NeurIPS 2025 论文列表

Conference on Neural Information Processing Systems

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5,812篇论文

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主题: 对齐与安全 · 455 篇论文 · 重置筛选

Learning to Add, Multiply, and Execute Algorithmic Instructions Exactly with Neural Networks

Artur Back de Luca, George Giapitzakis, Kimon Fountoulakis

展开摘要

Neural networks are known for their ability to approximate smooth functions, yet they fail to generalize perfectly to unseen inputs when trained on discrete operations. Such operations lie at the heart of algorithmic tasks such as arithmetic, which is often used as a test bed for algorithmic execution in neural networks. In this work, we ask: can neural networks learn to execute binary-encoded algorithmic instructions exactly? We use the Neural Tangent Kernel (NTK) framework to study the training dynamics of two-layer fully connected networks in the infinite-width limit and show how a sufficiently large ensemble of such models can be trained to execute exactly, with high probability, four fundamental tasks: binary permutations, binary addition, binary multiplication, and Subtract and Branch if Negative (SBN) instructions. Since SBN is Turing-complete, our framework extends to computable functions. We show how this can be efficiently achieved using only logarithmically many training data. Our approach relies on two techniques: structuring the training data to isolate bit-level rules, and controlling correlations in the NTK regime to align model predictions with the target algorithmic executions.

Poster
Inference-Time Personalized Alignment with a Few User Preference Queries

Victor-Alexandru Pădurean, Parameswaran Kamalaruban, Nachiket Kotalwar, Alkis Gotovos, Adish Singla

展开摘要

We study the problem of aligning a generative model's response with a user's preferences. Recent works have proposed several different formulations for personalized alignment; however, they either require a large amount of user preference queries or require that the preference be explicitly specified as a text input. In this paper, we propose a novel inference-time personalized alignment method, UserAlign, that elicits the user's preferences with a few queries as pairwise response comparisons. In particular, UserAlign builds on the theoretical framework of best-arm identification in logistic bandits and selects a personalized response from a fixed pool of the model's generated responses. The key idea is to consider the user's feedback consistent and noise-free, and incorporate it into the theoretical framework to identify the best response quickly. Experimental results across several tasks, involving personalized text and image generation, showcase the effectiveness of UserAlign in achieving personalized alignment.

Poster
UniGen: Enhanced Training & Test-Time Strategies for Unified Multimodal Understanding and Generation

Rui Tian, Mingfei Gao, Mingze Xu, Jiaming Hu, Jiasen Lu, Zuxuan Wu, Yinfei Yang, Afshin Dehghan

展开摘要

We introduce UniGen, a unified multimodal large language model (MLLM) capable of image understanding and generation. We study the full training pipeline of UniGen from a data-centric perspective, including multi-stage pre-training, supervised fine-tuning, and direct preference optimization. More importantly, we propose a new Chain-of-Thought Verification (CoT-V) strategy for test-time scaling, which significantly boosts UniGen’s image generation quality using a simple Best-of-N test-time strategy. Specifically, CoT-V enables UniGen to act as both image generator and verifier at test time, assessing the semantic alignment between a text prompt and its generated image in a step-by-step CoT manner. Trained entirely on open-source datasets across all stages, UniGen achieves state-of-the-art performance on a range of image understanding and generation benchmarks, with a final score of 0.78 on GenEval and 85.19 on DPG-Bench. Through extensive ablation studies, our work provides actionable insights and addresses key challenges in the full life cycle of building unified MLLMs, contributing meaningful directions to future research.

Poster
Handling Label Noise via Instance-Level Difficulty Modeling and Dynamic Optimization

Kuan Zhang, Chengliang Chai, Jingzhe Xu, Chi Zhang, Han Han, Ye Yuan, Guoren Wang, Lei Cao

展开摘要

Recent studies indicate that deep neural networks degrade in generalization performance under noisy supervision. Existing methods focus on isolating clean subsets or correcting noisy labels, facing limitations such as high computational costs, heavy hyperparameter tuning process, and coarse-grained optimization. To address these challenges, we propose a novel two-stage noisy learning framework that enables instance-level optimization through a dynamically weighted loss function, avoiding hyperparameter tuning. To obtain stable and accurate information about noise modeling, we introduce a simple yet effective metric, termed $\textit{wrong event}$, which dynamically models the cleanliness and difficulty of individual samples while maintaining computational costs. Our framework first collects $\textit{wrong event}$ information and builds a strong base model. Then we perform noise-robust training on the base model, using a probabilistic model to handle the $\textit{wrong event}$ information of samples. Experiments on six synthetic and real-world LNL benchmarks demonstrate our method surpasses state-of-the-art methods in performance, achieves a nearly 75\% reduction in storage and computational time, strongly improving model scalability. Our code is available at https://github.com/iTheresaApocalypse/IDO.

