NeurIPS 2024 论文列表

Conference on Neural Information Processing Systems

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Value Imprint: A Technique for Auditing the Human Values Embedded in RLHF Datasets

Ike Obi, Rohan Pant, Srishti Shekhar Agrawal, Maham Ghazanfar, Aaron Basiletti

展开摘要

LLMs are increasingly fine-tuned using RLHF datasets to align them with human preferences and values. However, very limited research has investigated which specific human values are operationalized through these datasets. In this paper, we introduce Value Imprint, a framework for auditing and classifying the human values embedded within RLHF datasets. To investigate the viability of this framework, we conducted three case study experiments by auditing the Anthropic/hh-rlhf, OpenAI WebGPT Comparisons, and Alpaca GPT-4-LLM datasets to examine the human values embedded within them. Our analysis involved a two-phase process. During the first phase, we developed a taxonomy of human values through an integrated review of prior works from philosophy, axiology, and ethics. Then, we applied this taxonomy to annotate 6,501 RLHF preferences. During the second phase, we employed the labels generated from the annotation as ground truth data for training a transformer-based machine learning model to audit and classify the three RLHF datasets. Through this approach, we discovered that information-utility values, including Wisdom/Knowledge and Information Seeking, were the most dominant human values within all three RLHF datasets. In contrast, prosocial and democratic values, including Well-being, Justice, and Human/Animal Rights, were the least represented human values. These findings have significant implications for developing language models that align with societal values and norms. We contribute our datasets to support further research in this area. https://github.com/hv-rsrch/valueimprint

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Reconstruct and Match: Out-of-Distribution Robustness via Topological Homogeneity

Chaoqi Chen, Luyao Tang, Hui Huang

展开摘要

Since deep learning models are usually deployed in non-stationary environments, it is imperative to improve their robustness to out-of-distribution (OOD) data. A common approach to mitigate distribution shift is to regularize internal representations or predictors learned from in-distribution (ID) data to be domain invariant. Past studies have primarily learned pairwise invariances, ignoring the intrinsic structure and high-order dependencies of the data. Unlike machines, human recognizes objects by first dividing them into major components and then identifying the topological relation of these components. Motivated by this, we propose Reconstruct and Match (REMA), a general learning framework for object recognition tasks to endow deep models with the capability of capturing the topological homogeneity of objects without human prior knowledge or fine-grained annotations. To identify major components from objects, REMA introduces a selective slot-based reconstruction module to dynamically map dense pixels into a sparse and discrete set of slot vectors in an unsupervised manner. Then, to model high-order dependencies among these components, we propose a hypergraph-based relational reasoning module that models the intricate relations of nodes (slots) with structural constraints. Experiments on standard benchmarks show that REMA outperforms state-of-the-art methods in OOD generalization and test-time adaptation settings.

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MInference 1.0: Accelerating Pre-filling for Long-Context LLMs via Dynamic Sparse Attention

Huiqiang Jiang, YUCHENG LI, Chengruidong Zhang, Qianhui Wu, Xufang Luo, Surin Ahn, Zhenhua Han, Amir H. Abdi, Dongsheng Li, Chin-Yew Lin, Yuqing Yang, Lili Qiu

展开摘要

The computational challenges of Large Language Model (LLM) inference remain a significant barrier to their widespread deployment, especially as prompt lengths continue to increase. Due to the quadratic complexity of the attention computation, it takes 30 minutes for an 8B LLM to process a prompt of 1M tokens (i.e., the pre-filling stage) on a single A100 GPU. Existing methods for speeding up prefilling often fail to maintain acceptable accuracy or efficiency when applied to long-context LLMs. To address this gap, we introduce MInference (Milliontokens Inference), a sparse calculation method designed to accelerate pre-filling of long-sequence processing. Specifically, we identify three unique patterns in long-context attention matrices-the A-shape, Vertical-Slash, and Block-Sparse-that can be leveraged for efficient sparse computation on GPUs. We determine the optimal pattern for each attention head offline and dynamically build sparse indices based on the assigned pattern during inference. With the pattern and sparse indices, we perform efficient sparse attention calculations via our optimized GPU kernels to significantly reduce the latency in the pre-filling stage of longcontext LLMs. Our proposed technique can be directly applied to existing LLMs without any modifications to the pre-training setup or additional fine-tuning. By evaluating on a wide range of downstream tasks, including InfiniteBench, RULER, PG-19, and Needle In A Haystack, and models including LLaMA-3-1M, GLM-4-1M, Yi-200K, Phi-3-128K, and Qwen2-128K, we demonstrate that MInference effectively reduces inference latency by up to 10x for pre-filling on an A100, while maintaining accuracy. Our code is available at https://aka.ms/MInference.

