NeurIPS 2025 论文列表

Conference on Neural Information Processing Systems

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5,812篇论文

按官方录用论文列表统计,可能与会议公布的数字略有出入。

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    931.6%
  • Spotlight
    73912.7%
  • Poster
    4,98085.7%

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主题: 对齐与安全 · 455 篇论文 · 重置筛选

Why Do Some Language Models Fake Alignment While Others Don't?

Abhay Sheshadri, John Hughes, Julian Michael, Alex Troy Mallen, Arun Jose, Fabien Roger

展开摘要

*Alignment Faking in Large Language Models* presented a demonstration of Claude 3 Opus and Claude 3.5 Sonnet selectively complying with a helpful-only training objective to prevent modification of their behavior outside of training. We expand this analysis to 25 models and find that only 5 (Claude 3 Opus, Claude 3.5 Sonnet, Llama 3 405B, Grok 3, Gemini 2.0 Flash) comply with harmful queries more when they infer they are in training than when they infer they are in deployment. First, we study the motivations of these 5 models. Results from perturbing details of the scenario suggest that only Claude 3 Opus's compliance gap is primarily and consistently motivated by trying to keep its goals. Second, we investigate why many chat models don't fake alignment. Our results suggest this is not entirely due to a lack of capabilities: many base models fake alignment some of the time, and post-training eliminates alignment-faking for some models and amplifies it for others. We investigate 5 hypotheses for how post-training may suppress alignment faking and find that variations in refusal behavior may account for a significant portion of differences in alignment faking.

Spotlight
CVGL: Causal Learning and Geometric Topology

Songsong Ouyang, Yingying Zhu

展开摘要

Cross-view geo-localization (CVGL) aims to estimate the geographic location of a street image by matching it with a corresponding aerial image. This is critical for autonomous navigation and mapping in complex real-world scenarios. However, the task remains challenging due to significant viewpoint differences and the influence of confounding factors. To tackle these issues, we propose the Causal Learning and Geometric Topology (CLGT) framework, which integrates two key components: a Causal Feature Extractor (CFE) that mitigates the influence of confounding factors by leveraging causal intervention to encourage the model to focus on stable, task-relevant semantics; and a Geometric Topology Fusion (GT Fusion) module that injects Bird’s Eye View (BEV) road topology into street features to alleviate cross-view inconsistencies caused by extreme perspective changes. Additionally, we introduce a Data-Adaptive Pooling (DA Pooling) module to enhance the representation of semantically rich regions. Extensive experiments on CVUSA, CVACT, and their robustness-enhanced variants (CVUSA-C-ALL and CVACT-C-ALL) demonstrate that CLGT achieves state-of-the-art performance, particularly under challenging real-world corruptions.

Poster
Walking the Tightrope: Autonomous Disentangling Beneficial and Detrimental Drifts in Non-Stationary Custom-Tuning

Xiaoyu Yang, Jie Lu, En Yu

展开摘要

This paper uncovers a critical yet overlooked phenomenon in multi-modal large language models (MLLMs), especially for chest diagnosis: detrimental concept drift within chain-of-thought (CoT) reasoning during non-stationary reinforcement fine-tuning (RFT), where reasoning token distributions evolve unpredictably, thereby introducing significant biases in final predictions. To address this, we are pioneers in establishing the theoretical bridge between concept drift theory and RFT processes by formalizing CoT's autoregressive token streams as non-stationary distributions undergoing arbitrary temporal shifts. Leveraging this framework, we propose a novel autonomous counterfact-aware RFT that systematically decouples beneficial distribution adaptation from harmful concept drift through concept graph-empowered LLM experts generating counterfactual reasoning trajectories. Our solution, Counterfactual Preference Optimization (CPO), enables autonomous and stable RFT in non-stationary environments, particularly within the medical domain, through custom-tuning of counterfactual-aware preference alignment. Extensive experiments demonstrate our superior performance of robustness, generalization and coordination within RFT. Besides, we also contribute a large-scale dataset CXR-CounterFact (CCF), comprising 320,416 meticulously curated counterfactual reasoning trajectories derived from MIMIC-CXR. Our code and data are public at: https://github.com/XiaoyuYoung/CPO.

Poster
CALM: Culturally Self-Aware Language Models

Lingzhi Shen, Xiaohao Cai, YUNFEI LONG, Imran Razzak, Guanming Chen, Shoaib Jameel

展开摘要

Cultural awareness in language models is the capacity to understand and adapt to diverse cultural contexts. However, most existing approaches treat culture as static background knowledge, overlooking its dynamic and evolving nature. This limitation reduces their reliability in downstream tasks that demand genuine cultural sensitivity. In this work, we introduce CALM, a novel framework designed to endow language models with cultural self-awareness. CALM disentangles task semantics from explicit cultural concepts and latent cultural signals, shaping them into structured cultural clusters through contrastive learning. These clusters are then aligned via cross-attention to establish fine-grained interactions among related cultural features and are adaptively integrated through a Mixture-of-Experts mechanism along culture-specific dimensions. The resulting unified representation is fused with the model's original knowledge to construct a culturally grounded internal identity state, which is further enhanced through self-prompted reflective learning, enabling continual adaptation and self-correction. Experiments on the benchmark datasets demonstrate that CALM outperforms state-of-the-art methods.

