NeurIPS 2026 论文列表

Conference on Neural Information Processing Systems

录用类型

6,437篇论文

按官方录用论文列表统计,可能与会议公布的数字略有出入。

  • Oral
    991.5%
  • Spotlight
    2403.7%
  • Poster
    6,09894.7%

浏览全部论文

Even Sharper Bounds for Transductive Learning and Its Applications

Yingzhen Yang

展开摘要

We introduce Sharper Transductive Local Complexity (STLC) as a new tool for analyzing the generalization performance of transductive learning methods, improving upon the current transductive bounds. Our work extends the classical local complexity-based analysis to the transductive setting, incorporating substantial and novel components beyond standard inductive and transductive analysis. Although Local Rademacher Complexity (LRC) has been used to obtain sharp inductive generalization bounds and local complexity-based transductive bounds, it has remained an open problem whether a localized Rademacher complexity framework can achieve exactly the same sharp bounds matching their inductive counterparts. STLC provides a confirmative answer to this question. STLC is constructed by first deriving a new and sharp concentration inequality for the supremum of empirical processes capturing the gap between test and training losses, or the test-train process, under uniform sampling without replacement. The proof establishes a Bernstein-type concentration inequality via a novel entropy-based approach built on the modified log-Sobolev inequality for the swap walk. A subsequent peeling strategy with a surrogate variance operator then yields excess risk bounds in the transductive setting that exactly match the classical LRC-based inductive bounds without the additional logarithmic gap in existing works. We further advance the current state-of-the-art in transductive learning through two applications: (1) for realizable transductive learning over binary-valued function classes with finite VC dimension $\dVC$ and $u \ge m \ge \dVC$, where $u$ and $m$ are the number of test features and training features, STLC gives a nearly optimal bound $\Theta(\dVC \log(me/\dVC)/m)$ nearly matching the minimax rate $\Theta(\dVC/m)$ up to $\log m$ and exactly matching the inductive bound, resolving a decade-old open question; and (2) STLC presents a sharper excess risk bound for transductive kernel learning compared to the prior local complexity–based results.

Poster
Even Sailors Need Calm Seas: Taming the Geometry of VLMs for Fast Adversarial Fine-Tuning

Yuqing Wen, Junhao Dong, Ting Peng, Xudong Zhang, Jiaming Zhang, Weiming Liu, Zhengtao Yao, Xinghua Qu, Yew Soon Ong

展开摘要

Vision-Language Models (VLMs) such as CLIP have demonstrated strong performance across tasks yet remain highly vulnerable to adversarial attacks. While adversarial fine-tuning has been demonstrated to be effective against such malicious inputs, its multi-step adversary generation scheme during fine-tuning further induces prohibitive computational costs for VLM backbones. Previous works in unimodal models have introduced single-step strategies to reduce this burden. However, we find naive single-step strategies fail on VLMs due to more severe catastrophic overfitting. In addition, we identify a novel failure mode termed *Perturbation Radius Overfitting*, where VLMs overfit to the specific training attack budget while paradoxically becoming fragile to weaker perturbations. We trace these failures to growing angular misalignment and magnitude surge of the local gradients, which compromise the local linearity essential for accurate single-step approximation. Guided by this analysis, we introduce a joint adversarial optimization scheme that actively rectifies the local geometry by suppressing both angular misalignment and magnitude surge along the perturbation path. Our approach consistently outperforms existing single-step methods across various datasets and VLM architectures, achieving state-of-the-art robustness while preserving efficiency. To our knowledge, this is the first work to systematically examine single-step adversarial fine-tuning on VLMs and establish the geometric foundations of their robustness.

Poster
Even More Guarantees for Variational Inference in the Presence of Symmetries

Lena Zellinger, Antonio Vergari

展开摘要

When approximating an intractable density via variational inference *VI* the variational family is typically chosen as a simple parametric family that very likely does not contain the target. This raises the question: *Under which conditions can we recover characteristics of the target despite misspecification?* In this work, we extend previous theoretical results on robust VI with location-scale families under target symmetries in two substantial ways: (1) We open them up to a wider range of divergences by providing sufficient conditions for exact recovery of the target mean and correlation matrix when using the forward Kullback-Leibler divergence and $\alpha$-divergences. (2) By doing so, we find that we can drop the restrictive assumption of a log-concave target made in previous work, allowing us to give guarantees for a wider range of targets, including multi-modal ones. In our experiments, we show how our guarantees can serve as guidelines for the choice of the variational family and $\alpha$-value and we illustrate on a diverse set of examples how and why optimization can fail in the absence of our sufficient conditions.

