NeurIPS 2026 论文列表

Conference on Neural Information Processing Systems

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6,437篇论文

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Bayesian Optimization with Fisher Information Geometry: Gradient Bounds and Trust-Region Methods

Saksham Kiroriwal, Julius Pfrommer, Jurgen Beyerer

展开摘要

We study Bayesian optimization (BO) through the lens of information geometry. Pulling back the Fisher information metric through the surrogate posterior map yields a local sensitivity tensor on the input space, which leads to an upper bound on the gradient of reparameterizable acquisition functions. This view explains vanishing-gradient behavior in high-dimensional BO and provides a common interpretation of heuristics such as RAASP and dimension-scaled lengthscales. Building on this analysis, we propose FITR, a trust-region-based BO method that replaces lengthscale-based scaling by local pullback-Fisher weights. FITR is not restricted to GP kernels with explicit lengthscales. On GP benchmarks with an SE kernel, experiments show competitive performance using FITR. The proposed method also easily generalizes to non-isotropic surrogates, although the gains are more task-dependent in that setting.

Poster
BROS: Bias-Corrected Randomized Subspaces for Memory-Efficient Single-Loop Bilevel Optimization

Hengrui Zhang, Boao Kong, Engao Zhang, Kun Yuan

展开摘要

Stochastic bilevel optimization (SBO) has become a standard framework for hyperparameter learning, data reweighting, representation learning, and data-mixture optimization in deep learning. Existing exact single-loop SBO methods and memory-efficient surrogate SBO methods either create severe memory pressure for large lower-level neural networks or lack competitive convergence guarantees under standard assumptions. In this paper, we propose BROS, a memory-efficient single-loop SBO method with the same convergence rate order as exact single-loop SBO methods. BROS performs lower and auxiliary updates in randomized subspaces with a Rademacher bi-probe correction that recovers an unbiased Hessian-action estimator. We prove that BROS preserves the $\mathcal O(\varepsilon^{-2})$ sample complexity of MA-SOBA for finding an $\varepsilon$-stationary point under only standard assumptions. Experiments on hyper-data cleaning, data-mixture learning, hyper-representation learning, and ViT sample reweighting show that BROS reduces peak memory by up to 44.9% while closely matching full-space baseline performance.

Poster
BBOWP-Bench: Evaluating LLMs on Black-Box Optimization Word Problems

Yutaro Yamada, Kei Hiroshima, Nozomu Yoshinari, Kento Uchida, Shinichi Shirakawa

展开摘要

Formulating an optimization problem strongly affects the quality of the final solution, yet good formulations usually require substantial expertise. Recent studies have therefore examined how to automatically derive optimization problems from natural-language descriptions, but existing benchmarks focus on settings where objectives and constraints can be written explicitly as mathematical expressions. Many practically important problems, including hyperparameter optimization in machine learning, are naturally treated as black-box optimization (BBO) problems, in which only objective values are observable, and the functional form is unavailable. In BBO, the search space design, a part of the problem formulation, and the selection of the optimization algorithm are crucial for problem-solving. Automating these processes with large language models (LLMs) is a significant challenge. This paper introduces Black-Box Optimization Word Problems (BBOWP), a novel problem setting in which a system must infer both a search space and an optimization algorithm from a natural-language description of a black-box optimization task. To support research on this setting, we establish the BBOWP Benchmark Suite (BBOWP-Bench), a dataset and evaluation framework for BBOWP. Each instance combines a natural-language problem description, an executable evaluation environment, and a human-designed baseline formulation, allowing evaluation of both search-space design and algorithm selection. The benchmark covers 23 instances from four different application domains and supports reproducible assessment through actual black-box optimization runs. Using this benchmark, we provide the first evaluation of LLMs and show that current LLMs are capable of selecting suitable algorithms based on the given evaluation budget. However, they sometimes struggle with search space design, particularly in identifying important variables and balancing their ranges when the problem description is less informative or the search space is highly problem-specific.

