NeurIPS 2024 论文列表

Recent developments in Parameter-Efficient Fine-Tuning (PEFT) methods for pretrained deep neural networks have captured widespread interest. In this work, we study the enhancement of current PEFT methods by incorporating the spectral information of pretrained weight matrices into the fine-tuning procedure. We investigate two spectral adaptation mechanisms, namely additive tuning and orthogonal rotation of the top singular vectors, both are done via first carrying out Singular Value Decomposition (SVD) of pretrained weights and then fine-tuning the top spectral space. We provide a theoretical analysis of spectral fine-tuning and show that our approach improves the rank capacity of low-rank adapters given a fixed trainable parameter budget. We show through extensive experiments that the proposed fine-tuning model enables better parameter efficiency and tuning performance as well as benefits multi-adapter fusion. The source code will be open-sourced for reproducibility.

AI assistants such as ChatGPT are trained to respond to users by saying, "I am a large language model”. This raises questions. Do such models "know'' that they are LLMs and reliably act on this knowledge? Are they "aware" of their current circumstances, such as being deployed to the public? We refer to a model's knowledge of itself and its circumstances as **situational awareness**. To quantify situational awareness in LLMs, we introduce a range of behavioral tests, based on question answering and instruction following. These tests form the **Situational Awareness Dataset (SAD)**, a benchmark comprising 7 task categories and over 13,000 questions. The benchmark tests numerous abilities, including the capacity of LLMs to (i) recognize their own generated text, (ii) predict their own behavior, (iii) determine whether a prompt is from internal evaluation or real-world deployment, and (iv) follow instructions that depend on self-knowledge. We evaluate 16 LLMs on SAD, including both base (pretrained) and chat models. While all models perform better than chance, even the highest-scoring model (Claude 3 Opus) is far from a human baseline on certain tasks. We also observe that performance on SAD is only partially predicted by metrics of general knowledge. Chat models, which are finetuned to serve as AI assistants, outperform their corresponding base models on SAD but not on general knowledge tasks. The purpose of SAD is to facilitate scientific understanding of situational awareness in LLMs by breaking it down into quantitative abilities. Situational awareness is important because it enhances a model's capacity for autonomous planning and action. While this has potential benefits from automation, it also introduces novel risks related to AI safety and control.

We study cultural and socioeconomic diversity in contrastive vision-language models (VLMs). Using a broad range of benchmark datasets and evaluation metrics, we bring to attention several important findings. First, the common filtering of training data to English image-text pairs disadvantages communities of lower socioeconomic status and negatively impacts cultural understanding. Notably, this performance gap is not captured by - and even at odds with - the currently popular evaluation metrics derived from the Western-centric ImageNet and COCO datasets. Second, pretraining with global, unfiltered data before fine-tuning on English content can improve cultural understanding without sacrificing performance on said popular benchmarks. Third, we introduce the task of geo-localization as a novel evaluation metric to assess cultural diversity in VLMs. Our work underscores the value of using diverse data to create more inclusive multimodal systems and lays the groundwork for developing VLMs that better represent global perspectives.

We introduce a novel reinforcement learning framework of LLM agents named AGILE (AGent that Interacts and Learns from Environments) designed to perform complex conversational tasks with users, leveraging LLMs, memory, tools, and interactions with experts. The agent possesses capabilities beyond conversation, including reflection, tool usage, and expert consultation. We formulate the construction of such an LLM agent as a reinforcement learning (RL) problem, in which the LLM serves as the policy model. We fine-tune the LLM using labeled data of actions and the PPO algorithm. We focus on question answering and release a dataset for agents called ProductQA, comprising challenging questions in online shopping. Our extensive experiments on ProductQA, MedMCQA and HotPotQA show that AGILE agents based on 7B and 13B LLMs trained with PPO can outperform GPT-4 agents. Our ablation study highlights the indispensability of memory, tools, consultation, reflection, and reinforcement learning in achieving the agent's strong performance. Datasets and code are available at https://github.com/bytarnish/AGILE.

