NeurIPS 2026 论文列表

Conference on Neural Information Processing Systems

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ERIS: Enhancing Privacy and Scalability in Federated Learning via Federated Shard Aggregation

Dario Fenoglio, Pasquale Polverino, Jacopo Quizi, Martin Gjoreski, Akash Dhasade, Marc Langheinrich

展开摘要

Scaling Federated Learning (FL) to billion-parameter models forces a challenging trade-off between privacy, scalability, and model utility. Existing solutions often tackle these challenges in isolation, sacrificing accuracy, relying on costly cryptographic tools, or introducing communication and optimization inefficiencies that affect convergence. We introduce ERIS, an FL framework centered on _Federated Shard Aggregation_ (FSA), a novel mechanism that partitions each client update into non-overlapping shards whose aggregation is distributed across multiple client-side aggregators. FSA removes the central aggregation bottleneck, limits the information visible to any single observer, and preserves the centralized FL update after reassembly. ERIS can further readily integrate Distributed Shifted Compression (DSC) to reduce transmitted payloads and exposed coordinates. We prove that ERIS preserves convergence under standard assumptions and bounds mutual information leakage by the observable fraction of each update, decreasing with the number of client-side aggregators, and with the compression level when DSC is enabled. Experiments across image and text tasks, including large language models, show that ERIS achieves FedAvg-level utility while substantially reducing communication bottlenecks and improving robustness to membership inference and reconstruction attacks, without relying on heavy cryptography or utility-degrading perturbations.

Poster
Cyclic Denoising Reveals Ultrastable Memories in Diffusion Models

Rishabh Sharma, Stefano Martiniani

展开摘要

We introduce cyclic denoising—repeated forward and reverse diffusion at controlled noise amplitudes—as an extraction attack for image diffusion models. Inspired by random organization in disordered solids, where cyclic mechanical perturbations anneal the system into increasingly stable configurations, cyclic denoising exposes regions of the learned distribution that remain largely inaccessible to standard sampling. We find that this dynamics drives samples toward attractors with a broad stability spectrum, with the deepest attractors exhibiting ultrastability: they can be regenerated from near-total corruption and sustained through thousands of noising-denoising cycles. Many of these deep attractors correspond to memorized training images, including stock photographs, brand watermarks, and web-crawl artifacts. Our extraction attack requires sampler-level control, including mid-process noise injection, but no gradients and no weight inspection. Crucially, it requires no prior knowledge of training data, captions, or prompts. In contrast, prior generate-and-filter attacks commonly rely on prompted generation using known or suspected training captions, followed by large-scale sampling and post-hoc similarity or membership-inference filtering. While cyclic denoising can also be applied with prompts, our main protocol is fully unconditioned. We demonstrate the phenomenon in Stable Diffusion v1.4, a large latent diffusion model, and in a smaller pixel-space DDPM, showing consistent behavior across latent- and pixel-space diffusion models. Across noise amplitudes, we observe a dynamical transition from trivial fixed points to structured memorized images, hierarchical partial absorption in which coarse scene layout freezes while fine details remain diffusive, basin hopping between memorized states with long residence times, prompt-stabilized memorized templates, and cross-initial-condition universality of the recovered attractor set. Together, these results establish cyclic denoising as both a physics-inspired probe of generative landscapes and a practical tool for memorization auditing, with implications for privacy, copyright compliance, and model fingerprinting.

Poster
Causal Evaluation of Membership Inference Attacks

Mathieu Even, Clément Berenfeld, Linus Bleistein, Tudor Cebere, Julie Josse, Aurélien Bellet

展开摘要

Membership Inference Attacks (MIAs) aim to distinguish training points (members) from unseen data (non-members), and are widely used to quantify memorization and assess privacy risks. Standard MIA evaluation requires repeated retraining, which is computationally costly for large models. One-run (single training with randomized data inclusion) and zero-run (post hoc evaluation) methods are often used instead, but their statistical validity remains unclear. We address this gap by framing MIA evaluation as a causal inference problem, defining *memorization as the causal effect of including a data point in the training set*. This novel formulation reveals and formalizes key sources of bias in existing protocols: one-run methods suffer from interference between jointly included points, while zero-run evaluations are additionally confounded by distribution shift between member and non-member evaluation data. We derive causal analogues of standard MIA metrics and propose practical estimators for multi-run, one-run, and zero-run regimes with non-asymptotic consistency guarantees. We validate our approach in several settings, including pretrained and fine-tuned LLMs, showing that it enables reliable measurement of MIA performance without retraining and under distribution shift. Overall, our framework provides a principled foundation for privacy evaluation in modern AI systems.