Poster
B$^3$-PWL: GPU-Batched Branch-and-Bound for Piecewise-Linear Optimization with SOS2 Constraints

Yilin Guan, Shuqing Luo, Pingzhi Li, Tianlong Chen, Kaidi Xu

展开摘要

Piecewise-linear (PWL) optimization problems arise in many mixed-integer programming (MIP) optimization applications, including portfolio optimization, workforce scheduling, and resource allocation. But solving them to global optimality remains computationally expensive because branch-and-bound repeatedly solves LP relaxation subproblems. Existing solvers are largely CPU-centric, leaving the scalability of modern GPUs underutilized. Few prior GPU-accelerated branch-and-bound either targets neural network which is not suitable for general PWL optimization, or accelerates only auxiliary subroutines such as strong branching heuristics within CPU-centric MIP solvers. To bridge this gap, we propose $\textbf{\texttt{B$^{3}$-PWL}}$, a GPU-centric batched branch-and-bound framework for piecewise-linear optimization with Special Ordered Set of type 2 (SOS2) constraints. Our method solves batches of LP relaxation subproblems concurrently on the GPU using a first-order primal-dual solver, enabled by a specialized batched block-tiled sparse matrix kernel. To complement bound computation, we further introduce a unified feasibility search module that combines an SOS2 repair primal heuristic with a batched feasibility pump to rapidly obtain feasible incumbents and improve pruning efficiency. On a benchmark of 43 PWL-MIP instances, $\textbf{\texttt{B$^{3}$-PWL}}$ achieves a 9.25$\times$ geometric-mean speedup over NVIDIA cuOpt while reaching high-quality feasible incumbents on every tested instance, demonstrating the potential of first-order LP methods as the central engine of GPU-accelerated branch-and-bound.

Poster
Automated Reformulation of Robust Optimization via Memory-Augmented Large Language Models

Jinbiao Chen, Shuang Jin, Guoyun Zhang, Junyu Zhang, Guanyi Wang, Hanzhang Qin

展开摘要

Robust optimization (RO) provides a principled framework for decision-making under uncertainty, but its practical use is often limited by the need to manually reformulate uncertain optimization models into tractable deterministic counterparts. Recent large language models (LLMs) have been shown promising for automating optimization formulation, yet RO reformulation remains challenging because it requires precise multi-step reasoning and mathematically consistent transformations. To facilitate systematic evaluation of LLM-based reformulation, for which no dedicated benchmark currently exists, we develop AutoRO-Bench, a benchmark featuring an automated data generation pipeline for the core RO reformulation task and a curated dataset for the RO application task. To address the reformulation challenge, we propose Automated Reformulation with Experience Memory (AutoREM), a tuning-free memory-augmented framework that autonomously builds a structured textual experience memory by reflecting on past failed trajectories through a tailored offline adaptation procedure. AutoREM requires neither domain-specific expert knowledge nor parameter updates, and the resulting memory readily transfers across different base LLMs. Experimental results show that AutoREM consistently improves the accuracy and efficiency of RO reformulation across in-distribution datasets, out-of-distribution datasets, and diverse base LLMs.

Poster
Automated Kernel Discovery Towards Understanding High-dimensional Bayesian Optimization

