NeurIPS 2025 论文列表

Conference on Neural Information Processing Systems

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Disentangling misreporting from genuine adaptation in strategic settings: a causal approach

Dylan Zapzalka, Trenton Chang, Lindsay Warrenburg, Sae-Hwan Park, Daniel K Shenfeld, Ravi B Parikh, Jenna Wiens, Maggie Makar

展开摘要

In settings where ML models are used to inform the allocation of resources, agents affected by the allocation decisions might have an incentive to strategically change their features to secure better outcomes. While prior work has studied strategic responses broadly, disentangling misreporting from genuine adaptation remains a fundamental challenge. In this paper, we propose a causally-motivated approach to identify and quantify how much an agent misreports on average by distinguishing deceptive changes in their features from genuine adaptation. Our key insight is that, unlike genuine adaptation, misreported features do not causally affect downstream variables (i.e., causal descendants). We exploit this asymmetry by comparing the causal effect of misreported features on their causal descendants as derived from manipulated datasets against those from unmanipulated datasets. We formally prove identifiability of the misreporting rate and characterize the variance of our estimator. We empirically validate our theoretical results using a semi-synthetic and real Medicare dataset with misreported data, demonstrating that our approach can be employed to identify misreporting in real-world scenarios.

Poster
Quasi-Self-Concordant Optimization with $\ell_{\infty}$ Lewis Weights

Alina Ene, Ta Duy Nguyen, Adrian Vladu

展开摘要

In this paper, we study the problem $\min_{x\in R^{d},Nx=v}\sum\_{i=1}^{n}f((Ax-b)_{i})$ for a quasi-self-concordant function $f: R\to R$, where $A,N$ are $n\times d$ and $m\times d$ matrices, $b,v$ are vectors of length $n$ and $m$ with $n\ge d.$ We show an algorithm based on a trust-region method with an oracle that can be implemented using $\widetilde{O}(d^{1/3})$ linear system solves, improving the $\widetilde{O}(n^{1/3})$ oracle by [Adil-Bullins-Sachdeva, NeurIPS 2021]. Our implementation of the oracle relies on solving the overdetermined $\ell\_{\infty}$-regression problem $\min\_{x\in R^{d},Nx=v}\|Ax-b\|\_{\infty}$. We provide an algorithm that finds a $(1+\epsilon)$-approximate solution to this problem using $O((d^{1/3}/\epsilon+1/\epsilon^{2})\log(n/\epsilon))$ linear system solves. This algorithm leverages $\ell\_{\infty}$ Lewis weight overestimates and achieves this iteration complexity via a simple lightweight IRLS approach, inspired by the work of [Ene-Vladu, ICML 2019]. Experimentally, we demonstrate that our algorithm significantly improves the runtime of the standard CVX solver.

Poster
Fading to Grow: Growing Preference Ratios via Preference Fading Discrete Diffusion for Recommendation

Guoqing Hu, An Zhang, Shuchang Liu, Wenyu Mao, Jiancan Wu, Xun Yang, Xiang Li, Lantao Hu, Han Li, Kun Gai, Xiang Wang

