ICLR 2026 论文列表

International Conference on Learning Representations

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5,358篇论文

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  • Oral
    2244.2%
  • Poster
    5,13495.8%

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Gradient-Normalized Smoothness for Optimization with Approximate Hessians

Andrei Semenov, Martin Jaggi, Nikita Doikov

展开摘要

In this work, we develop new optimization algorithms that use approximate second-order information combined with the gradient regularization technique to achieve fast global convergence rates for both convex and non-convex objectives. The key innovation of our analysis is a novel notion called Gradient-Normalized Smoothness, which characterizes the maximum radius of a ball around the current point that yields a good relative approximation of the gradient field. Our theory establishes a natural intrinsic connection between Hessian approximation and the linearization of the gradient. Importantly, Gradient-Normalized Smoothness does not depend on the specific problem class of the objective functions, while effectively translating local information about the gradient field and Hessian approximation into the global behavior of the method. This new concept equips approximate second-order algorithms with universal global convergence guarantees, recovering state-of-the-art rates for functions with Hölder-continuous Hessians and third derivatives, quasi-self-concordant functions, as well as smooth classes in first-order optimization. These rates are achieved automatically and extend to broader classes, such as generalized self-concordant functions. We demonstrate direct applications of our results for global linear rates in logistic regression and softmax problems with approximate Hessians, as well as in non-convex optimization using Fisher and Gauss-Newton approximations.

Poster
SimpleTIR: End-to-End Reinforcement Learning for Multi-Turn Tool-Integrated Reasoning

Zhenghai Xue, Longtao Zheng, Qian Liu, Yingru Li, Xiaosen Zheng, Zejun MA, Bo An

展开摘要

Large Language Models (LLMs) can enhance their reasoning by interacting with external tools, a paradigm known as Tool-Integrated Reasoning (TIR). However, extending TIR to multi-turn settings using Reinforcement Learning (RL) often exhibits training instability and degraded performance. We attribute the instability to harmful negative samples resulting from distributional drift and compounding errors induced by using external tool outputs during multi-turn rollout. To address this issue, we introduce SimpleTIR, a simple method that stabilizes multi-turn TIR training via filtering out trajectories with "void turns", i.e., turns that yield neither a code block nor a final answer. Specifically, we remove those trajectories from the policy update to block harmful gradients, while retaining them in advantage estimation to keep the estimate unbiased. Extensive experiments show that SimpleTIR effectively mitigates gradient norm explosion and stabilizes multi-turn RL training from base models. It achieves state-of-the-art performance on challenging math reasoning benchmarks, including an AIME24 score of 50.5 starting from the Qwen2.5-7B base model. SimpleTIR also promotes more diverse reasoning behaviors such as self-correction and cross-validation, outperforming prior methods trained from stronger instruction-tuned models.

Poster
PINFDiT: Energy-Based Physics-Informed Diffusion Transformers for General-purpose Time Series Tasks

Defu Cao, Wen Ye, Yizhou Zhang, Sam Griesemer, Yan Liu

展开摘要

Time series analysis underpins scientific advances. While specialized models have advanced various time series tasks, scientific domains face unique challenges: limited samples with complex physical dynamics, missing observations, multi-resolution sampling, and requirements for physical consistency. With the increasing demands on generative modeling capabilities, we introduce PINFDiT, a diffusion transformer-based model with physics injection during inference. Our approach combines a transformer backbone for capturing temporal dependencies with a comprehensive masking strategy that addresses imperfect data. The diffusion framework enables high-quality sample generation with inherent generative capability. In addition, our model-free physics-guided correction steers generated samples toward physically consistent solutions using calibrated Langevin dynamics, which balances distribution fidelity and physical law adherence without architectural modifications or retraining. Our evaluation demonstrates PINFDiT's effectiveness across multivariate forecasting with imperfect data, physics knowledge incorporation in data-limited scenarios, zero-shot and fine-tuning performance across diverse domains, establishing it as a proto-foundation model that bridges the gap between general-purpose and domain-specific models.