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Compositional Generalization Across Distributional Shifts with Sparse Tree Operations

Paul Soulos, Henry Conklin, Mattia Opper, Paul Smolensky, Jianfeng Gao, Roland Fernandez

展开摘要

Neural networks continue to struggle with compositional generalization, and this issue is exacerbated by a lack of massive pre-training. One successful approach for developing neural systems which exhibit human-like compositional generalization is $\textit{hybrid}$ neurosymbolic techniques. However, these techniques run into the core issues that plague symbolic approaches to AI: scalability and flexibility. The reason for this failure is that at their core, hybrid neurosymbolic models perform symbolic computation and relegate the scalable and flexible neural computation to parameterizing a symbolic system. We investigate a $\textit{unified}$ neurosymbolic system where transformations in the network can be interpreted simultaneously as both symbolic and neural computation. We extend a unified neurosymbolic architecture called the Differentiable Tree Machine in two central ways. First, we significantly increase the model’s efficiency through the use of sparse vector representations of symbolic structures. Second, we enable its application beyond the restricted set of tree2tree problems to the more general class of seq2seq problems. The improved model retains its prior generalization capabilities and, since there is a fully neural path through the network, avoids the pitfalls of other neurosymbolic techniques that elevate symbolic computation over neural computation.

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Trajectory Flow Matching with Applications to Clinical Time Series Modelling

Xi Zhang, Yuan Pu, Yuki Kawamura, Andrew Loza, Yoshua Bengio, Dennis Shung, Alexander Tong

展开摘要

Modeling stochastic and irregularly sampled time series is a challenging problem found in a wide range of applications, especially in medicine. Neural stochastic differential equations (Neural SDEs) are an attractive modeling technique for this problem, which parameterize the drift and diffusion terms of an SDE with neural networks. However, current algorithms for training Neural SDEs require backpropagation through the SDE dynamics, greatly limiting their scalability and stability. To address this, we propose **Trajectory Flow Matching** (TFM), which trains a Neural SDE in a *simulation-free* manner, bypassing backpropagation through the dynamics. TFM leverages the flow matching technique from generative modeling to model time series. In this work we first establish necessary conditions for TFM to learn time series data. Next, we present a reparameterization trick which improves training stability. Finally, we adapt TFM to the clinical time series setting, demonstrating improved performance on four clinical time series datasets both in terms of absolute performance and uncertainty prediction, a crucial parameter in this setting.

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MKGL: Mastery of a Three-Word Language

Lingbing Guo, Zhongpu Bo, Zhuo Chen, Yichi Zhang, Jiaoyan Chen, Lan Yarong, Mengshu Sun, Zhiqiang Zhang, Yangyifei Luo, Qian Li, Qiang Zhang, Wen Zhang, Huajun Chen

展开摘要

Large language models (LLMs) have significantly advanced performance across a spectrum of natural language processing (NLP) tasks. Yet, their application to knowledge graphs (KGs), which describe facts in the form of triplets and allow minimal hallucinations, remains an underexplored frontier. In this paper, we investigate the integration of LLMs with KGs by introducing a specialized KG Language (KGL), where a sentence precisely consists of an entity noun, a relation verb, and ends with another entity noun. Despite KGL's unfamiliar vocabulary to the LLM, we facilitate its learning through a tailored dictionary and illustrative sentences, and enhance context understanding via real-time KG context retrieval and KGL token embedding augmentation. Our results reveal that LLMs can achieve fluency in KGL, drastically reducing errors compared to conventional KG embedding methods on KG completion. Furthermore, our enhanced LLM shows exceptional competence in generating accurate three-word sentences from an initial entity and interpreting new unseen terms out of KGs.