Most existing prompting methods suffer from the issues of generalizability and consistency, as they often rely on instance-specific solutions that may not be applicable to other instances and lack task-level consistency across the selected few-shot examples. To address these limitations, we propose a comprehensive framework, StrategyLLM, allowing LLMs to perform inductive reasoning, deriving general strategies from specific task instances, and deductive reasoning, applying these general strategies to particular task examples, for constructing generalizable and consistent few-shot prompts. It employs four LLM-based agents: strategy generator, executor, optimizer, and evaluator, working together to generate, evaluate, and select promising strategies for a given task. Experimental results demonstrate that StrategyLLM outperforms the competitive baseline CoT-SC that requires human-annotated solutions on 13 datasets across 4 challenging tasks without human involvement, including math reasoning (34.2\% $\rightarrow$ 38.8\%), commonsense reasoning (70.3\% $\rightarrow$ 72.5\%), algorithmic reasoning (73.7\% $\rightarrow$ 85.0\%), and symbolic reasoning (30.0\% $\rightarrow$ 79.2\%). Further analysis reveals that StrategyLLM is applicable to various LLMs and demonstrates advantages across numerous scenarios.

Transformer-based architectures have dominated various areas of machine learning in recent years. In this paper, we introduce a novel robust attention mechanism designed to enhance the resilience of transformer-based architectures. Crucially, this technique can be integrated into existing transformers as a plug-and-play layer, improving their robustness without the need for additional training or fine-tuning. Through comprehensive experiments and ablation studies, we demonstrate that our ProTransformer significantly enhances the robustness of transformer models across a variety of prediction tasks, attack mechanisms, backbone architectures, and data domains. Notably, without further fine-tuning, the ProTransformer consistently improves the performance of vanilla transformers by 19.5\%, 28.3\%, 16.1\%, and 11.4\% for BERT, ALBERT, DistilBERT, and RoBERTa, respectively, under the classical TextFooler attack. Furthermore, ProTransformer shows promising resilience in large language models (LLMs) against prompting-based attacks, improving the performance of T5 and LLaMA by 24.8\% and 17.8\%, respectively, and enhancing Vicuna by an average of 10.4\% against the Jailbreaking attack. Beyond the language domain, ProTransformer also demonstrates outstanding robustness in both vision and graph domains.

In the field of computational advertising, the integration of ads into the outputs of large language models (LLMs) presents an opportunity to support these services without compromising content integrity. This paper introduces novel auction mechanisms for ad allocation and pricing within the textual outputs of LLMs, leveraging retrieval-augmented generation (RAG). We propose a \emph{segment auction} where an ad is probabilistically retrieved for each discourse segment (paragraph, section, or entire output) according to its bid and relevance, following the RAG framework, and priced according to competing bids. We show that our auction maximizes logarithmic social welfare, a new notion of welfare that balances allocation efficiency and fairness, and we characterize the associated incentive-compatible pricing rule. These results are extended to multi-ad allocation per segment. An empirical evaluation validates the feasibility and effectiveness of our approach over several ad auction scenarios, and exhibits inherent tradeoffs in metrics as we allow the LLM more flexibility to allocate ads.

Multi-modal domain generalization (MMDG) requires that models trained on multi-modal source domains can generalize to unseen target distributions with the same modality set. Sharpness-aware minimization (SAM) is an effective technique for traditional uni-modal domain generalization (DG), however, with limited improvement in MMDG. In this paper, we identify that modality competition and discrepant uni-modal flatness are two main factors that restrict multi-modal generalization. To overcome these challenges, we propose to construct consistent flat loss regions and enhance knowledge exploitation for each modality via cross-modal knowledge transfer. Firstly, we turn to the optimization on representation-space loss landscapes instead of traditional parameter space, which allows us to build connections between modalities directly. Then, we introduce a novel method to flatten the high-loss region between minima from different modalities by interpolating mixed multi-modal representations. We implement this method by distilling and optimizing generalizable interpolated representations and assigning distinct weights for each modality considering their divergent generalization capabilities. Extensive experiments are performed on two benchmark datasets, EPIC-Kitchens and Human-Animal-Cartoon (HAC), with various modality combinations, demonstrating the effectiveness of our method under multi-source and single-source settings. Our code is open-sourced.