Poster
Regret-Guided Search Control for Efficient Learning in AlphaZero

Yun-Jui Tsai, Wei-Yu Chen, Yan-Ru Ju, Yu-Hung Chang, Ti-Rong Wu

展开摘要

Reinforcement learning (RL) agents achieve remarkable performance but remain far less learning efficient than humans. While RL agents require extensive self-play games to extract useful signals, humans often need only a few games, improving rapidly by repeatedly revisiting states where mistakes occurred. This idea, known as search control, aims to restart from valuable states rather than always from the initial state. In AlphaZero, prior work Go-Exploit applies this idea by sampling past states from self-play or search trees, but it treats all states equally, regardless of their learning potential. We propose Regret-Guided Search Control (RGSC), which extends AlphaZero with a regret network that learns to identify high-regret states, where the agent's evaluation diverges most from the actual outcome. These states are collected from both self-play trajectories and MCTS nodes, stored in a prioritized regret buffer, and reused as new starting positions. Across 9×9 Go, 10×10 Othello, and 11×11 Hex, RGSC outperforms AlphaZero and Go-Exploit by an average of 77 and 89 Elo, respectively. When training on a well-trained 9×9 Go model, RGSC further improves the win rate against KataGo from 69.3% to 78.2%, while both baselines show no improvement. These results demonstrate that RGSC provides an effective mechanism for search control, improving both efficiency and robustness of AlphaZero training.

Poster
Train Once, Answer All: Many Pretraining Experiments for the Cost of One

Sebastian Bordt, Martin Pawelczyk

展开摘要

Recent work has demonstrated that controlled pretraining experiments are a powerful tool for understanding learning, reasoning, and memorization in large language models (LLMs). However, the computational cost of pretraining presents a significant constraint. To overcome this constraint, we propose to conduct multiple pretraining experiments simultaneously during a *single* training run. We demonstrate the feasibility of this approach by conducting ten experiments during the training of a 1.5B parameter model on 210B tokens. Although we only train a single model, we can replicate the results from multiple previous works on data contamination, poisoning, and memorization. We also conduct novel investigations into knowledge acquisition, mathematical reasoning, and watermarking. For example, we dynamically update the training data until the model acquires a particular piece of knowledge. Remarkably, the influence of the ten experiments on the model's training dynamics and overall performance is minimal. However, interactions between different experiments may act as a potential confounder in our approach. We propose to test for interactions with continual pretraining experiments, finding them to be negligible in our setup. Overall, our findings suggest that performing multiple pretraining experiments in a single training run can enable rigorous scientific experimentation with large models on a compute budget.

Poster
Modeling Interference for Treatment Effect Estimation in Network Dynamic Environment

Qiang Huang, Jin Tian

展开摘要

In recent years, estimating causal effects of treatment on the outcome variable in network environments has attracted growing interest. The intrinsic interconnectedness of network and the attendant violation of the SUTVA assumption have prompted a wave of treatment effect estimation methods tailored to network settings, yielding considerable progress such as capturing hidden confounders by leveraging auxiliary network structure. Nevertheless, despite these advances, the existing methods: (i) mainly focus on the static network, overlooking the dynamic nature of many real-world networks and confounders that evolve over time; (ii) assume the absence of dynamic network interference where one unit’s treatment can affect its neighbors’ outcomes. To address these two limitations, we first define a new estimand of treatment effects accounting for interference in a dynamic network environment, i.e., CATE-ID, and establish its identifiability under such an environment. Then we accordingly propose DSPNET, a framework tailored specifically for treatment effect estimation in dynamic network environment, that leverages historical information and network structure to capture time-varying confounders and model dynamic interference. Extensive experiments demonstrate the superiority of our proposed method compared to state-of-the-art approaches.