展开摘要

Recommenders aim to rank items from a discrete item corpus in line with user interests, yet suffer from extremely sparse user preference data. Recent advances in diffusion models have inspired diffusion-based recommenders, which alleviate sparsity by injecting noise during a forward process to prevent collapse of perturbed preference distributions. However, current diffusion‑based recommenders predominantly rely on continuous Gaussian noise, which is intrinsically mismatched with the discrete nature of user preference data in recommendation. In this paper, building upon recent advances in discrete diffusion, we propose \textbf{PreferGrow}, a discrete diffusion-based recommender modeling preference ratios by fading and growing user preferences over the discrete item corpus. PreferGrow differs from existing diffusion-based recommenders in three core aspects: (1) Discrete modeling of preference ratios: PreferGrow models relative preference ratios between two items, where a positive value indicates a more preferred one over another less preferred. This formulation aligns naturally with the discrete and ranking-oriented nature of recommendation tasks. (2) Perturbing via preference fading: Instead of injecting continuous noise, PreferGrow fades user preferences by replacing the preferred item with alternatives---physically akin to negative sampling---thereby eliminating the need for any prior noise assumption. (3) Preference reconstruction via growing: PreferGrow reconstructs user preferences by iteratively growing the preference signal from the estimated ratios. We further provide theoretical analysis showing that PreferGrow preserves key properties of discrete diffusion processes. PreferGrow provides a well-defined matrix‑based formulation for discrete diffusion-based recommendation and empirically outperforms existing diffusion‑based recommenders across five benchmark datasets, underscoring its superior effectiveness. Our codes are available at \url{https://anonymous.4open.science/r/PreferGrow_Commit-2259/}.

Poster
Efficient Training of Minimal and Maximal Low-Rank Recurrent Neural Networks

Anushri Arora, Jonathan W. Pillow

展开摘要

Low-rank recurrent neural networks (RNNs) provide a powerful framework for characterizing how neural systems solve complex cognitive tasks. However, fitting and interpreting these networks remains an important open problem. In this paper, we develop new methods for efficiently fitting low-rank RNNs in ''teacher-training'' settings. In particular, we build upon the neural engineering framework (NEF), in which RNNs are viewed as approximating an ordinary differential equation (ODE) of interest using a set of random nonlinear basis functions. This view provides geometric insight into how the choice of neural nonlinearity (e.g. tanh, ReLU) and the distribution of model parameters affects an RNN's representational capacity. We adapt this framework for online training and demonstrate better performance with significantly smaller networks compared to FORCE. Additionally, we outperform backpropagation-trained networks of similar size, while requiring substantially less training time. Next, we ask: how many neurons---and what distribution over their parameters---are needed to approximate a given dynamical system? To address this, we introduce methods for finding the smallest low-rank RNN to approximate a given dynamical system using an extension of orthogonal matching pursuit (OMP). We then consider infinite unit low-rank RNNs, which converge to a Gaussian Process (GP) over ODEs. In particular, we show that we can optimize the distribution over RNN parameters using the marginal likelihood under the equivalent GP covariance function---which can be computed in closed form for particular choices of nonlinearity. This results in substantially better training performance even for finite low-rank RNNs. Finally, we describe active learning methods for low-rank RNNs, which speed up training through the selection of maximally informative activity patterns.

Poster
Enhanced Self-Distillation Framework for Efficient Spiking Neural Network Training

XIAOCHEN ZHAO, Chengting Yu, Kairong Yu, Lei Liu, Aili Wang

展开摘要

Spiking Neural Networks (SNNs) exhibit exceptional energy efficiency on neuromorphic hardware due to their sparse activation patterns. However, conventional training methods based on surrogate gradients and Backpropagation Through Time (BPTT) not only lag behind Artificial Neural Networks (ANNs) in performance, but also incur significant computational and memory overheads that grow linearly with the temporal dimension. To enable high-performance SNN training under limited computational resources, we propose an enhanced self-distillation framework, jointly optimized with rate-based backpropagation. Specifically, the firing rates of intermediate SNN layers are projected onto lightweight ANN branches, and high-quality knowledge generated by the model itself is used to optimize substructures through the ANN pathways. Unlike traditional self-distillation paradigms, we observe that low-quality self-generated knowledge may hinder convergence. To address this, we decouple the teacher signal into reliable and unreliable components, ensuring that only reliable knowledge is used to guide the optimization of the model. Extensive experiments on CIFAR-10, CIFAR-100, CIFAR10-DVS, and ImageNet demonstrate that our method reduces training complexity while achieving high-performance SNN training. Our code is available at https://github.com/Intelli-Chip-Lab/enhanced-self-distillation-framework-for-snn.