Poster
Evaluation of Visual Processing Should Be Human-Centered, Not Metric-Centered

Fanghua Yu, Jinfan Hu, Zhiyuan You, Xiang Yin, Hongyu An, Xinqi Lin, Hongyang Li, Chao Dong, Jinjin Gu

展开摘要

This position paper argues that the evaluation of modern visual processing systems should no longer be driven primarily by single-metric image quality assessment benchmarks, particularly in the era of generative and perception-oriented methods. Image restoration exemplifies this divergence: while objective IQA metrics enable reproducible, scalable evaluation, they have increasingly drifted apart from human perception and user preferences. We contend that this mismatch risks constraining innovation and misguiding research progress across visual processing tasks. Rather than rejecting metrics altogether, this paper calls for a rebalancing of evaluation paradigms, advocating a more human-centered, context-aware, and fine-grained approach to assessing the visual models' outcomes.

Poster
Evaluating an Evaluation: Membership Inference Attacks as Machine Unlearning Diagnostics

Umid Suleymanov, Laman Aliyeva, Nihat Abdullayev, Saida Zarbiyeva, Murat Kantarcioglu

展开摘要

Evaluation practices in machine learning are increasingly objects of scientific study in their own right: their assumptions, statistical properties, and failure modes determine which research conclusions can be trusted. We audit one such practice - the use of aggregate-subset Membership Inference Attacks (MIAs) for evaluating machine unlearning - across 8 dataset-architecture pairs, 4 unlearning methods, and over 500 experimental runs, identifying five failure modes: (1) limited and regime-dependent identifiability between baseline and retrained models, with KS-test indistinguishability ($p > 0.05$) in $\approx$42\% of experiment--task pairs; (2) regime-dependent signal-to-noise collapse; (3) monotonicity violations in 5 of 8 experiments under graded forgetting; (4) inter-task rank inconsistency, and (5) regime confounding by model training quality. To quantify these failures, we develop the Membership Inference Attack Unlearning Score (MIAU), a normalized diagnostic framework integrating three MIA comparisons as gap closure fractions between baseline and retrained references. We formalize four validity properties any unlearning metric should satisfy. Our findings indicate that aggregate-subset MIAs are reliable unlearning diagnostics only in narrow high-memorization regimes, and motivate complementary evaluation paradigms, alongside MIA-based protocols.

Poster
Evaluating Whether LLMs Can Reliably Connect the DOTs?

Eftekhar Hossain, John Salvador, Santu Karmaker

展开摘要

Access to real-world information is often noisy and fragmented. Constructing a coherent narrative from such fragments requires models to reconstruct missing spans within a broader storyline, commonly referred to as text infilling, while preserving consistency with both the local context and the global storyline. Despite using text infilling as a pre-training objective in many Large Language Models (LLMs), their actual performance on real-world narrative infilling remains underexplored. In this paper, we address this gap by introducing a multi-domain benchmark of ∼9.2K instances for narrative infilling, constructed by masking one to three sentences across four narrative types: encyclopedic text, commonsense stories, news articles, and visual narratives. Using this benchmark, we evaluate 20 instruction-tuned open-source LLMs ranging from 1.5B to 70B parameters across varying levels of instruction specificity and reasoning guidance. Outputs are assessed using standard automatic metrics and a qualitative framework covering five narrative dimensions. Results show that model scale does not reliably predict infilling quality: Gemma-2-2B achieves the highest qualitative score (4.02/5), outperforming models over ten times larger, including DeepSeek-Qwen-32B (3.77/5, ↓6.6%) and LLaMA-3.3-70B (3.71/5, ↓8.3%). We further find that explicit reasoning offers limited benefits as chain-of-thought reasoning yields only a marginal improvement (+0.6%). Additionally, short narratives and domain characteristics emerge as stronger predictors of task difficulty than infill position alone for narrative infilling in current LLMs.

Poster
Evaluating Uncertainty Calibration in Probabilistic Time Series Foundation Models

Thomas Decker, Volker Tresp

展开摘要

Time series foundation models (TSFMs) are increasingly used for probabilistic forecasting across diverse domains, yet the reliability of their uncertainty estimates remains poorly understood. In this work, we study uncertainty calibration in probabilistic TSFMs from a broader methodological and empirical perspective. We introduce a taxonomy of how TSFMs represent predictive uncertainty and develop a fine-grained evaluation framework for calibration in multi-horizon forecasting that distinguishes pooled, horizon-wise, and stronger conditional notions of calibration. Using this framework, we conduct a comprehensive empirical evaluation of popular TSFMs across diverse datasets and show that current models exhibit distinct and systematic patterns of miscalibration that standard metrics often obscure. We further analyze common post-hoc recalibration methods and characterize which forms of calibration they can improve and which tend to persist. Our results provide practical guidance for evaluating and improving uncertainty calibration in TSFMs and highlight important limitations of current practice.

