ICLR 2026 论文列表

International Conference on Learning Representations

录用类型

5,358篇论文

按官方录用论文列表统计,可能与会议公布的数字略有出入。

  • Oral
    2244.2%
  • Poster
    5,13495.8%

浏览全部论文

XQC: Well-conditioned Optimization Accelerates Deep Reinforcement Learning

Daniel Palenicek, Florian Vogt, Joe Watson, Ingmar Posner, Jan Peters

展开摘要

Sample efficiency is a central property of effective deep reinforcement learning algorithms. Recent work has improved this through added complexity, such as larger models, exotic network architectures, and more complex algorithms, which are typically motivated purely by empirical performance. We take a more principled approach by focusing on the optimization landscape of the critic network. Using the eigenspectrum and condition number of the critic’s Hessian, we systematically investigate the impact of common architectural design decisions on training dynamics. Our analysis reveals that a novel combination of batch normalization (BN), weight normalization (WN), and a distributional cross-entropy (CE) loss produces condition numbers orders of magnitude smaller than baselines. This combination also naturally bounds gradient norms, a property critical for maintaining a stable effective learning rate under non-stationary targets and bootstrapping. Based on these insights, we introduce XQC: a well-motivated, sample-efficient deep actor-critic algorithm built upon soft actor-critic that embodies these optimization-aware principles. We achieve state-of-the-art sample efficiency across 55 proprioception and 15 vision-based continuous control tasks, all while using significantly fewer parameters than competing methods.

Poster
Learning of Population Dynamics: Inverse Optimization Meets JKO Scheme

Mikhail Persiianov, Jiawei Chen, Petr Mokrov, Alexander Tyurin, Evgeny Burnaev, Alexander Korotin

展开摘要

Learning population dynamics involves recovering the underlying process that governs particle evolution, given evolutionary snapshots of samples at discrete time points. Recent methods frame this as an energy minimization problem in probability space and leverage the celebrated JKO scheme for efficient time discretization. In this work, we introduce ``iJKOnet``, an approach that combines the JKO framework with inverse optimization techniques to learn population dynamics. Our method relies on a conventional *end-to-end* adversarial training procedure and does not require restrictive architectural choices, e.g., input-convex neural networks. We establish theoretical guarantees for our methodology and demonstrate improved performance over prior JKO-based methods.

Poster
Continuous Chain of Thought Enables Parallel Exploration and Reasoning

Halil Alperen Gozeten, Muhammed Emrullah Ildiz, Xuechen Zhang, Hrayr Harutyunyan, Ankit Singh Rawat, Samet Oymak

展开摘要

Modern language models generate chain-of-thought traces by autoregressively sampling tokens from a finite vocabulary. While this discrete sampling has achieved remarkable success, conducting chain-of-thought with continuously-valued tokens (CoT2) offers a richer and more expressive alternative. Our work provides new theoretical guarantees and algorithms for CoT2, motivated by logical reasoning tasks that inherently require search capabilities. Theoretically, we establish how CoT2 facilitates the model to track multiple discrete traces in parallel; and quantify the level of achievable parallelism and its benefits for inference efficiency. We also provide a CoT2-based one-layer transformer construction that solves the combinatorial ``subset sum problem'' given a sufficient embedding dimension. These insights arise from a novel and effective supervision strategy where we match the language model outputs to the empirical token distributions of a set of target traces. Complementing this, we introduce sampling strategies that unlock policy optimization methods for CoT2. Our primary strategy samples and composes $K$ discrete tokens at each decoding step to control the level of parallelism. Experiments confirm that (i) the optimal level of parallelism is governed by the embedding dimension, (ii) our continuous supervision strategy can outperform alternative methods, and (iii) policy optimization with CoT2 indeed improves the performance of the model beyond its initial discrete or continuous supervision.