Restless multi-armed bandits (RMAB) have demonstrated success in optimizing resource allocation for large beneficiary populations in public health settings. Unfortunately, RMAB models lack flexibility to adapt to evolving public health policy priorities. Concurrently, Large Language Models (LLMs) have emerged as adept automated planners across domains of robotic control and navigation. In this paper, we propose a Decision Language Model (DLM) for RMABs, enabling dynamic fine-tuning of RMAB policies in public health settings using human-language commands. We propose using LLMs as automated planners to (1) interpret human policy preference prompts, (2) propose reward functions as code for a multi-agent RMAB environment, and (3) iterate on the generated reward functions using feedback from grounded RMAB simulations. We illustrate the application of DLM in collaboration with ARMMAN, an India-based non-profit promoting preventative care for pregnant mothers, that currently relies on RMAB policies to optimally allocate health worker calls to low-resource populations. We conduct a technology demonstration in simulation using the Gemini Pro model, showing DLM can dynamically shape policy outcomes using only human prompts as input.

Tree ensembles are one of the most widely used model classes. However, these models are susceptible to adversarial examples, i.e., slightly perturbed examples that elicit a misprediction. There has been significant research on designing approaches to construct such examples for tree ensembles. But this is a computationally challenging problem that often must be solved a large number of times (e.g., for all examples in a training set). This is compounded by the fact that current approaches attempt to find such examples from scratch. In contrast, we exploit the fact that multiple similar problems are being solved. Specifically, our approach exploits the insight that adversarial examples for tree ensembles tend to perturb a consistent but relatively small set of features. We show that we can quickly identify this set of features and use this knowledge to speedup constructing adversarial examples.

It is well known that eigenfunctions of a kernel play a crucial role in kernel regression. Through several examples, we demonstrate that even with the same set of eigenfunctions, the order of these functions significantly impacts regression outcomes. Simplifying the model by diagonalizing the kernel, we introduce an over-parameterized gradient descent in the realm of sequence model to capture the effects of various orders of a fixed set of eigen-functions. This method is designed to explore the impact of varying eigenfunction orders. Our theoretical results show that the over-parameterization gradient flow can adapt to the underlying structure of the signal and significantly outperform the vanilla gradient flow method. Moreover, we also demonstrate that deeper over-parameterization can further enhance the generalization capability of the model. These results not only provide a new perspective on the benefits of over-parameterization and but also offer insights into the adaptivity and generalization potential of neural networks beyond the kernel regime.

Recent text-to-image (T2I) personalization methods have shown great premise in teaching a diffusion model user-specified concepts given a few images for reusing the acquired concepts in a novel context. With massive efforts being dedicated to personalized generation, a promising extension is personalized editing, namely to edit an image using personalized concepts, which can provide more precise guidance signal than traditional textual guidance. To address this, one straightforward solution is to incorporate a personalized diffusion model with a text-driven editing framework. However, such solution often shows unsatisfactory editability on the source image. To address this, we propose DreamSteerer, a plug-in method for augmenting existing T2I personalization methods. Specifically, we enhance the source image conditioned editability of a personalized diffusion model via a novel Editability Driven Score Distillation (EDSD) objective. Moreover, we identify a mode trapping issue with EDSD, and propose a mode shifting regularization with spatial feature guided sampling to avoid such issue. We further employ two key modifications on the Delta Denoising Score framework that enable high-fidelity local editing with personalized concepts. Extensive experiments validate that DreamSteerer can significantly improve the editability of several T2I personalization baselines while being computationally efficient.