Poster
Efficient Adaptive Federated Optimization

Su Hyeong Lee, Sidharth Sharma, Manzil Zaheer, Tian Li

展开摘要

Adaptive optimization is critical in federated learning, where enabling adaptivity on both the server and client sides has proven essential for achieving optimal performance. However, the scalability of such jointly adaptive systems is often hindered by resource limitations in communication and memory. In this paper, we introduce a class of efficient adaptive algorithms, named $FedAda^2$ and its enhanced version $FedAda^2$++, designed specifically for large-scale, cross-device federated environments. $FedAda^2$ optimizes communication efficiency by avoiding the transfer of preconditioners between the server and clients. Additionally, $FedAda^2$++ extends this approach by incorporating memory-efficient adaptive optimizers on the client side, further reducing on-device memory usage. Theoretically, we demonstrate that $FedAda^2$ and $FedAda^2$++ achieve the same convergence rates for general, non-convex objectives as its more resource-intensive counterparts that directly integrate joint adaptivity. Extensive empirical evaluations on image and text datasets demonstrate both the advantages of joint adaptivity and the effectiveness and efficiency of $FedAda^2$/$FedAda^2$++.

Poster
LIFEBENCH: Evaluating Length Instruction Following in Large Language Models

Wei Zhang, Zhenhong Zhou, Kun Wang, Junfeng Fang, Rongwu Xu, Yuanhe Zhang, Rui Wang, Ge Zhang, Xinfeng Li, Li Sun, Lingjuan Lyu, Yang Liu, Sen Su

展开摘要

While large language models (LLMs) can solve PhD-level reasoning problems over long context inputs, they still struggle with a seemingly simpler task: *following explicit length instructions*—e.g., *write a 10,000-word novel*. Additionally, models often generate far too short outputs, terminate prematurely, or even refuse the request. Existing benchmarks focus primarily on evaluating generations quality, but often overlook whether the generations meet length constraints. To this end, we introduce **Length Instruction Following Evaluation Benchmark** (LIFEBench) to comprehensively evaluate LLMs' ability to follow length instructions across diverse tasks and a wide range of specified lengths. LIFEBench consists of 10,800 instances across 4 task categories in both English and Chinese, covering length constraints ranging from 16 to 8192 words. We evaluate 26 widely-used LLMs and find that most models reasonably follow short-length instructions but deteriorate sharply beyond a certain threshold. Surprisingly, almost all models fail to reach the vendor-claimed maximum output lengths in practice, as further confirmed by our evaluations extending up to 32K words. Even long-context LLMs, despite their extended input-output windows, counterintuitively fail to improve length-instructions following. Notably, Reasoning LLMs outperform even specialized long-text generation models, achieving state-of-the-art length following. Overall, LIFEBench uncovers fundamental limitations in current LLMs' length instructions following ability, offering critical insights for future progress.

Poster
Human-assisted Robotic Policy Refinement via Action Preference Optimization

Wenke Xia, Yichu Yang, Hongtao Wu, Xiao Ma, Tao Kong, Di Hu

展开摘要

Establishing a reliable and iteratively refined robotic system is essential for deploying real-world applications. While Vision-Language-Action (VLA) models are widely recognized as the foundation model for such robotic deployment, their reliance on offline expert demonstrations critically limits their capacity for post-deployment refinement. To mitigate this limitation, we introduce Action Preference Optimization (APO), a method designed to refine VLA models by human-assisted preference alignment gathered through interaction with environments. This method begins with a human-robot collaboration framework for reliable failure correction and interaction trajectory collection through human intervention. However, directly leveraging these interaction trajectories for preference optimization is non-trivial due to the challenges of irreversible robotic actions and token distribution mismatch. To solve this, APO proposes an adaptive reweighting algorithm with binary desirability signals derived from interaction, empowering VLA models effectively suppress failure-prone actions while enhancing corrective action adaptation. Ultimately, APO equips VLA models with the crucial capability to learn from failure, paving the way for their iterative refinement and reliable deployment in dynamic environments. The experiments conducted in simulation and real-world scenarios prove superior generalization and robustness of our human-assisted framework across a variety of manipulation tasks. We believe this work could bring insights for efficient and stable optimization of VLA models through human-robot collaboration. The code and dataset are released at https://github.com/GeWu-Lab/Action-Preference-Optimization.

