NeurIPS 2025 论文列表

Conference on Neural Information Processing Systems

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5,812篇论文

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主题: 社会层面 · accountability transparency and interpretability · 522 篇论文 · 重置筛选

Aligning Compound AI Systems via System-level DPO

Xiangwen Wang, Yibo Jacky Zhang, Zhoujie Ding, Katherine Tsai, Haolun Wu, Sanmi Koyejo

展开摘要

Compound AI systems, comprising multiple interacting components such as LLMs, foundation models, and external tools, have demonstrated remarkable improvements compared to single models in various tasks. To ensure their effective deployment in real-world applications, aligning these systems with human preferences is crucial. However, aligning the compound system via policy optimization, unlike the alignment of a single model, is challenging for two main reasons: (i) non-differentiable interactions between components make end-to-end gradient-based optimization method inapplicable, and (ii) system-level preferences cannot be directly transformed into component-level preferences. To address these challenges, we first formulate compound AI systems as Directed Acyclic Graphs (DAGs), explicitly modeling both component interactions and the associated data flows. Building on this formulation, we introduce SysDPO, a framework that extends Direct Preference Optimization (DPO) to enable joint system-level alignment. We propose two variants, SysDPO-Direct and SysDPO-Sampling, tailored for scenarios depending on whether we construct a system-specific preference dataset. We empirically demonstrate the effectiveness of our approach across two applications: the joint alignment of a language model and a diffusion model, and the joint alignment of an LLM collaboration system.

Poster
DictPFL: Efficient and Private Federated Learning on Encrypted Gradients

Jiaqi Xue, Mayank Kumar, Yuzhang Shang, Shangqian Gao, Rui Ning, Mengxin Zheng, Xiaoqian Jiang, Qian Lou

展开摘要

Federated Learning (FL) enables collaborative model training across institutions without sharing raw data. However, gradient sharing still risks privacy leakage, such as gradient inversion attacks. Homomorphic Encryption (HE) can secure aggregation but often incurs prohibitive computational and communication overhead. Existing HE-based FL methods sit at two extremes: encrypting all gradients for full privacy at high cost, or partially encrypting gradients to save resources while exposing vulnerabilities. We present **DictPFL**, a practical framework that achieves full gradient protection with minimal overhead. DictPFL encrypts every transmitted gradient while keeping non-transmitted parameters local, preserving privacy without heavy computation. It introduces two key modules: **Decompose-for-Partial-Encrypt (DePE)**, which decomposes model weights into a static dictionary and an updatable lookup table—only the latter is encrypted and aggregated, while the static dictionary remains local and requires neither sharing nor encryption; and **Prune-for-Minimum-Encrypt (PrME)**, which applies encryption-aware pruning to minimize encrypted parameters via consistent, history-guided masks. Experiments show that DictPFL reduces communication cost by 402-748$\times$ and accelerates training by 28-65$\times$ compared to fully encrypted FL, while outperforming state-of-the-art selective encryption methods by 51-155$\times$ in overhead and 4-19$\times$ in speed. Remarkably, DictPFL’s runtime is within 2$\times$ of plaintext FL, demonstrating, for the first time, that HE-based private federated learning is practical for real-world deployment. The code is publicly available at https://github.com/UCF-ML-Research/DictPFL.

Poster
Efficient Fairness-Performance Pareto Front Computation

Mark Kozdoba, Binyamin Perets, Shie Mannor

展开摘要

There is a well known intrinsic trade-off between the fairness of a representation and the performance of classifiers derived from the representation. In this paper we propose a new method to compute the optimal Pareto front of this trade off. In contrast to the existing methods, this approach does not require the training of complex fair representation models. Our approach is derived through three main steps: We analyze fair representations theoretically, and derive several structural properties of optimal representations. We then show that these properties enable a reduction of the computation of the Pareto Front to a compact discrete problem. Finally, we show that these compact approximating problems can be efficiently solved via off-the shelf concave-convex programming methods. In addition to representations, we show that the new methods may also be used to directly compute the Pareto front of fair classification problems. Moreover, the proposed methods may be used with any concave performance measure. This is in contrast to the existing reduction approaches, developed recently in fair classification, which rely explicitly on the structure of the non-differentiable accuracy measure, and are thus unlikely to be extendable. The approach was evaluated on several real world benchmark datasets and compares favorably to a number of recent state of the art fair representation and classification methods.