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Functional Bilevel Optimization for Machine Learning

Ieva Petrulionytė, Julien Mairal, Michael Arbel

展开摘要

In this paper, we introduce a new functional point of view on bilevel optimization problems for machine learning, where the inner objective is minimized over a function space. These types of problems are most often solved by using methods developed in the parametric setting, where the inner objective is strongly convex with respect to the parameters of the prediction function. The functional point of view does not rely on this assumption and notably allows using over-parameterized neural networks as the inner prediction function. We propose scalable and efficient algorithms for the functional bilevel optimization problem and illustrate the benefits of our approach on instrumental regression and reinforcement learning tasks.

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Poisson Variational Autoencoder

Hadi Vafaii, Dekel Galor, Jacob L. Yates

展开摘要

Variational autoencoders (VAE) employ Bayesian inference to interpret sensory inputs, mirroring processes that occur in primate vision across both ventral (Higgins et al., 2021) and dorsal (Vafaii et al., 2023) pathways. Despite their success, traditional VAEs rely on continuous latent variables, which significantly deviates from the discrete nature of biological neurons. Here, we developed the Poisson VAE (P-VAE), a novel architecture that combines principles of predictive coding with a VAE that encodes inputs into discrete spike counts. Combining Poisson-distributed latent variables with predictive coding introduces a metabolic cost term in the model loss function, suggesting a relationship with sparse coding which we verify empirically. Additionally, we analyze the geometry of learned representations, contrasting the P-VAE to alternative VAE models. We find that the P-VAE encodes its inputs in relatively higher dimensions, facilitating linear separability of categories in a downstream classification task with a much better (5x) sample efficiency. Our work provides an interpretable computational framework to study brain-like sensory processing and paves the way for a deeper understanding of perception as an inferential process.

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Adversarial Environment Design via Regret-Guided Diffusion Models

Hojun Chung, Junseo Lee, Minsoo Kim, Dohyeong Kim, Songhwai Oh

展开摘要

Training agents that are robust to environmental changes remains a significant challenge in deep reinforcement learning (RL). Unsupervised environment design (UED) has recently emerged to address this issue by generating a set of training environments tailored to the agent's capabilities. While prior works demonstrate that UED has the potential to learn a robust policy, their performance is constrained by the capabilities of the environment generation. To this end, we propose a novel UED algorithm, adversarial environment design via regret-guided diffusion models (ADD). The proposed method guides the diffusion-based environment generator with the regret of the agent to produce environments that the agent finds challenging but conducive to further improvement. By exploiting the representation power of diffusion models, ADD can directly generate adversarial environments while maintaining the diversity of training environments, enabling the agent to effectively learn a robust policy. Our experimental results demonstrate that the proposed method successfully generates an instructive curriculum of environments, outperforming UED baselines in zero-shot generalization across novel, out-of-distribution environments.

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Who's asking? User personas and the mechanics of latent misalignment

Asma Ghandeharioun, Ann Yuan, Marius Guerard, Emily Reif, Michael A. Lepori, Lucas Dixon

展开摘要

Studies show that safety-tuned models may nevertheless divulge harmful information. In this work, we show that whether they do so depends significantly on who they are talking to, which we refer to as *user persona*. In fact, we find manipulating user persona to be more effective for eliciting harmful content than certain more direct attempts to control model refusal. We study both natural language prompting and activation steering as intervention methods and show that activation steering is significantly more effective at bypassing safety filters. We shed light on the mechanics of this phenomenon by showing that even when model generations are safe, harmful content can persist in hidden representations and can be extracted by decoding from earlier layers. We also show we can predict a persona’s effect on refusal given only the geometry of its steering vector. Finally, we show that certain user personas induce the model to form more charitable interpretations of otherwise dangerous queries.