Poster
Fostering the Ecosystem of AI for Social Impact Requires Expanding and Strengthening Evaluation Standards

Bryan Wilder, Angela Zhou

展开摘要

There has been increasing research interest in AI/ML for social impact, and correspondingly more publication venues refining review criteria for practice-driven AI/ML research. However, these review guidelines tend to most concretely recognize projects that simultaneously achieve deployment and novel ML methodological innovation. We argue that this introduces incentives for researchers that undermine the sustainability of a broader research ecosystem of social impact, which benefits from projects that make contributions on one front (applied _or_ methodological) that may better meet project partner needs. Our position is that researchers and reviewers in machine learning for social impact must simultaneously adopt: 1) a more expansive conception of social impacts beyond deployment and 2) more rigorous evaluations of the impact of deployed systems.

Poster
Convergence of the Gradient Flow for Shallow ReLU Networks on Weakly Interacting Data

Léo Dana, Loucas Pillaud-Vivien, Francis Bach

展开摘要

We analyse the convergence of one-hidden-layer ReLU networks trained by gradient flow on $n$ data points. Our main contribution leverages the high dimensionality of the ambient space, which implies low correlation of the input samples, to demonstrate that a network with width of order $\log(n)$ neurons suffices for global convergence with high probability. Our analysis uses a Polyak–Łojasiewicz viewpoint along the gradient-flow trajectory, which provides an exponential rate of convergence of $\frac{1}{n}$. When the data are exactly orthogonal, we give further refined characterizations of the convergence speed, proving its asymptotic behavior lies between the orders $\frac{1}{n}$ and $\frac{1}{\sqrt{n}}$, and exhibiting a phase-transition phenomenon in the convergence rate, during which it evolves from the lower bound to the upper, and in a relative time of order $\frac{1}{\log(n)}$.

Poster
FlexEvent: Towards Flexible Event-Frame Object Detection at Varying Operational Frequencies

Dongyue Lu, Lingdong Kong, Gim Hee Lee, Camille Simon Chane, Wei Tsang Ooi

展开摘要

Event cameras offer unparalleled advantages for real-time perception in dynamic environments, thanks to the microsecond-level temporal resolution and asynchronous operation. Existing event detectors, however, are limited by fixed-frequency paradigms and fail to fully exploit the high-temporal resolution and adaptability of event data. To address these limitations, we propose FlexEvent, a novel framework that enables detection at varying frequencies. Our approach consists of two key components: FlexFuse, an adaptive event-frame fusion module that integrates high-frequency event data with rich semantic information from RGB frames, and FlexTune, a frequency-adaptive fine-tuning mechanism that generates frequency-adjusted labels to enhance model generalization across varying operational frequencies. This combination allows our method to detect objects with high accuracy in both fast-moving and static scenarios, while adapting to dynamic environments. Extensive experiments on large-scale event camera datasets demonstrate that our approach surpasses state-of-the-art methods, achieving significant improvements in both standard and high-frequency settings. Notably, our method maintains robust performance when scaling from 20 Hz to 90 Hz and delivers accurate detection up to 180 Hz, proving its effectiveness in extreme conditions. Our framework sets a new benchmark for event-based object detection and paves the way for more adaptable, real-time vision systems.