Poster
Evaluating Test-Time Scaling of General LLM Agents

Xiaochuan Li, Tianshi Ming, Pranav Setlur, Abhijay S Paladugu, Andy Tang, Hao Kang, Shuai Shao, Rong Jin, Chenyan Xiong

展开摘要

LLM agents are increasingly expected to operate as general-purpose systems that resolve real-world user requests, yet their dynamic scaling behavior in realistic environments remains poorly understood. In this paper, we systematically investigate two principal test-time scaling axes of LLM agents: sequential scaling through extended interaction and parallel scaling through trajectory sampling. We first introduce a realistic benchmark that provides one unified framework for evaluating LLM agents across search, coding, reasoning, and tool-use domains, more faithfully reflecting the heterogeneity of real-world deployments. Evaluating ten leading LLM agents reveals substantial performance degradation when transitioning from domain-specific evaluations to this realistic setting. Building on this foundation, we progressively scale test-time compute along fine-grained increments to characterize the performance upper bound. We find that neither scaling axis can consistently yield meaningful gains from additional test-time compute in realistic environments, a phenomenon we attribute to two fundamental limitations: the scaling plateau that bottlenecks sequential scaling and the verification gap that undermines parallel scaling. Code and data will be released publicly.

Poster
Evaluating Synthetic ECG Pretraining: When Can Patient-Free Simulators Substitute for Real ECG Data?

Naoki Nonaka, Jun Seita

展开摘要

ECG, with mature physiological simulators and public benchmarks, is a useful testbed for evaluating what synthetic pretraining supports. We introduce a reusable framework for ECG representation learning that compares patient-free physiological simulators, patient-derived real ECGs, and learned synthetic ECGs from real-ECG-trained generators. Holding the encoder and MAE objective fixed, we study three matched settings. Transfer-protocol analysis compares abnormal-inclusive real ECGs, normal-only real ECGs, and simulator pretraining under frozen probing and full fine-tuning on 26 abnormal-ECG tasks from PTB-XL, G12EC, and CPSC2018 using a single-lead-II pipeline. Compute-normalized PTB-XL scaling tests whether simulator pretraining matches real-data pretraining under equal processed-sample budgets. A fixed 100k-sample generator-class comparison evaluates VAE, DCGAN, SSSD-ECG diffusion variants with and without labels, and two simulators, SimECG-M and SimECG-N. The transfer analysis shows that protocol determines the supported claim: abnormal-inclusive real ECG pretraining yields more linearly separable pathology features under frozen probing, whereas full fine-tuning narrows the gap and can reverse it when the simulator corpus is sufficiently scaled. Under the fixed-100k protocol, task-wise F1 averaged over five runs ranks SimECG-N first on 22/26 tasks; no evaluated learned generator ranks first under this fixed-100k protocol; and SimECG-N obtains higher mean F1 than both diffusion variants on all 26 tasks. These results delineate where abnormal-inclusive real exposure remains beneficial and where patient-free physiological simulation can serve as an effective, protocol-bound substitute under the evaluated single-lead-II MAE pretraining and full-fine-tuning setting. We release pretraining corpora, splits, and code to support reproducible evaluation of synthetic ECG pretraining sources.

Poster
Evaluating Spatiotemporal Reasoning of Vision-Language Models in Atari Gameplay

Mingjia Huo, Yao Fu, Bo Chang, Yaqing Wang, Dawei Zhu, Dylan Zhang, Xinyang Yi, Lichan Hong, Ed Chi, Hao Zhang, Jiaxi Tang

展开摘要

Vision-Language Models (VLMs) have achieved strong performance on static visual understanding benchmarks, yet their ability to act in dynamic environments remains poorly understood. We introduce AtariBench, a controlled benchmark that evaluates VLMs across 20 Atari 2600 games, requiring models to make sequential decisions from high-temporal-resolution gameplay streams. By decoupling fast in-game dynamics from wall-clock inference speed, AtariBench focuses on whether models can perceive rapid visual state changes, reason over spatiotemporal dynamics, and ground actions in the current observation. Our experiments reveal substantial limitations in state-of-the-art VLMs: models often fail to infer object motion and direction, exhibit brittle sequential decision-making, and increasingly over-rely on textual interaction history rather than newly appended visual feedback. We further introduce a separability analysis to identify which in-game scores provide reliable signals of model competence, and use the benchmark to study how memory design and prompting strategies affect performance. Overall, AtariBench exposes a persistent gap between passive visual perception and active decision-making, providing a lightweight and rigorous testbed for developing VLMs that can reason and act in dynamic environments.

