NeurIPS 2025 论文列表

Conference on Neural Information Processing Systems

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5,812篇论文

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主题: 社会层面 · accountability transparency and interpretability · 522 篇论文 · 重置筛选

FALCON: Fine-grained Activation Manipulation by Contrastive Orthogonal Unalignment for Large Language Model

Jinwei Hu, Zhenglin Huang, Xiangyu Yin, Wenjie Ruan, Guangliang Cheng, Yi Dong, Xiaowei Huang

展开摘要

Large language models have been widely applied, but can inadvertently encode sensitive or harmful information, raising significant safety concerns. Machine unlearning has emerged to alleviate this concern; however, existing training-time unlearning approaches, relying on coarse-grained loss combinations, have limitations in precisely separating knowledge and balancing removal effectiveness with model utility. In contrast, we propose $\textbf{F}$ine-grained $\textbf{A}$ctivation manipu$\textbf{L}$ation by $\textbf{C}$ontrastive $\textbf{O}$rthogonal u$\textbf{N}$alignment (FALCON), a novel representation-guided unlearning approach that leverages information-theoretic guidance for efficient parameter selection, employs contrastive mechanisms to enhance representation separation, and projects conflict gradients onto orthogonal subspaces to resolve conflicts between forgetting and retention objectives. Extensive experiments demonstrate that FALCON achieves superior unlearning effectiveness while maintaining model utility, exhibiting robust resistance against knowledge recovery attempts.

Poster
InvisibleInk: High-Utility and Low-Cost Text Generation with Differential Privacy

Vishnu Vinod, Krishna Pillutla, Abhradeep Guha Thakurta

展开摘要

As major progress in LLM-based long-form text generation enables paradigms such as retrieval-augmented generation (RAG) and inference-time scaling, safely incorporating private information into the generation remains a critical open question. We present InvisibleInk, a highly scalable long-form text generation framework satisfying rigorous differential privacy guarantees with respect to the sensitive reference texts. It interprets sampling from the LLM's next-token-distribution as the exponential mechanism over the LLM logits with two innovations. First, we reduce the privacy cost by isolating and clipping only the sensitive information in the model logits (relative to the public logits). Second, we improve text quality by sampling without any privacy cost from a small superset of the top-$k$ private tokens. Empirical evaluations demonstrate a consistent $8\times$ (or more) reduction in computation cost over state-of-the-art baselines to generate long-form private text of the same utility across privacy levels. InvisibleInk is able to generate, for the first time, high-quality private long-form text at less than $4\text{-}8\times$ times the computation cost of non-private generation, paving the way for its practical use.

Poster
Inner Speech as Behavior Guides: Steerable Imitation of Diverse Behaviors for Human-AI coordination

Rakshit Trivedi, Kartik sharma, David C. Parkes

展开摘要

Effective human-AI coordination requires artificial agents capable of exhibiting and responding to human-like behaviors while adapting to changing contexts. Imitation learning has emerged as one of the prominent approaches to build such agents by training them to mimic human-demonstrated behaviors. However, current methods struggle to capture the inherent diversity and non-Markovian nature of human behavior and lack the ability to steer behavior at inference time. Drawing inspiration from the theory of human cognitive processes, where inner speech guides action selection before execution, we propose MIMIC (Modeling Inner Motivations for Imitation and Control), a framework that uses language as an internal representation of behavioral intent. MIMIC employs the novel use of vision-language models as linguistic scaffolding to train a conditional variational autoencoder capable of generating inner speech from observations. A diffusion-based behavior cloning policy then selects actions conditioned on current observations and the generated inner speech. MIMIC enables fine-grained steering of behavior at inference time by conditioning the agent on behavior-specific speech. Experiments across robotic manipulation tasks and human-AI collaboration games demonstrate that MIMIC significantly enhances both behavior diversity and fidelity to human demonstrations while enabling nuanced behavioral steering without training on additional demonstrations.