Poster
Towards Real-World Routing with Neural Combinatorial Optimization

Jiwoo Son, Zhikai Zhao, Federico Berto, Chuanbo Hua, Zhiguang Cao, Changhyun Kwon, Jinkyoo Park

展开摘要

The practical deployment of Neural Combinatorial Optimization (NCO) for Vehicle Routing Problems (VRPs) is hindered by a critical sim-to-real gap. This gap stems not only from training on oversimplified Euclidean data but also from node-based architectures incapable of handling the node-and-edge-based features with correlated asymmetric cost matrices, such as those for real-world distance and duration. We introduce RRNCO, a novel architecture specifically designed to address these complexities. RRNCO's novelty lies in two key innovations. First, its Adaptive Node Embedding (ANE) efficiently fuses spatial coordinates with real-world distance features using a learned contextual gating mechanism. Second, its Neural Adaptive Bias (NAB) is the first mechanism to jointly model asymmetric distance, duration, and directional angles, enabling it to capture complex, realistic routing constraints. Moreover, we introduce a new VRP benchmark grounded in real-world data crucial for bridging this sim-to-real gap, featuring asymmetric distance and duration matrices from 100 diverse cities, enabling the training and validation of NCO solvers on tasks that are more representative of practical settings. Experiments demonstrate that RRNCO achieves state-of-the-art performance on this benchmark, significantly advancing the practical applicability of neural solvers for real-world logistics.

Poster
Lifelong Learning with Behavior Consolidation for Vehicle Routing

Jiyuan Pei, Yi Mei, Jialin Liu, Mengjie Zhang, Xin Yao

展开摘要

Recent neural solvers have demonstrated promising performance in learning to solve routing problems. However, existing studies are primarily based on one-off training on one or a set of predefined problem distributions and scales, i.e., tasks. When a new task arises, they typically rely on either zero-shot generalization, which may be poor due to the discrepancies between the new task and the training task(s), or fine-tuning the pretrained solver on the new task, which possibly leads to catastrophic forgetting of knowledge acquired from previous tasks. This paper explores a novel lifelong learning paradigm for neural VRP solvers, where multiple tasks with diverse distributions and scales arise sequentially over time. Solvers are required to effectively and efficiently learn to solve new tasks while maintaining their performance on previously learned tasks. Consequently, a novel framework called Lifelong Learning Router with Behavior Consolidation (LLR-BC) is proposed. LLR-BC consolidates prior knowledge effectively by aligning behaviors of the solver trained on a new task with the buffered ones in a decision-seeking way. To encourage more focus on crucial experiences, LLR-BC assigns greater consolidated weights to decisions with lower confidence. Extensive experiments on capacitated vehicle routing problems and traveling salesman problems demonstrate LLR-BC’s effectiveness in training high-performance neural solvers in a lifelong learning setting, addressing the catastrophic forgetting issue, maintaining their plasticity, and improving zero-shot generalization ability.

Poster
NI Sampling: Accelerating Discrete Diffusion Sampling by Token Order Optimization

Enshu Liu, Xuefei Ning, Yu Wang, Zinan Lin

展开摘要

Discrete diffusion language models (dLLMs) have recently emerged as a promising alternative to traditional autoregressive approaches, offering the flexibility to generate tokens in arbitrary orders and the potential of parallel decoding. However, existing heuristic sampling strategies remain inefficient: they choose only a small part of tokens to sample at each step, leaving substantial room for improvement. In this work, we study the problem of token sampling order optimization and demonstrate its significant potential for acceleration. Specifically, we find that fully leveraging correct predictions at each step can reduce the number of sampling iterations by an order of magnitude without compromising accuracy. Based on this, we propose Neural Indicator Sampling (NI Sampling), a general sampling order optimization framework that utilize a neural indicator to decide which tokens should be sampled at each step. We further propose a novel trajectory-preserving objective to train the indicator. Experiments on LLaDA and Dream models across multiple benchmarks show that our method achieves up to 14.3$\times$ acceleration over full-step sampling with negligible performance drop, and consistently outperforms confidence threshold sampling in the accuracy–step trade-off.

Poster
Error Feedback for Muon and Friends

Kaja Gruntkowska, Alexander Gaponov, Zhirayr Tovmasyan, Peter Richtárik

展开摘要

Recent optimizers like Muon, Scion, and Gluon have pushed the frontier of large-scale deep learning by exploiting layer-wise linear minimization oracles (LMOs) over non-Euclidean norm balls, capturing neural network structure in ways traditional algorithms cannot. Yet, no principled distributed framework exists for these methods, and communication bottlenecks remain unaddressed. The very few distributed variants are heuristic, with no convergence guarantees in sight. We introduce EF21-Muon, the first communication-efficient, non-Euclidean LMO-based optimizer with rigorous convergence guarantees. EF21-Muon supports stochastic gradients, momentum, and bidirectional compression with error feedback–marking the first extension of error feedback beyond the Euclidean setting. It recovers Muon/Scion when compression is off and specific norms are chosen, providing the first efficient distributed implementation of this powerful family. Our theory covers non-Euclidean smooth and the more general (L0, L1)–smooth setting, matching best-known Euclidean rates and enabling faster convergence under suitable norm choices. We further extend the analysis to layer-wise (generalized) smoothness regimes, capturing the anisotropic structure of deep networks. Experiments on NanoGPT benchmarking EF21-Muon against uncompressed Muon/Scion/Gluon demonstrate up to 7× communication savings with no accuracy degradation.