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Get rich quick: exact solutions reveal how unbalanced initializations promote rapid feature learning

Daniel Kunin, Allan Raventos, Clémentine Carla Juliette Dominé, Feng Chen, David Klindt, Andrew M Saxe, Surya Ganguli

展开摘要

While the impressive performance of modern neural networks is often attributed to their capacity to efficiently extract task-relevant features from data, the mechanisms underlying this *rich feature learning regime* remain elusive, with much of our theoretical understanding stemming from the opposing *lazy regime*. In this work, we derive exact solutions to a minimal model that transitions between lazy and rich learning, precisely elucidating how unbalanced *layer-specific* initialization variances and learning rates determine the degree of feature learning. Our analysis reveals that they conspire to influence the learning regime through a set of conserved quantities that constrain and modify the geometry of learning trajectories in parameter and function space. We extend our analysis to more complex linear models with multiple neurons, outputs, and layers and to shallow nonlinear networks with piecewise linear activation functions. In linear networks, rapid feature learning only occurs from balanced initializations, where all layers learn at similar speeds. While in nonlinear networks, unbalanced initializations that promote faster learning in earlier layers can accelerate rich learning. Through a series of experiments, we provide evidence that this unbalanced rich regime drives feature learning in deep finite-width networks, promotes interpretability of early layers in CNNs, reduces the sample complexity of learning hierarchical data, and decreases the time to grokking in modular arithmetic. Our theory motivates further exploration of unbalanced initializations to enhance efficient feature learning.

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TrackIME: Enhanced Video Point Tracking via Instance Motion Estimation

Seong Hyeon Park, Huiwon Jang, Byungwoo Jeon, Sukmin Yun, Paul Hongsuck Seo, Jinwoo Shin

展开摘要

Tracking points in video frames is essential for understanding video content. However, the task is fundamentally hindered by the computation demands for brute-force correspondence matching across the frames. As the current models down-sample the frame resolutions to mitigate this challenge, they fall short in accurately representing point trajectories due to information truncation. Instead, we address the challenge by pruning the search space for point tracking and let the model process only the important regions of the frames without down-sampling. Our first key idea is to identify the object instance and its trajectory over the frames, then prune the regions of the frame that do not contain the instance. Concretely, to estimate the instance’s trajectory, we track a group of points on the instance and aggregate their motion trajectories. Furthermore, to deal with the occlusions in complex scenes, we propose to compensate for the occluded points while tracking. To this end, we introduce a unified framework that jointly performs point tracking and segmentation, providing synergistic effects between the two tasks. For example, the segmentation results enable a tracking model to avoid the occluded points referring to the instance mask, and conversely, the improved tracking results can help to produce more accurate segmentation masks. Our framework can be easily incorporated with various tracking models, and we demonstrate its efficacy for enhanced point tracking throughout extensive experiments. For example, on the recent TAP-Vid benchmark, our framework consistently improves all baselines, e.g., up to 13.5% improvement on the average Jaccard metric.

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Neural Assets: 3D-Aware Multi-Object Scene Synthesis with Image Diffusion Models

Ziyi Wu, Yulia Rubanova, Rishabh Kabra, Drew A. Hudson, Igor Gilitschenski, Yusuf Aytar, Sjoerd van Steenkiste, Kelsey R. Allen, Thomas Kipf

展开摘要

We address the problem of multi-object 3D pose control in image diffusion models. Instead of conditioning on a sequence of text tokens, we propose to use a set of per-object representations, *Neural Assets*, to control the 3D pose of individual objects in a scene. Neural Assets are obtained by pooling visual representations of objects from a reference image, such as a frame in a video, and are trained to reconstruct the respective objects in a different image, e.g., a later frame in the video. Importantly, we encode object visuals from the reference image while conditioning on object poses from the target frame, which enables learning disentangled appearance and position features. Combining visual and 3D pose representations in a sequence-of-tokens format allows us to keep the text-to-image interface of existing models, with Neural Assets in place of text tokens. By fine-tuning a pre-trained text-to-image diffusion model with this information, our approach enables fine-grained 3D pose and placement control of individual objects in a scene. We further demonstrate that Neural Assets can be transferred and recomposed across different scenes. Our model achieves state-of-the-art multi-object editing results on both synthetic 3D scene datasets, as well as two real-world video datasets (Objectron, Waymo Open).

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Generalization Analysis for Label-Specific Representation Learning

Yifan Zhang, Min-Ling Zhang

展开摘要

Label-specific representation learning (LSRL), i.e., constructing the representation with specific discriminative properties for each class label, is an effective strategy to improve the performance of multi-label learning. However, the generalization analysis of LSRL is still in its infancy. The existing theory bounds for multi-label learning, which preserve the coupling among different components, are invalid for LSRL. In an attempt to overcome this challenge and make up for the gap in the generalization theory of LSRL, we develop a novel vector-contraction inequality and derive the generalization bound for general function class of LSRL with a weaker dependency on the number of labels than the state of the art. In addition, we derive generalization bounds for typical LSRL methods, and these theoretical results reveal the impact of different label-specific representations on generalization analysis. The mild bounds without strong assumptions explain the good generalization ability of LSRL.