Spotlight
Improving Perturbation-based Explanations by Understanding the Role of Uncertainty Calibration

Thomas Decker, Volker Tresp, Florian Buettner

展开摘要

Perturbation-based explanations are widely utilized to enhance the transparency of machine-learning models in practice. However, their reliability is often compromised by the unknown model behavior under the specific perturbations used. This paper investigates the relationship between uncertainty calibration - the alignment of model confidence with actual accuracy - and perturbation-based explanations. We show that models systematically produce unreliable probability estimates when subjected to explainability-specific perturbations and theoretically prove that this directly undermines global and local explanation quality. To address this, we introduce ReCalX, a novel approach to recalibrate models for improved explanations while preserving their original predictions. Empirical evaluations across diverse models and datasets demonstrate that ReCalX consistently reduces perturbation-specific miscalibration most effectively while enhancing explanation robustness and the identification of globally important input features.

Spotlight
Sum Estimation under Personalized Local Differential Privacy

Dajun Sun, Wei Dong, Yuan Qiu, Ke Yi, Graham Cormode

展开摘要

People have diverse privacy requirements. This is best modeled using a personalized local differential privacy model where each user privatizes their data using a possibly different privacy parameter. While the model of personalized local differential privacy is a natural and important one, prior work has failed to give meaningful error bounds. In this paper, we study the foundational sum/mean estimation problem under this model. We present two novel protocols that achieve strong error guarantees. The first gives a guarantee based on the radius of the data, suiting inputs that are centered around zero. The second extends the guarantee to the diameter of the data, capturing the case when the points are situated arbitrarily. Experimental results on both synthetic and real data show that our protocols significantly outperform existing methods in terms of accuracy while providing a strong level of privacy.

Poster
Sketched Gaussian Mechanism for Private Federated Learning

Qiaobo Li, Zhijie Chen, Arindam Banerjee

展开摘要

Communication cost and privacy are two major considerations in federated learning (FL). For communication cost, gradient compression by sketching the clients’ transmitted model updates is often used for reducing per‐round communication. For privacy, the Gaussian mechanism (GM), which consists of clipping updates and adding Gaussian noise, is commonly used to guarantee client‐level differential privacy. Existing literature on private FL analyzes privacy of sketching and GM in an isolated manner, illustrating that sketching provides privacy determined by the sketching dimension and that GM has to supply any additional desired privacy. In this paper, we introduce the Sketched Gaussian Mechanism (SGM), which directly combines sketching and the Gaussian mechanism for privacy. Using Rényi-DP tools, we present a joint analysis of SGM's overall privacy guarantee, which is significantly more flexible and sharper compared to isolated analysis of sketching and GM privacy. In particular, we prove that the privacy level of SGM for a fixed noise magnitude is proportional to $1/\sqrt{b}$, where $b$ is the sketching dimension, indicating that (for moderate $b$) SGM can provide much stronger privacy guarantees than the original GM under the same noise budget. We demonstrate the application of SGM to FL with either gradient descent or adaptive server optimizers, and establish theoretical results on optimization convergence, which exhibits only a logarithmic dependence on the number of parameters $d$. Experimental results confirm that at the same privacy level, SGM based FL is at least competitive with non‐sketching private FL variants and outperforms them in some settings. Moreover, using adaptive optimization at the server improves empirical performance while maintaining the privacy guarantees.

Spotlight
GraphKeeper: Graph Domain-Incremental Learning via Knowledge Disentanglement and Preservation

Zihao Guo, Qingyun Sun, Ziwei Zhang, Haonan Yuan, Huiping Zhuang, Xingcheng Fu, Jianxin Li