Poster
Learning from Noisy Preferences: A Semi-Supervised Learning Approach to Direct Preference Optimization

Xinxin Liu, Ming Li, Zonglin Lyu, Yuzhang Shang, Chen Chen

展开摘要

Human visual preferences are inherently multi-dimensional, encompassing aspects of aesthetics, detail fidelity, and semantic alignment. However, existing open-source preference datasets provide only single, holistic annotations, resulting in severe label noise—images that excel in some dimensions (e.g., compositional) but are deficient in others (e.g., details) are simply marked as ``winner" or ``loser". We theoretically demonstrate that this compression of multi-dimensional preferences into binary labels generates conflicting gradient signals that misguide the optimization process in Diffusion Direct Preference Optimization (DPO). To address this label noise from conflicting multi-dimensional preferences, we propose Semi-DPO, a semi-supervised learning approach. We treat pairs with consistent preferences across all dimensions as clean labeled data, while those with conflicting signals are considered noisy unlabeled data. Our method first trains a model on a clean, consensus-filtered data subset. This model then acts as its own implicit classifier to generate pseudo-labels for the larger, noisy set, which are used to iteratively refine the model's alignment. This approach effectively mitigates label noise and enhances image generation quality, achieving better alignment with multi-dimensional human preferences. Experimental results demonstrate that Semi-DPO significantly improves alignment with multi-dimensional human preferences, achieving state-of-the-art performance without requiring additional human annotation or the need to train a dedicated reward models.

Poster
Stop Guessing: Choosing the Optimization-Consistent Uncertainty Measurement for Evidential Deep Learning

Linye Li, Yufei Chen, Xiaodong Yue, Xujing Zhou, Qunjie Chen

展开摘要

Evidential Deep Learning (EDL) has emerged as a promising framework for uncertainty estimation in classification tasks by modeling predictive uncertainty with a Dirichlet prior. Despite its empirical success, prior work has primarily focused on the probabilistic properties of the Dirichlet distribution, leaving the role of optimization dynamics during training underexplored. In this paper, we revisit EDL through the lens of optimization and establish a non-trivial connection: minimizing the expected cross-entropy loss over the Dirichlet prior implicitly encourages solutions akin to multi-class Support Vector Machines, maximizing decision margins. Motivated by this observation, we introduce the \emph{optimization-consistency principle}, which deems an uncertainty measure valid if its value decreases as samples approach the global optimum of the training objective. This principle provides a new criterion for evaluating and designing uncertainty measures that are consistent with the optimization dynamics. Building on this foundation, we further propose a novel measure, \emph{Margin-aware Predictive Uncertainty (MPU)}, which directly captures the separation between target and non-target evidence. Extensive experiments on out-of-distribution detection and classification-with-rejection benchmarks demonstrate the effectiveness of our propositions.

Poster
Understanding and improving Shampoo and SOAP via Kullback-Leibler Minimization

Wu Lin, Scott C. Lowe, Felix Dangel, Runa Eschenhagen, Zikun Xu, Roger Baker Grosse

展开摘要

Shampoo and its efficient, Adam-stabilized variant SOAP, employ structured second-moment estimation and have received growing attention for their effectiveness. In practice, Shampoo requires step-size grafting with Adam to achieve competitive performance. SOAP mitigates this by applying Adam in Shampoo's eigenbasis and further reducing per-iteration runtime. However, reliance on Adam introduces additional memory overhead in both methods. Prior theoretical interpretations have primarily examined their estimation schemes using the Frobenius norm. Motivated by the natural correspondence between the second moment and a covariance matrix, we reinterpret the estimation procedures in Shampoo and SOAP as instances of covariance estimation through the lens of Kullback–Leibler (KL) divergence minimization. This perspective reveals a previously overlooked theoretical limitation and motivates principled improvements to their design. Building on the KL perspective, we propose practical estimation schemes---KL-Shampoo and KL-SOAP---that match or exceed the performance of Shampoo and SOAP for pre-training a range of neural network models while maintaining SOAP-level per-iteration runtime. Notably, KL-Shampoo does not rely on Adam to achieve superior performance, thereby avoiding the associated memory overhead. Surprisingly, KL-Shampoo consistently outperforms the other methods in our experiments.

