NAACL 2024 论文列表

Annual Conference of the North American Chapter of the ACL

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Instructional Fingerprinting of Large Language Models

Jiashu Xu, Fei Wang, Mingyu Ma, Pang Wei Koh, Chaowei Xiao, Muhao Chen

展开摘要

The exorbitant cost of training Large language models (LLMs) from scratch makes it essential to fingerprint the models to protect intellectual property via ownership authentication and to ensure downstream users and developers comply with their license terms (eg restricting commercial use). In this study, we present a pilot study on LLM fingerprinting as a form of very lightweight instruction tuning. Model publisher specifies a confidential private key and implants it as an instruction backdoor that causes the LLM to generate specific text when the key is present. Results on 11 popularly-used LLMs showed that this approach is lightweight and does not affect the normal behavior of the model. It also prevents publisher overclaim, maintains robustness against fingerprint guessing and parameter-efficient training, and supports multi-stage fingerprinting akin to MIT License.

Long
Instruction-following Evaluation through Verbalizer Manipulation

Shiyang Li, Jun Yan, Hai Wang, Zheng Tang, Xiang Ren, Vijay Srinivasan, Hongxia Jin

展开摘要

While instruction-tuned models have shown remarkable success in various natural language processing tasks, accurately evaluating their ability to follow instructions remains challenging. Existing benchmarks primarily focus on common instructions that align well with what the model learned during training. However, proficiency in responding to these instructions does not necessarily imply strong ability in instruction following. In this paper, we propose a novel instruction-following evaluation protocol called verbalizer manipulation. It instructs the model to verbalize the task label with words aligning with model priors to different extents, adopting verbalizers from highly aligned (e.g., outputting “positive” for positive sentiment), to minimally aligned (e.g., outputting “negative” for positive sentiment). Verbalizer manipulation can be seamlessly integrated with any classification benchmark to examine the model’s reliance on priors and its ability to override them to accurately follow the instructions. We conduct a comprehensive evaluation of four major model families across nine datasets, employing twelve sets of verbalizers for each of them. We observe that the instruction-following abilities of models, across different families and scales, are significantly distinguished by their performance on less natural verbalizers. Even the strongest GPT-4 model struggles to perform better than random guessing on the most challenging verbalizer, emphasizing the need for continued advancements to improve their instruction-following abilities.

Findings
Instruction Tuning with Human Curriculum

Bruce W. Lee, Hyunsoo Cho, Kang Min Yoo

展开摘要

In this work, we (1) introduce Curriculum Instruction Tuning, (2) explore the potential advantages of employing diverse curriculum strategies, and (3) delineate a synthetic instruction-response generation framework that complements our theoretical approach. Distinct from the existing instruction tuning dataset, our generation pipeline is systematically structured to emulate the sequential and orderly characteristic of human learning. Additionally, we describe a methodology for generating instruction-response datasets that extensively span the various stages of human education, from middle school through the graduate level, utilizing educational subject catalogs.Before training, we meticulously organize the instruction data to ensure that questions escalate in difficulty regarding (A) the subject matter and (B) the intricacy of the instructions. The findings of our study reveal that substantial improvements in performance can be achieved through the mere application of curriculum ordering to instruction data—achieving gains of +4.76 on TruthfulQA, +2.98 on MMLU, +2.8 on OpenbookQA, and +1.28 on ARC-hard—compared to random shuffling. This enhancement is achieved without incurring additional computational expenses. Through comprehensive experimentation, we observe that the advantages of our proposed method are consistently evident across nine benchmarks.

Findings
Instructing Large Language Models to Identify and Ignore Irrelevant Conditions

Zhenyu Wu, Chao Shen, Meng Jiang

展开摘要

Math word problem (MWP) solving requires generating a reasoning path based on a given problem description that often contains irrelevant conditions.Existing chain-of-thought (CoT) prompting methods elicited multi-step reasoning abilities of large language models (LLMs) to solve MWPs.However, they were seriously confused by the irrelevant conditions, resulting in low accuracy.In this paper, we propose a novel approach named I3C that instructs LLMs to identify and ignore irrelevant conditions.It identifies a set of irrelevant condition candidates that have a weak semantic relevance with the question.Then it prompts LLMs to verify the irrelevant conditions.Lastly it instructs the LLMs with the verification on relevant and irrelevant conditions to avoid confusion and improve reasoning paths.Moreover, we propose to select (problem, reasoning paths) pairs as demonstrations to enhance I3C with few-shot reasoning. We develop I3C-Select that selects the most confusing problems based on the semantic relevance measurement.We conduct extensive experiments on eight MWP datasets.I3C can be combined with any CoT prompting methods to improve the performance of solving MWPs.Notably, with GPT-3.5-Turbo and I3C-Select, we achieve an accuracy of 96.0 and 94.1 on GSM-IC2-1K and GSM-ICM-1K, respectively, significantly outperforming the state-of-the-art few-shot prompting method Complex-CoT by +11.7 and +11.1.Our implementation is made publicly available at https://wzy6642.github.io/I3C.github.io/.