Spotlight
SteerConf: Steering LLMs for Confidence Elicitation

Ziang Zhou, Tianyuan Jin, Jieming Shi, Li Qing

展开摘要

Large Language Models (LLMs) exhibit impressive performance across diverse domains but often suffer from overconfidence, limiting their reliability in critical applications. We propose SteerConf, a novel framework that systematically steers LLMs' confidence scores to improve their calibration and reliability. SteerConf introduces three key components: (1) a steering prompt strategy that guides LLMs to produce confidence scores in specified directions (e.g., conservative or optimistic) by leveraging prompts with varying steering levels; (2) a steered confidence consistency measure that quantifies alignment across multiple steered confidences to enhance calibration; and (3) a steered confidence calibration method that aggregates confidence scores using consistency measures and applies linear quantization for answer selection. SteerConf operates without additional training or fine-tuning, making it broadly applicable to existing LLMs. Experiments on seven benchmarks spanning professional knowledge, common sense, ethics, and reasoning tasks, using advanced LLM models (GPT-3.5, LLaMA 3, GPT-4), demonstrate that SteerConf significantly outperforms existing methods, often by a significant margin. Our findings highlight the potential of steering the confidence of LLMs to enhance their reliability for safer deployment in real-world applications. The implementation is at \url{https://github.com/scottjiao/SteerConf}.

Poster
Zero-shot protein stability prediction by inverse folding models: a free energy interpretation

Jes Frellsen, Maher M. Kassem, Tone Bengtsen, Lars Olsen, Kresten Lindorff-Larsen, Jesper Ferkinghoff-Borg, Wouter Boomsma

展开摘要

Inverse folding models have proven to be highly effective zero-shot predictors of protein stability. Despite this success, the link between the amino acid preferences of an inverse folding model and the free-energy considerations underlying thermodynamic stability remains incompletely understood. A better understanding would be of interest not only from a theoretical perspective, but also potentially provide the basis for stronger zero-shot stability prediction. In this paper, we take steps to clarify the free-energy foundations of inverse folding models. Our derivation reveals the standard practice of likelihood ratios as a simplistic approximation and suggests several paths towards better estimates of the relative stability. We empirically assess these approaches and demonstrate that considerable gains in zero-shot performance can be achieved with fairly simple means.

Poster
The Atlas of In-Context Learning: How Attention Heads Shape In-Context Retrieval Augmentation

Patrick Kahardipraja, Reduan Achtibat, Thomas Wiegand, Wojciech Samek, Sebastian Lapuschkin

展开摘要

Large language models are able to exploit in-context learning to access external knowledge beyond their training data through retrieval-augmentation. While promising, its inner workings remain unclear. In this work, we shed light on the mechanism of in-context retrieval augmentation for question answering by viewing a prompt as a composition of informational components. We propose an attribution-based method to identify specialized attention heads, revealing in-context heads that comprehend instructions and retrieve relevant contextual information, and parametric heads that store entities' relational knowledge. To better understand their roles, we extract function vectors and modify their attention weights to show how they can influence the answer generation process. Finally, we leverage the gained insights to trace the sources of knowledge used during inference, paving the way towards more safe and transparent language models.

Poster
Audits Under Resource, Data, and Access Constraints: Scaling Laws For Less Discriminatory Alternatives

Sarah H. Cen, Salil Goyal, Zaynah Javed, Ananya Karthik, Percy Liang, Daniel E. Ho

