NAACL 2024 论文列表

Annual Conference of the North American Chapter of the ACL

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PlanRAG: A Plan-then-Retrieval Augmented Generation for Generative Large Language Models as Decision Makers

Myeonghwa Lee, Seonho An, Min-Soo Kim

展开摘要

In this paper, we conduct a study to utilize LLMs as a solution for decision making that requires complex data analysis. We define **Decision QA** as the task of answering the best decision, dbest, for a decision-making question Q, business rules R and a database D. Since there is no benchmark that can examine Decision QA, we propose Decision QA benchmark, **DQA**. It has two scenarios, Locating and Building, constructed from two video games (Europa Universalis IV and Victoria 3) that have almost the same goal as Decision QA. To address Decision QA effectively, we also propose a new RAG technique called the *iterative plan-then-retrieval augmented generation* (**PlanRAG**). Our PlanRAG-based LM generates the plan for decision making as the first step, and the retriever generates the queries for data analysis as the second step. The proposed method outperforms the state-of-the-art iterative RAG method by 15.8% in the Locating scenario and by 7.4% in the Building scenario, respectively. We release our code and benchmark at https://github.com/myeon9h/PlanRAG.

Long
Personalized Review Recommendation based on Implicit dimension mining

Bei Xu, Yifan Xu

展开摘要

Users usually browse product reviews before buying products from e-commerce websites. Lots of e-commerce websites can recommend reviews. However, existing research on review recommendation mainly focuses on the general usefulness of reviews and ignores personalized and implicit requirements. To address the issue, we propose a Large language model driven Personalized Review Recommendation model based on Implicit dimension mining (PRR-LI). The model mines implicit dimensions from reviews and requirements, and encodes them in the form of “text + dimension”. The experiments show that our model significantly outperforms other state-of-the-art textual models on the Amazon-MRHP dataset, with some of the metrics outperforming the state-of-the-art multimodal models. And we prove that encoding “text + dimension” is better than encoding “text” and “dimension” separately in review recommendation.

Short
Personalized Jargon Identification for Enhanced Interdisciplinary Communication

Yue Guo, Joseph Chee Chang, Maria Antoniak, Erin Bransom, Trevor Cohen, Lucy Wang, Tal August

展开摘要

Scientific jargon can confuse researchers when they read materials from other domains. Identifying and translating jargon for individual researchers could speed up research, but current methods of jargon identification mainly use corpus-level familiarity indicators rather than modeling researcher-specific needs, which can vary greatly based on each researcher’s background. We collect a dataset of over 10K term familiarity annotations from 11 computer science researchers for terms drawn from 100 paper abstracts. Analysis of this data reveals that jargon familiarity and information needs vary widely across annotators, even within the same sub-domain (e.g., NLP). We investigate features representing domain, subdomain, and individual knowledge to predict individual jargon familiarity. We compare supervised and prompt-based approaches, finding that prompt-based methods using information about the individual researcher (e.g., personal publications, self-defined subfield of research) yield the highest accuracy, though the task remains difficult and supervised approaches have lower false positive rates. This research offers insights into features and methods for the novel task of integrating personal data into scientific jargon identification.

Long
Personalized Federated Learning for Text Classification with Gradient-Free Prompt Tuning

Rui Wang, Tong Yu, Ruiyi Zhang, Sungchul Kim, Ryan Rossi, Handong Zhao, Junda Wu, Subrata Mitra, Lina Yao, Ricardo Henao

展开摘要

In this paper, we study personalized federated learning for text classification with Pretrained Language Models (PLMs). We identify two challenges in efficiently leveraging PLMs for personalized federated learning: 1) Communication. PLMs are usually large in size, e.g., with hundreds of millions of parameters, inducing huge communication cost in a federated setting. 2) Local Training. Training with PLMs generally requires back-propagation, during which memory consumption can be several times that of the forward-propagation. This may not be affordable when the PLMs are trained locally on the clients that are resource constrained, e.g., mobile devices with limited access to memory resources. Additionally, the proprietary PLMs can be provided as concealed APIs, for which the back-propagation operations may not be available. In solving these, we propose a training framework that includes an approach of discrete local search for gradient-free local training, along with a compression mechanism inspired from the linear word analogy that allows communicating with discretely indexed tokens, thus significantly reducing the communication cost. Experiments show that our gradient-free framework achieves superior performance compared with baselines.