Long
InstructEval: Systematic Evaluation of Instruction Selection Methods

Anirudh Ajith, Chris Pan, Mengzhou Xia, Ameet Deshpande, Karthik Narasimhan

展开摘要

In-context learning (ICL) performs tasks by prompting a large language model (LLM) using an instruction and a small set of annotated examples called demonstrations. Recent work has shown that precise details of the inputs used in the ICL prompt significantly impact performance, which has incentivized instruction selection algorithms. The effect of instruction-choice however is severely underexplored, with existing analyses restricted to shallow subsets of models and tasks, limiting the generalizability of their insights. We develop InstructEval, an ICL evaluation suite to conduct a thorough assessment of these techniques. The suite includes 13 open-sourced LLMs of varying scales from four model families, and covers nine tasks across three categories. Using the suite, we evaluate the relative performance of seven popular instruction selection methods over five metrics relevant to ICL. Our experiments reveal that using curated manually-written instructions or simple instructions without any task-specific descriptions often elicits superior ICL performance overall than that of automatic instruction-induction methods, pointing to a lack of generalizability among the latter. We release our evaluation suite (at https://github.com/princeton-nlp/InstructEval) for benchmarking instruction selection approaches and enabling more generalizable methods in this space.

Findings
InstructABSA: Instruction Learning for Aspect Based Sentiment Analysis

Kevin Scaria, Himanshu Gupta, Siddharth Goyal, Saurabh Sawant, Swaroop Mishra, Chitta Baral

展开摘要

We introduce InstructABSA, an instruction learning paradigm for Aspect-Based Sentiment Analysis (ABSA) subtasks.Our method introduces positive, negative, and neutral examples to each training sample, and instruction tune the model (Tk-Instruct) for ABSA subtasks, yielding significant performance improvements. Experimental results on the Sem Eval 2014, 15, and 16 datasets demonstrate that InstructABSA outperforms the previous state-of-the-art (SOTA) approaches on Term Extraction (ATE), Sentiment Classification(ATSC) and Sentiment Pair Extraction (ASPE) subtasks.In particular, InstructABSA outperforms the previous state-of-the-art (SOTA) on the Rest14 ATE subtask by 5.69% points, the Rest15 ATSC subtask by 9.59% points, and the Lapt14 AOPE subtask by 3.37% points, surpassing 7x larger models.We get competitive results on AOOE, AOPE, AOSTE, and ACOSQE subtasks indicating strong generalization ability to all subtasks. Exploring sample efficiency reveals that just 50% train data is required to get competitive results with other instruction tuning approaches. Lastly, we assess the quality of instructions and observe that InstructABSA’s performance experiences a decline of ~10% when adding misleading examples

Short
InsCL: A Data-efficient Continual Learning Paradigm for Fine-tuning Large Language Models with Instructions

Yifan Wang, Yafei Liu, Chufan Shi, Haoling Li, Chen Chen, Haonan Lu, Yujiu Yang

展开摘要

Instruction tuning effectively optimizes Large Language Models (LLMs) for downstream tasks. Due to the changing environment in real-life applications, LLMs necessitate continual task-specific adaptation without catastrophic forgetting. Considering the heavy computational cost, replay-based Continual Learning (CL) methods are the simplest and most widely used for LLMs to address the forgetting issue. However, traditional replay-based methods do not fully utilize instructions to customize the replay strategy. In this work, we propose a novel paradigm called Instruction-based Continual Learning (InsCL). InsCL dynamically replays previous data based on task similarity, calculated by Wasserstein Distance with instructions. Moreover, we further introduce an Instruction Information Metric (InsInfo) to quantify the complexity and diversity of instructions. According to InsInfo, InsCL guides the replay process more inclined to high-quality data. We conduct extensive experiments over 16 tasks with different training orders, observing consistent performance improvements of InsCL. When all tasks have been trained, InsCL achieves performance gains of 3.0 Relative Gain compared with Random Replay, and 27.96 Relative Gain compared with No Replay.