Poster
U-REPA: Aligning Diffusion U-Nets to ViTs

Yuchuan Tian, Hanting Chen, Mengyu Zheng, Yuchen Liang, Chao Xu, Yunhe Wang

展开摘要

Representation Alignment (REPA) that aligns Diffusion Transformer (DiT) hidden-states with ViT visual encoders has proven highly effective in DiT training, demonstrating superior convergence properties, but it has not been validated on the canonical diffusion U-Net architecture that shows faster convergence compared to DiTs. However, adapting REPA to U-Net architectures presents unique challenges: (1) different block functionalities necessitate revised alignment strategies; (2) spatial-dimension inconsistencies emerge from U-Net's spatial downsampling operations; (3) space gaps between U-Net and ViT hinder the effectiveness of tokenwise alignment. To encounter these challenges, we propose U-REPA, a representation alignment paradigm that bridges U-Net hidden states and ViT features as follows: Firstly, we propose via observation that due to skip connection, the middle stage of U-Net is the best alignment option. Secondly, we propose upsampling of U-Net features after passing them through MLPs. Thirdly, we observe difficulty when performing tokenwise similarity alignment, and further introduces a manifold loss that regularizes the relative similarity between samples. Experiments indicate that the resulting U-REPA could achieve excellent generation quality and greatly accelerates the convergence speed. With CFG guidance interval, U-REPA could reach FID<1.5 in 200 epochs or 1M iterations on ImageNet 256 $\times$ 256, and needs only half the total epochs to perform better than REPA under \textit{sd-vae-ft-ema}.

Poster
EraseFlow: Learning Concept Erasure Policies via GFlowNet-Driven Alignment

Naga Sai Abhiram kusumba, Maitreya Patel, Kyle Min, Changhoon Kim, Chitta Baral, Yezhou Yang

展开摘要

Erasing harmful or proprietary concepts from powerful text‑to‑image generators is an emerging safety requirement, yet current ``concept erasure'' techniques either collapse image quality, rely on brittle adversarial losses, or demand prohibitive retraining cycles. We trace these limitations to a myopic view of the denoising trajectories that govern diffusion‑based generation. We introduce EraseFlow, the first framework that casts concept unlearning as exploration in the space of denoising paths and optimizes it with a GFlowNets equipped with the trajectory‑balance objective. By sampling entire trajectories rather than single end states, EraseFlow learns a stochastic policy that steers generation away from target concepts while preserving the model’s prior. EraseFlow eliminates the need for carefully crafted reward models and by doing this, it generalizes effectively to unseen concepts and avoids hackable rewards while improving the performance. Extensive empirical results demonstrate that EraseFlow outperforms existing baselines and achieves an optimal trade-off between performance and prior preservation.

Spotlight
Preference Learning with Lie Detectors can Induce Honesty or Evasion

Chris Cundy, Adam Gleave

展开摘要

As AI systems become more capable, deceptive behaviors can undermine evaluation and mislead users at deployment. Recent work has shown that lie detectors can accurately classify deceptive behavior, but they are not typically used in the training pipeline due to concerns around contamination and objective hacking. We examine these concerns by incorporating a lie detector into the labelling step of LLM post-training and evaluating whether the learned policy is genuinely more honest, or instead learns to fool the lie detector while remaining deceptive. Using DolusChat, a novel 65k-example dataset with paired truthful/deceptive responses, we identify three key factors that determine the honesty of learned policies: amount of exploration during preference learning, lie detector accuracy, and KL regularization strength. We find that preference learning with lie detectors and GRPO can lead to policies which evade lie detectors, with deception rates of over 85\%. However, if the lie detector true positive rate (TPR) or KL regularization is sufficiently high, GRPO learns honest policies. In contrast, off-policy algorithms (DPO) consistently lead to deception rates under 25\% for realistic TPRs. Our results illustrate a more complex picture than previously assumed: depending on the context, lie-detector-enhanced training can be a powerful tool for scalable oversight, or a counterproductive method encouraging undetectable misalignment.