Findings
PersonaLLM: Investigating the Ability of Large Language Models to Express Personality Traits

Hang Jiang, Xiajie Zhang, Xubo Cao, Cynthia Breazeal, Deb Roy, Jad Kabbara

展开摘要

Despite the many use cases for large language models (LLMs) in creating personalized chatbots, there has been limited research on evaluating the extent to which the behaviors of personalized LLMs accurately and consistently reflect specific personality traits. We consider studying the behavior of LLM-based agents which we refer to as LLM personas and present a case study with GPT-3.5 and GPT-4 to investigate whether LLMs can generate content that aligns with their assigned personality profiles. To this end, we simulate distinct LLM personas based on the Big Five personality model, have them complete the 44-item Big Five Inventory (BFI) personality test and a story writing task, and then assess their essays with automatic and human evaluations. Results show that LLM personas’ self-reported BFI scores are consistent with their designated personality types, with large effect sizes observed across five traits. Additionally, LLM personas’ writings have emerging representative linguistic patterns for personality traits when compared with a human writing corpus. Furthermore, human evaluation shows that humans can perceive some personality traits with an accuracy of up to 80%. Interestingly, the accuracy drops significantly when the annotators were informed of AI authorship.

Findings
Pedagogically Aligned Objectives Create Reliable Automatic Cloze Tests

Brian Ondov, Kush Attal, Dina Demner-Fushman

展开摘要

The cloze training objective of Masked Language Models makes them a natural choice for generating plausible distractors for human cloze questions. However, distractors must also be both distinct and incorrect, neither of which is directly addressed by existing neural methods. Evaluation of recent models has also relied largely on automated metrics, which cannot demonstrate the reliability or validity of human comprehension tests. In this work, we first formulate the pedagogically motivated objectives of plausibility, incorrectness, and distinctiveness in terms of conditional distributions from language models. Second, we present an unsupervised, interpretable method that uses these objectives to jointly optimize sets of distractors. Third, we test the reliability and validity of the resulting cloze tests compared to other methods with human participants. We find our method has stronger correlation with teacher-created comprehension tests than the state-of-the-art neural method and is more internally consistent. Our implementation is freely available and can quickly create a multiple choice cloze test from any given passage.

Long
PatentEval: Understanding Errors in Patent Generation

You Zuo, Kim Gerdes, Éric Clergerie, Benoit Sagot

展开摘要

In this work, we introduce a comprehensive error typology specifically designed for evaluating two distinct tasks in machine-generated patent texts: claims-to-abstract generation, and the generation of the next claim given previous ones. We have also developed a benchmark, PatentEval, for systematically assessing language models in this context. Our study includes a comparative analysis, annotated by humans, of various models. These range from those specifically adapted during training for tasks within the patent domain to the latest general-purpose large language models (LLMs). Furthermore, we explored and evaluated some metrics to approximate human judgments in patent text evaluation, analyzing the extent to which these metrics align with expert assessments. These approaches provide valuable insights into the capabilities and limitations of current language models in the specialized field of patent text generation.

Long
Paraphrase and Solve: Exploring and Exploiting the Impact of Surface Form on Mathematical Reasoning in Large Language Models

Yue Zhou, Yada Zhu, Diego Antognini, Yoon Kim, Yang Zhang

展开摘要

This paper studies the relationship between the surface form of a mathematical problem and its solvability by large language models. We find that subtle alterations in the surface form can significantly impact the answer distribution and the solve rate, exposing the language model’s lack of robustness and sensitivity to the surface form in reasoning through complex problems. To improve mathematical reasoning performance, we propose Self-Consistency-over-Paraphrases (SCoP), which diversifies reasoning paths from specific surface forms of the problem. We evaluate our approach on four mathematics reasoning benchmarks over three large language models and show that SCoP improves mathematical reasoning performance over vanilla self-consistency, particularly for problems initially deemed unsolvable. Finally, we provide additional experiments and discussion regarding problem difficulty and surface forms, including cross-model difficulty agreement and paraphrasing transferability, and Variance of Variations (VOV) for language model evaluation.