Poster
Tree-based Dialogue Reinforced Policy Optimization for Red-Teaming Attacks

Ruohao Guo, Afshin Oroojlooy, Roshan Sridhar, Miguel Ballesteros, Alan Ritter, Dan Roth

展开摘要

Despite recent rapid progress in AI safety, current large language models remain vulnerable to adversarial attacks in multi-turn interaction settings, where attackers strategically adapt their prompts across conversation turns and pose a more critical yet realistic challenge. Existing approaches that discover safety vulnerabilities either rely on manual red-teaming with human experts or employ automated methods using pre-defined templates and human-curated attack data, with most focusing on single-turn attacks. However, these methods did not explore the vast space of possible multi-turn attacks, failing to consider novel attack trajectories that emerge from complex dialogue dynamics and strategic conversation planning. This gap is particularly critical given recent findings that LLMs exhibit significantly higher vulnerability to multi-turn attacks compared to single-turn attacks. We propose DialTree-RPO, an on-policy reinforcement learning framework integrated with tree search that autonomously discovers diverse multi-turn attack strategies by treating the dialogue as a sequential decision-making problem, enabling systematic exploration without manually curated data. Through extensive experiments, our approach not only achieves more than 25.9% higher ASR across 10 target models compared to previous state-of-the-art approaches, but also effectively uncovers new attack strategies by learning optimal dialogue policies that maximize attack success across multiple turns.

Poster
Detecting Data Contamination from Reinforcement Learning Post-training for Large Language Models

Yongding Tao, Tian Wang, Yihong Dong, Huanyu Liu, Kechi Zhang, Hu XiaoLong, Ge Li

展开摘要

Data contamination poses a significant threat to the reliable evaluation of Large Language Models (LLMs). This issue arises when benchmark samples may inadvertently appear in training sets, compromising the validity of reported performance. While detection methods have been developed for the pre-training and Supervised Fine-Tuning stages, a critical research gap exists for the increasingly significant phase of Reinforcement Learning (RL) post-training. As RL post-training becomes pivotal for advancing LLM reasoning, the absence of specialized contamination detection methods in this paradigm presents a critical vulnerability. To address this, we conduct the first systematic study of data detection within RL post-training scenario and propose Self-Critique. Our method is motivated by a key observation: after RL phase, the output entropy distribution of LLMs tends to collapse into highly specific and sparse modes. Self-Critique probes for the underlying policy collapse, i.e., the model's convergence to a narrow reasoning path, which causes this entropy reduction. To facilitate this research, we also introduce RL-MIA, a benchmark constructed to simulate this specific contamination scenario. Extensive experiments show that Self-Critique significantly outperforms baseline methods across multiple models and contamination tasks, achieving an AUC improvement of up to 30%. Whereas existing methods are close to a random guess for RL-phase contamination, our method makes detection possible. Our benchmark and code are available at https://anonymous.4open.science/r/Data-Contamination-in-RL.

Poster
Sparse Autoencoders Trained on the Same Data Learn Different Features

Gonçalo Paulo, Nora Belrose

展开摘要

Sparse autoencoders (SAEs) are a useful tool for uncovering human-interpretable features in the activations of large language models (LLMs). While some expect SAEs to find the true underlying features used by a model, our research shows that SAEs trained on the same model and data, differing only in the random seed used to initialize their weights, identify different sets of features. For example, in an SAE with 131K latents trained on a feedforward network in Llama 3 8B, only 30% of the features were shared across different seeds. We observed this phenomenon across multiple layers of three different LLMs, two datasets, and several SAE architectures. While ReLU SAEs trained with the L1 sparsity loss showed greater stability across seeds, SAEs using the state-of-the-art TopK activation function were more seed-dependent, even when controlling for the level of sparsity. Our results suggest that the set of features uncovered by an SAE should be viewed as a pragmatically useful decomposition of activation space, rather than an exhaustive and universal list of features ``truly used'' by the model.

