NeurIPS 2021 论文列表

Conference on Neural Information Processing Systems

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2,508篇论文

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  • Oral
    552.2%
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    26010.4%
  • Poster
    2,19387.4%

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Counterfactual Invariance to Spurious Correlations in Text Classification

Victor Veitch, Alexander D'Amour, Steve Yadlowsky, Jacob Eisenstein

展开摘要

Informally, a 'spurious correlation' is the dependence of a model on some aspect of the input data that an analyst thinks shouldn't matter. In machine learning, these have a know-it-when-you-see-it character; e.g., changing the gender of a sentence's subject changes a sentiment predictor's output. To check for spurious correlations, we can 'stress test' models by perturbing irrelevant parts of input data and seeing if model predictions change. In this paper, we study stress testing using the tools of causal inference. We introduce counterfactual invariance as a formalization of the requirement that changing irrelevant parts of the input shouldn't change model predictions. We connect counterfactual invariance to out-of-domain model performance, and provide practical schemes for learning (approximately) counterfactual invariant predictors (without access to counterfactual examples). It turns out that both the means and implications of counterfactual invariance depend fundamentally on the true underlying causal structure of the data---in particular, whether the label causes the features or the features cause the label. Distinct causal structures require distinct regularization schemes to induce counterfactual invariance. Similarly, counterfactual invariance implies different domain shift guarantees depending on the underlying causal structure. This theory is supported by empirical results on text classification.

Spotlight
NeRV: Neural Representations for Videos

Hao Chen, Bo He, Hanyu Wang, Yixuan Ren, Ser-Nam Lim, Abhinav Shrivastava

展开摘要

We propose a novel neural representation for videos (NeRV) which encodes videos in neural networks. Unlike conventional representations that treat videos as frame sequences, we represent videos as neural networks taking frame index as input. Given a frame index, NeRV outputs the corresponding RGB image. Video encoding in NeRV is simply fitting a neural network to video frames and decoding process is a simple feedforward operation. As an image-wise implicit representation, NeRV output the whole image and shows great efficiency compared to pixel-wise implicit representation, improving the encoding speed by $\textbf{25}\times$ to $\textbf{70}\times$, the decoding speed by $\textbf{38}\times$ to $\textbf{132}\times$, while achieving better video quality. With such a representation, we can treat videos as neural networks, simplifying several video-related tasks. For example, conventional video compression methods are restricted by a long and complex pipeline, specifically designed for the task. In contrast, with NeRV, we can use any neural network compression method as a proxy for video compression, and achieve comparable performance to traditional frame-based video compression approaches (H.264, HEVC \etc). Besides compression, we demonstrate the generalization of NeRV for video denoising. The source code and pre-trained model can be found at https://github.com/haochen-rye/NeRV.git.

Poster
The Pareto Frontier of model selection for general Contextual Bandits

Teodor Vanislavov Marinov, Julian Zimmert

展开摘要

Recent progress in model selection raises the question of the fundamental limits of these techniques. Under specific scrutiny has been model selection for general contextual bandits with nested policy classes, resulting in a COLT2020 open problem. It asks whether it is possible to obtain simultaneously the optimal single algorithm guarantees over all policies in a nested sequence of policy classes, or if otherwise this is possible for a trade-off $\alpha\in[\frac{1}{2},1)$ between complexity term and time: $\ln(|\Pi_m|)^{1-\alpha}T^\alpha$. We give a disappointing answer to this question. Even in the purely stochastic regime, the desired results are unobtainable. We present a Pareto frontier of up to logarithmic factors matching upper and lower bounds, thereby proving that an increase in the complexity term $\ln(|\Pi_m|)$ independent of $T$ is unavoidable for general policy classes. As a side result, we also resolve a COLT2016 open problem concerning second-order bounds in full-information games.