Taeyoung Yun, Woocheol Shin, Inhyuck Song, Jaewoo Lee, Jinkyoo Park

展开摘要

Gaussian Process (GP) kernels are central to Bayesian optimization (BO), yet designing effective kernels for high-dimensional problems still relies on extensive manual engineering. Existing kernel design methods restrict the search to additive and multiplicative compositions of base kernels, while LLM-based BO approaches condition on raw observations, which are infeasible in high dimensions due to context-length constraints and the difficulty of extracting meaningful patterns from high-dimensional numerical observations. We introduce **Kernel Discovery**, an LLM-driven population-based evolutionary framework that overcomes both limitations. Motivated by the observation that directly prompting an LLM to generate kernel code yields syntactically varied but functionally identical kernels, we adopt a two-stage approach: an LLM first proposes novel mathematical forms, then a second LLM call converts each form into validated, executable code. We also propose a leave-one-out continuous ranked probability score (LOO-CRPS) as a held-out predictive scoring criterion that penalizes overconfident fits more directly than marginal log-likelihood. On five standard high-dimensional BO benchmarks, our method achieves an average rank of **1.2 out of 17**, consistently outperforming competitive baselines. We further analyze the discovered kernels to examine which kernel characteristics lead to superior performance in high-dimensional BO.

Poster
AutoSaddler: Automatic Harness Optimization with Durable Updates from Agent Execution Traces

Sungho Park, Wonjoong Kim, Rongyuan Tan, Jue Zhang, Wook-Shin Han, Pengfei Gao, Chanyoung Park, Qingwei Lin, Saravan Rajmohan, Dongmei Zhang

展开摘要

LLM agents remain unreliable on long-horizon tasks, where small local failures can compound over extended interactions and lead to overall task failure. Although external harnesses can substantially improve robustness, harness design remains a manual and expensive process that requires searching over a large space of prompts, tool configurations, and control logic. We propose AutoSaddler, an automatic harness optimization framework that formulates harness improvement as an offline learning problem and iteratively updates the harness using failure signals from mini-batches. AutoSaddler combines failure-trace diagnosis, structured patch generation that treats the harness as code, and validation-based update selection. Experiments on GAIA2 and Terminal-Bench 2.0 show that AutoSaddler substantially improves agent performance over the corresponding base harnesses, achieving gains of 9.0 and 10.0 percentage points, respectively. Ablation studies further suggest that effective harness optimization benefits from three ingredients: deep debugging rather than shallow reflection, targeted modifications rather than unconstrained editing, and generalization-aware selection rather than trajectory-specific repair. Together, these results suggest that automatic harness optimization is a promising path toward more performant and reliable agent systems.

Poster
AsyncMesh: Fully Asynchronous Optimization for Data and Pipeline Parallelism

Thalaiyasingam Ajanthan, Sameera Ramasinghe, Gil Avraham, Hadi Mohaghegh Dolatabadi, Chamin Hewa Koneputugodage, Violetta Shevchenko, Yan Zuo, Alexander Long

展开摘要

Data and pipeline parallelism are key strategies for scaling neural network training across distributed devices, but their high communication cost necessitates co-located computing clusters with fast interconnects, limiting their scalability. We address this communication bottleneck by introducing *asynchronous updates across both parallelism axes*, relaxing the co-location requirement at the expense of introducing staleness between pipeline stages and data parallel replicas. To mitigate staleness, for pipeline parallelism, we adopt a weight look-ahead approach, and for data parallelism, we introduce an *asynchronous sparse averaging* method equipped with an exponential moving average based correction mechanism. We provide convergence guarantees for both sparse averaging and asynchronous updates. Experiments on large-scale language models demonstrate that our approach matches the performance of the fully synchronous baseline, while significantly reducing communication overhead.

Poster
An Educated Guess: Deriving Statistically Aligned Gradient Estimates for Zeroth-Order Optimization