展开摘要

AI audits play a critical role in AI accountability and safety. They are particularly salient in anti-discrimination law. Several areas of anti-discrimination law implicate what is known as the "less discriminatory alternative" (LDA) requirement, under which a protocol is defensible if no less discriminatory model that achieves comparable performance can be found with reasonable effort. Notably, the burden of proving an LDA exists typically falls on the claimant (the party alleging discrimination). This creates a significant hurdle in AI cases, as the claimant would seemingly need to train a less discriminatory yet high-performing model, a task requiring resources and expertise beyond most litigants. Moreover, developers often restrict access to their models and data as trade secrets, hindering replicability. In this work, we present a procedure enabling claimants to determine if an LDA exists, even when they have limited compute, data, and model access. To illustrate our approach, we focus on the setting in which fairness is given by demographic parity and performance by binary cross-entropy loss. As our main result, we provide a novel closed-form upper bound for the loss-fairness Pareto frontier (PF). This expression is powerful because the claimant can use it to fit the PF in the ''low-resource regime," then extrapolate the PF that applies to the (large) model being contested, all without training a single large model. The expression thus serves as a scaling law for loss-fairness PFs. To use this scaling law, the claimant would require a small subsample of the train/test data. Then, for a given compute budget, the claimant can fit the context-specific PF by training as few as 7 (small) models. We stress test our main result in simulations, finding that our scaling law applies even when the exact conditions of our theory do not hold.

Poster
Improving Energy Natural Gradient Descent through Woodbury, Momentum, and Randomization

Andres Guzman-Cordero, Felix Dangel, Gil Goldshlager, Marius Zeinhofer

展开摘要

Natural gradient methods significantly accelerate the training of Physics-Informed Neural Networks (PINNs), but are often prohibitively costly. We introduce a suite of techniques to improve the accuracy and efficiency of energy natural gradient descent (ENGD) for PINNs. First, we leverage the Woodbury formula to dramatically reduce the computational complexity of ENGD. Second, we adapt the Subsampled Projected-Increment Natural Gradient Descent algorithm from the variational Monte Carlo literature to accelerate the convergence. Third, we explore the use of randomized algorithms to further reduce the computational cost in the case of large batch sizes. We find that randomization accelerates progress in the early stages of training for low-dimensional problems, and we identify key barriers to attaining acceleration in other scenarios. Our numerical experiments demonstrate that our methods outperform previous approaches, achieving the same $L^2$ error as the original ENGD up to $75\times$ faster.

Poster
FaCT: Faithful Concept Traces for Explaining Neural Network Decisions

Amin Parchami-Araghi, Sukrut Rao, Jonas Fischer, Bernt Schiele

展开摘要

Deep networks have shown remarkable performance across a wide range of tasks, yet getting a global concept-level understanding of how they function remains a key challenge. Many post-hoc concept-based approaches have been introduced to understand their workings, yet they are not always faithful to the model. Further, they make restrictive assumptions on the concepts a model learns, such as class-specificity, small spatial extent, or alignment to human expectations. In this work, we put emphasis on the faithfulness of such concept-based explanations and propose a new model with model-inherent mechanistic concept-explanations. Our concepts are shared across classes and, from any layer, their contribution to the logit and their input-visualization can be faithfully traced. We also leverage foundation models to propose a new concept-consistency metric, C$^2$-Score, that can be used to evaluate concept-based methods. We show that, compared to prior work, our concepts are quantitatively more consistent and users find our concepts to be more interpretable, all while retaining competitive ImageNet performance.

Poster
Epistemic Uncertainty for Generated Image Detection

Jun Nie, Yonggang Zhang, Tongliang Liu, Yiu-ming Cheung, Bo Han, Xinmei Tian

展开摘要

We introduce a novel framework for AI-generated image detection through epistemic uncertainty, aiming to address critical security concerns in the era of generative models. Our key insight stems from the observation that distributional discrepancies between training and testing data manifest distinctively in the epistemic uncertainty space of machine learning models. In this context, the distribution shift between natural and generated images leads to elevated epistemic uncertainty in models trained on natural images when evaluating generated ones. Hence, we exploit this phenomenon by using epistemic uncertainty as a proxy for detecting generated images. This converts the challenge of generated image detection into the problem of uncertainty estimation, underscoring the generalization performance of the model used for uncertainty estimation. Fortunately, advanced large-scale vision models pre-trained on extensive natural images have shown excellent generalization performance for various scenarios. Thus, we utilize these pre-trained models to estimate the epistemic uncertainty of images and flag those with high uncertainty as generated. Extensive experiments demonstrate the efficacy of our method.