Poster
Evaluating Physical Reasoning in LLM Agents Requires Construction Benchmarks

Wenhao Deng, Tian Xia, Yuru Jiang, Joemon M. Jose, Tailin Wu

展开摘要

Physical reasoning is central to agents that step into the physical world. Models now excel at code and math, but their physical reasoning capabilities remain largely untested. Existing physical benchmarks evaluate goal-state matching rather than functional performance. This position paper argues that evaluating physical reasoning in LLM agents requires construction benchmarks, where physics verifies functional outcomes. To operationalize physical reasoning evaluation, we identify five capabilities spanning the full agentic loop from goal to verified artifact. Our audit of eleven physical benchmarks finds only two that combine realistic physics with functional verification, the minimum requirements for testing physical reasoning; both are construction benchmarks. Neither covers all five capabilities, yet frontier models already achieve near-zero success as task complexity increases. Progress depends on the breadth of benchmarks we build. We call on academia, game studios, and industry labs to expand construction benchmarks along both axes, widening capability coverage and deepening physical challenges. Their breadth determines how fully agents move from code and math to reshaping the physical world.

Poster
Evaluating Multimodal Narrative Understanding of Popular Hollywood Films

David Bamman, Kent K. Chang, Allison Cooper, Juishan Hsu, Reina Kushihashi, Madison Mar, Arnav Podichetty, Rachael G Samberg, Ipek N Sancak, Yuhan Shao

展开摘要

Multimodal language models increasingly show promise for enabling the large-scale computational analysis of film, opening up new avenues for learning about film history and the evolution of narrative techniques. But the creation of stable benchmarks built around Hollywood films is complicated by copyright protections. In this work, we address these concerns directly, by building a new collection of Hollywood films defined by two criteria: box office popularity (where we publish the first large-scale, open collection of weekly box office earnings reported by Variety magazine from 1922-1979); and likely public domain status (by researching copyright registrations and renewals in the US Catalog of Copyright Entries). We build a new multimodal MCQ benchmark on top of this collection that focuses on narrative elements that directly evaluate the abilities of models to inform meaningful research on film narrative; we find that many vision-language models struggle on this task (with many performing at near-chance levels of accuracy), while audio-visual models (including those that use audio in captioning scenes) reach a maximum accuracy of 61.1%, well below human-level performance.

Poster
Evaluating Epistemic Uncertainty: Beyond OOD Detection and Active Learning

Jakub Paplham*, Vojtech Franc, Willem Waegeman, Eyke Hullermeier

展开摘要

Current evaluation of epistemic uncertainty relies on tasks such as out-of-distribution detection and active learning. However, the Bayes-optimal decision strategies for these tasks do not coincide with the scores commonly used to quantify epistemic uncertainty. Building on the epistemic reject-option framework, we evaluate epistemic uncertainty using its ability to identify regret, the reducible error. Formulating selective prediction as a constrained optimization over coverage, expected risk, and regret, we prove the optimal selector is a thresholded convex combination of the ground-truth aleatoric and epistemic uncertainties. This theoretical unification exposes a weakness in recent uncertainty disentanglement literature: we demonstrate that standard correlation metrics between learned components do not necessarily predict their actual operational utility. We instead propose to evaluate the achievable (risk, regret, coverage) surface of the decomposition as a diagnostic for joint disentanglement and utility. Benchmarking standard methods on datasets with dense human annotations reveals that decision-theoretic rankings can disagree substantially with proxy-task rankings, including pairwise rank inversions between methods that are top-ranked on one criterion and bottom-ranked on other.