Poster
Towards Resilient Safety-driven Unlearning for Diffusion Models against Downstream Fine-tuning

Boheng Li, Renjie Gu, Junjie Wang, Leyi Qi, Yiming Li, Run Wang, Zhan Qin, Tianwei Zhang

展开摘要

Text-to-image (T2I) diffusion models have achieved impressive image generation quality and are increasingly fine-tuned for personalized applications. However, these models often inherit unsafe behaviors from toxic pretraining data, raising growing safety concerns. While recent safety-driven unlearning methods have made promising progress in suppressing model toxicity, they are found to be fragile to downstream fine-tuning, as we reveal that state-of-the-art methods largely fail to retain their effectiveness even when fine-tuned on entirely benign datasets. To mitigate this problem, in this paper, we propose ResAlign, a safety-driven unlearning framework with enhanced resilience against downstream fine-tuning. By modeling downstream fine-tuning as an implicit optimization problem with a Moreau envelope-based reformulation, ResAlign enables efficient gradient estimation to minimize the recovery of harmful behaviors. Additionally, a meta-learning strategy is proposed to simulate a diverse distribution of fine-tuning scenarios to improve generalization. Extensive experiments across a wide range of datasets, fine-tuning methods, and configurations demonstrate that ResAlign consistently outperforms prior unlearning approaches in retaining safety, while effectively preserving benign generation capability. Our code and pretrained models are publicly available at https://github.com/AntigoneRandy/ResAlign.

Poster
$\Delta \mathrm{Energy}$: Optimizing Energy Change During Vision-Language Alignment Improves both OOD Detection and OOD Generalization

Lin Zhu, Yifeng Yang, Xinbing Wang, Qinying Gu, Nanyang Ye

展开摘要

Recent approaches for vision-language models (VLMs) have shown remarkable success in achieving fast downstream adaptation. When applied to real-world downstream tasks, VLMs inevitably encounter both the in-distribution (ID) data and out-of-distribution (OOD) data. The OOD datasets often include both covariate shifts (e.g., known classes with changes in image styles) and semantic shifts (e.g., test-time unseen classes). This highlights the importance of improving VLMs' generalization ability to covariate-shifted OOD data, while effectively detecting open-set semantic-shifted OOD classes. In this paper, inspired by the substantial energy change observed in closed-set data when re-aligning vision-language modalities—specifically by directly reducing the maximum cosine similarity to a low value—we introduce a novel OOD score, named $\Delta\mathrm{Energy}$. $\Delta\mathrm{Energy}$ significantly outperforms the vanilla energy-based OOD score and provides a more reliable approach for OOD detection. Furthermore, $\Delta\mathrm{Energy}$ can simultaneously improve OOD generalization under covariate shifts, which is achieved by lower-bound maximization for $\Delta\mathrm{Energy}$ (termed EBM). EBM is theoretically proven to not only enhance OOD detection but also yields a domain-consistent Hessian, which serves as a strong indicator for OOD generalization. Based on this finding, we developed a unified fine-tuning framework that allows for improving VLMs' robustness in both OOD generalization and OOD detection. Extensive experiments on challenging OOD detection and generalization benchmarks demonstrate the superiority of our method, outperforming recent approaches by 10\%–25\% in AUROC.

Poster
Directed-Tokens: A Robust Multi-Modality Alignment Approach to Large Language-Vision Models

Thanh-Dat Truong, Huu-Thien Tran, Tran Thai Son, Bhiksha Raj, Khoa Luu

展开摘要

Large multimodal models (LMMs) have gained impressive performance due to their outstanding capability in various understanding tasks. However, these models still suffer from some fundamental limitations related to robustness and generalization due to the alignment and correlation between visual and textual features. In this paper, we introduce a simple but efficient learning mechanism for improving the robust alignment between visual and textual modalities by solving shuffling problems. In particular, the proposed approach can improve reasoning capability, visual understanding, and cross-modality alignment by introducing two new tasks: reconstructing the image order and the text order into the LMM's pre-training and fine-tuning phases. In addition, we propose a new directed-token approach to capture visual and textual knowledge, enabling the capability to reconstruct the correct order of visual inputs. Then, we introduce a new Image-to-Response Guided loss to further improve the visual understanding of the LMM in its responses. The proposed approach consistently achieves state-of-the-art (SoTA) performance compared with prior LMMs on academic task-oriented and instruction-following LMM benchmarks.