Poster
LawShift: Benchmarking Legal Judgment Prediction Under Statute Shifts

Zhuo Han, Yi Yang, Yi Feng, Wanhong Huang, Xuxing Ding, Chuanyi Li, Jidong Ge, Vincent Ng

展开摘要

Legal Judgment Prediction (LJP) seeks to predict case outcomes given available case information, offering practical value for both legal professionals and laypersons. However, a key limitation of existing LJP models is their limited adaptability to statutory revisions. Current SOTA models are neither designed nor evaluated for statutory revisions. To bridge this gap, we introduce LawShift, a benchmark dataset for evaluating LJP under statutory revisions. Covering 31 fine-grained change types, LawShift enables systematic assessment of SOTA models' ability to handle legal changes. We evaluate five representative SOTA models on LawShift, uncovering significant limitations in their response to legal updates. Our findings show that model architecture plays a critical role in adaptability, offering actionable insights and guiding future research on LJP in dynamic legal contexts.

Poster
On Learning Verifiers and Implications to Chain-of-Thought Reasoning

Maria Florina Balcan, Avrim Blum, Zhiyuan Li, Dravyansh Sharma

展开摘要

Chain-of-Thought reasoning has emerged as a powerful approach for solving complex math- ematical and logical problems. However, it can often veer off track through incorrect or unsubstantiated inferences. Formal mathematical reasoning, which can be checked with a formal verifier, is one approach to addressing this issue. However, currently LLMs are simply not good enough to solve complex problems in a formal way, and even just formalizing an informal problem statement can be challenging. Motivated by this fact, in this work we consider the problem of learning reliable verifiers for sequential reasoning, including natural language Chain-of-Thought reasoning. That is, given a problem statement and step-by-step solution in natural language, the aim of the verifier is to output [Yes] if the reasoning steps in the solution are all valid, and [No] otherwise. In this work we give a formal PAC-learning framework for studying this problem. We propose and analyze several natural verification goals, at different levels of strength, in this framework. We provide sample complexity upper-bounds for learning verifiers satisfying these goals, as well as lower-bound and impossibility results for learning other natural verification objectives without additional assumptions.

Poster
HouseLayout3D: A Benchmark and Training-free Baseline for 3D Layout Estimation in the Wild

Valentin Bieri, Marie-Julie Rakotosaona, Keisuke Tateno, Francis Engelmann, Leonidas Guibas

展开摘要

Current 3D layout estimation models are predominantly trained on synthetic datasets biased toward simplistic, single-floor scenes. This prevents them from generalizing to complex, multi-floor buildings, often forcing a per-floor processing approach that sacrifices global context. Few works have attempted to holistically address multi-floor layouts. In this work, we introduce HouseLayout3D, a real-world benchmark dataset, which highlights the limitations of existing research when handling expansive, architecturally complex spaces. Additionally, we propose MultiFloor3D, a baseline method leveraging recent advances in 3D reconstruction and 2D segmentation. Our approach significantly outperforms state-of-the-art methods on both our new and existing datasets. Remarkably, it does not require any layout-specific training.

Poster
StableGuard: Towards Unified Copyright Protection and Tamper Localization in Latent Diffusion Models

Haoxin Yang, Bangzhen Liu, Xuemiao Xu, Cheng Xu, Yuyang Yu, Zikai Huang, Yi Wang, Shengfeng He

展开摘要

The advancement of diffusion models has enhanced the realism of AI-generated content but also raised concerns about misuse, necessitating robust copyright protection and tampering localization. Although recent methods have made progress toward unified solutions, their reliance on post hoc processing introduces considerable application inconvenience and compromises forensic reliability. We propose StableGuard, a novel framework that seamlessly integrates a binary watermark into the diffusion generation process, ensuring copyright protection and tampering localization in Latent Diffusion Models through an end-to-end design. We develop a Multiplexing Watermark VAE (MPW-VAE) by equipping a pretrained Variational Autoencoder (VAE) with a lightweight latent residual-based adapter, enabling the generation of paired watermarked and watermark-free images. These pairs, fused via random masks, create a diverse dataset for training a tampering-agnostic forensic network. To further enhance forensic synergy, we introduce a Mixture-of-Experts Guided Forensic Network (MoE-GFN) that dynamically integrates holistic watermark patterns, local tampering traces, and frequency-domain cues for precise watermark verification and tampered region detection. The MPW-VAE and MoE-GFN are jointly optimized in a self-supervised, end-to-end manner, fostering a reciprocal training between watermark embedding and forensic accuracy. Extensive experiments demonstrate that StableGuard consistently outperforms state-of-the-art methods in image fidelity, watermark verification, and tampering localization.