Poster
Learning to Weight Parameters for Training Data Attribution

Shuangqi Li, Hieu Le, Jingyi Xu, Mathieu Salzmann

展开摘要

We study gradient-based data attribution, aiming to identify which training examples most influence a given output. Existing methods for this task either treat network parameters uniformly or rely on implicit weighting derived from Hessian approximations, which do not fully model functional heterogeneity of network parameters. To address this, we propose a method to explicitly learn parameter importance weights directly from data, without requiring annotated labels. Our approach improves attribution accuracy across diverse tasks, including image classification, language modeling, and diffusion, and enables fine-grained attribution for concepts like subject and style.

Poster
PMark: Towards Robust and Distortion-free Semantic-level Watermarking with Channel Constraints

Jiahao Huo, Shuliang Liu, Bin Wang, Junyan Zhang, Yibo Yan, Aiwei Liu, Xuming Hu, Mingxun Zhou

展开摘要

Semantic-level watermarking (SWM) for large language models (LLMs) enhances watermarking robustness against text modifications and paraphrasing attacks by treating the sentence as the fundamental unit. However, existing methods still lack strong theoretical guarantees of robustness, and reject-sampling–based generation often introduces significant distribution distortions compared with unwatermarked outputs. In this work, we introduce a new theoretical framework on SWM through the concept of proxy functions (PFs) -- functions that map sentences to scalar values. Building on this framework, we propose **PMark**, a simple yet powerful SWM method that estimates the PF median for the next sentence dynamically through sampling while enforcing multiple PF constraints (which we call channels) to strengthen watermark evidence. Equipped with solid theoretical guarantees, **PMark** achieves the desired distortion-free property and improves the robustness against paraphrasing-style attacks. We also provide an empirically optimized version that further removes the requirement for dynamical median estimation for better sampling efficiency. Experimental results show that **PMark** consistently outperforms existing SWM baselines in both text quality and robustness, offering a more effective paradigm for detecting machine-generated text. The source code is available at https://anonymous.4open.science/r/PMark.

Poster
EmoPrefer: Can Large Language Models Understand Human Emotion Preferences?

Zheng Lian, Licai Sun, Lan Chen, Haoyu Chen, Zebang Cheng, Fan Zhang, Ziyu Jia, Ziyang Ma, Fei Ma, Xiaojiang Peng, Jianhua Tao

展开摘要

Descriptive Multimodal Emotion Recognition (DMER) has garnered increasing research attention. Unlike traditional discriminative paradigms that rely on predefined emotion taxonomies, DMER aims to describe human emotional state using free-form natural language, enabling finer-grained and more interpretable emotion representations. However, this free-form prediction paradigm introduces new challenges regarding its evaluation. Previous works depend on ground-truth descriptions, but emotions are inherently tied to diverse human behaviors, and generating a comprehensive and accurate description is inherently demanding. Other researchers reformulate this problem into a more tractable human preference learning task, but pairwise preference annotation involves substantial manual effort. This leads to a question: *can we leverage multimodal LLMs (MLLMs) to achieve more cost-efficient preference annotation?* To answer this, we propose **EmoPrefer**, a pioneering work exploring the potential of LLMs in decoding human emotion preferences. Specifically, we construct the first emotion preference dataset, **EmoPrefer-Data**, featuring high-quality preference annotations from experts. Additionally, we introduce **EmoPrefer-Bench**, which evaluates the performance of various MLLMs and prompting techniques in preference prediction, while also revealing new strategies to enhance their performance. To the best of our knowledge, this is the first work exploring the capabilities of LLMs in understanding human emotion preferences. Our work advances the field of DMER and lays the foundation for more intelligent human-computer interaction. Our data and code are released at https://github.com/zeroQiaoba/AffectGPT/tree/master/EmoPrefer.