Poster
Learning to Segment for Vehicle Routing Problems

Wenbin Ouyang, Sirui Li, Yining Ma, Cathy Wu

展开摘要

Iterative heuristics are widely recognized as state-of-the-art for Vehicle Routing Problems (VRPs). In this work, we exploit a critical observation: a large portion of the solution remains stable, i.e., unchanged across search iterations, causing redundant computations, especially for large-scale VRPs with long subtours. To address this, we pioneer the formal study of the First-Segment-Then-Aggregate (FSTA) decomposition technique to accelerate iterative solvers. FSTA preserves stable solution segments during the search, aggregates nodes within each segment into fixed hypernodes, and focuses the search only on unstable portions. Yet, a key challenge lies in identifying which segments should be aggregated. To this end, we introduce Learning-to-Segment (L2Seg), a novel neural framework to intelligently differentiate potentially stable and unstable portions for FSTA decomposition. We present three L2Seg variants: non-autoregressive (globally comprehensive but locally indiscriminate), autoregressive (locally refined but globally deficient), and their synergy. Empirical results on CVRP and VRPTW show that L2Seg accelerates state-of-the-art solvers by 2x to 7x. We further provide in-depth analysis showing why synergy achieves the best performance. Notably, L2Seg is compatible with traditional, learning-based, and hybrid solvers, while supporting various VRPs.

Oral
Unified Analyses for Hierarchical Federated Learning: Topology Selection under Data Heterogeneity

Ziyi Zhou, Yipeng Li, Xinchen Lyu

展开摘要

Hierarchical Federated Learning (HFL) addresses critical scalability limitations in conventional federated learning by incorporating intermediate aggregation layers, yet optimal topology selection across varying data heterogeneity conditions and network conditions remains an open challenge. This paper establishes the first unified convergence framework for all four HFL topologies (Star-Star, Star-Ring, Ring-Star, and Ring-Ring) with full/partial client participation under non-convex objectives and different intra/inter-group data heterogeneity. Our theoretical analysis reveals three fundamental principles for topology selection: (1) The top-tier aggregation topology exerts greater influence on convergence than the intra-group topology, with ring-based top-tier configurations generally outperforming star-based alternatives; (2) Optimal topology strongly depends on client grouping characteristics, where Ring-Star excels with numerous small groups while Star-Ring is superior for large, client-dense clusters; and (3) Inter-group heterogeneity dominates convergence dynamics across all topologies, necessitating clustering strategies that minimize inter-group divergence. Extensive experiments on CIFAR-10/CINIC-10/Fashion-MNIST/SST-2 with ResNet-18/VGG-9/ResNet-10/MLP validate these insights, and provide practitioners with theoretically grounded guidance for HFL system design in real-world deployments.

Poster
Aligner, Diagnose Thyself: A Meta-Learning Paradigm for Fusing Intrinsic Feedback in Preference Alignment

Mengyang Li, Pinlong Zhao, Zhong Zhang

展开摘要

The alignment of Large Language Models (LLMs) with human preferences is critically undermined by noisy labels in training datasets. Existing robust methods often prove insufficient, as they rely on single, narrow heuristics such as perplexity or loss, failing to address the diverse nature of real-world noise. We challenge this limited-scope approach by introducing a new paradigm where models learn to diagnose thyself, systematically fusing multiple streams of intrinsic feedback for a holistic reliability assessment of each preference pair. We instantiate this paradigm through a meta-learning methodology that learns to adaptively reweight samples based on a rich diagnostic vector. This vector captures three complementary perspectives: preference consistency, learning difficulty, and generation confidence. Extensive experiments demonstrate that our approach significantly outperforms state-of-the-art methods across various noise conditions. Crucially, our work provides the first quantitative analysis of these intrinsic diagnostics, revealing that their fusion is essential for overcoming the blind spots inherent in any single heuristic. This diagnostic-driven paradigm offers a principled path towards developing more robust and trustworthy LLMs.