Long
IndiSentiment140: Sentiment Analysis Dataset for Indian Languages with Emphasis on Low-Resource Languages using Machine Translation

Saurabh Kumar, Ranbir Sanasam, Sukumar Nandi

展开摘要

Sentiment analysis, a fundamental aspect of Natural Language Processing (NLP), involves the classification of emotions, opinions, and attitudes in text data. In the context of India, with its vast linguistic diversity and low-resource languages, the challenge is to support sentiment analysis in numerous Indian languages. This study explores the use of machine translation to bridge this gap. The investigation examines the feasibility of machine translation for creating sentiment analysis datasets in 22 Indian languages. Google Translate, with its extensive language support, is employed for this purpose in translating the Sentiment140 dataset. The study aims to provide insights into the practicality of using machine translation in the context of India’s linguistic diversity for sentiment analysis datasets. Our findings indicate that a dataset generated using Google Translate has the potential to serve as a foundational framework for tackling the low-resource challenges commonly encountered in sentiment analysis for Indian languages.

Long
IndiBias: A Benchmark Dataset to Measure Social Biases in Language Models for Indian Context

Nihar Sahoo, Pranamya Kulkarni, Arif Ahmad, Tanu Goyal, Narjis Asad, Aparna Garimella, Pushpak Bhattacharyya

展开摘要

The pervasive influence of social biases in language data has sparked the need for benchmark datasets that capture and evaluate these biases in Large Language Models (LLMs). Existing efforts predominantly focus on English language and the Western context, leaving a void for a reliable dataset that encapsulates India’s unique socio-cultural nuances. To bridge this gap, we introduce IndiBias, a comprehensive benchmarking dataset designed specifically for evaluating social biases in the Indian context. We filter and translate the existing CrowS-Pairs dataset to create a benchmark dataset suited to the Indian context in Hindi language. Additionally, we leverage LLMs including ChatGPT and InstructGPT to augment our dataset with diverse societal biases and stereotypes prevalent in India. The included bias dimensions encompass gender, religion, caste, age, region, physical appearance, and occupation. We also build a resource to address intersectional biases along three intersectional dimensions. Our dataset contains 800 sentence pairs and 300 tuples for bias measurement across different demographics. The dataset is available in English and Hindi, providing a size comparable to existing benchmark datasets. Furthermore, using IndiBias we compare ten different language models on multiple bias measurement metrics. We observed that the language models exhibit more bias across a majority of the intersectional groups. All the scripts utilized and datasets created in this study are publicly available.

Long
Incorporating Exponential Smoothing into MLP: a Simple but Effective Sequence Model

JiqunChu JiqunChu, Zuoquan Lin

展开摘要

Modeling long-range dependencies in sequential data is a crucial step in sequence learning. A recently developed model, the Structured State Space (S4), demonstrated significant effectiveness in modeling long-range sequences. However, It is unclear whether the success of S4 can be attributed to its intricate parameterization and HiPPO initialization or simply due to State Space Models (SSMs). To further investigate the potential of the deep SSMs, we start with exponential smoothing (ETS), a simple SSM, and propose a stacked architecture by directly incorporating it into an element-wise MLP. We augment simple ETS with additional parameters and complex field to reduce the inductive bias. Despite increasing less than 1% of parameters of element-wise MLP, our models achieve comparable results to S4 on the LRA benchmark.

Findings
In-context Learning and Gradient Descent Revisited

Gilad Deutch, Nadav Magar, Tomer Natan, Guy Dar

展开摘要

In-context learning (ICL) has shown impressive results in few-shot learning tasks, yet its underlying mechanism is still not fully understood. A recent line of work suggests that ICL performs gradient descent (GD)-based optimization implicitly. While appealing, much of the research focuses on simplified settings, where the parameters of a shallow model are optimized. In this work, we revisit evidence for ICL-GD correspondence on realistic NLP tasks and models. We find gaps in evaluation, both in terms of problematic metrics and insufficient baselines. We show that surprisingly, even untrained models achieve comparable ICL-GD similarity scores despite not exhibiting ICL.Next, we explore a major discrepancy in the flow of information throughout the model between ICL and GD, which we term Layer Causality. We propose a simple GD-based optimization procedure that respects layer causality, and show it improves similarity scores significantly.