Poster
Consistent Estimation for PCA and Sparse Regression with Oblivious Outliers

Tommaso d'Orsi, Chih-Hung Liu, Rajai Nasser, Gleb Novikov, David Steurer, Stefan Tiegel

展开摘要

We develop machinery to design efficiently computable and \emph{consistent} estimators, achieving estimation error approaching zero as the number of observations grows, when facing an oblivious adversary that may corrupt responses in all but an $\alpha$ fraction of the samples. As concrete examples, we investigate two problems: sparse regression and principal component analysis (PCA). For sparse regression, we achieve consistency for optimal sample size $n\gtrsim (k\log d)/\alpha^2$ and optimal error rate $O(\sqrt{(k\log d)/(n\cdot \alpha^2)})$ where $n$ is the number of observations, $d$ is the number of dimensions and $k$ is the sparsity of the parameter vector, allowing the fraction of inliers to be inverse-polynomial in the number of samples. Prior to this work, no estimator was known to be consistent when the fraction of inliers $\alpha$ is $o(1/\log \log n)$, even for (non-spherical) Gaussian design matrices. Results holding under weak design assumptions and in the presence of such general noise have only been shown in dense setting (i.e., general linear regression) very recently by d'Orsi et al.~\cite{ICML-linear-regression}. In the context of PCA, we attain optimal error guarantees under broad spikiness assumptions on the parameter matrix (usually used in matrix completion). Previous works could obtain non-trivial guarantees only under the assumptions that the measurement noise corresponding to the inliers is polynomially small in $n$ (e.g., Gaussian with variance $1/n^2$). To devise our estimators, we equip the Huber loss with non-smooth regularizers such as the $\ell_1$ norm or the nuclear norm, and extend d'Orsi et al.'s approach~\cite{ICML-linear-regression} in a novel way to analyze the loss function. Our machinery appears to be easily applicable to a wide range of estimation problems. We complement these algorithmic results with statistical lower bounds showing that the fraction of inliers that our PCA estimator can deal with is optimal up to a constant factor.

Poster
Scheduling jobs with stochastic holding costs

Dabeen Lee, Milan Vojnovic

展开摘要

This paper proposes a learning and scheduling algorithm to minimize the expected cumulative holding cost incurred by jobs, where statistical parameters defining their individual holding costs are unknown a priori. In each time slot, the server can process a job while receiving the realized random holding costs of the jobs remaining in the system. Our algorithm is a learning-based variant of the $c\mu$ rule for scheduling: it starts with a preemption period of fixed length which serves as a learning phase, and after accumulating enough data about individual jobs, it switches to nonpreemptive scheduling mode. The algorithm is designed to handle instances with large or small gaps in jobs' parameters and achieves near-optimal performance guarantees. The performance of our algorithm is captured by its regret, where the benchmark is the minimum possible cost attained when the statistical parameters of jobs are fully known. We prove upper bounds on the regret of our algorithm, and we derive a regret lower bound that is almost matching the proposed upper bounds. Our numerical results demonstrate the effectiveness of our algorithm and show that our theoretical regret analysis is nearly tight.

Poster
Unsupervised Representation Transfer for Small Networks: I Believe I Can Distill On-the-Fly

Hee Min Choi, Hyoa Kang, Dokwan Oh

展开摘要

A current remarkable improvement of unsupervised visual representation learning is based on heavy networks with large-batch training. While recent methods have greatly reduced the gap between supervised and unsupervised performance of deep models such as ResNet-50, this development has been relatively limited for small models. In this work, we propose a novel unsupervised learning framework for small networks that combines deep self-supervised representation learning and knowledge distillation within one-phase training. In particular, a teacher model is trained to produce consistent cluster assignments between different views of the same image. Simultaneously, a student model is encouraged to mimic the prediction of on-the-fly self-supervised teacher. For effective knowledge transfer, we adopt the idea of domain classifier so that student training is guided by discriminative features invariant to the representational space shift between teacher and student. We also introduce a network driven multi-view generation paradigm to capture rich feature information contained in the network itself. Extensive experiments show that our student models surpass state-of-the-art offline distilled networks even from stronger self-supervised teachers as well as top-performing self-supervised models. Notably, our ResNet-18, trained with ResNet-50 teacher, achieves 68.3% ImageNet Top-1 accuracy on frozen feature linear evaluation, which is only 1.5% below the supervised baseline.