Poster
Reliably detecting model failures in deployment without labels

Viet Nguyen, Changjian Shui, Vijay Giri, Siddharth Arya, Amol Verma, Fahad Razak, Rahul Krishnan

展开摘要

The distribution of data changes over time; models operating in dynamic environments need retraining. But knowing when to retrain, without access to labels, is an open challenge since some, but not all shifts degrade model performance. This paper formalizes and addresses the problem of post-deployment deterioration (PDD) monitoring. We propose D3M, a practical and efficient monitoring algorithm based on the disagreement of predictive models, achieving low false positive rates under non-deteriorating shifts and provides sample complexity bounds for high true positive rates under deteriorating shifts. Empirical results on both standard benchmark and a real-world large-scale internal medicine dataset demonstrate the effectiveness of the framework and highlight its viability as an alert mechanism for high-stakes machine learning pipelines.

Poster
Generalizing while preserving monotonicity in comparison-based preference learning models

Julien Fageot, Peva Blanchard, Gilles Bareilles, Lê-Nguyên Hoang

展开摘要

If you tell a learning model that you prefer an alternative $a$ over another alternative $b$, then you probably expect the model to be *monotone*, that is, the valuation of $a$ increases, and that of $b$ decreases. Yet, perhaps surprisingly, many widely deployed comparison-based preference learning models, including large language models, fail to have this guarantee. Until now, the only comparison-based preference learning algorithms that were proved to be monotone are the Generalized Bradley-Terry models. Yet, these models are unable to generalize to uncompared data. In this paper, we advance the understanding of the set of models with generalization ability that are *monotone*. Namely, we propose a new class of Linear Generalized Bradley-Terry models with Diffusion Priors, and identify sufficient conditions on alternatives' embeddings that guarantee monotonicity. Our experiments show that this monotonicity is far from being a general guarantee, and that our new class of generalizing models improves accuracy, especially when the dataset is limited.

Poster
RSafe: Incentivizing proactive reasoning to build robust and adaptive LLM safeguards

Jingnan Zheng, Xiangtian Ji, Yijun Lu, Chenhang Cui, Weixiang Zhao, Gelei Deng, Zhenkai Liang, An Zhang, Tat-Seng Chua

展开摘要

Large Language Models (LLMs) continue to exhibit vulnerabilities despite deliberate safety alignment efforts, posing significant risks to users and society. To safeguard against the risk of policy-violating content, system-level moderation via external guard models—designed to monitor LLM inputs and outputs and block potentially harmful content—has emerged as a prevalent mitigation strategy. Existing approaches of training guard models rely heavily on extensive human curated datasets and struggle with out-of-distribution threats, such as emerging harmful categories or jailbreak attacks. To address these limitations, we propose RSafe, an adaptive reasoning-based safeguard that conducts guided safety reasoning to provide robust protection within the scope of specified safety policies. RSafe operates in two stages: (1) guided reasoning, where it analyzes safety risks of input content through policy-guided step-by-step reasoning, and (2) reinforced alignment, where rule-based RL optimizes its reasoning paths to align with accurate safety prediction. This two-stage training paradigm enables RSafe to internalize safety principles to generalize safety protection capability over unseen or adversarial safety violation scenarios. During inference, RSafe accepts user-specified safety policies to provide enhanced safeguards tailored to specific safety requirements. Experiments demonstrate that RSafe matches state-of-the-art guard models using limited amount of public data in both prompt- and response-level harmfulness detection, while achieving superior out-of-distribution generalization on both emerging harmful category and jailbreak attacks. Furthermore, RSafe provides human-readable explanations for its safety judgments for better interpretability. RSafe offers a robust, adaptive, and interpretable solution for LLM safety moderation, advancing the development of reliable safeguards in dynamic real-world environments. Our code is available at https://anonymous.4open.science/r/RSafe-996D.

Poster
Combining Cost Constrained Runtime Monitors for AI Safety

Tim Tian Hua, James Baskerville, Henri Lemoine, Mia Hopman, Aryan Bhatt, Tyler Tracy

展开摘要

Monitoring AIs at runtime can help us detect and stop harmful actions. In this paper, we study how to efficiently combine multiple runtime monitors into a single monitoring protocol. The protocol's objective is to maximize the probability of applying a safety intervention on misaligned outputs (i.e., maximize recall). Since running monitors and applying safety interventions are costly, the protocol also needs to adhere to an average-case budget constraint. Taking the monitors' performance and cost as given, we develop an algorithm to find the best protocol. The algorithm exhaustively searches over when and which monitors to call, and allocates safety interventions based on the Neyman-Pearson lemma. By focusing on likelihood ratios and strategically trading off spending on monitors against spending on interventions, we more than double our recall rate compared to a naive baseline in a code review setting. We also show that combining two monitors can Pareto dominate using either monitor alone. Our framework provides a principled methodology for combining existing monitors to detect undesirable behavior in cost-sensitive settings.