Poster
Beyond RLHF and NLHF: Population-Proportional Alignment under an Axiomatic Framework

Kihyun Kim, Jiawei Zhang, Asuman E. Ozdaglar, Pablo A. Parrilo

展开摘要

Conventional preference learning methods often prioritize opinions held more widely when aggregating preferences from multiple evaluators. This may result in policies that are biased in favor of some types of opinions or groups and susceptible to strategic manipulation. To address this issue, we develop a novel preference learning framework capable of aligning aggregate opinions and policies proportionally with the true population distribution of evaluator preferences. Grounded in social choice theory, our approach infers the feasible set of evaluator population distributions directly from pairwise comparison data. Using these estimates, the algorithm constructs a policy that satisfies foundational axioms from social choice theory, namely monotonicity and Pareto efficiency, as well as our newly-introduced axioms of population-proportional alignment and population-bounded manipulability. Moreover, we propose a soft-max relaxation method that smoothly trade-offs population-proportional alignment with the selection of the Condorcet winner (which beats all other options in pairwise comparisons). Finally, we validate the effectiveness and scalability of our approach through experiments on both tabular recommendation tasks and large language model alignment.

Poster
TPDiff: Temporal Pyramid Video Diffusion Model

Lingmin Ran, Mike Zheng Shou

展开摘要

The development of video diffusion models unveils a significant challenge: the substantial computational demands. To mitigate this challenge, we note that the reverse process of diffusion exhibits an inherent entropy-reducing nature. Given the inter-frame redundancy in video modality, maintaining full frame rates in high-entropy stages is unnecessary. Based on this insight, we propose TPDiff, a unified framework to enhance training and inference efficiency. By dividing diffusion into several stages, our framework progressively increases frame rate along the diffusion process with only the last stage operating on full frame rate, thereby optimizing computational efficiency. To train the multi-stage diffusion model, we introduce a dedicated training framework: stage-wise diffusion. By solving the partitioned probability flow ordinary differential equations (ODE) of diffusion under aligned data and noise, our training strategy is applicable to various diffusion forms and further enhances training efficiency. Comprehensive experimental evaluations validate the generality of our method, demonstrating 50% reduction in training cost and 1.5x improvement in inference efficiency.

Poster
ToolTree: Efficient LLM Tool Planning via Dual-Feedback Monte Carlo Tree Search and Bidirectional Pruning

Shuo Yang, Caren Han, Yihao Ding, Shuhe Wang, Eduard Hovy

展开摘要

Large Language Model (LLM) agents are increasingly applied to complex, multi-step tasks that require interaction with diverse external tools across various domains. However, current LLM agent tool planning methods typically rely on greedy, reactive tool selection strategies that lack foresight and fail to account for inter-tool dependencies. In this paper, we present ToolTree, a novel Monte-Carlo tree search-inspired planning paradigm for tool planning. ToolTree explores possible tool usage trajectories using a dual-stage LLM evaluation and bidirectional pruning mechanism that enables the agent to make informed, adaptive decisions over extended tool-use sequences while pruning less promising branches before and after the tool execution. Empirical evaluations across both open-set and closed-set tool planning tasks on 4 benchmarks demonstrate that ToolTree consistently improves performance while keeping the highest efficiency, achieving an average gain of around 10\% compared to the state-of-the-art planning paradigm.

Poster
Where Did This Sentence Come From? Tracing Provenance in LLM Reasoning Distillation