Poster
Oracle-Efficient Regret Minimization in Factored MDPs with Unknown Structure

Aviv Rosenberg, Yishay Mansour

展开摘要

We study regret minimization in non-episodic factored Markov decision processes (FMDPs), where all existing algorithms make the strong assumption that the factored structure of the FMDP is known to the learner in advance. In this paper, we provide the first algorithm that learns the structure of the FMDP while minimizing the regret. Our algorithm is based on the optimism in face of uncertainty principle, combined with a simple statistical method for structure learning, and can be implemented efficiently given oracle-access to an FMDP planner. Moreover, we give a variant of our algorithm that remains efficient even when the oracle is limited to non-factored actions, which is the case with almost all existing approximate planners. Finally, we leverage our techniques to prove a novel lower bound for the known structure case, closing the gap to the regret bound of Chen et al. [2021].

Poster
The Value of Information When Deciding What to Learn

Dilip Arumugam, Benjamin Van Roy

展开摘要

All sequential decision-making agents explore so as to acquire knowledge about a particular target. It is often the responsibility of the agent designer to construct this target which, in rich and complex environments, constitutes a onerous burden; without full knowledge of the environment itself, a designer may forge a sub-optimal learning target that poorly balances the amount of information an agent must acquire to identify the target against the target's associated performance shortfall. While recent work has developed a connection between learning targets and rate-distortion theory to address this challenge and empower agents that decide what to learn in an automated fashion, the proposed algorithm does not optimally tackle the equally important challenge of efficient information acquisition. In this work, building upon the seminal design principle of information-directed sampling (Russo & Van Roy, 2014), we address this shortcoming directly to couple optimal information acquisition with the optimal design of learning targets. Along the way, we offer new insights into learning targets from the literature on rate-distortion theory before turning to empirical results that confirm the value of information when deciding what to learn.

Poster
Adversarial Examples in Multi-Layer Random ReLU Networks

Peter Bartlett, Sebastien Bubeck, Yeshwanth Cherapanamjeri

展开摘要

We consider the phenomenon of adversarial examples in ReLU networks with independent Gaussian parameters. For networks of constant depth and with a large range of widths (for instance, it suffices if the width of each layer is polynomial in that of any other layer), small perturbations of input vectors lead to large changes of outputs. This generalizes results of Daniely and Schacham (2020) for networks of rapidly decreasing width and of Bubeck et al (2021) for two-layer networks. Our proof shows that adversarial examples arise in these networks because the functions they compute are \emph{locally} very similar to random linear functions. Bottleneck layers play a key role: the minimal width up to some point in the network determines scales and sensitivities of mappings computed up to that point. The main result is for networks with constant depth, but we also show that some constraint on depth is necessary for a result of this kind, because there are suitably deep networks that, with constant probability, compute a function that is close to constant.

Poster
Leveraging Spatial and Temporal Correlations in Sparsified Mean Estimation

Divyansh Jhunjhunwala, Ankur Mallick, Advait Harshal Gadhikar, Swanand Kadhe, Gauri Joshi

展开摘要

We study the problem of estimating at a central server the mean of a set of vectors distributed across several nodes (one vector per node). When the vectors are high-dimensional, the communication cost of sending entire vectors may be prohibitive, and it may be imperative for them to use sparsification techniques. While most existing work on sparsified mean estimation is agnostic to the characteristics of the data vectors, in many practical applications such as federated learning, there may be spatial correlations (similarities in the vectors sent by different nodes) or temporal correlations (similarities in the data sent by a single node over different iterations of the algorithm) in the data vectors. We leverage these correlations by simply modifying the decoding method used by the server to estimate the mean. We provide an analysis of the resulting estimation error as well as experiments for PCA, K-Means and Logistic Regression, which show that our estimators consistently outperform more sophisticated and expensive sparsification methods.