Poster
Inference-Time Reward Hacking in Large Language Models

Hadi Khalaf, Claudio Mayrink Verdun, Alex Oesterling, Himabindu Lakkaraju, Flavio Calmon

展开摘要

A common paradigm to improve the performance of large language models is optimizing for a reward model. Reward models assign a numerical score to an LLM’s output that indicates, for example, how likely it is to align with user preferences or safety goals. However, reward models are never perfect. They inevitably function as proxies for complex desiderata such as correctness, helpfulness, and safety. By overoptimizing for a misspecified reward, we can subvert intended alignment goals and reduce overall performance -- a phenomenon commonly referred to as reward hacking. In this work, we characterize reward hacking in inference-time alignment and demonstrate when and how we can mitigate it by hedging on the proxy reward. We study this phenomenon under Best-of-$n$ (BoN) and Soft Best-of-$n$ (SBoN), and we introduce Best-of-Poisson (BoP) that provides an efficient, near-exact approximation of the optimal reward-KL divergence policy at inference time. We show that the characteristic pattern of hacking as observed in practice (where the true reward first increases before declining) is an inevitable property of a broad class of inference-time mechanisms, including BoN and BoP. To counter this effect, we introduce $\texttt{HedgeTune}$, an efficient algorithm to find the optimal inference-time parameter. We demonstrate that hedging mitigates reward hacking and achieves superior reward-distortion tradeoffs on math, reasoning, and human-preference setups.

Spotlight
Vicinal Label Supervision for Reliable Aleatoric and Epistemic Uncertainty Estimation

Linye Li, Yufei Chen, Xiaodong Yue

展开摘要

Uncertainty estimation is crucial for ensuring the reliability of machine learning models in safety-critical applications. Evidential Deep Learning (EDL) offers a principled framework by modeling predictive uncertainty through Dirichlet distributions over class probabilities. However, existing EDL methods predominantly rely on level-0 hard labels, which supervised a uncertainty-aware model with full certainty. We argue that hard labels not only fail to capture epistemic uncertainty but also obscure the aleatoric uncertainty arising from inherent data noise and label ambiguity. As a result, EDL models often produce degenerate Dirichlet distributions that collapse to near-deterministic outputs. To overcome these limitations, we propose a vicinal risk minimization paradigm for EDL by incorporating level-1 supervision in the form of vicinally smoothed conditional label distributions. This richer supervision exposes the model to local label uncertainty, enhancing aleatoric uncertainty quantification, while also mitigating the degeneration of the Dirichlet distribution into a Dirac delta function, thereby improving epistemic uncertainty modeling. Extensive experiments show that our approach consistently outperforms standard EDL baselines across synthetic datasets, covariate-shifted out-of-distribution generalization tasks, and out-of-distribution detection benchmarks, providing more reliable uncertainty estimates.

Poster
The VLLM Safety Paradox: Dual Ease in Jailbreak Attack and Defense

Yangyang Guo, Fangkai Jiao, Liqiang Nie, Mohan Kankanhalli

展开摘要

The vulnerability of Vision Large Language Models (VLLMs) to jailbreak attacks appears as no surprise. However, recent defense mechanisms against these attacks have reached near-saturation performance on benchmark evaluations, often with minimal effort. This dual high performance in both attack and defense gives rise to a fundamental and perplexing paradox. To gain a deep understanding of this issue and thus further help strengthen the trustworthiness of VLLMs, this paper makes three key contributions: i) One tentative explanation for VLLMs being prone to jailbreak attacks--inclusion of vision inputs, as well as its in-depth analysis. ii) The recognition of a largely ignored problem in existing VLLM defense mechanisms--over-prudence. The problem causes these defense methods to exhibit unintended abstention, even in the presence of benign inputs, thereby undermining their reliability in faithfully defending against attacks. iii) A simple safety-aware method--LLM-Pipeline. Our method repurposes the more advanced guardrails of LLMs on the fly, serving as an effective alternative detector prior to VLLM response. Last but not least, we find that the two representative evaluation methods for jailbreak often exhibit chance agreement. This limitation makes it potentially misleading when evaluating attack strategies or defense mechanisms. We believe the findings from this paper offer useful insights to rethink the foundational development of VLLM safety with respect to benchmark datasets, defense strategies, and evaluation methods.