展开摘要

Graph incremental learning (GIL), which continuously updates graph models by sequential knowledge acquisition, has garnered significant interest recently. However, existing GIL approaches focus on task-incremental and class-incremental scenarios within a single domain. Graph domain-incremental learning (Domain-IL), aiming at updating models across multiple graph domains, has become critical with the development of graph foundation models (GFMs), but remains unexplored in the literature. In this paper, we propose **Graph** Domain-Incremental Learning via **K**nowledge Dis**e**ntangl**e**ment and **P**res**er**vation (**GraphKeeper**), to address catastrophic forgetting in Domain-IL scenario from the perspectives of embedding shifts and decision boundary deviations. Specifically, to prevent embedding shifts and confusion across incremental graph domains, we first propose the domain-specific parameter-efficient fine-tuning together with intra- and inter-domain disentanglement objectives. Consequently, to maintain a stable decision boundary, we introduce deviation-free knowledge preservation to continuously fit incremental domains. Additionally, for graphs with unobservable domains, we perform domain-aware distribution discrimination to obtain precise embeddings. Extensive experiments demonstrate the proposed GraphKeeper achieves state-of-the-art results with 6.5%\~16.6% improvement over the runner-up with negligible forgetting. Moreover, we show GraphKeeper can be seamlessly integrated with various representative GFMs, highlighting its broad applicative potential.

Poster
Towards Understanding Safety Alignment: A Mechanistic Perspective from Safety Neurons

Jianhui Chen, Xiaozhi Wang, Zijun Yao, Yushi Bai, Lei Hou, Juanzi Li

展开摘要

Large language models (LLMs) excel in various capabilities but pose safety risks such as generating harmful content and misinformation, even after safety alignment. In this paper, we explore the inner mechanisms of safety alignment through the lens of mechanistic interpretability, focusing on identifying and analyzing safety neurons within LLMs that are responsible for safety behaviors. We propose inference-time activation contrasting to locate these neurons and dynamic activation patching to evaluate their causal effects on model safety. Experiments on multiple prevalent LLMs demonstrate that we can consistently identify about 5% safety neurons, and by only patching their activations we can restore over 90% of the safety performance across various red-teaming benchmarks without influencing general ability. The finding of safety neurons also helps explain the ''alignment tax'' phenomenon by revealing that the key neurons for model safety and helpfulness significantly overlap, yet they require different activation patterns for the same neurons. Furthermore, we demonstrate an application of our findings in safeguarding LLMs by detecting unsafe outputs before generation.

Poster
Robust Distributed Estimation: Extending Gossip Algorithms to Ranking and Trimmed Means

Anna van Elst, Igor Colin, Stephan Clémençon

展开摘要

This paper addresses the problem of robust estimation in gossip algorithms over arbitrary communication graphs. Gossip algorithms are fully decentralized, relying only on local neighbor-to-neighbor communication, making them well-suited for situations where communication is constrained. A fundamental challenge in existing mean-based gossip algorithms is their vulnerability to malicious or corrupted nodes. In this paper, we show that an outlier-robust mean can be computed by globally estimating a robust statistic. More specifically, we propose a novel gossip algorithm for rank estimation, referred to as \textsc{GoRank}, and leverage it to design a gossip procedure dedicated to trimmed mean estimation, coined \textsc{GoTrim}. In addition to a detailed description of the proposed methods, a key contribution of our work is a precise convergence analysis: we establish an $\mathcal{O}(1/t)$ rate for rank estimation and an $\mathcal{O}(1 / {t})$ rate for trimmed mean estimation, where by $t$ is meant the number of iterations. Moreover, we provide a breakdown point analysis of \textsc{GoTrim}. We empirically validate our theoretical results through experiments on diverse network topologies, data distributions and contamination schemes.

Poster
Object-Centric Concept-Bottlenecks

David Steinmann, Wolfgang Stammer, Antonia Wüst, Kristian Kersting

展开摘要

Developing high-performing, yet interpretable models remains a critical challenge in modern AI. Concept-based models (CBMs) attempt to address this by extracting human-understandable concepts from a global encoding (e.g., image encoding) and then applying a linear classifier on the resulting concept activations, enabling transparent decision-making. However, their reliance on holistic image encodings limits their expressiveness in object-centric real-world settings and thus hinders their ability to solve complex vision tasks beyond single-label classification. To tackle these challenges, we introduce Object-Centric Concept Bottlenecks (OCB), a framework that combines the strengths of CBMs and pre-trained object-centric foundation models, boosting performance and interpretability. We evaluate OCB on complex image datasets and conduct a comprehensive ablation study to analyze key components of the framework, such as strategies for aggregating object-concept encodings. The results show that OCB outperforms traditional CBMs and allows one to make interpretable decisions for complex visual tasks.