Poster
Regularized Softmax Deep Multi-Agent Q-Learning

Ling Pan, Tabish Rashid, Bei Peng, Longbo Huang, Shimon Whiteson

展开摘要

Tackling overestimation in $Q$-learning is an important problem that has been extensively studied in single-agent reinforcement learning, but has received comparatively little attention in the multi-agent setting. In this work, we empirically demonstrate that QMIX, a popular $Q$-learning algorithm for cooperative multi-agent reinforcement learning (MARL), suffers from a more severe overestimation in practice than previously acknowledged, and is not mitigated by existing approaches. We rectify this with a novel regularization-based update scheme that penalizes large joint action-values that deviate from a baseline and demonstrate its effectiveness in stabilizing learning. Furthermore, we propose to employ a softmax operator, which we efficiently approximate in a novel way in the multi-agent setting, to further reduce the potential overestimation bias. Our approach, Regularized Softmax (RES) Deep Multi-Agent $Q$-Learning, is general and can be applied to any $Q$-learning based MARL algorithm. We demonstrate that, when applied to QMIX, RES avoids severe overestimation and significantly improves performance, yielding state-of-the-art results in a variety of cooperative multi-agent tasks, including the challenging StarCraft II micromanagement benchmarks.

Poster
Efficient Combination of Rematerialization and Offloading for Training DNNs

Olivier Beaumont, Lionel Eyraud-Dubois, Alena SHILOVA

展开摘要

Rematerialization and offloading are two well known strategies to save memory during the training phase of deep neural networks, allowing data scientists to consider larger models, batch sizes or higher resolution data. Rematerialization trades memory for computation time, whereas Offloading trades memory for data movements. As these two resources are independent, it is appealing to consider the simultaneous combination of both strategies to save even more memory. We precisely model the costs and constraints corresponding to Deep Learning frameworks such as PyTorch or Tensorflow, we propose optimal algorithms to find a valid sequence of memory-constrained operations and finally, we evaluate the performance of proposed algorithms on realistic networks and computation platforms. Our experiments show that the possibility to offload can remove one third of the overhead of rematerialization, and that together they can reduce the memory used for activations by a factor 4 to 6, with an overhead below 20%.

Poster
Bootstrap Your Object Detector via Mixed Training

Mengde Xu, Zheng Zhang, Fangyun Wei, Yutong Lin, Yue Cao, Stephen Lin, Han Hu, Xiang Bai

展开摘要

We introduce MixTraining, a new training paradigm for object detection that can improve the performance of existing detectors for free. MixTraining enhances data augmentation by utilizing augmentations of different strengths while excluding the strong augmentations of certain training samples that may be detrimental to training. In addition, it addresses localization noise and missing labels in human annotations by incorporating pseudo boxes that can compensate for these errors. Both of these MixTraining capabilities are made possible through bootstrapping on the detector, which can be used to predict the difficulty of training on a strong augmentation, as well as to generate reliable pseudo boxes thanks to the robustness of neural networks to labeling error. MixTraining is found to bring consistent improvements across various detectors on the COCO dataset. In particular, the performance of Faster R-CNN~\cite{ren2015faster} with a ResNet-50~\cite{he2016deep} backbone is improved from 41.7 mAP to 44.0 mAP, and the accuracy of Cascade-RCNN~\cite{cai2018cascade} with a Swin-Small~\cite{liu2021swin} backbone is raised from 50.9 mAP to 52.8 mAP.

Spotlight
Efficient Active Learning for Gaussian Process Classification by Error Reduction

Guang Zhao, Edward Dougherty, Byung-Jun Yoon, Francis Alexander, Xiaoning Qian

展开摘要

Active learning sequentially selects the best instance for labeling by optimizing an acquisition function to enhance data/label efficiency. The selection can be either from a discrete instance set (pool-based scenario) or a continuous instance space (query synthesis scenario). In this work, we study both active learning scenarios for Gaussian Process Classification (GPC). The existing active learning strategies that maximize the Estimated Error Reduction (EER) aim at reducing the classification error after training with the new acquired instance in a one-step-look-ahead manner. The computation of EER-based acquisition functions is typically prohibitive as it requires retraining the GPC with every new query. Moreover, as the EER is not smooth, it can not be combined with gradient-based optimization techniques to efficiently explore the continuous instance space for query synthesis. To overcome these critical limitations, we develop computationally efficient algorithms for EER-based active learning with GPC. We derive the joint predictive distribution of label pairs as a one-dimensional integral, as a result of which the computation of the acquisition function avoids retraining the GPC for each query, remarkably reducing the computational overhead. We also derive the gradient chain rule to efficiently calculate the gradient of the acquisition function, which leads to the first query synthesis active learning algorithm implementing EER-based strategies. Our experiments clearly demonstrate the computational efficiency of the proposed algorithms. We also benchmark our algorithms on both synthetic and real-world datasets, which show superior performance in terms of sampling efficiency compared to the existing state-of-the-art algorithms.