Unsupervised Environment Design (UED) formalizes the problem of autocurricula through interactive training between a teacher agent and a student agent. The teacher generates new training environments with high learning potential, curating an adaptive curriculum that strengthens the student's ability to handle unseen scenarios. Existing UED methods mainly rely on *regret*, a metric that measures the difference between the agent's optimal and actual performance, to guide curriculum design. Regret-driven methods generate curricula that progressively increase environment complexity for the student but overlook environment *novelty* — a critical element for enhancing an agent's generalizability. Measuring environment novelty is especially challenging due to the underspecified nature of environment parameters in UED, and existing approaches face significant limitations. To address this, this paper introduces the *Coverage-based Evaluation of Novelty In Environment* (CENIE) framework. CENIE proposes a scalable, domain-agnostic, and curriculum-aware approach to quantifying environment novelty by leveraging the student's state-action space coverage from previous curriculum experiences. We then propose an implementation of CENIE that models this coverage and measures environment novelty using Gaussian Mixture Models. By integrating both regret and novelty as complementary objectives for curriculum design, CENIE facilitates effective exploration across the state-action space while progressively increasing curriculum complexity. Empirical evaluations demonstrate that augmenting existing regret-based UED algorithms with CENIE achieves state-of-the-art performance across multiple benchmarks, underscoring the effectiveness of novelty-driven autocurricula for robust generalization.

When solving ill-posed inverse problems, one often desires to explore the space of potential solutions rather than be presented with a single plausible reconstruction. Valuable insights into these feasible solutions and their associated probabilities are embedded in the posterior distribution. However, when confronted with data of high dimensionality (such as images), visualizing this distribution becomes a formidable challenge, necessitating the application of effective summarization techniques before user examination. In this work, we introduce a new approach for visualizing posteriors across multiple levels of granularity using *tree*-valued predictions. Our method predicts a tree-valued hierarchical summarization of the posterior distribution for any input measurement, in a single forward pass of a neural network. We showcase the efficacy of our approach across diverse datasets and image restoration challenges, highlighting its prowess in uncertainty quantification and visualization. Our findings reveal that our method performs comparably to a baseline that hierarchically clusters samples from a diffusion-based posterior sampler, yet achieves this with orders of magnitude greater speed. Code and examples are available at our [webpage](https://eliasnehme.github.io/PosteriorTrees/).

Recent advancements in text-to-image (T2I) models have greatly benefited from large-scale datasets, but they also pose significant risks due to the potential generation of unsafe content. To mitigate this issue, researchers proposed unlearning techniques that attempt to induce the model to unlearn potentially harmful prompts. However, these methods are easily bypassed by adversarial attacks, making them unreliable for ensuring the safety of generated images. In this paper, we propose Direct Unlearning Optimization (DUO), a novel framework for removing NSFW content from T2I models while preserving their performance on unrelated topics. DUO employs a preference optimization approach using curated paired image data, ensuring that the model learns to remove unsafe visual concepts while retain unrelated features. Furthermore, we introduce an output-preserving regularization term to maintain the model's generative capabilities on safe content. Extensive experiments demonstrate that DUO can robustly defend against various state-of-the-art red teaming methods without significant performance degradation on unrelated topics, as measured by FID and CLIP scores. Our work contributes to the development of safer and more reliable T2I models, paving the way for their responsible deployment in both closed-source and open-source scenarios.

Traditional video restoration approaches were designed to recover clean videos from a specific type of degradation, making them ineffective in handling multiple unknown types of degradation. To address this issue, several studies have been conducted and have shown promising results. However, these studies overlook that the degradations in video usually change over time, dubbed time-varying unknown degradations (TUD). To tackle such a less-touched challenge, we propose an innovative method, termed as All-in-one VidEo Restoration Network (AverNet), which comprises two core modules, i.e., Prompt-Guided Alignment (PGA) module and Prompt-Conditioned Enhancement (PCE) module. Specifically, PGA addresses the issue of pixel shifts caused by time-varying degradations by learning and utilizing prompts to align video frames at the pixel level. To handle multiple unknown degradations, PCE recasts it into a conditional restoration problem by implicitly establishing a conditional map between degradations and ground truths. Thanks to the collaboration between PGA and PCE modules, AverNet empirically demonstrates its effectiveness in recovering videos from TUD. Extensive experiments are carried out on two synthesized datasets featuring seven types of degradations with random corruption levels. The code is available at https://github.com/XLearning-SCU/2024-NeurIPS-AverNet.