Poster
vHector and HeisenVec: Scalable Vector Graphics Generation Through Large Language Models

Leonardo Zini, Elia Frigieri, Sebastiano Aloscari, Lorenzo Baraldi

展开摘要

We introduce HeisenVec, a large-scale dataset designed to advance research in vector graphics generation from natural language descriptions. Unlike conventional image generation datasets that focus on raster images, HeisenVec targets the structured and symbolic domain of Scalable Vector Graphics (SVG), where images are represented as sequences of drawing commands and style attributes. The dataset comprises 2.2 million SVGs collected from different online sources, each paired with four complementary textual descriptions generated by multi-modal models. To ensure structural consistency and efficiency for autoregressive modeling, all SVGs are standardized through a pre-processing pipeline that unifies geometric primitives as paths, applies affine transformations, and compresses syntax via custom tokens set. HeisenVec exhibits broad coverage among visual styles and sequence lengths, with a substantial portion of samples exceeding 8,000 tokens, making it particularly well-suited for benchmarking long-context language models. Our benchmark enables rigorous evaluation of text-conditioned SVG generation, encourages progress on sequence modeling with symbolic outputs, and bridges the gap between vision, graphics, and language. We release the dataset, tokenization tools, and evaluation pipeline to foster further research in this emerging domain.

Poster
Efficient RAW Image Deblurring with Adaptive Frequency Modulation

Wenlong Jiao, Binglong Li, Wei Shang, Ping Wang, Dongwei Ren

展开摘要

Image deblurring plays a crucial role in enhancing visual clarity across various applications. Although most deep learning approaches primarily focus on sRGB images, which inherently lose critical information during the image signal processing pipeline, RAW images, being unprocessed and linear, possess superior restoration potential but remain underexplored. Deblurring RAW images presents unique challenges, particularly in handling frequency-dependent blur while maintaining computational efficiency. To address these issues, we propose Frequency Enhanced Network (FrENet), a framework specifically designed for RAW-to-RAW deblurring that operates directly in the frequency domain. We introduce a novel Adaptive Frequency Positional Modulation module, which dynamically adjusts frequency components according to their spectral positions, thereby enabling precise control over the deblurring process. Additionally, frequency domain skip connections are adopted to further preserve high-frequency details. Experimental results demonstrate that FrENet surpasses state-of-the-art deblurring methods in RAW image deblurring, achieving significantly better restoration quality while maintaining high efficiency in terms of reduced MACs. Furthermore, FrENet's adaptability enables it to be extended to sRGB images, where it delivers comparable or superior performance compared to methods specifically designed for sRGB data. The source code will be publicly available.

Poster
Technical Debt in In-Context Learning: Diminishing Efficiency in Long Context

Taejong Joo, Diego Klabjan

展开摘要

Transformers have demonstrated remarkable in-context learning (ICL) capabilities, adapting to new tasks by simply conditioning on demonstrations without parameter updates. Compelling empirical and theoretical evidence suggests that ICL, as a general-purpose learner, could outperform task-specific models. However, it remains unclear to what extent the transformers optimally learn in-context compared to principled learning algorithms. To investigate this, we employ a meta ICL framework in which each prompt defines a distinctive regression task whose target function is drawn from a hierarchical distribution, requiring inference over both the latent model class and task-specific parameters. Within this setup, we benchmark sample complexity of ICL against principled learning algorithms, including the Bayes optimal estimator, under varying performance requirements. Our findings reveal a striking dichotomy: while ICL initially matches the efficiency of a Bayes optimal estimator, its efficiency significantly deteriorates in long context. Through an information-theoretic analysis, we show that the diminishing efficiency is inherent to ICL. These results clarify the trade-offs in adopting ICL as a universal problem solver, motivating a new generation of on-the-fly adaptive methods without the diminishing efficiency.