Long
Parameter-Efficient Instruction Tuning of Large Language Models For Extreme Financial Numeral Labelling

Subhendu Khatuya, Rajdeep Mukherjee, Akash Ghosh, Manjunath Hegde, Koustuv Dasgupta, Niloy Ganguly, Saptarshi Ghosh, Pawan Goyal

展开摘要

We study the problem of automatically annotating relevant numerals (GAAP metrics) occurring in the financial documents with their corresponding XBRL tags. Different from prior works, we investigate the feasibility of solving this extreme classification problem using a generative paradigm through instruction tuning of Large Language Models (LLMs). To this end, we leverage metric metadata informationto frame our target outputs while proposing a parameter efficient solution for the task using LoRA. We perform experiments on two recently released financial numeric labeling datasets. Our proposed model, **FLAN-FinXC**, achieves new state-of-the-art performances on both the datasets, outperforming several strong baselines. We explain the better scores of our proposed model by demonstrating its capability for zero-shot as well as the least frequently occurring tags. Also, even when we fail to predict the XBRL tags correctly, our generated output has substantial overlap with the ground-truth in majority of the cases.

Long
ParallelPARC: A Scalable Pipeline for Generating Natural-Language Analogies

Oren Sultan, Yonatan Bitton, Ron Yosef, Dafna Shahaf

展开摘要

Analogy-making is central to human cognition, allowing us to adapt to novel situations – an ability that current AI systems still lack. Most analogy datasets today focus on simple analogies (e.g., word analogies); datasets including complex types of analogies are typically manually curated and very small. We believe that this holds back progress in computational analogy.In this work, we design a data generation pipeline, ParallelPARC (Parallel Paragraph Creator) leveraging state-of-the-art Large Language Models (LLMs) to create complex, paragraph-based analogies, as well as distractors, both simple and challenging. We demonstrate our pipeline and create ProPara-Logy, a dataset of analogies between scientific processes. We publish a gold-set, validated by humans, and a silver-set, generated automatically. We test LLMs’ and humans’ analogy recognition in binary and multiple-choice settings, and found that humans outperform the best models (∼13% gap) after a light supervision. We demonstrate that our silver-set is useful for training models. Lastly, we show challenging distractors confuse LLMs, but not humans. We hope our pipeline will encourage research in this emerging field.

Long
PaD: Program-aided Distillation Can Teach Small Models Reasoning Better than Chain-of-thought Fine-tuning

Xuekai Zhu, Biqing Qi, Kaiyan Zhang, Xinwei Long, Zhouhan Lin, Bowen Zhou

展开摘要

While large language models (LLMs) excel in various natural language processing tasks, their huge size and the inaccessibility of parameters present challenges for practical deployment. Previous studies try to distill task-specific ability from LLMs to smaller models, using data synthesis and chain-of-thought (CoT) fine-tuning. However, synthetic CoT data often contains faulty reasoning, which deteriorates the quality of distillation, especially in reasoning capabilities. In this work, we propose Program-aided Distillation (PaD), which introduces reasoning programs to suppress the errors in distilled data, and thus achieves better distillation quality for reasoning tasks. In PaD, we utilize the reasoning program to substitute the CoT, allowing automated error checking of synthetic data. Further, through error injecting and further training, the small distilling model could iteratively self-refine the reasoning. Moreover, we conduct a step-wise beam search by step-by-step verifying to acquire more exact reasoning chains. We evaluate PaD on arithmetic reasoning, symbolic reasoning, and general ability.Experimental results demonstrate that smaller models using PaD can not only outperform certain LLMs (e.g., LLaMA-1 13B) but also achieve strong improvement over baselines with a significantly smaller scale of parameters and data. The source code is publicly available athttps://github.com/Xuekai-Zhu/pad.

Long
PRODIGy: a PROfile-based DIalogue Generation dataset

Daniela Occhipinti, Serra Sinem Tekiroğlu, Marco Guerini

展开摘要

Providing dialogue agents with a profile representation can improve their consistency and coherence, leading to better conversations. However, current profile-based dialogue datasets for training such agents contain either explicit profile representations that are simple and dialogue-specific, or implicit representations that are difficult to collect. In this work, we introduce the PRODIGy (PROfile-based DIalogue Generation) dataset, which brings diverse representations together, providing a more comprehensive profile dimension set for each speaker. This resource comprises more than 20k dialogues, sourced from movie scripts, aligned with speaker representations such as communication style, biography, personality and gender. Initial experiments with diverse baselines show that providing generative language models with these aspects of a profile, both separately and jointly, enhances models’ performance. This improvement holds true in both in-domain and cross-domain settings, for both fine-tuned and instruction-based LLMs.

