequency ranking, and the contrast between uniform and absorbing diffusion matches the predicted rate separation. Together, our results suggest that discrete diffusion models learn data support before data frequencies.

Poster
Supervision Recovery for Time Series Anomaly Detection via Counterfactual Pairing

Yifei Gao, Tian Lan, Yimeng Lu, Xuming An, Meng Wang, Wenjun He, Yijie Li, Chen Zhang

展开摘要

Time series anomaly detection (TSAD) remains challenging not only because anomaly labels are scarce, but also because temporal anomalies are highly context-dependent. Existing methods often rely on unsupervised or surrogate objectives, producing anomaly scores indirectly rather than learning explicit normal--anomalous distinctions. We propose Counterfactual Pairing with Anomaly Semantics (CAPS), a supervision-recovery framework for TSAD. CAPS formulates temporal anomalies as mechanism-induced effects on normal temporal evolution and recovers matched supervision without target-domain anomaly labels. It learns transferable anomaly semantics from simulated normal--anomalous pairs, disentangles them from normal temporal structure, and organizes them into family-wise modes. Instead of directly using simulated anomalies as target positives, CAPS instantiates the learned semantics as residual-form anomaly effects on target-domain reference trajectories via residual MoE generation. The resulting matched counterparts provide supervision-aligned signals for boundary-oriented detector learning. Experiments on nine benchmark datasets show that CAPS outperforms unsupervised and injection-based baselines, is competitive with supervised-reference baselines, and provides interpretable evidence through anomaly-effect generation and expert association.

Poster
Supervised Distributional Reduction via Optimal Transport and Dependence Maximization

Sai-Aakash Ramesh, Archit Sood, Andrew Corbett, Tim Dodwell

展开摘要

Learning representations that capture both intrinsic data geometry and target-relevant structure remains a fundamental challenge, particularly in settings where data reduction must balance compression with predictive fidelity. While distributional reduction—encompassing joint clustering and dimensionality reduction—offers a principled way to summarize data, its supervised variants remain relatively underexplored, despite the importance of retaining task-relevant signal for downstream prediction and decision-making. We propose Supervised Distributional Reduction (SDR), an algorithm for learning target-aware representations by combining optimal transport with explicit dependence maximization. SDR builds on the Fused Gromov–Wasserstein (FGW) objective to align the relational structure of the input distribution with a set of representative points, while augmenting it with a direct dependence term that encourages the learned embeddings to capture predictive signal more explicitly. This results in compact representations that reflect both geometric structure and supervision. Beyond representation learning, SDR naturally induces a data-dependent, non-stationary geometry that can be leveraged for settings such as Gaussian Process (GP) modelling. By redefining distances through target-aware distributional alignment, SDR enables the construction of adaptive kernels that respond to local variations in both data geometry and supervision, offering an optimal transport-based perspective on non-stationary kernel design.

Poster
Sup-Norm Error under Proportional Asymptotics: Phase Transitions under Linear Regression

Lin Liu, Debarghya Mukherjee, Rajarshi Mukherjee, Zixiao Jolene Wang

展开摘要

This paper characterizes the sharp asymptotics of the $\ell_{\infty}$-norm estimation error for estimating the coefficient vector in linear regression under proportional asymptotics. While $\ell_2$-error is well-documented, we demonstrate that the $\ell_{\infty}$-error exhibits a distinct phase transition governed by the structure of the underlying signal. We explore this through the lens of a class of estimators that include ridge-regularized estimators, a method-of-moments estimator, and the ordinary least squares estimator for the under-parametrized regime. Our results provide a comparative study of these estimators and characterize regimes (as identified by the maximal signal component, number of large signals, total signal strength, and noise variance) where one estimator is preferable to the others. As a by-product, we obtain new double descent curves in $\ell_{\infty}$-error metric for the ridgeless regression, as well as ingredients for uniform confidence intervals for the signal coordinates. Our theoretical results are supported by extensive numerical simulations that confirm the predicted phase transitions and error limits.

Poster
SudoBench: A Contextual Authorization Benchmark for LLM Agents

Vincent Siu, Tianneng Shi, Shangding Gu, Zhun Wang, Dawn Song, Chenguang Wang

展开摘要

Secure LLM agents should take actions for authorized users in authorized environments. However, current agents' (e.g., OpenClaw) runtimes expose neither user nor environment authorization and existing agent security benchmarks similarly evaluate models without relevant authorization context. We propose SudoBench, a benchmark of 135 paired scenarios in a synthetic consulting universe with a static access control list, spanning user authorization (confused deputy), environment authorization (source-label indirect prompt injection), and both (scope-check indirect prompt injection). For each pair of scenarios, the authorization context is flipped such that an identical prompt should be appropriately complied with or refused. We score each pair as a joint pass requiring the model to produce the correct outcome on both paired scenarios. Across ten frontier closed- and open-weight LLMs, joint pass rate without authorization context sits below 16\% on every model. Adding user and environment authorization raises joint pass to as high as 67--73\%. Even with this authorization context, frontier models remain far from reliably handling contextual authorization, framing authorization context as an important research agenda for agent security.