Poster
Reinforcement Learning with Backtracking Feedback

Bilgehan Sel, Vaishakh Keshava, Phillip Wallis, Lukas Rutishauser, Ming Jin, Dingcheng Li

展开摘要

Addressing the critical need for robust safety in Large Language Models (LLMs), particularly against adversarial attacks and in-distribution errors, we introduce Reinforcement Learning with Backtracking Feedback (RLBF). This framework advances upon prior methods, such as BSAFE, by primarily leveraging a Reinforcement Learning (RL) stage where models learn to dynamically correct their own generation errors. Through RL with critic feedback on the model's live outputs, LLMs are trained to identify and recover from their actual, emergent safety violations by emitting an efficient "backtrack by x tokens" signal, then continuing generation autoregressively. This RL process is crucial for instilling resilience against sophisticated adversarial strategies, including middle filling, Greedy Coordinate Gradient (GCG) attacks, and decoding parameter manipulations. To further support the acquisition of this backtracking capability, we also propose an enhanced Supervised Fine-Tuning (SFT) data generation strategy (BSAFE+). This method improves upon previous data creation techniques by injecting violations into coherent, originally safe text, providing more effective initial training for the backtracking mechanism. Comprehensive empirical evaluations demonstrate that RLBF significantly reduces attack success rates across diverse benchmarks and model scales, achieving superior safety outcomes while critically preserving foundational model utility.

Poster
Learning a Cross-Modal Schrödinger Bridge for Visual Domain Generalization

Hao ZHENG, Jingjun Yi, Qi Bi, Huimin Huang, Haolan Zhan, Yawen Huang, Yuexiang Li, Xian Wu, Yefeng Zheng

展开摘要

Domain generalization aims to train models that perform robustly on unseen target domains without access to target data. The realm of vision-language foundation model has opened a new venue owing to its inherent out-of-distribution generalization capability. However, the static alignment to class-level textual anchors remains insufficient to handle the dramatic distribution discrepancy from diverse domain-specific visual features. In this work, we propose a novel cross-domain Schrödinger Bridge (SB) method, namely SBGen, to handle this challenge, which explicitly formulates the stochastic semantic evolution, to gain better generalization to unseen domains. Technically, the proposed \texttt{SBGen} consists of three key components: (1) \emph{text-guided domain-aware feature selection} to isolate semantically aligned image tokens; (2) \emph{stochastic cross-domain evolution} to simulate the SB dynamics via a learnable time-conditioned drift; and (3) \emph{stochastic domain-agnostic interpolation} to construct semantically grounded feature trajectories. Empirically, \texttt{SBGen} achieves state-of-the-art performance on domain generalization in both classification and segmentation. This work highlights the importance of modeling domain shifts as structured stochastic processes grounded in semantic alignment.

Poster
Reconstruction and Secrecy under Approximate Distance Queries

Shay Moran, Elizaveta Nesterova

展开摘要

Consider the task of locating an unknown target point using approximate distance queries: in each round, a reconstructor selects a reference point and receives a noisy version of its distance to the target. This problem arises naturally in various contexts—from localization in GPS and sensor networks to privacy-aware data access—making it relevant from the perspective of both the reconstructor (seeking accurate recovery) and the responder (aiming to limit information disclosure, e.g., for privacy or security reasons). We study this reconstruction game through a learning-theoretic lens, focusing on the rate and limits of the best possible reconstruction error. Our first result provides a tight geometric characterization of the optimal error in terms of the Chebyshev radius, a classical concept from geometry. This characterization applies to all compact metric spaces (in fact, to all totally bounded spaces) and yields explicit formulas for natural subsets of the Euclidean metric. Our second result addresses the asymptotic behavior of reconstruction, distinguishing between pseudo-finite spaces, where the optimal error is attained after finitely many queries, and spaces where the approximation curve exhibits a nontrivial decay. We characterize pseudo-finiteness for convex subsets of Euclidean spaces.