Poster
Near-optimal Offline and Streaming Algorithms for Learning Non-Linear Dynamical Systems

Suhas S Kowshik, Dheeraj Mysore Nagaraj, Prateek Jain, Praneeth Netrapalli

展开摘要

We consider the setting of vector valued non-linear dynamical systems $X_{t+1} = \phi(A^{*} X_t) + \eta_t$, where $\eta_t$ is unbiased noise and $\phi : \mathbb{R} \to \mathbb{R}$ is a known link function that satisfies certain {\em expansivity property}. The goal is to learn $A^{*}$ from a single trajectory $X_1,\cdots , X_T$ of {\em dependent or correlated} samples. While the problem is well-studied in the linear case, where $\phi$ is identity, with optimal error rates even for non-mixing systems, existing results in the non-linear case hold only for mixing systems. In this work, we improve existing results for learning nonlinear systems in a number of ways: a) we provide the first offline algorithm that can learn non-linear dynamical systems without the mixing assumption, b) we significantly improve upon the sample complexity of existing results for mixing systems, c) in the much harder one-pass, streaming setting we study a SGD with Reverse Experience Replay (SGD-RER) method, and demonstrate that for mixing systems, it achieves the same sample complexity as our offline algorithm, d) we justify the expansivity assumption by showing that for the popular ReLU link function --- a non-expansive but easy to learn link function with i.i.d. samples --- any method would require exponentially many samples (with respect to dimension of $X_t$) from the dynamical system. We validate our results via. simulations and demonstrate that a naive application of SGD can be highly sub-optimal. Indeed, our work demonstrates that for correlated data, specialized methods designed for the dependency structure in data can significantly outperform standard SGD based methods.

Spotlight
On the Periodic Behavior of Neural Network Training with Batch Normalization and Weight Decay

Ekaterina Lobacheva, Maxim Kodryan, Nadezhda Chirkova, Andrey Malinin, Dmitry P. Vetrov

展开摘要

Training neural networks with batch normalization and weight decay has become a common practice in recent years. In this work, we show that their combined use may result in a surprising periodic behavior of optimization dynamics: the training process regularly exhibits destabilizations that, however, do not lead to complete divergence but cause a new period of training. We rigorously investigate the mechanism underlying the discovered periodic behavior from both empirical and theoretical points of view and analyze the conditions in which it occurs in practice. We also demonstrate that periodic behavior can be regarded as a generalization of two previously opposing perspectives on training with batch normalization and weight decay, namely the equilibrium presumption and the instability presumption.

Poster
Fast and accurate randomized algorithms for low-rank tensor decompositions

Linjian Ma, Edgar Solomonik

展开摘要

Low-rank Tucker and CP tensor decompositions are powerful tools in data analytics. The widely used alternating least squares (ALS) method, which solves a sequence of over-determined least squares subproblems, is costly for large and sparse tensors. We propose a fast and accurate sketched ALS algorithm for Tucker decomposition, which solves a sequence of sketched rank-constrained linear least squares subproblems. Theoretical sketch size upper bounds are provided to achieve $O(\epsilon)$ relative error for each subproblem with two sketching techniques, TensorSketch and leverage score sampling. Experimental results show that this new ALS algorithm, combined with a new initialization scheme based on the randomized range finder, yields decomposition accuracy comparable to the standard higher-order orthogonal iteration (HOOI) algorithm. The new algorithm achieves up to $22.0\%$ relative decomposition residual improvement compared to the state-of-the-art sketched randomized algorithm for Tucker decomposition of various synthetic and real datasets. This Tucker-ALS algorithm is further used to accelerate CP decomposition, by using randomized Tucker compression followed by CP decomposition of the Tucker core tensor. Experimental results show that this algorithm not only converges faster, but also yields more accurate CP decompositions.