Poster
Open CaptchaWorld: A Comprehensive Web-based Platform for Testing and Benchmarking Multimodal LLM Agents

Yaxin Luo, Zhaoyi Li, Jiacheng Liu, Jiacheng Cui, Xiaohan Zhao, Zhiqiang Shen

展开摘要

CAPTCHAs have been a critical bottleneck for deploying web agents in real-world applications, often blocking them from completing end-to-end automation tasks. While modern multimodal LLM agents have demonstrated impressive performance in static perception tasks, their ability to handle interactive, multi-step reasoning challenges like CAPTCHAs is largely untested. To address this gap, we introduce **Open CaptchaWorld**, the first web-based benchmark and platform specifically designed to evaluate the visual reasoning and interaction capabilities of MLLM-powered agents through diverse and dynamic CAPTCHA puzzles. Our benchmark spans 20 modern CAPTCHA types, totaling 225 CAPTCHAs, annotated with a new metric we propose: CAPTCHA Reasoning Depth, which quantifies the number of cognitive and motor steps required to solve each puzzle. Experimental results show that humans consistently achieve near-perfect scores, state-of-the-art MLLM agents struggle significantly, with success rates at most **40.0\%** by Browser-Use Openai-o3, far below human-level performance,**93.3\%**. This highlights Open CaptchaWorld as a vital benchmark for diagnosing the limits of current multimodal agents and guiding the development of more robust multimodal reasoning systems.

Poster
Uniform Wrappers: Bridging Concave to Quadratizable Functions in Online Optimization

Mohammad Pedramfar, Christopher John Quinn, Vaneet Aggarwal

展开摘要

This paper presents novel contributions to the field of online optimization, particularly focusing on the adaptation of algorithms from concave optimization to more challenging classes of functions. Key contributions include the introduction of uniform wrappers, a class of meta-algorithms that could be used for algorithmic conversions such as converting algorithms for convex optimization into those for quadratizable optimization. Moreover, we propose a guideline that, given a base algorithm $\mathcal{A}$ for concave optimization and a uniform wrapper $\mathcal{W}$, describes how to convert a proof of the regret bound of $\mathcal{A}$ in the concave setting into a proof of the regret bound of $\mathcal{W}(\mathcal{A})$ for quadratizable setting. Through this framework, the paper demonstrates improved regret guarantees for various classes of DR-submodular functions under zeroth-order feedback. Furthermore, the paper extends zeroth-order online algorithms to bandit feedback and offline counterparts, achieving notable improvements in regret/sample complexity compared to existing approaches.

Poster
Low Rank Gradients and Where to Find Them

Rishi Sonthalia, Michael Murray, Guido Montufar

展开摘要

This paper investigates low-rank structure in the gradients of the training loss for two-layer neural networks while relaxing the usual isotropy assumptions on the training data and parameters. We consider a spiked data model in which the bulk can be anisotropic and ill-conditioned, we do not require independent data and weight matrices and we also analyze both the mean-field and neural-tangent-kernel scalings. We show that the gradient with respect to the input weights is approximately low rank and is dominated by two rank-one terms: one aligned with the bulk data–residue, and another aligned with the rank one spike in the input data. We characterize how properties of the training data, the scaling regime and the activation function govern the balance between these two components. Additionally, we also demonstrate that standard regularizers, such as weight decay, input noise and Jacobian penalties, also selectively modulate these components. Experiments on synthetic and real data corroborate our theoretical predictions.

Poster
LoRO: Real-Time on-Device Secure Inference for LLMs via TEE-Based Low Rank Obfuscation