Poster
Subspace-Guided Continual Learning: Hessian Based Stable–Plastic Decomposition for Exemplar-Free Class-Incremental Learning

Qi Zhu, Ziang Gan, Wanting Zhang, Libao Zhang

展开摘要

Exemplar-Free Class-Incremental Learning (EFCIL) is a challenging continual learning paradigm where a model must learn new classes sequentially without access to old data, making it susceptible to catastrophic forgetting. The core difficulty lies in balancing stability (preserving old knowledge) and plasticity (acquiring new knowledge). We propose Subspace-Guided Continual Learning (SGCL), a novel method that tackles this dilemma from a geometric perspective. SGCL decomposes the feature space into two orthogonal subspaces: a ```stable subspace``` containing directions critical for previous tasks, and a ```plastic subspace``` where new knowledge can be learned with minimal interference. This decomposition is efficiently identified via the feature-space Hessian, where high-curvature eigendirections define the stable subspace. Building on this, SGCL introduces two synergistic components: 1) Subspace-Guided Regularization (SGR), which imposes curvature-weighted penalties on feature drifts within the stable subspace, and 2) Subspace-Guided Prototype Alignment (SGPA), which adaptively corrects the shift of old-class prototypes to recalibrate the classifier. Extensive experiments on standard benchmarks show that SGCL consistently achieves competitive or superior performance compared to existing state-of-the-art methods, offering a principled approach to mitigating forgetting through loss landscape analysis.

Poster
Subset-Conditioned Boundary Compensation for Missing-Modality Multimodal Classification

Zesen Cai, Lisi Mo, Yifan Fang, Yandong Yan, Keren Shi, Daming Shi, Ruiting Dai

展开摘要

Missing modalities reduce observations to arbitrary subsets, challenging robust multimodal inference. Existing methods recover missing views or align cross-subset representations, implicitly equating feature completeness with decision accuracy—leaving subset-specific decision boundary variation structurally unaddressed. Empirical analysis reveals that misclassification patterns are highly subset-specific, stable across initializations, and concentrated near decision boundaries—a persistent boundary misalignment distinct from information attenuation, which we define as Subset-Conditioned Boundary Shift (SCBS). To address this, we propose Subset-Conditioned Boundary Compensation (SCBC): a modality-factorized violation memory accumulates historical records of subset-specific margin violations, and a subset-adaptive head converts them into targeted logit corrections at inference, with a direction-consistency loss enforcing alignment during training. We prove that these corrections, built entirely from forward-pass statistics without backpropagating through the correction path, satisfy the descent condition of the surrogate loss, to our knowledge the first such guarantee in incomplete multimodal learning. Across five benchmarks, SCBC achieves state-of-the-art-level performance, averaging a 3.4 Macro-F1 point gain under random missingness and peaking at 7.4 points on the IEMOCAP-4 {v, a} setting. Source code is available at https://anonymous.4open.science/r/SCBC_neurips-50B5.

Poster
Subprocess-Constrained Markov Decision Processes

Jiarui Gan, Debmalya Mandal

展开摘要

Constrained Markov decision processes (CMDPs) extend standard MDPs by incorporating a cost function and enforcing constraints---most commonly by requiring that the expected cumulative cost over the entire trajectory remains below a prescribed threshold. While this global, expectation-based formulation is natural and widely studied, it is insufficient for many safety- and reliability-critical applications, where guarantees are required not only from the initial state but also for every subprocess starting at any intermediate time step. Motivated by this need, we introduce \emph{subprocess-constrained MDPs} (S-CMDPs), in which the expected cumulative cost must satisfy a constraint not only from the initial state, but from every intermediate step onward along the trajectory. We investigate the algorithmic aspects of this model and characterize the limitations of classical solution concepts. In particular, we show that stationary policies can be both suboptimal and computationally intractable to optimize in S-CMDPs. Leveraging a value-set iteration framework, we further demonstrate that history-dependent policies surprisingly overcome both obstacles. Building on this insight, we develop a polynomial-time algorithm that computes the action distribution of a (near-)optimal history-dependent policy for any given history.

Poster
Submodular Benchmark Selection

Alexander Smola

展开摘要

Evaluating large language models across many benchmarks is expensive, yet many benchmarks are highly correlated. We formalize the selection of a small, informative subset as submodular maximization under a multivariate Gaussian model. Entropy (log-determinant covariance) and mutual information between selected and remaining benchmarks arise as natural objectives. Both are submodular; entropy selection coincides with pivoted Cholesky and has spectral residual bounds, while mutual information is non-monotone in general but empirically monotone for small subsets, so we optimize it greedily. Experiments on three matrices from ten public leaderboards show that mutual information selection outperforms entropy for imputation at small subsets.