Poster
Zooming from Context to Cue: Hierarchical Preference Optimization for Multi-Image MLLMs

Xudong Li, Mengdan Zhang, Peixian Chen, Xiawu Zheng, Yan Zhang, Jingyuan Zheng, Yunhang Shen, Ke Li, Chaoyou Fu, Xing Sun, Rongrong Ji

展开摘要

Multi-modal Large Language Models (MLLMs) excel at single-image tasks but struggle with multi-image understanding due to cross-modal misalignment, leading to hallucinations (context omission, conflation, and misinterpretation). Existing methods using Direct Preference Optimization (DPO) constrain optimization to a solitary image reference within the input sequence, neglecting holistic context modeling. To address this, we propose Context-to-Cue Direct Preference Optimization (CcDPO), a multi-level preference optimization framework that enhances per-image perception in multi-image settings by zooming into visual clues—from sequential context to local details. Our approach features two sequentially dependent components: (i) Context-Level Optimization: By introducing low-cost sequence preference pairs, we optimize the model to distinguish between complete and disrupted multi-image contexts, thereby correcting cognitive biases in MLLMs’ multi-image understanding. (ii) Needle-Level Optimization: By integrating region-specific visual prompts with multimodal preference supervision, we direct the model’s attention to critical visual details, effectively suppressing perceptual biases toward fine-grained visual information. To support scalable optimization, we also construct MultiScope-42k, an automatically generated multi-image dataset with hierarchical preference pairs. Experiments show that CcDPO significantly reduces hallucinations and yields consistent performance gains across general single- and multi-image tasks. Codes are available at https://github.com/LXDxmu/CcDPO.

Poster
Prompt-Guided Alignment with Information Bottleneck Makes Image Compression Also a Restorer

Xuelin Shen, Quan Liu, Jiayin Xu, Wenhan Yang

展开摘要

Learned Image Compression (LIC) models face critical challenges in real-world scenarios due to various environmental degradations, such as fog and rain. Due to the distribution mismatch between degraded inputs and clean training data, well-trained LIC models suffer from reduced compression efficiency, while retraining dedicated models for diverse degradation types is costly and impractical. Our method addresses the above issue by leveraging prompt learning under the information bottleneck principle, enabling compact extraction of shared components between degraded and clean images for improved latent alignment and compression efficiency. In detail, we propose an Information Bottleneck-constrained Latent Representation Unifying (IB-LRU) scheme, in which a Probabilistic Prompt Generator (PPG) is deployed to simultaneously capture the distribution of different degradations. Such a design dynamically guides the latent-representation process at the encoder through a gated modulation process. Moreover, to promote the degradation distribution capture process, the probabilistic prompt learning is guided by the Information Bottleneck (IB) principle. That is,IB constrains the information encoded in the prompt to focus solely on degradation characteristics while avoiding the inclusion of redundant image contextual information. We apply our IB-LRU method to a variety of state-of-the-art LIC backbones, and extensive experiments under various degradation scenarios demonstrate the effectiveness of our design. Our code will be publicly available.

Poster
Real-DRL: Teach and Learn in Reality

Yanbing Mao, Yihao Cai, Lui Sha

展开摘要

This paper introduces the Real-DRL framework for safety-critical autonomous systems, enabling runtime learning of a deep reinforcement learning (DRL) agent to develop safe and high-performance action policies in real plants while prioritizing safety. The Real-DRL consists of three interactive components: a DRL-Student, a PHY-Teacher, and a Trigger. The DRL-Student is a DRL agent that innovates in the dual self-learning and teaching-to-learn paradigm and the safety-status-dependent batch sampling. On the other hand, PHY-Teacher is a physics-model-based design of action policies that focuses solely on safety-critical functions. PHY-Teacher is novel in its real-time patch for two key missions: i) fostering the teaching-to-learn paradigm for DRL-Student and ii) backing up the safety of real plants. The Trigger manages the interaction between the DRL-Student and the PHY-Teacher. Powered by the three interactive components, the Real-DRL can effectively address safety challenges that arise from the unknown unknowns and the Sim2Real gap. Additionally, Real-DRL notably features i) assured safety, ii) automatic hierarchy learning (i.e., safety-first learning and then high-performance learning), and iii) safety-informed batch sampling to address the experience imbalance caused by corner cases. Experiments with a real quadruped robot, a quadruped robot in Nvidia Isaac Gym, and a cart-pole system, along with comparisons and ablation studies, demonstrate the Real-DRL's effectiveness and unique features.

Poster