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Semi-Supervised Sparse Gaussian Classification: Provable Benefits of Unlabeled Data

Eyar Azar, Boaz Nadler

展开摘要

The premise of semi-supervised learning (SSL) is that combining labeled and unlabeled data yields significantly more accurate models. Despite empirical successes, the theoretical understanding of SSL is still far from complete. In this work, we study SSL for high dimensional sparse Gaussian classification. To construct an accurate classifier a key task is feature selection, detecting the few variables that separate the two classes. For this SSL setting, we analyze information theoretic lower bounds for accurate feature selection as well as computational lower bounds, assuming the low-degree likelihood hardness conjecture. Our key contribution is the identification of a regime in the problem parameters (dimension, sparsity, number of labeled and unlabeled samples) where SSL is guaranteed to be advantageous for classification. Specifically, there is a regime where it is possible to construct in polynomial time an accurate SSL classifier. However, any computationally efficient supervised or unsupervised learning schemes, that separately use only the labeled or unlabeled data would fail. Our work highlights the provable benefits of combining labeled and unlabeled data for classification and feature selection in high dimensions. We present simulations that complement our theoretical analysis.

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Hardness of Learning Neural Networks under the Manifold Hypothesis

Bobak Kiani, Jason Wang, Melanie Weber

展开摘要

The manifold hypothesis presumes that high-dimensional data lies on or near a low-dimensional manifold. While the utility of encoding geometric structure has been demonstrated empirically, rigorous analysis of its impact on the learnability of neural networks is largely missing. Several recent results have established hardness results for learning feedforward and equivariant neural networks under i.i.d. Gaussian or uniform Boolean data distributions. In this paper, we investigate the hardness of learning under the manifold hypothesis. We ask, which minimal assumptions on the curvature and regularity of the manifold, if any, render the learning problem efficiently learnable. We prove that learning is hard under input manifolds of bounded curvature by extending proofs of hardness in the SQ and cryptographic settings for boolean data inputs to the geometric setting. On the other hand, we show that additional assumptions on the volume of the data manifold alleviate these fundamental limitations and guarantee learnability via a simple interpolation argument. Notable instances of this regime are manifolds which can be reliably reconstructed via manifold learning. Looking forward, we comment on and empirically explore intermediate regimes of manifolds, which have heterogeneous features commonly found in real world data.

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Unified Gradient-Based Machine Unlearning with Remain Geometry Enhancement

Zhehao Huang, Xinwen Cheng, Jinghao Zheng, Haoran Wang, Zhengbao He, Tao Li, Xiaolin Huang

展开摘要

Machine unlearning (MU) has emerged to enhance the privacy and trustworthiness of deep neural networks. Approximate MU is a practical method for large-scale models. Our investigation into approximate MU starts with identifying the steepest descent direction, minimizing the output Kullback-Leibler divergence to exact MU inside a parameters' neighborhood. This probed direction decomposes into three components: weighted forgetting gradient ascent, fine-tuning retaining gradient descent, and a weight saliency matrix. Such decomposition derived from Euclidean metric encompasses most existing gradient-based MU methods. Nevertheless, adhering to Euclidean space may result in sub-optimal iterative trajectories due to the overlooked geometric structure of the output probability space. We suggest embedding the unlearning update into a manifold rendered by the remaining geometry, incorporating second-order Hessian from the remaining data. It helps prevent effective unlearning from interfering with the retained performance. However, computing the second-order Hessian for large-scale models is intractable. To efficiently leverage the benefits of Hessian modulation, we propose a fast-slow parameter update strategy to implicitly approximate the up-to-date salient unlearning direction. Free from specific modal constraints, our approach is adaptable across computer vision unlearning tasks, including classification and generation. Extensive experiments validate our efficacy and efficiency. Notably, our method successfully performs class-forgetting on ImageNet using DiT and forgets a class on CIFAR-10 using DDPM in just 50 steps, compared to thousands of steps required by previous methods. Code is available at [Unified-Unlearning-w-Remain-Geometry](https://github.com/K1nght/Unified-Unlearning-w-Remain-Geometry).