Poster
Beyond Fixed Benchmarks and Worst-Case Attacks: Dynamic Boundary Evaluation for Language Models

Haoxiang Wang, Da Yu, Huishuai Zhang

展开摘要

Evaluating large language models (LLMs) today rests on *fixed benchmarks* that apply the same set of items to any model, producing ceiling and floor effects that mask capability gaps. We argue that the most informative evaluation signal lies at the *boundary*, where the per-prompt pass probability is near 0.5, and propose **Dynamic Boundary Evaluation (DBE)**, which actively locates each model's boundary and places it on a globally comparable difficulty scale. DBE delivers three artifacts: (i) a calibrated item bank covering safety, capability, and truthfulness, with per-item difficulty labels validated across 9 reference LLMs; (ii) **Skill-Guided Boundary Search (SGBS)**, a search algorithm that finds boundary items for a given target LLM using only API-level query access; and (iii) an evaluation protocol that places a new LLM on a unified ability scale and grows the evaluation set adaptively when the target falls outside the bank's coverage. We instantiate DBE on four categories spanning safety (harmful refusal, over-refusal), capability (constrained instruction following), and truthfulness (multi-turn sycophancy resistance). The resulting evaluation covers a broader model spectrum without saturation while remaining compatible with existing datasets.

Poster
Benchmarking Membership Privacy Risks in Preference-Based LLM Post-Training

Lorenzo Rossi, Kaif Shaikh, Franziska Boenisch, Adam Dziedzic

展开摘要

Modern language models are commonly adapted after pretraining to follow instructions, align with user preferences, and improve deployment behavior. Such post-training often relies on preference data from users, annotators, or model interactions, which may contain sensitive prompts, private responses, proprietary tasks, or confidential judgments. Understanding the privacy implications of this data is therefore essential. Membership inference attacks (MIAs), which test whether a record was used for training, are the de facto standard for empirical privacy auditing in machine learning. However, preference-based post-training changes the unit of membership: a training record contains a prompt, a preferred response, and a dispreferred response, rather than a single input-output sequence. Audits that ignore this structure can under-report leakage. We therefore introduce a benchmark protocol that adapts strong reference-model MIAs to complete preference records. Our protocol asks whether membership is exposed by either response alone, by the model’s preference between them, or by the two responses jointly. We find that auditing the response pair can reveal membership evidence missed when the record is reduced to a single score. Across three preference datasets, two model families, and seven post-training objectives spanning three post-training families, measured leakage depends strongly on both the audited record statistic and the training objective, with imbalanced risk between preferred and dispreferred responses. We further evaluate the impact of parameter-efficient fine-tuning (PEFT) and differential privacy (DP), finding widely varying privacy-utility trade-offs. Overall, preference-based post-training leaks in ways that standard single-response audits can miss, motivating formal privacy methods that protect complete preference records while preserving post-training utility.

Poster
Bayesian Low-Rank Posteriors for Scalable Membership Inference

Khanh Nguyen, Antonio Cinà, Andrey Barsky, Alejandra Reinares, Fabio Roli, Dimosthenis Karatzas

展开摘要

Membership inference attacks (MIAs) aim to determine whether a sample was used during the training of a target model. The most effective MIAs rely on reference (or shadow) models to estimate target-conditional score distributions, but training such ensembles is computationally prohibitive for modern large-scale Vision--Language Models (VLMs). In this work, we propose a scalable alternative that replaces explicit reference-model training with a Bayesian approximation over low-rank adaptation parameters. Leveraging parameter-efficient fine-tuning, we model uncertainty only within the LoRA subspace and construct a posterior from a single training run, from which we sample a diverse set of virtual reference models. We instantiate this approach using stochastic weight averaging Gaussian (SWAG), enabling efficient approximation of target-conditional score distributions at a fraction of the cost of conventional shadow-model ensembles. We evaluate the resulting attack on three downstream-adapted VLMs across two privacy-sensitive visual question answering tasks, namely Document VQA and medical VQA. To isolate the effect of pretraining knowledge, we additionally introduce a controlled synthetic dataset. Our approach outperforms standard reference-based attacks while requiring only a single trained reference model, demonstrating that accurate and scalable membership inference is feasible even for large VLMs.