Gaojian Xiong, Yu Sun, Jianhua Liu, Jian Cui, Jianwei Liu

展开摘要

While Large Language Models (LLMs) have gained remarkable success, they are consistently at risk of being stolen when deployed on untrusted edge devices. As a solution, TEE-based secure inference has been proposed to protect valuable model property. However, we identify a statistical vulnerability in existing protection methods, and furtherly compromise their security guarantees by proposed Model Stealing Attack with Prior. To eliminate this vulnerability, LoRO is presented in this paper, which leverages dense mask to completely obfuscate parameters. LoRO includes two innovations: (1) Low Rank Mask, which uses low-rank factors to generate dense masks efficiently. The computing complexity in TEE is hence reduced by an exponential amount to achieve inference speed up, while providing robust model confidentiality. (2) Factors Multiplexing, which reuses several cornerstone factors to generate masks for all layers. Compared to one-mask-per-layer, the secure memory requirement is reduced from GB-level to tens of MB, hence avoiding the hundred-fold latency introduced by secure memory paging. Experimental results indicate that LoRO achieve a $0.94\times$ Model Stealing (MS) accuracy, while SOTA methods presents $3.37\times$ at least. The averaged inference latency of LoRO is only $1.49\times$, compared to the $112\times$ of TEE-shielded inference. Moreover, LoRO results no accuracy loss, and requires no re-training and structure modification. LoRO can solve the concerns regarding model thefts on edge devices in an efficient and secure manner, facilitating the wide edge application of LLMs.

Poster
Sparse Polyak: an adaptive step size rule for high-dimensional M-estimation

Tianqi Qiao, Marie Maros

展开摘要

We propose and study Sparse Polyak, a variant of Polyak’s adaptive step size, designed to solve high-dimensional statistical estimation problems where the problem dimension is allowed to grow much faster than the sample size. In such settings, the standard Polyak step size performs poorly, requiring an increasing number of iterations to achieve optimal statistical precision-even when, the problem remains well conditioned and/or the achievable precision itself does not degrade with problem size. We trace this limitation to a mismatch in how smoothness is measured: in high dimensions, it is no longer effective to estimate the Lipschitz smoothness constant. Instead, it is more appropriate to estimate the smoothness restricted to specific directions relevant to the problem (restricted Lipschitz smoothnes constant). Sparse Polyak overcomes this issue by modifying the step size to estimate the restricted Lipschitz smoothness constant. We support our approach with both theoretical analysis and numerical experiments, demonstrating its improved performance.

Poster
EVOREFUSE: Evolutionary Prompt Optimization for Evaluation and Mitigation of LLM Over-Refusal to Pseudo-Malicious Instructions

Xiaorui Wu, Fei Li, Xiaofeng Mao, Xin Zhang, Li Zheng, Yuxiang Peng, Chong Teng, Donghong Ji, Zhuang Li

展开摘要

Large language models (LLMs) frequently refuse to respond to pseudo-malicious instructions: semantically harmless input queries triggering unnecessary LLM refusals due to conservative safety alignment, significantly impairing user experience. Collecting such instructions is crucial for evaluating and mitigating over-refusals, but existing instruction curation methods, like manual creation or instruction rewriting, either lack scalability or fail to produce sufficiently diverse and effective refusal-inducing prompts. To address these limitations, we introduce EVOREFUSE, a prompt optimization approach that generates diverse pseudo-malicious instructions consistently eliciting confident refusals across LLMs. EVOREFUSE employs an evolutionary algorithm exploring the instruction space in more diverse directions than existing methods via mutation strategies and recombination, and iteratively evolves seed instructions to maximize evidence lower bound on LLM refusal probability. Using EVOREFUSE, we create two novel datasets: EVOREFUSE-TEST, a benchmark of 582 pseudo-malicious instructions that outperforms the next-best benchmark with 85.34% higher average refusal triggering rate across 9 LLMs, 34.86% greater lexical diversity, and 40.03% improved LLM response confidence scores; and EVOREFUSE-ALIGN, which provides 3,000 pseudo-malicious instructions with responses for supervised and preference-based alignment training. LLAMA3.1-8B-INSTRUCT supervisedly fine-tuned on EVOREFUSE-ALIGN achieves up to 29.85% fewer over-refusals than models trained on the second-best alignment dataset, without compromising safety. Our analysis with EVOREFUSE-TEST reveals models trigger over-refusals by overly focusing on sensitive keywords while ignoring broader context. Our code and datasets are available at https://github.com/FishT0ucher/EVOREFUSE.

Poster