Poster
Balanced Chamfer Distance as a Comprehensive Metric for Point Cloud Completion

Tong Wu, Liang Pan, Junzhe Zhang, Tai Wang, Ziwei Liu, Dahua Lin

展开摘要

Chamfer Distance (CD) and Earth Mover’s Distance (EMD) are two broadly adopted metrics for measuring the similarity between two point sets. However, CD is usually insensitive to mismatched local density, and EMD is usually dominated by global distribution while overlooks the fidelity of detailed structures. Besides, their unbounded value range induces a heavy influence from the outliers. These defects prevent them from providing a consistent evaluation. To tackle these problems, we propose a new similarity measure named Density-aware Chamfer Distance (DCD). It is derived from CD and benefits from several desirable properties: 1) it can detect disparity of density distributions and is thus a more intensive measure of similarity compared to CD; 2) it is stricter with detailed structures and significantly more computationally efficient than EMD; 3) the bounded value range encourages a more stable and reasonable evaluation over the whole test set. We adopt DCD to evaluate the point cloud completion task, where experimental results show that DCD pays attention to both the overall structure and local geometric details and provides a more reliable evaluation even when CD and EMD contradict each other. We can also use DCD as the training loss, which outperforms the same model trained with CD loss on all three metrics. In addition, we propose a novel point discriminator module that estimates the priority for another guided down-sampling step, and it achieves noticeable improvements under DCD together with competitive results for both CD and EMD. We hope our work could pave the way for a more comprehensive and practical point cloud similarity evaluation. Our code will be available at https://github.com/wutong16/Density_aware_Chamfer_Distance.

Poster
Sampling with Trusthworthy Constraints: A Variational Gradient Framework

Xingchao Liu, Xin Tong, Qiang Liu

展开摘要

Sampling-based inference and learning techniques, especially Bayesian inference, provide an essential approach to handling uncertainty in machine learning (ML). As these techniques are increasingly used in daily life, it becomes essential to safeguard the ML systems with various trustworthy-related constraints, such as fairness, safety, interpretability. Mathematically, enforcing these constraints in probabilistic inference can be cast into sampling from intractable distributions subject to general nonlinear constraints, for which practical efficient algorithms are still largely missing. In this work, we propose a family of constrained sampling algorithms which generalize Langevin Dynamics (LD) and Stein Variational Gradient Descent (SVGD) to incorporate a moment constraint specified by a general nonlinear function. By exploiting the gradient flow structure of LD and SVGD, we derive two types of algorithms for handling constraints, including a primal-dual gradient approach and the constraint controlled gradient descent approach. We investigate the continuous-time mean-field limit of these algorithms and show that they have O(1/t) convergence under mild conditions. Moreover, the LD variant converges linearly assuming that a log Sobolev like inequality holds. Various numerical experiments are conducted to demonstrate the efficiency of our algorithms in trustworthy settings.

Poster
Learning curves of generic features maps for realistic datasets with a teacher-student model

Bruno Loureiro, Cedric Gerbelot, Hugo Cui, Sebastian Goldt, Florent Krzakala, Marc Mezard, Lenka Zdeborova

展开摘要

Teacher-student models provide a framework in which the typical-case performance of high-dimensional supervised learning can be described in closed form. The assumptions of Gaussian i.i.d. input data underlying the canonical teacher-student model may, however, be perceived as too restrictive to capture the behaviour of realistic data sets. In this paper, we introduce a Gaussian covariate generalisation of the model where the teacher and student can act on different spaces, generated with fixed, but generic feature maps. While still solvable in a closed form, this generalization is able to capture the learning curves for a broad range of realistic data sets, thus redeeming the potential of the teacher-student framework. Our contribution is then two-fold: first, we prove a rigorous formula for the asymptotic training loss and generalisation error. Second, we present a number of situations where the learning curve of the model captures the one of a realistic data set learned with kernel regression and classification, with out-of-the-box feature maps such as random projections or scattering transforms, or with pre-learned ones - such as the features learned by training multi-layer neural networks. We discuss both the power and the limitations of the framework.

Poster