Poster
Backdoor Attacks under Lossy Compression: From Failure to Reactivation and Adaptation

Qian Li, Yunuo Chen, Yuntian Chen

展开摘要

Real-world backdoor attacks often require poisoned datasets to be stored and transmitted before they are used to compromise deep learning systems. In the era of big data, however, the inevitable use of lossy compression poses a fundamental challenge to invisible backdoor attacks. We observe that triggers embedded in RGB images can become ineffective once the images are lossily compressed into binary bitstreams, such as JPEG files, for storage and transmission. Consequently, poisoned data may lose their malicious functionality after compression, causing backdoor injection to fail. Prior compression-based attacks typically exploit compression artifacts as certain triggers to distinguish poisoned RGB samples from uncompressed benign ones, rather than addressing whether malicious information can survive a shared lossy storage-and-transmission pipeline. In this paper, we highlight the necessity of explicitly accounting for lossy compression in backdoor attacks. This requires attackers to ensure that transmitted binary bitstreams preserve malicious trigger information, such that effective triggers can be induced after decompression. Building on the region-of-interest (ROI) coding mechanism in image compression, we propose two poisoning strategies tailored to inevitable lossy compression. First, we introduce \textbf{Universal Attack Reactivation}, a general method that uses sample-specific ROI masks to reactivate trigger information in bitstreams for learned image compression (LIC). Second, we present \textbf{Compression-Adapted Attack}, a new attack strategy that employs customized ROI masks to encode trigger information into bitstreams and applies to both traditional codecs and LIC. Extensive experiments demonstrate the effectiveness of both strategies.

Poster
Auditing Privacy Leakage in Tabular Foundation Model Embeddings

Xun Wang, Adam Dziedzic, Michael Backes, Franziska Boenisch

展开摘要

Tabular Foundation Models (TabFMs) produce context-aware embeddings that are increasingly stored, shared, and reused for retrieval, clustering, and cross-institutional data exchange. These embeddings are often treated as privacy-preserving substitutes for raw tabular records, yet their attribute-level information content remains poorly understood. We present a systematic privacy audit of TabFM embeddings: given an embedding and varying amounts of side information, how accurately can sensitive attributes be recovered? We introduce *Cascade Probing*, a sequential probing method that measures recoverability while accounting for inter-attribute dependencies, significantly outperforming joint probing and optimization-based inversion baselines. Across four TabFMs (TabPFN, TabDPT, Mitra, TabICL) and eight datasets, we find that even without any side information, 65-95\% of sensitive attributes can be recovered from embeddings alone. More critically, recoverability exhibits a *Privacy Cliff*: revealing a single known attribute sharply increases the recoverability of all remaining attributes. This phenomenon generalizes across model architectures and diverse domains, and is not eliminated by standard embedding transformations including noise injection, PCA, and knowledge distillation. These findings suggest that we need more formal privacy techniques for protecting sensitive information inside TabFM embeddings.

Poster
Asymptotically Optimal Best Arm Identification with Fixed-Budget under Differential Privacy

Keqin Chen, Jie Bian, Yulian Wu, Vincent TAN

展开摘要

Best arm identification under differential privacy is a pure-exploration problem in which both statistical efficiency and privacy protection must be achieved simultaneously. We study fixed-budget best arm identification for bandits under pure $\epsilon$-differential privacy, where the learner must recommend an arm after a prescribed sampling budget while protecting the full transcript. We prove that the optimal exponential decay rate of the error probability is upper bounded by an instance-dependent privacy-aware transportation exponent that differs from the analogous quantity used to characterize the stopping time of in fixed-confidence analysis by Jourdan and Azize [2025]. Guided by this exponent, we propose AO-Pri-BAI, an adaptive algorithm that maintains private running estimates through Laplace-tree mechanisms and learns a sampling design through a min-max interaction between hard alternatives and arm allocations. We prove that AO-Pri-BAI satisfies pure $\epsilon$-differential privacy. We also establish that the exponent of the failure probability of AO-Pri-BAI matches the privacy-aware benchmark. Numerical studies show that even in the non-asymptotic setting, AO-Pri-BAI outperforms benchmark algorithms on various instances, complementing the theoretical analyses.