Justus F Hübotter, Serge Thill, Marcel A. J. van Gerven, Nasir Ahmad

展开摘要

As novel hardware architectures are explored for the purposes of machine learning, including neuromorphic chips, asynchronous systems, and ASICs, effective learning algorithms are highly desirable. While backpropagation is the standard for differentiation on standard hardware, its requirement for global synchrony and exact differentiability limits the exploration of exotic algorithms on non-traditional substrates and devices. Zeroth-order (ZO) optimization methods, such as SPSA and weight perturbation, offer a compelling alternative by estimating gradients through inference-only passes; however, these methods have historically suffered due to the "curse of dimensionality," where random perturbations become increasingly misaligned with the true gradient in high-dimensional spaces. In this work, we move beyond blind random noise by deriving zeroth-order search directions from activation geometry available during the forward pass. This leads to a family of Spectral Zeroth-Order methods, SZO-$\kappa$, whose directions solve local response-based gradient-guessing objectives under explicit stochastic assumptions. These methods spend perturbation budget on feature-supported directions that are more likely to produce informative loss responses. To further bridge the gap with first-order methods, we study covariance corrections and probe stabilizers, including search direction orthogonalization and bias corrections that reduce estimator error. Using multilayer and convolutional layers and networks, we analyze gradient alignment, bias-variance structure, and training stability of these methods relative to standard perturbation baselines and backpropagation.

Poster
Amortized Molecular Optimization via Group Relative Policy Optimization

Muhammad Bin Javaid, Hasham Hussain, Ashima Khanna-Reiter, Berke Kisin, Jonathan Pirnay, Alexander Mitsos, Dominik G Grimm, Martin Grohe

展开摘要

In structurally constrained molecular optimization, state-of-the-art methods restart an expensive oracle-driven search from scratch for every new input structure, scaling poorly to settings with many starting structures or expensive oracles. While amortized approaches that learn a transferable policy could in principle remove this bottleneck, existing methods struggle to generalize to diverse structural constraints at inference time. We present AMORTIX, an amortized Graph Transformer model that natively supports such constraints, optimizing molecular structures in a single forward pass with zero inference-time oracle calls. A central challenge for amortized training in this domain is that optimization difficulty varies drastically across starting structures. We show that, under this heterogeneity, standard reinforcement learning methods fail to stabilize training, and address this by normalizing rewards within groups of completions sharing the same starting structure. We evaluate on structurally constrained single- and multi-target kinase inhibitor design, and on a few-shot prodrug case study. AMORTIX outperforms both amortized and instance-optimization baselines on goal-directed scaffold decoration and ranks first among amortized methods on the PMO benchmark; the prodrug case study further demonstrates transfer of a learned modification rule to unseen drug structures.

Poster
AgentKernelArena: Benchmarking Performance and Generalization of AI Coding Agents on GPU Kernels Optimization

Sharareh Younesian, Wenwen Ouyang, sina rafati, Mehdi Rezagholizadeh, Sharon Zhou, Ji Liu, Yue Liu, Yuchen Yang, Hao Li, Ziqiong Liu, Dong Li, Vikram Appia, Zhenyu Gu, Emad Barsoum

展开摘要

GPU kernel optimization is increasingly critical for efficient deep learning systems, but writing high-performance kernels still requires substantial low-level expertise. Recent AI coding agents can iteratively read code, invoke compilers and profilers, and refine implementations, yet existing kernel benchmarks evaluate single LLM calls rather than full agent workflows, and none include both kernel-to-kernel optimization and unseen-configuration generalization testing. We present AgentKernelArena, an open-source benchmark for measuring AI coding agents on GPU kernel optimization. The benchmark contains 196 tasks spanning HIP-to-HIP optimization, Triton-to-Triton optimization, and PyTorch-to-HIP translation, and evaluates complete agent workflows in isolated workspaces using gated compilation, correctness, and performance checks, centralized scoring and an unseen-configuration generalization protocol that tests whether optimizations transfer to input configurations the agent never observed. Across production agents including Cursor Agent, Claude Code, and Codex Agent, we find near-perfect compilation and high correctness rates on most task categories, with the strongest configurations achieving mean speedups of up to 6.89$\times$ on PyTorch-to-HIP, 6.69$\times$ on HIP-to-HIP, and 2.13$\times$ on Triton-to-Triton tasks. Our unseen-configuration evaluation shows that HIP-to-HIP and Triton-to-Triton optimizations largely transfer to unseen input shapes, while PyTorch-to-HIP exhibits substantial correctness drops, indicating that agents generating kernels from scratch frequently hardcode shape-specific assumptions. AgentKernelArena is designed as a modular, extensible framework for rigorous evaluation of agentic GPU kernel optimization across agents, tasks, and hardware targets. Code and data are available at \url{https://anonymous.4open.science/r/AgentKernelArena_Neurips2026-F646}.