kaiyuan liu, Shaotian Yan, Rui Miao, Bing Wang, Chen Shen, Jun Zhang, Jieping Ye

展开摘要

Reasoning distillation, a cost-effective approach for enhancing student model performance, has attracted increasing attention. It typically leverages a large teacher model to generate reasoning paths, which are then used to fine-tune a student model so that it mimics the teacher's behavior in training contexts. However, previous approaches have lacked a detailed analysis of the origins of the distilled model's capabilities. It remains unclear whether the student can maintain consistent behaviors with the teacher in novel test-time contexts, or whether it regresses to its original output patterns, raising concerns about the generalization of distillation models. To analyse this question, we introduce a cross-model Reasoning Distillation Provenance Tracing framework. For each action (e.g., a sentence) produced by the distilled model, we obtain the predictive probabilities assigned by the teacher, the original student, and the distilled model under the same context. By comparing these probabilities, we classify each action into four categories: (i) teacher-originated actions, (ii) student-originated actions, (iii) pre-existing actions in both models not enhanced by distillation, and (iv) pre-existing actions boosted through distillation. By systematically disentangling the provenance of each action, we experimentally demonstrate that, in test-time contexts, the distilled model can indeed generate teacher-originated actions, which correlate with and plausibly explain observed performance on distilled model. Building on this analysis, we further propose a teacher-guided data selection method. Unlike prior approach that rely on heuristics (e.g., selecting data most aligned with the student's original distribution), our method directly compares teacher–student divergences on the training data, providing a principled selection criterion. We validate the effectiveness of our approach across multiple representative teacher models (Deepseek-R1-671B, QwQ-32B, GPT-OSS-120B) and diverse student models (Qwen2.5-7B-Instruct, Qwen4-4B-Base, Qwen3-8B-Base, Qwen3-4B-Instruct-2507). The results highlight the utility of our provenance-tracing framework and underscore its promise for reasoning distillation. We hope to share Reasoning Distillation Provenance Tracing, along with our insights into reasoning distillation, with the community.

Poster
ZeroTuning: Unlocking the Initial Token's Power to Enhance Large Language Models Without Training

Feijiang Han, Xiaodong Yu, Jianheng Tang, Delip Rao, Weihua Du, Lyle Ungar

展开摘要

Token-level attention tuning -- a class of training-free methods including Post-hoc Attention Steering (PASTA) and Attention Calibration (ACT) -- has emerged as a promising approach for improving frozen LLMs via interpretable interventions. However, these methods rely on auxiliary heuristics to identify important task-specific tokens, which can introduce bias and limit applicability when token importance is ambiguous or when optimized kernels make attention maps inaccessible. We propose a simpler alternative: intervening only on the initial token (e.g., <BOS> in LLaMA). We theoretically show that adding lightweight biases to this token’s attention logits systematically shifts and reshapes downstream attention patterns -- an effect amplified by its natural role as an attention sink. Empirically, we find that this tuning can improve LLM performance and better elicit pretrained knowledge, with stronger effects in early layers and distinct scaling preferences across attention heads. Building on these findings, we introduce ZeroTuning, a training-free method that improves LLM performance by applying head-specific attention adjustments to the initial token, requiring no parameter updates. We present two variants: a supervised mode that calibrates on validation examples, and an unsupervised mode that directly minimizes output entropy. ZeroTuning requires no KV-cache or decoding changes and is kernel-agnostic (works with SDPA and FlashAttention). It requires only four lines of modification to standard \texttt{LlamaAttention} code, achieves gains across 15 datasets, and outperforms prior, more complex methods. For example, on Llama-3.1-8B, it yields relative improvements of 19.9% on classification, 4.5% on question answering, and 2.1% on dialogue. ZeroTuning also works out of the box with quantized inference and maintains its improvements as context length increases. Our work provides a lightweight tool for inference-time improvement, advancing both optimization and interpretability. Our code and runnable demo are available at https://anonymous.4open.science/r/ZeroTuning.