Poster
Asymmetric Invertible Threat: Learning Reversible Privacy Defense for Face Recognition

Jiabei Zhang, Ziyuan Yang, Andrew Beng Jin Teoh, Yi Zhang

展开摘要

Face Recognition systems are widely deployed in real-world applications, but they also raise privacy concerns due to unauthorized collection and misuse of facial data. Existing adversarial privacy protection methods rely on input-space perturbations to obfuscate identity information, yet their protection can degrade when adversaries learn restoration or purification mappings that partially invert the transformation. We study this setting as an asymmetric adversarial attack, in which reverse manipulation becomes feasible because existing defense paradigms do not control reversibility. To address this problem, we propose Asymmetric Reversible Face Protection (ARFP), a restoration-aware extension of personalized face cloaking that integrates privacy protection, keyed recovery, and tamper indication in a single framework. ARFP consists of three components: Key-Conditioned Manifold Binding, which ties the protection transformation to a user-provided key; Adversarial Restoration-Aware Training, which introduces a surrogate restoration adversary during training to improve robustness against evaluated inverse purification attacks; and Authorized Reversible Restoration, which supports recovery with the correct key while providing nonce-based tamper indication. Extensive experiments under the threat models considered in this work show that ARFP improves resistance to the evaluated restoration attacks while preserving authorized recovery utility. These results provide empirical evidence of key-sensitive recovery behavior and tamper awareness in the tested settings.

Poster
Assessing Per-Sample Membership Inference Vulnerability without Retraining

Valentin Dorseuil, Jamal Atif, Olivier Cappé

展开摘要

Recent work in the privacy literature shows that sample-targeted membership inference attacks (MIA) significantly outperform untargeted approaches by a wide margin. Motivated by this observation, we address the following question: Can the privacy vulnerability of individual training points be assessed without training shadow models? We show that per-sample exposure to MIA is governed not only by a point's loss, but also by a data-dependent geometric measure. In the linear setting, we derive a closed-form decomposition of individual black-box MIA vulnerability into a population leverage score and a residual loss term, making explicit how sample-dependent geometry translates into privacy exposure. Since the final layer of most modern architectures is linear, we extend this framework to deep networks and propose a surrogate score operating on last-layer representations that requires only a single trained model and no shadow models. Empirical evaluations across diverse datasets and architectures show that our score outperforms loss and gradient-norm baselines at identifying the highest-risk points under state-of-the-art attacks, providing a computationally efficient and theoretically grounded tool for per-sample privacy risk assessment.

Poster
Aegis: Generative Gradient Masking for Privacy-Preserving Medical Federated Learning

Chaoyu Zhang, Shanghao Shi, Heng Jin, Ning Wang, Thomas Hou, Wenjing Lou

展开摘要

Federated learning (FL) has become a foundational paradigm for multi-institutional medical AI, allowing hospitals and research centers to jointly train diagnostic models without exchanging patient records. This privacy promise, however, is increasingly contested: a malicious or honest-but-curious server can launch model inversion attacks (MIAs) that reconstruct private patient images directly from shared model updates, and recent scalable, closed-form attacks penetrate even secure aggregation at clinically realistic batch sizes. Existing defenses face an unsatisfactory dilemma. Gradient-perturbation methods such as differential privacy and pruning trade away the diagnostic accuracy on which clinical reliability depends, while cryptographic protocols add system complexity yet still leave updates exposed to these scalable attacks. We propose Aegis, a principled client-side defense that breaks this dilemma without perturbing patient data or modifying the FL protocol. Our key insight is that the success of every known MIA is fundamentally bounded by the local batch size relative to the model's leakage capacity; once this limit is exceeded, distinct samples collide and reconstructions collapse into indistinguishable mixtures. Aegis turns this universal bottleneck into a defense: each client superimposes onto its real update a masking gradient computed on locally synthesized, task-relevant data, deliberately pushing the effective batch beyond the attack's recovery capacity. We complement the design with theoretical convergence guarantees under standard convex assumptions and evaluate Aegis on MNIST, CIFAR-10, and three MedMNIST modalities (chest X-ray, abdominal CT, colon pathology). Aegis neutralizes three state-of-the-art MIAs while preserving model utility and incurring only modest overhead, offering a practical privacy primitive for medical FL.