Poster
AgentCBO: Causal Belief Routing for Bayesian Optimization under Unknown Graphs

Qiyu Wei, Xin Zhang, Richard Allmendinger, Mauricio A. Álvarez

展开摘要

Causal Bayesian optimization (CBO) typically relies on the unrealistic assumption of a perfectly known causal graph. Recent methods relax this constraint by coupling optimization with structure learning, but they often waste sample budgets on structural uncertainties that are irrelevant to the optimizer. In this paper, we formalize \emph{routing-equivalence} to shift the objective from full causal-graph recovery to causal belief routing, where structural differences only matter when they alter optimizer-facing objects such as admissible exploration sets and \emph{do}-priors. Furthermore, we propose \agentcbo{}, a graph-belief routing framework that incorporates LLM causal priors through guarded proposal and commit mechanisms. Specifically, a \textsc{Language-Prior Agent} combines LLM beliefs with constraint-based discovery to extract a protected causal backbone alongside residual uncertain edges. A \textsc{Calibration Agent} and a \textsc{Residual Repair Agent} then refine only these uncertain structures through score-gated bounded local edits. Finally, a deterministic commit gate evaluates candidate updates using routing-proxy checks before allowing them to influence intervention selection. Across ten benchmarks, \agentcbo{} performs comparably to known-graph CBO, demonstrating that guarded LLM priors can improve fixed-budget CBO performance.

Poster
Affine-invariant Cubic Newton with Weak Learners

Nikita Zozoulenko, Daniel Falkowski, Thomas Cass, Lukas Gonon

展开摘要

Modern gradient boosting algorithms are based on Newton's method, which excels empirically but lacks global convergence guarantees. While recent work on Gradient-Regularized Newton (GRN) boosting achieved a global $\mathcal{O}(1/\gamma^{12}k^2)$ rate, its analysis was not able to exploit the natural Hessian geometry and suffers from a $\gamma^{12}$ dependence on a worst-case `weak gradient edge' $\gamma$. In this paper, we tackle these theoretical drawbacks by generalizing the Affine-Invariant Cubic Newton (AICN) scheme to convex optimization with weak learners. Our analysis is based on average cosine values $\overline{\Theta}_k$ along the optimization path and directional improvements $\delta_k$ in the Hessian-induced norm. We show that the weak-AICN update reduces to a damped weak-Newton step with an explicit stepsize determined by $\delta_k$. Under semi-strong self-concordance, we establish a global $\mathcal{O}(1/\overline{\Theta}_k^4 k^2)$ rate, significantly improving upon the weak-GRN bound. We further prove a local linear rate, global linear convergence for Hessian-dominated losses, and cosine angle lower bounds. Finally, we demonstrate the broader applicability of this framework beyond gradient boosting by showing that Newton coordinate descent emerges naturally as a special case of optimization with weak learners.

Poster
Adversary-Robust Learning from Fully Asynchronous Directional Derivative Estimates

Anik Kumar Paul, Nibedita Roy, Nagesh Talagani, Swetha Ganesh, Gugan Chandrashekhar Mallika Thoppe, Alexandre Reiffers-Masson

展开摘要

We propose FAR-SIGN (Fully Asynchronous Robust optimization via SIGNed directional projections) for adversary-resilient learning in parameter-server--worker systems. FAR-SIGN achieves robustness through sign-based updates along carefully designed directions and mitigates the resulting bias via a two-timescale mechanism. It admits both first-order and zeroth-order implementations and enables fully asynchronous execution without requiring a private reference dataset at the server. We establish almost-sure convergence of FAR-SIGN to the set of stationary points for smooth, nonconvex objectives. Moreover, we prove the near-optimal rate of $O(n^{-1/4+\epsilon})$ in the first-order setting and the standard $O(n^{-1/6+\epsilon})$ in the zeroth-order setting, where $n$ is the iteration count and $\epsilon>0$ can be chosen arbitrarily small. Experiments on MNIST show that FAR-SIGN outperforms robust aggregation-based methods in both accuracy and wall-clock time.