Spotlight
Position: Bridge the Gaps between Machine Unlearning and AI Regulation

Bill Marino, Meghdad Kurmanji, Nicholas D. Lane

展开摘要

The "right to be forgotten" and the data privacy laws that encode it have motivated machine unlearning since its earliest days. Now, some argue that an inbound wave of artificial intelligence regulations — like the European Union's Artificial Intelligence Act (AIA) — may offer important new use cases for machine unlearning. However, this position paper argues, this opportunity will only be realized if researchers proactively bridge the (sometimes sizable) gaps between machine unlearning's state of the art and its potential applications to AI regulation. To demonstrate this point, we use the AIA as our primary case study. Specifically, we deliver a "state of the union" as regards machine unlearning's current potential (or, in many cases, lack thereof) for aiding compliance with the AIA. This starts with a precise cataloging of the potential applications of machine unlearning to AIA compliance. For each, we flag the technical gaps that exist between the potential application and the state of the art of machine unlearning. Finally, we end with a call to action: for machine learning researchers to solve the open technical questions that could unlock machine unlearning's potential to assist compliance with the AIA — and other AI regulation like it.

Oral
ComPO: Preference Alignment via Comparison Oracles

Peter Chen, Xi Chen, Wotao Yin, Tianyi Lin

展开摘要

Direct alignment methods are increasingly used for aligning large language models (LLMs) with human preferences. However, these methods suffer from the issues of verbosity and likelihood displacement, which can be driven by the noisy preference pairs that induce similar likelihood for preferred and dispreferred responses. The contributions of this paper are two-fold. First, we propose a new preference alignment method based on zeroth-order, comparison-based optimization via comparison oracles and provide convergence guarantees for its basic scheme. Second, we improve our method using some heuristics and conduct the experiments to demonstrate the flexibility and compatibility of practical scheme in improving the performance of LLMs using noisy preference pairs. Evaluations are conducted across multiple base and instruction-tuned models (Mistral-7B, Llama-3-8B and Gemma-2-9B) with benchmarks (AlpacaEval 2, MT-Bench and Arena-Hard). Experimental results show the effectiveness of our method as an alternative to addressing the limitations of existing direct alignment methods. A highlight of our work is that we evidence the importance of designing specialized methods for preference pairs with distinct likelihood margin, which complements the recent findings in Razin et al (2025).

Poster
GASP: Efficient Black-Box Generation of Adversarial Suffixes for Jailbreaking LLMs

Advik Raj Basani, Xiao Zhang

展开摘要

LLMs have demonstrated impressive capabilities across various natural language processing tasks yet remain vulnerable to prompts, known as jailbreak attacks, carefully designed to bypass safety guardrails and elicit harmful responses. Traditional methods rely on manual heuristics that suffer from limited generalizability. Despite being automatic, optimization-based attacks often produce unnatural jailbreak prompts that can be easily detected by safety filters or require high computational costs due to discrete token optimization. This paper introduces *Generative Adversarial Suffix Prompter* (GASP), a novel automated framework that can efficiently generate human-readable jailbreak prompts in a fully black-box setting. In particular, GASP leverages latent Bayesian optimization to craft adversarial suffixes by efficiently exploring continuous latent spaces, gradually optimizing the suffix generator to improve attack efficacy while balancing prompt coherence via a targeted iterative refinement procedure. Through comprehensive experiments, we show that GASP can produce natural adversarial prompts, significantly improving jailbreak success, reducing training times, and accelerating inference speed, thus making it an efficient and scalable solution for red-teaming LLMs.

Poster
Explaining and Mitigating Crosslingual Tokenizer Inequities

Catherine Arnett, Tyler A. Chang, Stella Biderman, Ben Bergen

展开摘要

The number of tokens it takes to encode parallel text in different languages is known to vary. These disparities are called *token premiums*. Having high token premiums leads to less throughput during training and increases costs at inference. In this paper, we show that even after controlling for dataset size, vocabulary size, and data content, monolingual tokenizers exhibit a wide range of token premiums across languages. To understand the cross-linguistic differences that cause these token premiums, we train a suite of approximately 7,000 comparable monolingual tokenizers for 97 languages, manipulating tokenization algorithm vocabulary size, and dataset size. We measure token premiums and test for a relationship between factors such as data similarity (between tokenizer training and evaluation), vocabulary size, and pre-tokenization. We also investigate the role of language-specific features such as writing system and word length. We find that similarity between training and test data does not impact token premiums, but vocabulary size and pre-tokenization do. While simply increasing vocabulary size does not lead to reduced token premium effects, we can determine an "optimal" vocabulary size for each language to achieve significantly reduced token premium effects. We also train superword tokenizers which allow merges over whitespaces, and we find that they both reduce token premium effects and improve compression overall. Thus, intervening on the vocabulary size or the pre-tokenizer significantly reduces crosslingual token premium effects.