Long
In-context Learning Generalizes, But Not Always Robustly: The Case of Syntax

Aaron Mueller, Albert Webson, Jackson Petty, Tal Linzen

展开摘要

In-context learning (ICL) is now a common method for teaching large language models (LLMs) new tasks: given labeled examples in the input context, the LLM learns to perform the task without weight updates. Do models guided via ICL infer the underlying structure of the task defined by the context, or do they rely on superficial heuristics that only generalize to identically distributed examples? We address this question using transformations tasks and an NLI task that assess sensitivity to syntax—a requirement for robust language understanding. We further investigate whether out-of-distribution generalization can be improved via chain-of-thought prompting, where the model is provided with a sequence of intermediate computation steps that illustrate how the task ought to be performed. In experiments with models from the GPT, PaLM, and Llama 2 families, we find large variance across LMs. The variance is explained more by the composition of the pre-training corpus and supervision methods than by model size; in particular, models pre-trained on code generalize better, and benefit more from chain-of-thought prompting.

Long
In-Context Example Ordering Guided by Label Distributions

Zhichao Xu, Daniel Cohen, Bei Wang, Vivek Srikumar

展开摘要

By allowing models to predict without task-specific training, in-context learning (ICL) with pretrained LLMs has enormous potential in NLP. However, a number of problems persist in ICL. In particular, its performance is sensitive to the choice and order of in-context examples. Given the same set of in-context examples with different orderings, model performance may vary from near random to near state-of-the-art. In this work, we formulate in-context example ordering as an optimization problem. We examine three problem settings that differ in the assumptions they make about what is known about the task. Inspired by the idea of learning from label proportions, we propose two principles for in-context example ordering guided by model’s probability predictions. We apply our proposed principles to thirteen text classification datasets and nine different autoregressive LLMs with 700M to 13B parameters. We demonstrate that our approach outperforms the baselines by improving the classification accuracy, reducing model miscalibration, and also by selecting better in-context examples.

Findings
Improving Toponym Resolution by Predicting Attributes to Constrain Geographical Ontology Entries

Zeyu Zhang, Egoitz Laparra, Steven Bethard

展开摘要

Geocoding is the task of converting location mentions in text into structured geospatial data.We propose a new prompt-based paradigm for geocoding, where the machine learning algorithm encodes only the location mention and its context.We design a transformer network for predicting the country, state, and feature class of a location mention, and a deterministic algorithm that leverages the country, state, and feature class predictions as constraints in a search for compatible entries in the ontology.Our architecture, GeoPLACE, achieves new state-of-the-art performance on multiple datasets.Code and models are available at https://github.com/clulab/geonorm.

Short
Improving Pre-trained Language Model Sensitivity via Mask Specific losses: A case study on Biomedical NER

Micheal Abaho, Danushka Bollegala, Gary Leeming, Dan Joyce, Iain Buchan

展开摘要

Adapting language models (LMs) to novel domains is often achieved through fine-tuning a pre-trained LM (PLM) on domain-specific data. Fine-tuning introduces new knowledge into an LM, enabling it to comprehend and efficiently perform a target domain task. Fine-tuning can however be inadvertently insensitive if it ignores the wide array of disparities (e.g in word meaning) between source and target domains. For instance, words such as chronic and pressure may be treated lightly in social conversations, however, clinically, these words are usually an expression of concern. To address insensitive fine-tuning, we propose Mask Specific Language Modeling (MSLM), an approach that efficiently acquires target domain knowledge by appropriately weighting the importance of domain-specific terms (DS-terms) during fine-tuning. MSLM jointly masks DS-terms and generic words, then learns mask-specific losses by ensuring LMs incur larger penalties for inaccurately predicting DS-terms compared to generic words. Results of our analysis show that MSLM improves LMs sensitivity and detection of DS-terms. We empirically show that an optimal masking rate not only depends on the LM, but also on the dataset and the length of sequences. Our proposed masking strategy outperforms advanced masking strategies such as span- and PMI-based masking.