Poster
Riemannian Federated Learning via Averaging Gradient Streams

Zhenwei Huang, Wen Huang, Pratik Jawanpuria, Bamdev Mishra

展开摘要

Federated learning (FL) as a distributed learning paradigm has a significant advantage in addressing large-scale machine learning tasks. In the Euclidean setting, FL algorithms have been extensively studied with both theoretical and empirical success. However, there exist few works that investigate federated learning algorithms in the Riemannian setting. In particular, critical challenges such as partial participation and data heterogeneity among agents are not explored in the Riemannian federated setting. This paper presents and analyzes a Riemannian FL algorithm, called RFedAGS, based on a new efficient server aggregation---averaging gradient streams, which can simultaneously handle partial participation and data heterogeneity. We theoretically show that the proposed RFedAGS has global convergence and sublinear convergence rate under decaying step sizes cases; and converges sublinearly/linearly to a neighborhood of a stationary point/solution under fixed step sizes cases. These analyses are based on a vital and non-trivial assumption induced by partial participation, which is shown to hold with high probability. Extensive experiments conducted on synthetic and real-world data demonstrate the good performance of RFedAGS.

Poster
Corner Gradient Descent

Dmitry Yarotsky

展开摘要

We consider SGD-type optimization on infinite-dimensional quadratic problems with power law spectral conditions. It is well-known that on such problems deterministic GD has loss convergence rates $L_t=O(t^{-\zeta})$, which can be improved to $L_t=O(t^{-2\zeta})$ by using Heavy Ball with a non-stationary Jacobi-based schedule (and the latter rate is optimal among fixed schedules). However, in the mini-batch Stochastic GD setting, the sampling noise causes the Jacobi HB to diverge; accordingly no $O(t^{-2\zeta})$ algorithm is known. In this paper we show that rates up to $O(t^{-2\zeta})$ can be achieved by a generalized stationary SGD with infinite memory. We start by identifying generalized (S)GD algorithms with contours in the complex plane. We then show that contours that have a corner with external angle $\theta\pi$ accelerate the plain GD rate $O(t^{-\zeta})$ to $O(t^{-\theta\zeta})$. For deterministic GD, increasing $\theta$ allows to achieve rates arbitrarily close to $O(t^{-2\zeta})$. However, in Stochastic GD, increasing $\theta$ also amplifies the sampling noise, so in general $\theta$ needs to be optimized by balancing the acceleration and noise effects. We prove that the optimal rate is given by $\theta_{\max}=\min(2,\nu,\tfrac{2}{\zeta+1/\nu})$, where $\nu,\zeta$ are the exponents appearing in the capacity and source spectral conditions. Furthermore, using fast rational approximations of the power functions, we show that ideal corner algorithms can be efficiently approximated by practical finite-memory algorithms.

Poster
Geometric-Mean Policy Optimization

Yuzhong Zhao, Yue Liu, Junpeng Liu, Jingye Chen, Xun Wu, Yaru Hao, Tengchao Lv, Shaohan Huang, Lei Cui, Qixiang Ye, Fang Wan, Furu Wei

展开摘要

Group Relative Policy Optimization (GRPO) has significantly enhanced the reasoning capability of large language models by optimizing the arithmetic mean of token-level rewards. Unfortunately, GRPO is observed to suffer from unstable policy updates when facing tokens with outlier importance-weighted rewards, which manifest as extreme importance sampling ratios during training. In this study, we propose Geometric-Mean Policy Optimization (GMPO), with the aim to improve the stability of GRPO through suppressing token reward outliers. GMPO is plug-and-play—simply replacing GRPO's arithmetic mean with the geometric mean of token-level rewards, as the latter is inherently less sensitive to outliers. GMPO is theoretically plausible—analysis reveals that both GMPO and GRPO are weighted forms of the policy gradient while the former enjoys more stable weights, which consequently benefits policy optimization and performance. Experiments on multiple mathematical reasoning benchmarks show that \Ours-7B improves the average Pass@1 of GRPO by up to 4.1%, outperforming many state-of-the-art approaches. Code is available at https://github.com/callsys/GMPO and verl.

Poster
Mitigating Spurious Correlation via Distributionally Robust Learning with Hierarchical Ambiguity Sets

Sung Ho Jo, Seonghwi Kim, Minwoo Chae

展开摘要

Conventional supervised learning methods are often vulnerable to spurious correlations, particularly under distribution shifts in test data. To address this issue, several approaches, most notably Group DRO, have been developed. While these methods are highly robust to subpopulation or group shifts, they remain vulnerable to intra-group distributional shifts, which frequently occur in minority groups with limited samples. We propose a hierarchical extension of Group DRO that addresses both inter-group and intra-group uncertainties, providing robustness to distribution shifts at multiple levels. We also introduce new benchmark settings that simulate realistic minority group distribution shifts—an important yet previously underexplored challenge in spurious correlation research. Our method demonstrates strong robustness under these conditions—where existing robust learning methods consistently fail—while also achieving superior performance on standard benchmarks. These results highlight the importance of broadening the ambiguity set to better capture both inter-group and intra-group distributional uncertainties.