Findings
POLYIE: A Dataset of Information Extraction from Polymer Material Scientific Literature

Jerry Cheung, Yuchen Zhuang, Yinghao Li, Pranav Shetty, Wantian Zhao, Sanjeev Grampurohit, Rampi Ramprasad, Chao Zhang

展开摘要

Scientific information extraction (SciIE), which aims to automatically extract information from scientific literature, is becoming more important than ever. However, there are no existing SciIE datasets for polymer materials, which is an important class of materials used ubiquitously in our daily lives. To bridge this gap, we introduce POLYIE, a new SciIE dataset for polymer materials. POLYIE is curated from 146 full-length polymer scholarly articles, which are annotated with different named entities (i.e., materials, properties, values, conditions) as well as their N-ary relations by domain experts. POLYIE presents several unique challenges due to diverse lexical formats of entities, ambiguity between entities, and variable-length relations. We evaluate state-of-the-art named entity extraction and relation extraction models on POLYIE, analyze their strengths and weaknesses, and highlight some difficult cases for these models. To the best of our knowledge, POLYIE is the first SciIE benchmark for polymer materials, and we hope it will lead to more research efforts from the community on this challenging task. Our code and data are available on: https://github.com/jerry3027/PolyIE.

Long
PILOT: Legal Case Outcome Prediction with Case Law

Lang Cao, Zifeng Wang, Cao Xiao, Jimeng Sun

展开摘要

Machine learning shows promise in predicting the outcome of legal cases, but most research has concentrated on civil law cases rather than case law systems. We identified two unique challenges in making legal case outcome predictions with case law. First, it is crucial to identify relevant precedent cases that serve as fundamental evidence for judges during decision-making. Second, it is necessary to consider the evolution of legal principles over time, as early cases may adhere to different legal contexts. In this paper, we proposed a new framework named PILOT (PredictIng Legal case OuTcome) for case outcome prediction. It comprises two modules for relevant case retrieval and temporal pattern handling, respectively. To benchmark the performance of existing legal case outcome prediction models, we curated a dataset from a large-scale case law database. We demonstrate the importance of accurately identifying precedent cases and mitigating the temporal shift when making predictions for case law, as our method shows a significant improvement over the prior methods that focus on civil law case outcome predictions.

Long
PEMA: An Offsite-Tunable Plug-in External Memory Adaptation for Language Models

Hyunjin Kim, Young Jin Kim, JinYeong Bak

展开摘要

Pre-trained language models (PLMs) show impressive performance in various downstream NLP tasks. However, pre-training large language models demands substantial memory and training compute. Furthermore, due to the substantial resources required, many PLM weights are confidential. Consequently, users are compelled to share their data with model owners for fine-tuning specific tasks. To overcome the limitations, we introduce Plug-in External Memory Adaptation (PEMA), a Parameter-Efficient Fine-Tuning (PEFT) method, enabling PLM fine-tuning without requiring access to all the weights. PEMA integrates with context representations from test data during inference to perform downstream tasks. It uses external memory to store PLM-generated context representations mapped with target tokens. Our method utilizes weight matrices of LoRA-like bottlenecked adapter in the PLM’s final layer to enhance efficiency. Our approach also includes Gradual Unrolling, a novel interpolation strategy to improve generation quality. We validate PEMA’s effectiveness through experiments on syntactic and real datasets for machine translation and style transfer. Our findings show that PEMA outperforms other PEFT approaches in memory and latency efficiency for training, and also excels in maintaining sentence meaning and generating appropriate language and styles.

Long
PELMS: Pre-training for Effective Low-Shot Multi-Document Summarization

Joseph Peper, Wenzhao Qiu, Lu Wang

展开摘要

We investigate pre-training techniques for abstractive multi-document summarization (MDS), which is much less studied than summarizing single documents. Though recent work has demonstrated the effectiveness of highlighting information salience for pre-training strategy design, they struggle to generate abstractive and reflective summaries, which are critical properties for MDS. To this end, we present **PELMS**, a pre-trained model that uses pre-training objectives based on semantic coherence heuristics and faithfulness constraints together with unlabeled multi-document inputs, to promote the generation of concise, fluent, and faithful summaries. To support the training of PELMS, we compile **MultiPT**, a multi-document pre-training corpus containing over 93 million documents to form more than 3million unlabeled topic-centric document clusters, covering diverse genres such as product reviews, news, and general knowledge. We perform extensive evaluation of PELMS in low-shot settings on a wide range of MDS datasets. Our approach consistently outperforms competitive comparisons with respect to overall informativeness, abstractiveness, coherence, and faithfulness, and with minimal fine-tuning can match performance of language models at a much larger scale (e.g., GPT-4).