Poster
Adaptively Incorporating Directional Hints into Zeroth-Order Optimization

Alexander Ryabchenko, Jian Qian, Wenlong Mou

展开摘要

We study zeroth-order optimization of non-convex functions with the aid of directional hints, which are cheap but potentially inaccurate approximations of the true gradient direction, given by linear subspaces at each iteration. To leverage these hints adaptively while maintaining robustness to their quality, we introduce Control-Variate Zeroth-Order Descent (CV-ZOD), a new framework that refines the classical zeroth-order gradient estimator with a control variate that can be set based on the directional hints. We first show that the oracle algorithm that optimally sets the reference vector and step size at each iteration achieves a convergence rate that interpolates between the first-order $O(1/T)$ rate and the zeroth-order $O(d/T)$ rate, depending on the quality of the hints along the trajectory. We then develop a practical variant of CV-ZOD that achieves the same oracle guarantee up to logarithmic factors, without any prior knowledge of the hint quality. We validate the method empirically on simulation-based scientific optimization tasks, demonstrating sustained progress on nonconvex landscapes where zeroth-order descent is slower and existing guided methods stall as guidance deteriorates.

Poster
AdaSRU: Adaptive Source-Free Recommendation Unlearning via Gradient-Constrained Optimization

Xiaoran Zhao, Weiming Liu, Lianyong Qi, Weiyi Zhong, Yuwen Liu, Xiaolong Xu, Haolong Xiang, Qiang Ni, Xuyun Zhang, Wanchun Dou, Xiaokang Zhou

展开摘要

Recommendation unlearning (RU) aims to remove the influence of specified user--item interactions from a trained recommender while preserving utility on the remaining data. Existing RU methods usually require access to the original training data, especially the remaining data, to recover recommendation utility after unlearning. However, access to such data is often restricted or unavailable in practice due to privacy constraints, storage costs, or third-party deployment, giving rise to source-free recommendation unlearning. To address this challenge, we propose an adaptive source-free recommendation unlearning (**AdaSRU**) method that enables effective unlearning without accessing the original remaining data. **AdaSRU** first estimates the inaccessible gradient on the remaining data. It exploits the first-order optimality condition of the trained recommender and approximates the remaining gradient using the forgetting data and squared gradient accumulators from adaptive optimizers, e.g., Adam. **AdaSRU** then formulates unlearning as a gradient-constrained update, where the estimated remaining gradient is used as a constraint to limit utility degradation while maximizing the unlearning objective. **AdaSRU** adaptively adjusts the utility-preserving correction according to the current gradient geometry. We further theoretically prove that **AdaSRU** approaches an approximate Pareto stationary solution. Extensive experiments on three real-world datasets demonstrate that **AdaSRU** achieves strong performance in both unlearning and recommendation. The code is available at https://anonymous.4open.science/r/AdaSRU-94D9/.

Oral
Achieving Directional-Stationarity from a Single Random Direction Step

Dan Greenstein, Nadav Hallak

展开摘要

This paper addresses the challenge of obtaining strong optimality guarantees in constrained nonsmooth nonconvex optimization under mild regularity conditions, namely local Lipschitz continuity and existence and continuity of directional derivatives. While standard methods typically ensure weak stationarity notions, achieving directional (d-)stationarity remains nontrivial. We show that a random direction exploration step is sufficient to attain d-stationarity. The proposed approach augments any base optimization method with a single exploration step that samples a direction and step size and accepts the candidate based on a function value comparison. The resulting scheme guarantees that all accumulation points are d-stationary almost surely, independently of the behavior of the underlying method. Moreover, it preserves convergence rates of the base method, as established for DCA and prox-linear-type schemes. The theoretical results are complemented by numerical experiments illustrating the effect and guarantees of the exploration step.