Poster
Distributional LLM-as-a-Judge

Luyu Chen, Zeyu Zhang, Haoran Tan, Quanyu Dai, Hao Yang, Zhenhua Dong, Xu Chen

展开摘要

LLMs have emerged as powerful evaluators in the LLM-as-a-Judge paradigm, offering significant efficiency and flexibility compared to human judgments. However, previous methods primarily rely on single-point evaluations, overlooking the inherent diversity and uncertainty in human evaluations. This approach leads to information loss and decreases the reliability of evaluations. To address this limitation, we propose a novel training framework that explicitly aligns the LLM-generated judgment distribution with human evaluation distributions. Specifically, we propose a distributional alignment objective based on KL divergence, combined with an auxiliary cross-entropy regularization to stabilize the training process. Furthermore, due to limited human annotations, empirical human distributions are merely noisy estimates of the true underlying distribution. We therefore incorporate adversarial training to ensure a robust alignment with this true distribution, rather than overfitting to its imperfect approximation. Extensive experiments across various LLM backbones and evaluation tasks demonstrate that our framework significantly outperforms existing closed-source LLMs and conventional single-point alignment methods, with superior alignment quality, strong robustness, and competitive evaluation accuracy.

Poster
Mitigating Sexual Content Generation via Embedding Distortion in Text-conditioned Diffusion Models

Jaesin Ahn, Heechul Jung

展开摘要

Diffusion models show remarkable image generation performance following text prompts, but risk generating sexual contents. Existing approaches, such as prompt filtering, concept removal, and even sexual contents mitigation methods, struggle to defend against adversarial attacks while maintaining benign image quality. In this paper, we propose a novel approach called Distorting Embedding Space (DES), a text encoder-based defense mechanism that effectively tackles these issues through innovative embedding space control. DES transforms unsafe embeddings, extracted from a text encoder using unsafe prompts, toward carefully calculated safe embedding regions to prevent unsafe contents generation, while reproducing the original safe embeddings. DES also neutralizes the ``nudity'' embedding, by aligning it with neutral embedding to enhance robustness against adversarial attacks. As a result, extensive experiments on explicit content mitigation and adaptive attack defense show that DES achieves state-of-the-art (SOTA) defense, with attack success rate (ASR) of 9.47\% on FLUX.1, a recent popular model, and 0.52\% on the widely adopted Stable Diffusion v1.5. These correspond to ASR reductions of 76.5\% and 63.9\% compared to previous SOTA methods, EraseAnything and AdvUnlearn, respectively. Furthermore, DES maintains benign image quality, achieving Frechet Inception Distance and CLIP score comparable to those of the original FLUX.1 and Stable Diffusion v1.5.

Poster
KL Penalty Control via Perturbation for Direct Preference Optimization

Sangkyu Lee, Janghoon Han, Hosung Song, Stanley Jungkyu Choi, Honglak Lee, Youngjae Yu

展开摘要

Direct Preference Optimization (DPO) demonstrates the advantage of aligning a large language model with human preference using only an offline dataset. However, DPO has the limitation that the KL penalty, which prevents excessive deviation from the reference model, is static throughout the training process. Several methods claim to change this static KL penalty of DPO into a dynamic one, but no approach can adaptively assign different KL penalties for each preference pair. In this paper, we propose $\varepsilon$-Direct Preference Optimization ($\varepsilon$-DPO), which allows adaptive control of the KL penalty strength $\beta$ for each preference pair. Specifically, $\varepsilon$-DPO adaptively controls $\beta$ for each preference pair based on the monotonicity of logits as a preference model under the perturbation of $\beta$ during training. This is equivalent to adjusting the KL penalty by checking whether the change in training-time temperature can lead to better preference confidence as preference models by simply reusing the logit of the current policy and the reference policy. Experimental results show that the simple criterion of $\varepsilon$-DPO for KL penalty relaxation significantly improves DPO compared to most existing direct alignment algorithms on general chatbot benchmarks and reveal that this KL penalty control criterion can reflect confusion as a preference model and provide an efficient KL trade-off, highlighting the significance of instance-level adaptive KL penalty control in DPO.

Poster
Asymptotics of SGD in Sequence-Single Index Models and Single-Layer Attention Networks

Luca Arnaboldi, Bruno Loureiro, Ludovic STEPHAN, Florent Krzakala, Lenka Zdeborova

展开摘要

We study the dynamics of stochastic gradient descent (SGD) for a class of sequence models termed Sequence Single-Index (SSI) models, where the target depends on a single direction in input space applied to a sequence of tokens. This setting generalizes classical single-index models to the sequential domain, encompassing simplified one-layer attention architectures. We derive a closed-form expression for the population loss in terms of a pair of sufficient statistics capturing semantic and positional alignment, and characterize the induced high-dimensional SGD dynamics for these coordinates. Our analysis reveals two distinct training phases: escape from uninformative initialization and alignment with the target subspace, and demonstrates how the sequence length and positional encoding influence convergence speed and learning trajectories. These results provide a rigorous and interpretable foundation for understanding how sequential structure in data can be beneficial for learning with attention-based models.

Poster