Poster
Secure and Confidential Certificates of Online Fairness

Olive Franzese, Ali Shahin Shamsabadi, Carter Luck, Hamed Haddadi

展开摘要

The "black-box service model" enables ML service providers to serve clients while keeping their intellectual property and client data confidential. Confidentiality is critical for delivering ML services legally and responsibly, but makes it difficult for outside parties to verify important model properties such as fairness. Existing methods that assess model fairness confidentially lack either (i) *reliability* because they certify fairness with respect to a static set of data, and therefore fail to guarantee fairness in the presence of distribution shift or service provider malfeasance; and/or (ii) *scalability* due to the computational overhead of confidentiality-preserving cryptographic primitives. We address these problems by introducing *online fairness certificates*, which verify that a model is fair with respect to data received by the service provider *online* during deployment. We then present OATH, a deployably efficient and scalable zero-knowledge proof protocol for confidential online group fairness certification. OATH exploits statistical properties of group fairness via a "cut-and-choose" style protocol, enabling scalability improvements over baselines.

Poster
Lifelong Safety Alignment for Language Models

Haoyu Wang, Yifei Zhao, Zeyu Qin, Chao Du, Min Lin, Xueqian Wang, Tianyu Pang

展开摘要

LLMs have made impressive progress, but their growing capabilities also expose them to highly flexible jailbreaking attacks designed to bypass safety alignment. While many existing defenses focus on known types of attacks, it is more critical to prepare LLMs for *unseen* attacks that may arise during deployment. To address this, we propose a **lifelong safety alignment** framework that enables LLMs to continuously adapt to new and evolving jailbreaking strategies. Our framework introduces a competitive setup between two components: a **Meta-Attacker**, trained to actively discover novel jailbreaking strategies, and a **Defender**, trained to resist them. To effectively warm up the Meta-Attacker, we first leverage the GPT-4o API to extract key insights from a large collection of jailbreak-related research papers. Through iterative training, the first iteration Meta-Attacker achieves a 73% attack success rate (ASR) on RR and a 57% transfer ASR on LAT using only *single-turn* attacks. Meanwhile, the Defender progressively improves its robustness and ultimately reduces the Meta-Attacker's success rate to just 7%, enabling safer and more reliable deployment of LLMs in open-ended environments.

Poster
When Models Know More Than They Can Explain: Quantifying Knowledge Transfer in Human-AI Collaboration

Quan Shi, Carlos E Jimenez, Shunyu Yao, Nick Haber, Diyi Yang, Karthik R Narasimhan

展开摘要

As large language models (LLMs) increasingly serve as close collaborators for humans, it is crucial that they express their reasoning in ways that humans can understand and learn from. However, this capability remains relatively less understood and under-evaluated. To address this, we introduce a conceptual framework for such Human-AI knowledge transfer capabilities and conduct the first large-scale user study (N=118) explicitly designed to measure it. In our two-phase setup, humans first ideate with an LLM on problem-solving strategies, then independently implement solutions, isolating the influence of model reasoning on human understanding. Our findings reveal that while model benchmark performance correlates with collaborative outcomes, this relationship is notably inconsistent with significant outliers, highlighting that knowledge transfer is a distinct capability requiring dedicated optimization. Our analysis uncovers behavioral and strategic factors that mediate successful knowledge transfer, and we release our code, dataset, and evaluation framework to support future work on communicatively aligned models.