Poster
Achieving Better Local Regret Bound for Online Non-Convex Bilevel Optimization

Tingkai Jia, Haiguang Wang, Ting Wang, Cheng Chen

展开摘要

Online bilevel optimization (OBO) has emerged as a powerful framework for many machine learning problems. Prior works have developed several algorithms that minimize the standard bilevel local regret or the window-averaged bilevel local regret of the OBO problem, but the optimality of existing regret bounds remains unclear. In this work, we establish optimal regret bounds for both settings. For standard bilevel local regret, we propose an algorithm with adaptive iteration strategy that achieves the optimal regret $\Omega(1+V_T)$ with at most $O(T\log T)$ total inner-level gradient evaluations. We further develop a fully single-loop algorithm whose regret bound includes an additional gradient-variation terms. For the window-averaged bilevel local regret, we design an algorithm that captures linear environmental variation through a novel window-based analysis and achieves the optimal regret $\Omega(T/W^2)$. The algorithm also supports an efficient single-loop structure, achieving an $O(T/W)$ regret bound with $O(WT)$ total gradient evaluations. Experiments validate our theoretical findings and demonstrate the practical effectiveness of the proposed methods.

Poster
Absolute State-wise Constrained Policy Optimization: High-Probability State-wise Constraints Satisfaction

Weiye Zhao, Feihan Li

展开摘要

Enforcing state-wise safety constraints is critical for the application of reinforcement learning (RL) in real-world problems, such as autonomous driving and robot manipulation. However, existing safe RL methods often enforce state-wise constraints only in expectation, while hard state-wise guarantees typically require strong dynamics assumptions. The former can still allow rare but severe violations, while the latter is impractical in model-free stochastic systems. We instead target high-probability control of the maximum instantaneous cost along a trajectory. To accomplish this goal, we propose Absolute State-wise Constrained Policy Optimization (ASCPO), a model-free policy search algorithm whose exact update provides a distribution-free high-probability certificate for state-wise constraint satisfaction in stochastic systems. The guarantee holds under finite variance and does not require Gaussian, unimodal, or light-tailed cost distributions. We demonstrate the effectiveness of our approach by training neural network policies for extensive robot locomotion tasks, where the agent must adhere to various state-wise safety constraints. Our results show that ASCPO most consistently reduces state-wise safety violations while maintaining competitive reward across challenging continuous control tasks.

Poster
AETDICE: Unified Framework and Offline Optimization for Nonlinear Multi-Objective RL

Woosung Kim, Youngjun Suh, Jinho Lee, Jongmin Lee, Byung-Jun Lee

展开摘要

Optimizing nonlinear preferences in multi-objective reinforcement learning (MORL) is essential for capturing complex trade-offs like risk aversion or fairness. However, such non-linearity has historically bifurcated nonlinear MORL objectives into two distinct paradigms: Scalarized Expected Return (SER) and Expected Scalarized Return (ESR). While SER requires global-level optimization and ESR requires non-Markovian policies, leading to fragmented optimization strategies, we bridge this divide through the Aggregation–Expectation–Transformation (AET) framework. By unifying both criteria through a tripartite decomposition of scalarization, AET provides a principled foundation for general nonlinear MORL. Building on this framework, we propose AETDICE, a tractable offline RL algorithm for AET objectives. By utilizing DICE-style density-ratio estimation in an augmented state space, AETDICE enables sample-based optimization from static datasets. Our framework resolves long-standing barriers and captures respective trade-offs induced by AET framework, which existing methods fail to address.

Poster