Poster
Adaptive Sigmoid Clipping for Balancing the Direction–Magnitude Mismatch Trade-off in Differentially Private Learning

Faeze Moradi Kalarde, Ali Bereyhi, Ben Liang, Min Dong

展开摘要

Differential privacy (DP) limits the impact of individual training data samples by bounding their gradient norms through clipping. Conventional clipping operations assign unequal scaling factors to sample gradients with different norms, leading to a direction mismatch between the true batch gradient and the aggregation of the clipped gradients. Applying a smaller but identical scaling factor to all sample gradients alleviates this direction mismatch; however, it intensifies the magnitude mismatch by excessively reducing the aggregation norm. This work proposes a novel clipping method, termed adaptive sigmoid (AdaSig), which uses a sigmoid function with an adjustable saturation slope to clip the sample gradients. The slope is adaptively adjusted during the training process to balance the trade-off between direction mismatch and magnitude mismatch, as the statistics of sample gradients evolve over the training iterations. Despite AdaSig’s adaptive nature, our convergence analysis demonstrates that differentially private stochastic gradient descent (DP-SGD) with AdaSig clipping retains the best-known convergence rate under non-convex loss functions. Evaluating AdaSig on sentence and image classification tasks across different datasets shows that it consistently improves learning performance compared with established clipping methods.

Poster
Does Object Binding Naturally Emerge in Large Pretrained Vision Transformers?

Yihao Li, Saeed Salehi, Lyle Ungar, Konrad Kording

展开摘要

Object binding, the brain’s ability to bind the many features that collectively represent an object into a coherent whole, is central to human cognition. It groups low-level perceptual features into high‑level object representations, stores those objects efficiently and compositionally in memory, and supports human reasoning about individual object instances. While prior work often imposes object-centric attention (e.g., Slot Attention) explicitly to probe these benefits, it remains unclear whether this ability naturally emerges in pre-trained Vision Transformers (ViTs). Intuitively, they could: recognizing which patches belong to the same object should be useful for downstream prediction and thus guide attention. Motivated by the quadratic nature of self-attention, we hypothesize that ViTs represent whether two patches belong to the same object, a property we term *IsSameObject*. We decode *IsSameObject* from patch embeddings across ViT layers using a similarity probe, which reaches over 90\% accuracy. Crucially, this object-binding capability emerges reliably in self-supervised ViTs (DINO, MAE, CLIP), but markedly weaker in ImageNet-supervised models, suggesting that binding is not a trivial architectural artifact, but an ability acquired through specific pretraining objectives. We further discover that *IsSameObject* is encoded in a low-dimensional subspace on top of object features, and that this signal actively guides attention. Ablating *IsSameObject* from model activations degrades downstream performance and works against the learning objective, implying that emergent object binding naturally serves the pretraining objective. Our findings challenge the view that ViTs lack object binding and highlight how symbolic knowledge of “which parts belong together” emerges naturally in a connectionist system.

Spotlight
Discretization-free Multicalibration through Loss Minimization over Tree Ensembles

Hongyi Henry Jin, Zijun Ding, Dung Daniel Ngo, Steven Wu

展开摘要

In recent years, multicalibration has emerged as a desirable learning objective for ensuring that a predictor is calibrated across a rich collection of overlapping subpopulations. Existing approaches typically achieve multicalibration by discretizing the predictor's output space and iteratively adjusting its output values. However, this discretization approach departs from the standard empirical risk minimization (ERM) pipeline, introduces rounding error and an additional sensitive hyperparameter, and may distort the predictor’s outputs in ways that hinder downstream decision-making. In this work, we propose a discretization-free multicalibration method that directly optimizes an empirical risk objective over an ensemble of depth-two decision trees. Our ERM approach can be implemented using off-the-shelf tree ensemble learning methods such as LightGBM. Our algorithm provably achieves multicalibration, provided that the data distribution satisfies a technical condition we term as loss saturation. Across multiple datasets, our empirical evaluation shows that this condition is always met in practice. Our discretization-free algorithm consistently matches or outperforms existing multicalibration approaches—even when evaluated using a discretization-based multicalibration metric that shares its discretization granularity with the baselines. Code to replicate the results in this work is available at https://github.com/hjenryin/Discretization-free-MC.