Poster
Unveiling the Uncertainty in Embodied and Operational Carbon of Large AI Models through a Probabilistic Carbon Accounting Model

Xiaoyang Zhang, He Fang, Yang Deng, Dan Wang

展开摘要

The rapid growth of large AI models has raised significant environmental concerns due to their substantial carbon footprint. Existing carbon accounting methods for AI models are fundamentally deterministic and fail to account for inherent uncertainties in embodied and operational carbon emissions. Our work aims to investigate the effect of these uncertainties on embodied and operational carbon footprint estimates for large AI models. We propose a Probabilistic Carbon Accounting Model (PCAM), which quantifies uncertainties in the carbon accounting of large AI models. We develop parameter models to quantify key components (processors, memory, storage) in the carbon footprint of AI models. To characterize the distribution of the parameters, we develop a carbon dataset by aggregating related data from various sources. Then, we generate the probabilistic distribution of the parameters from the collected dataset. We compare the performance of PCAM with LLMCarbon, the state-of-the-art carbon accounting method for large AI models. PCAM achieves $\leq7.44\%$ error compared to LLMCarbon’s $\leq108.51\%$.

Poster
FedRACE: A Hierarchical and Statistical Framework for Robust Federated Learning

Gang Yan, Sikai Yang, Wan Du

展开摘要

Integrating large pre-trained models into federated learning (FL) can significantly improve generalization and convergence efficiency. A widely adopted strategy freezes the pre-trained backbone and fine-tunes a lightweight task head, thereby reducing computational and communication costs. However, this partial fine-tuning paradigm introduces new security risks, making the system vulnerable to poisoned updates and backdoor attacks. To address these challenges, we propose FedRACE, a unified framework for robust FL with partially frozen models. FedRACE comprises two core components: HStat-Net, a hierarchical network that refines frozen features into compact, linearly separable representations; and DevGuard, a server-side mechanism that detects malicious clients by evaluating statistical deviance in class-level predictions modeling generalized linear models (GLMs). DevGuard further incorporates adaptive thresholding based on theoretical misclassification bounds and employs randomized majority voting to enhance detection reliability. We implement FEDRACE on the FedScale platform and evaluate it on CIFAR-100, Food-101, and Tiny ImageNet under diverse attack scenarios. FedRACE achieves a true positive rate of up to 99.3% with a false positive rate below 1.2%, while preserving model accuracy and improving generalization.

Poster
For Better or for Worse, Transformers Seek Patterns for Memorization

Madhur Panwar, Gail Weiss, Navin Goyal, Antoine Bosselut

展开摘要

Memorization in language models is a critical yet poorly understood phenomenon. In this work, we investigate memorization in transformer-based language models by analyzing their memorization dynamics during training over multiple epochs. We find that memorization is neither a constant accumulation of sequences nor simply dictated by the recency of exposure to these sequences. Instead, much like generalization, memorization appears to be driven by pattern recognition. Tracking memorization dynamics in mixed datasets, we observe that models memorize different sub-datasets in distinct bursts, suggesting that each subset is associated with unique underlying patterns, and that the model prefers to learn these patterns in a consistent order. We also find that easily learnable patterns tend to support generalization on unseen data, while more complex patterns do not. Furthermore, in datasets with weak or absent patterns, larger models may delay memorization relative to smaller ones, a behavior we term $\textit{overthinking}$. Our results show that the subset of sequences memorized by a model over time is not arbitrary, and give insights into the internal processes a model goes through during training. Our code is available at: https://github.com/mdrpanwar/memorization-patterns.

Poster
CryptoMoE: Privacy-Preserving and Scalable Mixture of Experts Inference via Balanced Expert Routing

Yifan Zhou, Tianshi Xu, Jue Hong, Ye Wu, Meng Li

展开摘要

Private large language model (LLM) inference based on cryptographic primitives offers a promising path towards privacy-preserving deep learning. However, existing frameworks only support dense LLMs like LLaMA-1 and struggle to scale to mixture-of-experts (MoE) architectures. The key challenge comes from securely evaluating the dynamic routing mechanism in MoE layers, which may reveal sensitive input information if not fully protected. In this paper, we propose CryptoMoE, the first framework that enables private, efficient, and accurate inference for MoE-based models. CryptoMoE balances expert loads to protect expert routing information and proposes novel protocols for secure expert dispatch and combine. CryptoMoE also develops a confidence-aware token selection strategy and a batch matrix multiplication protocol to improve accuracy and efficiency further. Extensive experiments on DeepSeekMoE-16.4B, OLMoE-6.9B, and QWenMoE-14.3B show that CryptoMoE achieves $2.8\sim3.5\times$ end-to-end latency reduction and $3\sim6\times$ communication reduction over a dense baseline with minimum accuracy loss. We also adapt CipherPrune (ICLR'25) for MoE inference and demonstrate CryptoMoE can reduce the communication by up to $4.3 \times$.