Poster
Evaluating Deployable Inference-Time Error Prediction in Vision MoEs

Aristeidis Tsaris, JangHyeon Lee, Abhishek Potnis, Philipe Dias, Waqwoya Abebe, Dan Lu, Feiyi Wang, Dalton Lunga

展开摘要

Sparse mixture-of-experts (MoE) models raise a natural inference-time question: can experts not selected by the router improve predictions or estimate their errors without retraining? We study this question in vision MoEs across five RGB and multispectral classification datasets and multiple expert counts. We evaluate additional expert inference for three outcomes: top-1 accuracy, raw ranking of default router errors, and calibrated prediction of whether the router-selected classification is wrong. An upper-bound analysis shows that non-selected experts often contain useful class signal when the routed path fails. However, this signal does not reliably improve deployable top-1 accuracy, and raw multi-forward uncertainty scores yield only limited gains for ranking router errors. The strongest benefit appears in calibrated router-error prediction: post-hoc models that combine router signals with features from non-selected experts reduce Router-error Expected Calibration Error (ECE) by roughly 10-13% on average, with several settings exceeding 20% relative improvement over a calibrated router-only baseline. Overall, additional inference-time expert usage in vanilla vision MoEs is most useful for estimating the reliability of the routed decision, rather than directly improving classification accuracy.

Poster
Evaluating Compositional Generalization in Transformers: The Role of Composition Equivalence and Module Coverage

Purva Pruthi, Andrew Yuan, Alexander D&#x27, Amour, David Jensen

展开摘要

Compositional generalization is an important form of out-of-distribution generalization, defined as the ability to train on some combinations of modules (e.g., functions such as `sort`, `filter`) and then generalize to unseen combinations. Despite substantial empirical work evaluating compositional generalization in transformers, findings have been inconsistent because evaluations were often conducted on a limited set of train-test splits, defined in an ad hoc manner. Through a systematic evaluation, we identify two key aspects of the train-test distribution that strongly affect performance: **composition equivalence** and **module coverage**. We show that the apparent performance of direct models (trained only on final outputs) results primarily from exploiting composition equivalences—different sequences of modules that reduce to identical end-to-end functions. When benchmarks eliminate these equivalences, performance drops significantly, showing their inability to generalize to compositions of known modules that produce novel end-to-end functions. We further demonstrate that performance degrades monotonically as module coverage shifts increase—when modules appear in different contexts between train and test—affecting both direct and step-by-step models (trained on intermediate and final outputs). These findings have concrete implications for benchmark design: benchmarks that include compositional equivalences can lead to significant overestimation of the generalization abilities of direct models, and benchmarks that include both module coverage violations and compositional equivalences can exacerbate shortcut learning. We further demonstrate the effect of compositional equivalence on the generalization performance of the pre-trained model Llama3-8B on the code-output prediction task in the coding benchmark [LiveCodeBench](https://livecodebench.github.io/) and discuss its real-world implications.

Poster
EvalAwareBench: A Benchmark for Measuring Evaluation Awareness in Frontier Language Models

Xinning Li, Kemunto Ochwang&#x27, i, Ram Bharadwaj Aryasomayajula, Alexandra Souly, Robert Kirk

展开摘要

Frontier large language models can often recognize when they are being evaluated, a capability known as evaluation awareness. If models behave differently in evaluations than in deployment, this undermines the validity of evaluation results, which are a crucial component of current AI safety frameworks. We introduce EvalAwareBench, an open pipeline and benchmark for measuring evaluation awareness that works with any Inspect-compatible evaluation, allowing practitioners to test against current and future benchmarks. EvalAwareBench ships with a newly curated transcript suite covering current frontier system-card evaluations and diverse deployment sources. The benchmark serves two purposes: measuring how reliably frontier LLMs recognize that they are being evaluated, and assessing how detectable individual benchmarks are as evaluations. We identify two methodological choices in the existing literature that introduce systematic bias: the identity of the model that generated the deployment transcripts accounts for 11.25% of measurement variance and can reorder model rankings; and elicitation prompts selected for high performance on one model can perform near chance on others. EvalAwareBench corrects for both via per-model probe calibration and a stratified generator-harmonisation procedure. We release EvalAwareBench as an open pipeline and dataset.