Long
PEEB: Part-based Image Classifiers with an Explainable and Editable Language Bottleneck

Thang Pham, Peijie Chen, Tin Nguyen, Seunghyun Yoon, Trung Bui, Anh Nguyen

展开摘要

CLIP-based classifiers rely on the prompt containing a class name that is known to the text encoder. Therefore, they perform poorly on new classes or the classes whose names rarely appear on the Internet (e.g., scientific names of birds). For fine-grained classification, we propose PEEB – an explainable and editable classifier to (1) express the class name into a set of text descriptors that describe the visual parts of that class; and (2) match the embeddings of the detected parts to their textual descriptors in each class to compute a logit score for classification. In a zero-shot setting where the class names are unknown, PEEB outperforms CLIP by a huge margin (∼10× in top-1 accuracy). Compared to part-based classifiers, PEEB is not only the state-of-the-art (SOTA) on the supervised-learning setting (88.80% and 92.20% accuracy on CUB-200 and Stanford Dogs-120, respectively) but also the first to enable users to edit the text descriptors to form a new classifier without any re-training. Compared to concept bottleneck models, PEEB is also the SOTA in both zero-shot and supervised-learning settings.

Findings
PAELLA: Parameter-Efficient Lightweight Language-Agnostic Captioning Model

Rita Ramos, Emanuele Bugliarello, Bruno Martins, Desmond Elliott

展开摘要

We introduce PAELLA, a Parameter-Efficient Lightweight Language-Agnostic image captioning model designed to be both parameter and data-efficient using retrieval augmentation. The model is trained by learning a small mapping network with 34M parameters between a pre-trained visual model and a multilingual language model that is conditioned on two types of input: (i) the image itself, and (ii) a set of retrieved captions in the target language. The retrieved examples play a key role in guiding the model to generate captions across languages. Through retrieval, the model can be lightweight in terms of the number of trainable parameters, which only exist in its mapping network, and also in the amount of multilingual training data that is required. Experiments on the XM3600 dataset, featuring 36 languages, show that PAELLA can outperform or compete against some models with 3–77× more learned parameters and 35–863× more data, particularly in low-resource languages. We also find that PAELLA can be trained on only monolingual data and still show strong zero-shot abilities in other languages.

Findings
P3Sum: Preserving Author’s Perspective in News Summarization with Diffusion Language Models

Yuhan Liu, Shangbin Feng, Xiaochuang Han, Vidhisha Balachandran, Chan Young Park, Sachin Kumar, Yulia Tsvetkov

展开摘要

In this work, we take a first step towards designing summarization systems that are faithful to the author’s intent, not only the semantic content of the article. Focusing on a case study of preserving political perspectives in news summarization, we find that existing approaches alter the political opinions and stances of news articles in more than 50% of summaries, misrepresenting the intent and perspectives of the news authors. We thus propose P3Sum, a diffusion model-based summarization approach controlled by political perspective classifiers. In P3Sum, the political leaning of a generated summary is iteratively evaluated at each decoding step, and any drift from the article’s original stance incurs a loss back-propagated to the embedding layers, steering the political stance of the summary at inference time. Extensive experiments on three news summarization datasets demonstrate that P3Sum outperforms state-of-the-art summarization systems and large language models by up to 13.7% in terms of the success rate of stance preservation, with competitive performance on standard metrics of summarization quality. Our findings present a first analysis of preservation of pragmatic features in summarization, highlight the lacunae in existing summarization models—that even state-of-the-art models often struggle to preserve author’s intents—and develop new summarization systems that are more faithful to author’s perspectives.

Long
Order-Based Pre-training Strategies for Procedural Text Understanding

Abhilash Nandy, Yash Kulkarni, Pawan Goyal, Niloy Ganguly

展开摘要

In this paper, we propose sequence-based pre-training methods to enhance procedural understanding in natural language processing. Procedural text, containing sequential instructions to accomplish a task, is difficult to understand due to the changing attributes of entities in the context. We focus on recipes as they are commonly represented as ordered instructions, and use this order as a supervision signal. Our work is one of the first to compare several ‘order-as-supervision’ transformer pre-training methods, including Permutation Classification, Embedding Regression, and Skip-Clip, and show that these methods give improved results compared to baselines and SoTA LLMs on two downstream Entity-Tracking datasets: NPN-Cooking dataset in recipe domain and ProPara dataset in open domain. Our proposed methods address the non-trivial Entity Tracking Task that requires prediction of entity states across procedure steps, which requires understanding the order of steps. These methods show an improvement over the best baseline by 1.6% and 7-9% on NPN-Cooking and ProPara Datasets respectively across metrics.

Short