Poster
Binomial Gradient-Based Meta-Learning for Enhanced Meta-Gradient Estimation

Yilang Zhang, Abraham Jaeger Mountain, Bingcong Li, Georgios B. Giannakis

展开摘要

Meta-learning offers a principled framework leveraging *task-invariant* priors from related tasks, with which *task-specific* models can be fine-tuned on downstream tasks, even with limited data records. Gradient-based meta-learning (GBML) relies on gradient descent (GD) to adapt the prior to a new task. Albeit effective, these methods incur high computational overhead that scales linearly with the number of GD steps. To enhance efficiency and scalability, existing methods approximate the gradient of prior parameters (meta-gradient) via truncated backpropagation, yet suffer large approximation errors. Targeting accurate approximation, this work puts forth binomial GBML (BinomGBML), which relies on a truncated binomial expansion for meta-gradient estimation. This novel expansion endows more information in the meta-gradient estimation via efficient parallel computation. As a running paradigm applied to model-agnostic meta-learning (MAML), the resultant BinomMAML provably enjoys error bounds that not only improve upon existing approaches, but also decay super-exponentially under mild conditions. Numerical tests corroborate the theoretical analysis and showcase boosted performance with slightly increased computational overhead.

Poster
MuonBP: Faster Muon via Block-Periodic Orthogonalization

Ahmed Khaled, Kaan Ozkara, Tao Yu, Mingyi Hong, Youngsuk Park

展开摘要

Gradient orthogonalization is a simple strategy that shows great utility in speeding up gradient descent. The Muon optimizer (Keller et al., 2024b) combines gradient orthogonalization with first-order momentum and achieves significant improvement in data efficiency over Adam/AdamW for language model training. However, when using model parallelism, gradient orthogonalization introduces additional overhead compared to coordinate-wise optimizers (such as AdamW) due to additional gather and scatter operations on gradient matrix shards from different devices. This additional communication can amount to a throughput hit of 5\%-10\% compared to Adam/AdamW. To remedy this, we propose Muon with Block-Periodic Orthogonalization (MuonBP), which applies orthogonalization independently to matrix shards on each device and periodically performs full orthogonalization to maintain training stability at scale. We show how to adjust the learning rate from the baseline to MuonBP and give convergence guarantees for this algorithm. Crucially, our theory dictates that we use two stepsizes: one for the blockwise orthogonalization steps, and one for the full orthogonalization steps. Our method is simple, requires minimal hyperparameter adjustments, and achieves competitive iteration complexity compared with the baselines Muon and Dion while providing per-iteration throughput comparable to coordinate-wise methods such as AdamW. When training an 8B model with eight-way tensor parallelism and ZeRO optimizer state sharding, MuonBP achieves 8\% throughput increase compared to Muon with no degradation in performance.

Poster
Fine-tuning Quantized Neural Networks with Zeroth-order Optimization

Sifeng SHANG, Jiayi Zhou, Chenyu Lin, Minxian Li, Kaiyang Zhou

展开摘要

As the size of large language models grows exponentially, GPU memory has become a bottleneck for adapting these models to downstream tasks. In this paper, we aim to push the limits of memory-efficient training by minimizing memory usage on model weights, gradients, and optimizer states, within a unified framework. Our idea is to eliminate both gradients and optimizer states using zeroth-order optimization, which approximates gradients by perturbing weights during forward passes to identify gradient directions. To minimize memory usage on weights, we employ model quantization, e.g., converting from bfloat16 to int4. However, directly applying zeroth-order optimization to quantized weights is infeasible due to the precision gap between discrete weights and continuous gradients, which would otherwise require de-quantization and re-quantization. To overcome this challenge, we propose Quantized Zeroth-order Optimization (QZO), a simple yet effective approach that perturbs the continuous quantization scale for gradient estimation and uses a directional derivative clipping method to stabilize training. QZO is orthogonal to both scalar-based and codebook-based post-training quantization methods. Compared to full-parameter fine-tuning in 16 bits, QZO can reduce the total memory cost by more than 18$\times$ for 4-bit LLMs, and enables fine-tuning Llama-2-13B within a single 24GB GPU.

Poster