Poster
Euler-Mamba: Learning Resolution-Invariant State Evolution on Polar Manifolds for Asymmetric Pansharpening

Mengting Ma, Anqi Zhu, Yizhen Jiang, Chengfu Ding, Wei Zhang

展开摘要

The goal of asymmetric pansharpening is to synthesize a high-resolution multispectral (HR-MS) image by integrating panchromatic (PAN) and low-resolution multispectral (LR-MS) images. While State Space Models (SSMs), particularly Mamba, offer a promising paradigm for global dependency modeling, their standard selective scan mechanisms operate in discrete Cartesian grids, which are ill-suited for distinguishing between structural and spectral features in complex-valued frequency representations. To resolve this, we propose Euler-Mamba, a physics-inspired framework that reformulates the selective scan as a continuous state evolution on polar manifolds. We develop an Eulerian Selective Scan (ESS) mechanism that treats the fusion task as a trajectory of frequency growth. By performing radial scans within the polar domain, ESS governs complex-valued state transitions through the decoupled architecture: the Explicit Phase Rotation (EPR) block facilitates explicit phase rotations for geometric alignment, while the Implicit Magnitude Mapping (IMM) block performs magnitude scaling for spectral calibration. This polar-decoupled evolution allows the model to capture the continuous transition from global spectral backgrounds to fine structural details with linear complexity. Consequently, by modeling the fusion as a continuous functional evolution flow, Euler-Mamba achieves resolution-invariant performance and zero-shot generalization across varying spatial scales, bypassing the computational complexity inherent in traditional discrete-integration frameworks. Extensive experiments demonstrate that Euler-Mamba establishes a new Pareto frontier for asymmetric pansharpening, achieving a superior balance between physical interpretability, computational efficiency, and reconstruction quality.

Poster
Estimation of the Label-Noise Transition Matrix with Performance Guarantees via Selective Classification

Xabier de Juan, Santiago Mazuelas, Yilun Zhu, Clay Scott

展开摘要

Modern machine learning depends heavily on massive datasets, but obtaining high-quality annotations at scale is often expensive. As a result, learning from noisily-labeled data has become common, making accurate estimation of the label-noise transition matrix crucial. However, existing transition matrix estimators rely on the fragile estimation of class-posteriors and do not provide finite-sample performance guarantees. In this work, we propose a novel methodology to estimate the transition matrix based on one-sided selective classification. This approach bypasses class-posterior estimation, provides finite-sample performance guarantees, and leverages flexible learning methods for binary classification. Moreover, we introduce effective algorithms to implement the proposed methodology and provide their refined finite-sample performance bounds.

Poster
Estimating the expected output of wide random MLPs more efficiently than sampling

Wilson Wu, Victor Lecomte, Michael Winer, George Robinson, Jacob Hilton, Paul Christiano

展开摘要

By far the most common way to estimate an expected loss in machine learning is to draw samples, compute the loss on each one, and take the empirical average. However, sampling is not necessarily optimal. Given an MLP at initialization, we show how to estimate its expected output over Gaussian inputs without running samples through the network at all. Instead, we produce approximate representations of the distributions of activations at each layer, leveraging tools such as cumulants and Hermite expansions. We show both theoretically and empirically that for sufficiently wide networks, our estimator achieves a target mean squared error using substantially fewer FLOPs than Monte Carlo sampling. We find moreover that our methods perform particularly well at estimating the probabilities of rare events, and additionally demonstrate how they can be used for model training. Together, these findings suggest a path to producing models with a greatly reduced probability of catastrophic tail risks.

Poster
Estimating and Orthogonalizing Unknown Pre-training Gradients for Continual Fine-tuning of Large Language Models

Bing Wang, Changchun Li, Xin-Qiang Cai, Lin Y Wu, Ximing Li, Gang Niu, Masashi Sugiyama

展开摘要

Continual fine-tuning is essential for large language models (LLMs) to dynamically adapt to real-world environments, yet it inevitably suffers from catastrophic forgetting, particularly the performance degradation of previous tasks and LLMs' general-purpose knowledge. Although existing methods, such as orthogonal gradient projection, mitigate the forgetting across various fine-tuning tasks, they fundamentally fail to preserve pre-training LLMs' inherent general-purpose knowledge because the original data and gradients of off-the-shelf pre-training LLMs required by these methods are strictly unknown and highly diverse. To bridge this critical gap, we propose EoupCT, a novel framework designed to Estimate and Orthogonalize Unknown Pre-training gradients for Continual LLM fine-Tuning. Specifically, EoupCT estimates pre-training gradients by dynamically generating pseudo data that is most susceptible to forgetting for new tasks through a learnable soft prompt equipped with Gumbel-Softmax relaxation. Furthermore, we formulate a multi-objective optimization problem and introduce a first-order efficient Pareto optimizer that jointly optimizes LLM parameters and the soft prompt, rigorously enforcing orthogonality between new task updates and the estimated pre-training gradients. Extensive experiments across multiple LLMs demonstrate that EoupCT effectively preserves both task-specific proficiency and inherent general-purpose knowledge, successfully mitigating the catastrophic forgetting.

Poster