Poster
Subliminal Learning as Trait-Direction Drift: A Mechanism and Targeted Control under SFT Distillation

Zhixuan Liu, Zhichen Dong, Yuyu Fan, Xiangtian Li, Chao Yang

展开摘要

Model distillation can transfer not only intended capabilities but also hidden traits from the teacher. A teacher biased by a system prompt can generate semantically clean training data, such as numeric sequences, that still causes a downstream student to inherit the hidden preference, a phenomenon known as $\textit{subliminal learning}$. Prior work establishes this phenomenon, but the transfer mechanism remains unclear, making targeted mitigation difficult. We propose and validate $\textbf{trait-direction drift}$ as the mechanism underlying subliminal learning: $\textbf{(1)}$ on the teacher side, biased teacher samples retain a measurable preference gap toward the target trait even when their semantic content is unrelated to that trait; $\textbf{(2)}$ on the student side, under a low-rank logit-linear approximation, samples with larger preference gaps induce stronger trait-aligned updates during supervised fine-tuning, and these updates accumulate over training. Guided by this mechanism, we propose $\textbf{probe-space corridor}$, a regularizer that constrains drift along a calibrated trait readout during distillation. The method substantially reduces hidden-trait transfer while preserving task performance: for example, it lowers malicious-response transfer from 29.55% to 6.47% with low main-task accuracy cost, and consistently suppresses animal-preference transfer across the main Qwen-7B preference settings. These results provide both a validated mechanistic explanation of subliminal learning and a targeted recipe for more controllable distillation.

Poster
Subject-Relative Micro-Motion and Sleep Dynamics for Near-Infrared Video Sleep Staging

Kunmin Jang, Yourim Choi, Hun Heo, Dongik Park, Suahn Bae, Heonjun Lee, Hyun-Woo Shin, Hyung-Sin Kim

展开摘要

Near-infrared (NIR) video is a promising modality for contactless sleep monitoring, but recent video-based sleep staging methods often use it as a route to reconstructed respiratory/cardiac proxies or cross-modal physiological representations. We study video-only sleep staging under labels defined by polysomnography (PSG), where the model infers sleep stages from NIR video alone without explicit physiological proxy reconstruction or auxiliary physiological supervision. This tests whether NIR video itself can provide informative sleep-stage evidence, rather than only serving as an input for recovering physiological proxies. We propose ViNUSS (Video-Native Unmediated Sleep Staging), a framework that combines subject-relative micro-motion learning with full-night sleep dynamics modeling. Spatially anchored pre-spatial micro-motion encoding preserves localized temporal variation together with its spatial context. Within-subject stage contrast learns stage cues with respect to each subject's night-specific baseline. Two-scale sleep dynamics modeling captures within-epoch motion evolution and organizes epoch-level evidence into a coherent full-night sleep-stage trajectory. On 475 overnight NIR recordings (~3,250 hours), ViNUSS achieves 0.80 accuracy and 0.78 macro-F1 for four-class sleep staging. Interpretability analysis suggests attention to thoraco-abdominal periodic motion and gross body movements associated with arousals and position changes. These results support NIR video as an independently informative and complementary modality for PSG-defined sleep-stage estimation.

Poster
Subdata Selection: A Unified Framework for Optimal Selection and Statistical Efficiency Assessment

Min Yang, Wei Zheng, John Stufken, Ming-Chung Chang, Ting Tian, Xueqin Wang

展开摘要

When labeling is expensive or datasets exceed computing capacity, selecting an informative subset of data is a practical necessity. Identifying such subdata is a classical NP-hard problem due to its inherent discreteness. While many subdata selection methods have been proposed for parametric models, two fundamental challenges remain: first, how can we accurately assess the statistical efficiency of selected subdata relative to the theoretical optimum? Second, given $N$ data points and a subdata size $n$, which $n$ points should be selected to achieve high statistical efficiency? We address both challenges within a unified framework. We develop a new information-based subdata selection methodology grounded in optimal approximate design theory, yielding subdata that approaches the theoretical optimum. Our algorithm is general, accommodates arbitrary $N$ and $n$, supports multiple optimality criteria, and is accompanied by a convergence proof. Crucially, our framework provides, for the first time, tight lower and upper bounds on the statistical efficiency of subdata selected by any method, enabling accurate and rigorous benchmarking across the literature. This benchmarking capability reveals the true performance landscape of existing methods and shows that many of them have been operating substantially below their theoretical potential. The subdata produced by our methodology is highly efficient and outperforms all existing methods.

Poster
Subcritical Signal Propagation at Initialization in Normalization-Free Transformers

Sergey Alekseev

展开摘要

We study signal propagation at initialization in transformers through the averaged partial Jacobian norm (APJN), a measure of gradient amplification across layers. We extend APJN analysis to transformers with bidirectional attention and permutation-symmetric input token configurations by deriving recurrence relations for activation statistics and APJNs across layers. Our theory predicts how attention modifies the asymptotic behavior of the APJN at large depth and matches APJNs measured in deep vision transformers. The criticality picture known from residual networks carries over to transformers: the pre-LayerNorm architecture exhibits power-law APJN growth, whereas transformers with LayerNorm replaced by elementwise tanh-like nonlinearities have stretched-exponential APJN growth, indicating that the latter are subcritical. Applied to Dynamic Tanh (DyT) and Dynamic erf (Derf) transformers, the theory explains why these architectures can be more sensitive to initialization and optimization choices and require careful tuning for stable training.

Poster