Poster
Adaptive Target-Charging with Privacy Filters and Individual Accounting

Peihan Liu, Alison Caulfield, Mark Chen, Rachel Cummings, Roxana Geambasu, Mathias Lécuyer, Pierre Tholoniat

展开摘要

The target-charging technique (TCT), a generalization of the sparse vector technique, monitors whether query answers deviate beyond acceptable bounds while incurring privacy costs only upon significant deviations. We develop a more mature theory of TCT through three contributions. First, we generalize TCT and replace prior simulation-based analyses with a direct stochastic domination argument, yielding a tighter bound and a modular proof structure that affords flexibility in the choice of privacy representation for the base mechanism as well as the composition accountant. Second, we provide an anytime-valid TCT guarantee that integrates with approximate Rényi DP filters. Third, we enable individual-level privacy filters. Together, these provide the first end-to-end TCT construction compatible with privacy filters and individual-level accounting, with practical relevance demonstrated through benchmarks inspired by the impending world-scale deployment of the W3C Attribution standard, which is fundamentally rooted in individual filters.

Poster
A Unified Framework for Adversary-Aware Differential Privacy Bounds

Marika Swanberg, Meenatchi Sundaram Muthu Selva Annamalai, Jamie Hayes, Borja Balle, Adam Smith

展开摘要

Differential Privacy (DP) bounds the privacy leakage of a mechanism against worst-case membership inference, but the precise tradeoff between complex adversarial models and DP protections remains poorly understood. In this paper, we present a unified framework that generalizes the patchwork of existing bounds across membership inference, attribute inference, and data reconstruction attacks. Crucially, our framework is the first to evaluate attacks that target multiple individuals simultaneously and measure success beyond exact matches under a single cohesive bound. Our bounds capture this broad family of previously unexplored attack settings by relying solely on the privacy parameters and the adversary's baseline success rate (i.e. its prior without access to the mechanism's output). To illustrate this, we compare our high-probability guarantees to empirical attacks in two novel settings: extracting multiple non-uniform secrets (passwords and PII) from DP-finetuned language models, and reconstructing tabular data from noisy marginals. Ultimately, this framework provides a rigorous theoretical foundation to investigate the risk landscape of DP algorithms in new adversarial settings.

Poster
A Private Empirical Defense Against Privacy Audits

Saloni Modi, Srivi Balaji, Yusong Zhu, Gautam Kamath, Kevin Tian

展开摘要

Differential privacy (DP) has traditionally been used to provide theoretical upper bounds on an algorithm's stability to changing its training data. In modern machine learning applications, achieving strong tradeoffs between utility and theoretical privacy is challenging, and thus one may optimistically hope that existing theoretical analyses are loose. Recent work on \emph{privacy auditing} has adopted a dual viewpoint, instead lower bounding the true privacy of an algorithm by constructing empirical distinguishing events. The auditing literature has thus far yielded a pessimistic outlook on the looseness of theoretical privacy bounds for DP-SGD, the de facto private training method in modern ML, as nearly-matching empirical lower bounds have been achieved under various threat models \cite{NasrHSBTJCT23, AnnamalaiC24, CebereBP25}. In this work, we propose the empirical privacy lower bound of an algorithm as a concrete metric to optimize for, complementary to the theoretical upper bound. We give a lightweight defense framework that generically augments optimization methods in the ML pipeline to have significantly-improved empirical privacy on standard benchmarks. Moreover, we show that our framework comes at \emph{no theoretical privacy cost} when augmenting DP-SGD, unlike previous defenses against membership inference attacks. We evaluate our defense against a broad range of audit constructions, models, and datasets to demonstrate its flexibility. Our code implementation can be found at \href{https://github.com/neurips26privacyaudit/empirical-privacy-defense}{this anonymous repository}.

Poster