We present a formulation of flow matching as variational inference, which we refer to as variational flow matching (VFM). We use this formulation to develop CatFlow, a flow matching method for categorical data that is easy to implement, computationally efficient, and achieves strong results on graph generation tasks. In VFM, the objective is to approximate the posterior probability path, which is a distribution over possible end points of a trajectory. VFM admits both the original flow matching objective and the CatFlow objective as special cases. We also relate VFM to score-based models, in which the dynamics are stochastic rather than deterministic, and derive a bound on the model likelihood based on a reweighted VFM objective. We evaluate CatFlow on one abstract graph generation task and two molecular generation tasks. In all cases, CatFlow exceeds or matches performance of the current state-of-the-art models.

Over the past few years, research on deep graph learning has shifted from static graphs to temporal graphs in response to real-world complex systems that exhibit dynamic behaviors. In practice, temporal graphs are formalized as an ordered sequence of static graph snapshots observed at discrete time points. Sequence models such as RNNs or Transformers have long been the predominant backbone networks for modeling such temporal graphs. Yet, despite the promising results, RNNs struggle with long-range dependencies, while transformers are burdened by quadratic computational complexity. Recently, state space models (SSMs), which are framed as discretized representations of an underlying continuous-time linear dynamical system, have garnered substantial attention and achieved breakthrough advancements in independent sequence modeling. In this work, we undertake a principled investigation that extends SSM theory to temporal graphs by integrating structural information into the online approximation objective via the adoption of a Laplacian regularization term. The emergent continuous-time system introduces novel algorithmic challenges, thereby necessitating our development of GraphSSM, a graph state space model for modeling the dynamics of temporal graphs. Extensive experimental results demonstrate the effectiveness of our GraphSSM framework across various temporal graph benchmarks.

We propose a new comprehensive benchmark to revolutionize the current deepfake detection field to the next generation. Predominantly, existing works identify top-notch detection algorithms and models by adhering to the common practice: training detectors on one specific dataset (*e.g.,* FF++) and testing them on other prevalent deepfake datasets. This protocol is often regarded as a "golden compass" for navigating SoTA detectors. But can these stand-out "winners" be truly applied to tackle the myriad of realistic and diverse deepfakes lurking in the real world? If not, what underlying factors contribute to this gap? In this work, we found the **dataset** (both train and test) can be the "primary culprit" due to the following: (1) *forgery diversity*: Deepfake techniques are commonly referred to as both face forgery (face-swapping and face-reenactment) and entire image synthesis (AIGC, especially face). Most existing datasets only contain partial types of them, with limited forgery methods implemented (*e.g.,* 2 swapping and 2 reenactment methods in FF++); (2) *forgery realism*: The dominated training dataset, FF++, contains out-of-date forgery techniques from the past four years. "Honing skills" on these forgeries makes it difficult to guarantee effective detection generalization toward nowadays' SoTA deepfakes; (3) *evaluation protocol*: Most detection works perform evaluations on one type, *e.g.,* face-swapping types only, which hinders the development of universal deepfake detectors. To address this dilemma, we construct a highly diverse and large-scale deepfake detection dataset called **DF40**, which comprises **40** distinct deepfake techniques (10 times larger than FF++). We then conduct comprehensive evaluations using **4** standard evaluation protocols and **8** representative detection methods, resulting in over **2,000** evaluations. Through these evaluations, we provide an extensive analysis from various perspectives, leading to **7** new insightful findings contributing to the field. We also open up **4** valuable yet previously underexplored research questions to inspire future works. We release our dataset, code, and pre-trained weights at https://github.com/YZY-stack/DF40.