Poster
Multi-Agent Debate with Memory Masking

Hongduan Tian, Xiao Feng, Ziyuan ZHAO, XiangyuZhu, Rolan Yan, Bo Han

展开摘要

Large language models (LLMs) have demonstrated impressive capabilities in various language-based reasoning tasks (e.g., math reasoning). Among all LLM reasoning frameworks, _multi-agent debate_ (MAD), which employs multiple LLM agents and performs reasoning in the way of multi-round debate, has emerged as a powerful reasoning paradigm since it allows agents to access previous memories to refine their reasoning iteratively in each debate round and facilitates LLMs in alleviating the potential intrinsic self-preference bias. Although MAD improves the reasoning capabilities of LLMs significantly, in this paper, however, we theoretically demonstrate that the performance of MAD is closely related to the quality of memories. This indicates that MAD is still vulnerable to wrong reasoning memories, which poses a threat to the robustness of MAD. To address this problem, we introduce a simple yet effective multi-agent debate framework, _multi-agent debate with memory masking_ (MAD-M$^2$), to enhance the robustness of MAD by allowing LLM agents to select memories in the previous debate round before they perform reasoning in the current debate round. In this way, MAD-M$^2$ can polish the contextual information at the beginning of each debate round by preserving as many informative and meaningful memories as possible while dropping the noisy memories and, in turn, achieve better reasoning results. Extensive empirical results on several mainstream mathematical and logical reasoning benchmarks demonstrate that MAD-M$^2$ is able to achieve better results than the typical MAD.

Poster
MetaSpatial: Reinforcing 3D Spatial Reasoning in VLMs for the Metaverse

Zhenyu Pan, Han Liu

展开摘要

We present MetaSpatial, the first reinforcement learning (RL) framework for enhancing 3D spatial reasoning in vision-language models (VLMs), enabling real-time 3D scene layout generation without post-processing. MetaSpatial addresses two key challenges: (i) the need for extensive post-processing, as existing VLMs lack inherent 3D spatial reasoning to generate realistic layouts; and (ii) the inefficiency of supervised fine-tuning (SFT) for layout generation due to scarcity of perfect annotations. Our core contribution is the 3D Spatial Policy Optimization (3D-SPO) algorithm, which incorporates physics-aware modulation into advantage estimates at the object level and trajectory-level reward from a training-only multi-turn refinement pipeline. This design enhances temporal credit assignment and encourages spatially consistent policy learning. Empirical evaluations across models of varying scales demonstrate that MetaSpatial improves spatial coherence, physical plausibility, and formatting stability, leading to more realistic and functionally coherent object placements applicable to metaverse environments.

Poster
OffTopicEval: When Large Language Models Enter the Wrong Chat, Almost Always!

Jingdi Lei, Varun Gumma, Rishabh Bhardwaj, Seok Min Lim, Chuan Li, Amir Zadeh, Soujanya Poria

展开摘要

Large Language Model (LLM) safety is one of the most pressing challenges for enabling wide-scale deployment. While most studies and global discussions focus on generic harms, such as models assisting users in harming themselves or others, enterprises face a more fundamental concern: whether LLM-based agents are safe for their intended use case. To address this, we introduce operational safety, defined as an LLM’s ability to appropriately accept or refuse user queries when tasked with a specific purpose. We further propose OffTopicEval, an evaluation suite and benchmark for measuring operational safety both in general and within specific agentic use cases. Our evaluations on six model families comprising 20 open-weight LLMs reveal that while performance varies across models, all of them remain highly operationally unsafe. Even the strongest models—Qwen-3 (235B) with 77.77% and Mistral (24B) with 79.96%—fall far short of reliable operational safety, while GPT models plateau in the 62–73% range, Phi achieves only mid-level scores (48–70%), and Gemma and Llama-3 collapse to 39.53% and 23.84%, respectively. While operation safety is core model's alignment issue, to suppress these failures, we propose prompt-based steering methods, query grounding (Q-ground), and system-prompt grounding (P-ground), which substantially improve OOD refusal. Q-ground provides consistent gains of up to 23%, while P-ground delivers even larger boosts, raising Llama-3.3 (70B) by 41% and Qwen-3 (30B) by 27%. These results highlight both the urgent need for operational safety interventions and the promise of prompt-based steering as a first step toward more reliable LLM-based agents. Our code and data are released at \url{https://github.com/declare-lab/OffTopicEval}.

Poster