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Molecule Design by Latent Prompt Transformer

Deqian Kong, Yuhao Huang, Jianwen Xie, Edouardo Honig, Ming Xu, Shuanghong Xue, Pei Lin, Sanping Zhou, Sheng Zhong, Nanning Zheng, Ying Nian Wu

展开摘要

This work explores the challenging problem of molecule design by framing it as a conditional generative modeling task, where target biological properties or desired chemical constraints serve as conditioning variables. We propose the Latent Prompt Transformer (LPT), a novel generative model comprising three components: (1) a latent vector with a learnable prior distribution modeled by a neural transformation of Gaussian white noise; (2) a molecule generation model based on a causal Transformer, which uses the latent vector as a prompt; and (3) a property prediction model that predicts a molecule's target properties and/or constraint values using the latent prompt. LPT can be learned by maximum likelihood estimation on molecule-property pairs. During property optimization, the latent prompt is inferred from target properties and constraints through posterior sampling and then used to guide the autoregressive molecule generation. After initial training on existing molecules and their properties, we adopt an online learning algorithm to progressively shift the model distribution towards regions that support desired target properties. Experiments demonstrate that LPT not only effectively discovers useful molecules across single-objective, multi-objective, and structure-constrained optimization tasks, but also exhibits strong sample efficiency.

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IMDL-BenCo: A Comprehensive Benchmark and Codebase for Image Manipulation Detection & Localization

Xiaochen Ma, Xuekang Zhu, Lei Su, Bo Du, Zhuohang Jiang, Bingkui Tong, Zeyu Lei, Xinyu Yang, Chi-Man Pun, Jiancheng Lv, Ji-Zhe Zhou

展开摘要

A comprehensive benchmark is yet to be established in the Image Manipulation Detection \& Localization (IMDL) field. The absence of such a benchmark leads to insufficient and misleading model evaluations, severely undermining the development of this field. However, the scarcity of open-sourced baseline models and inconsistent training and evaluation protocols make conducting rigorous experiments and faithful comparisons among IMDL models challenging. To address these challenges, we introduce IMDL-BenCo, the first comprehensive IMDL benchmark and modular codebase. IMDL-BenCo: i) decomposes the IMDL framework into standardized, reusable components and revises the model construction pipeline, improving coding efficiency and customization flexibility; ii) fully implements or incorporates training code for state-of-the-art models to establish a comprehensive IMDL benchmark; and iii) conducts deep analysis based on the established benchmark and codebase, offering new insights into IMDL model architecture, dataset characteristics, and evaluation standards. Specifically, IMDL-BenCo includes common processing algorithms, 8 state-of-the-art IMDL models (1 of which are reproduced from scratch), 2 sets of standard training and evaluation protocols, 15 GPU-accelerated evaluation metrics, and 3 kinds of robustness evaluation. This benchmark and codebase represent a significant leap forward in calibrating the current progress in the IMDL field and inspiring future breakthroughs. Code is available at: https://github.com/scu-zjz/IMDLBenCo

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Dissecting Query-Key Interaction in Vision Transformers

Xu Pan, Aaron Philip, Ziqian Xie, Odelia Schwartz

展开摘要

Self-attention in vision transformers is often thought to perform perceptual grouping where tokens attend to other tokens with similar embeddings, which could correspond to semantically similar features of an object. However, attending to dissimilar tokens can be beneficial by providing contextual information. We propose to analyze the query-key interaction by the singular value decomposition of the interaction matrix (i.e. ${\textbf{W}_q}^\top\textbf{W}_k$). We find that in many ViTs, especially those with classification training objectives, early layers attend more to similar tokens, while late layers show increased attention to dissimilar tokens, providing evidence corresponding to perceptual grouping and contextualization, respectively. Many of these interactions between features represented by singular vectors are interpretable and semantic, such as attention between relevant objects, between parts of an object, or between the foreground and background. This offers a novel perspective on interpreting the attention mechanism, which contributes to understanding how transformer models utilize context and salient features when processing images.

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