Poster
Diffusion Models and the Manifold Hypothesis: Log-Domain Smoothing is Geometry Adaptive

Tyler Farghly, Peter Potaptchik, Samuel Howard, George Deligiannidis, Jakiw Pidstrigach

展开摘要

Diffusion models have achieved state-of-the-art performance, demonstrating remarkable generalisation capabilities across diverse domains. However, the mechanisms underpinning these strong capabilities remain only partially understood. A leading conjecture, based on the manifold hypothesis, attributes this success to their ability to adapt to low-dimensional geometric structure within the data. This work provides evidence for this conjecture, focusing on how such phenomena could result from the formulation of the learning problem through score matching. We inspect the role of implicit regularisation by investigating the effect of smoothing minimisers of the empirical score matching objective. Our theoretical and empirical results confirm that smoothing the score function—or equivalently, smoothing in the log-density domain—produces smoothing tangential to the data manifold. In addition, we show that the manifold along which the diffusion model generalises can be controlled by choosing an appropriate smoothing.

Poster
Black-Box Membership Inference Attack for LVLMs via Prior Knowledge-Calibrated Memory Probing

Jinhua Yin, Peiru Yang, Chen Yang, Huili Wang, Zhiyang Hu, Shangguang Wang, Yongfeng Huang, Tao Qi

展开摘要

Large vision-language models (LVLMs) derive their capabilities from extensive training on vast corpora of visual and textual data. Empowered by large-scale parameters, these models often exhibit strong memorization of their training data, rendering them susceptible to membership inference attacks (MIAs). Existing MIA methods for LVLMs typically operate under white- or gray-box assumptions, by extracting likelihood-based features for the suspected data samples based on the target LVLMs. However, mainstream LVLMs generally only expose generated outputs while concealing internal computational features during inference, limiting the applicability of these methods. In this work, we propose the first black-box MIA framework for LVLMs, based on a prior knowledge-calibrated memory probing mechanism. The core idea is to assess the model memorization of the private semantic information embedded within the suspected image data, which is unlikely to be inferred from general world knowledge alone. We conducted extensive experiments across four LVLMs and three datasets. Empirical results demonstrate that our method effectively identifies training data of LVLMs in a purely black-box setting and even achieves performance comparable to gray-box and white-box methods. Further analysis reveals the robustness of our method against potential adversarial manipulations, and the effectiveness of the methodology designs. Our code and data are available at \url{https://github.com/spmede/KCMP}.

Poster
Robust Explanations of Graph Neural Networks via Graph Curvatures

Yazheng Liu, Xi Zhang, Sihong Xie, Hui Xiong

展开摘要

Explaining graph neural networks (GNNs) is a key approach to improve the trustworthiness of GNN in high-stakes applications, such as finance and healthcare. However, existing methods are vulnerable to perturbations, raising concerns about explanation reliability. Prior methods enhance explanation robustness using model retraining or explanation ensemble, with certain weaknesses. Retraining leads to models that are different from the original target model and misleading explanations, while ensemble can produce contradictory results due to different inputs or models. To improve explanation robustness without the above weaknesses, we take an unexplored route and exploit the two edge geometry properties curvature and resistance to enhance explanation robustness. We are the first to prove that these geometric notions can be used to bound explanation robustness. We design a general optimization algorithm to incorporate these geometric properties into a wide spectrum of base GNN explanation methods to enhance the robustness of base explanations. We empirically show that our method outperforms six base explanation methods in robustness across nine datasets spanning node classification, link prediction, and graph classification tasks, improving fidelity in 80\% of the cases and achieving up to a 10\% relative improvement in robust performance. The code is available at [https://github.com/yazhengliu/Robust_explanation_curvature](https://github.com/yazhengliu/Robust_explanation_curvature).

Poster