Long
Improving Machine Translation with Human Feedback: An Exploration of Quality Estimation as a Reward Model

Zhiwei He, Xing Wang, Wenxiang Jiao, Zhuosheng Zhang, Rui Wang, Shuming Shi, Zhaopeng Tu

展开摘要

Insufficient modeling of human preferences within the reward model is a major obstacle for leveraging human feedback to improve translation quality. Fortunately, quality estimation (QE), which predicts the quality of a given translation without reference, has achieved impressive alignment with human evaluations in the last two years. In this work, we investigate the potential of employing the QE model as the reward model to predict human preferences for feedback training. We first identify the overoptimization problem during QE-based feedback training, manifested as an increase in reward while translation quality declines. We examine the problem and argue that the vulnerability of the QE model might lead to high rewards for incorrect translations, resulting in overoptimization and error propagation. To address the problem, we adopt a simple yet effective method that uses heuristic rules to detect the incorrect translations and assigns a penalty term to the reward scores of them. Experimental results show that the proposed QE-based feedback training achieves consistent and significant improvements across various settings, further verified through human preference studies. Our subsequent analysis demonstrates the high data efficiency of the proposed QE-based feedback training: it outperforms systems using larger parallel corpora by a small amount of monolingual data. Our code is available at: https://github.com/zwhe99/FeedbackMT

Long
Improving In-context Learning of Multilingual Generative Language Models with Cross-lingual Alignment

Chong Li, Shaonan Wang, Jiajun Zhang, Chengqing Zong

展开摘要

Multilingual generative models obtain remarkable cross-lingual in-context learning capabilities through pre-training on large-scale corpora. However, they still exhibit a performance bias toward high-resource languages and learn isolated distributions of multilingual sentence representations, which may hinder knowledge transfer across languages. To bridge this gap, we propose a simple yet effective cross-lingual alignment framework exploiting pairs of translation sentences. It aligns the internal sentence representations across different languages via multilingual contrastive learning and aligns outputs by following cross-lingual instructions in the target language. Experimental results show that even with less than 0.1‰ of pre-training tokens, our alignment framework significantly boosts the cross-lingual abilities of generative language models and mitigates the performance gap. Further analyses reveal that it results in a better internal multilingual representation distribution of multilingual models.

Long
Improving Health Question Answering with Reliable and Time-Aware Evidence Retrieval

Juraj Vladika, Florian Matthes

展开摘要

In today’s digital world, seeking answers to health questions on the Internet is a common practice. However, existing question answering (QA) systems often rely on using pre-selected and annotated evidence documents, thus making them inadequate for addressing novel questions. Our study focuses on the open-domain QA setting, where the key challenge is to first uncover relevant evidence in large knowledge bases. By utilizing the common retrieve-then-read QA pipeline and PubMed as a trustworthy collection of medical research documents, we answer health questions from three diverse datasets. We modify different retrieval settings to observe their influence on the QA pipeline’s performance, including the number of retrieved documents, sentence selection process, the publication year of articles, and their number of citations. Our results reveal that cutting down on the amount of retrieved documents and favoring more recent and highly cited documents can improve the final macro F1 score up to 10%. We discuss the results, highlight interesting examples, and outline challenges for future research, like managing evidence disagreement and crafting user-friendly explanations.

Findings
Improving Factuality in Clinical Abstractive Multi-Document Summarization by Guided Continued Pre-training

Ahmed Elhady, Khaled Elsayed, Eneko Agirre, Mikel Artetxe

展开摘要

Factual accuracy is an important property of neural abstractive summarization models, especially in fact-critical domains such as the clinical literature. In this work, we introduce a guided continued pre-training stage for encoder-decoder models that improves their understanding of the factual attributes of documents, which is followed by supervised fine-tuning on summarization. Our approach extends the pre-training recipe of BART to incorporate 3 additional objectives based on PICO spans, which capture the population, intervention, comparison, and outcomes related to a clinical study. Experiments on multi-document summarization in the clinical domain demonstrate that our approach is competitive with prior work, improving the quality and factuality of the summaries and achieving the best-published results in factual accuracy on the MSLR task.

Short
Improving Factual Accuracy of Neural Table-to-Text Output by Addressing Input Problems in ToTTo

Barkavi Sundararajan, Yaji Sripada, Ehud Reiter

展开摘要

Neural Table-to-Text models tend to hallucinate, producing texts that contain factual errors. We investigate whether such errors in the output can be traced back to problems with the input. We manually annotated 1,837 texts generated by multiple models in the politics domain of the ToTTo dataset. We identify the input problems that are responsible for many output errors and show that fixing these inputs reduces factual errors by between 52% and 76% (depending on the model). In addition, we observe that models struggle in processing tabular inputs that are structured in a non-standard way, particularly when the input lacks distinct row and column values or when the column headers are not correctly mapped to corresponding values.

Long