Poster
Heterogeneous Diffusion Structure Inference for Network Cascade

Siyu Huang, Abdul Basit Adeel, Yubai Yuan

展开摘要

A cascade over a network refers to the diffusion process where behavior changes occurring in one part of an interconnected population lead to a series of sequential changes throughout the entire population. In recent years, there has been a surge in interest and efforts to understand and model cascade mechanisms since they motivate many significant research topics across different disciplines. The propagation structure of cascades is governed by underlying diffusion networks that are often hidden. Inferring diffusion networks thus enables interventions in cascading process to maximize information propagation and provides insights into the Granger causality of interaction mechanisms among individuals. In this project, we propose a novel double network mixture model for inferring latent diffusion network in presence of strong cascade heterogeneity. The new model represents cascade pathways as a distributional mixture over diffusion networks that capture different cascading patterns at the population level. We develop a data-driven optimization method to infer diffusion networks using only visible temporal cascade records, avoiding the need to model complex and heterogeneous individual states. Both statistical and computational guarantees are established for the proposed method. We apply the proposed model to analyze research topic cascades in social sciences across U.S. universities and uncover the latent research topic diffusion network among top U.S. social science programs.

Poster
Certifying Concavity and Monotonicity in Games via Sum-of-Squares Hierarchies

Vincent Leon, Iosif Sakos, Ryann Sim, Antonios Varvitsiotis

展开摘要

Concavity and its refinements underpin tractability in multiplayer games, where players independently choose actions to maximize their own payoffs which depend on other players’ actions. In *concave* games, where players' strategy sets are compact and convex, and their payoffs are concave in their own actions, strong guarantees follow: Nash equilibria always exist and decentralized algorithms converge to equilibria. If the game is furthermore *monotone*, an even stronger guarantee holds: Nash equilibria are unique under strictness assumptions. Unfortunately, we show that *certifying* concavity or monotonicity is NP-hard, already for games where utilities are multivariate polynomials and compact, convex basic semialgebraic strategy sets—an expressive class that captures extensive-form games with imperfect recall. On the positive side, we develop two hierarchies of sum-of-squares programs that certify concavity and monotonicity of a given game, and each level of the hierarchies can be solved in polynomial time. We show that almost all concave/monotone games are certified at some finite level of the hierarchies. Subsequently, we introduce the classes of SOS-concave/monotone games, which globally approximate concave/monotone games, and show that for any given game we can compute the closest SOS-concave/monotone game in polynomial time. Finally, we apply our techniques to canonical examples of extensive-form games with imperfect recall.

Poster
Detecting High-Stakes Interactions with Activation Probes

Alex McKenzie, Urja Pawar, Phil Blandfort, William Bankes, David Krueger, Ekdeep Singh Lubana, Dmitrii Krasheninnikov

展开摘要

Monitoring is an important aspect of safely deploying Large Language Models (LLMs). This paper examines activation probes for detecting ``high-stakes'' interactions---where the text indicates that the interaction might lead to significant harm---as a critical, yet underexplored, target for such monitoring. We evaluate several probe architectures trained on synthetic data, and find them to exhibit robust generalization to diverse, out-of-distribution, real-world data. Probes' performance is comparable to that of prompted or finetuned medium-sized LLM monitors, while offering computational savings of six orders-of-magnitude. These savings are enabled by reusing activations of the model that is being monitored. Our experiments also highlight the potential of building resource-aware hierarchical monitoring systems, where probes serve as an efficient initial filter and flag cases for more expensive downstream analysis. We release our novel synthetic dataset and the codebase at \url{https://github.com/arrrlex/models-under-pressure}.

Poster