ICLR 2026 论文列表

International Conference on Learning Representations

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5,358篇论文

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  • Oral
    2244.2%
  • Poster
    5,13495.8%

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主题: 对齐与安全 · 623 篇论文 · 重置筛选

Localizing Task Recognition and Task Learning in In-Context Learning via Attention Head Analysis

Haolin Yang, Hakaze Cho, Naoya Inoue

展开摘要

We investigate the mechanistic underpinnings of in-context learning (ICL) in large language models by reconciling two dominant perspectives: the component-level analysis of attention heads and the holistic decomposition of ICL into Task Recognition (TR) and Task Learning (TL). We propose a novel framework based on Task Subspace Logit Attribution (TSLA) to identify attention heads specialized in TR and TL, and demonstrate their distinct yet complementary roles. Through correlation analysis, ablation studies, and input perturbations, we demonstrate that the identified TR and TL heads independently and effectively capture the TR and TL components of ICL. Via steering experiments with a focus on the geometric analysis of hidden states, we reveal that TR heads promote task recognition through aligning hidden states with the task subspace, while TL heads perform rotations to the hidden states within the subspace towards the correct label to facilitate the correct prediction. We also demonstrate how previous findings in various aspects of ICL's mechanism can be reconciled with our attention-head-level analysis of the TR-TL decomposition of ICL, including induction heads, task vectors, and more. Our framework thus provides a unified and interpretable account of how LLMs execute ICL across diverse tasks and settings.

Poster
DynaGuard: A Dynamic Guardian Model With User-Defined Policies

Monte Hoover, Vatsal Baherwani, Neel Jain, Khalid Saifullah, Joseph James Vincent, Chirag Jain, Melissa Kazemi Rad, C. Bayan Bruss, Ashwinee Panda, Tom Goldstein

展开摘要

Guardian models play a crucial role in ensuring the safety and ethical behavior of user-facing AI applications by enforcing guardrails and detecting harmful content. While standard guardian models are limited to predefined, static harm categories, we introduce DynaGuard, a suite of dynamic guardian models offering novel flexibility by evaluating text based on user-defined policies, and DynaBench, a dataset for training and evaluating dynamic guardian models. Our models provide both rapid detection of policy violations and a chain-of-thought reasoning option that articulate and justify model outputs. Critically, DynaGuard not only surpasses static models in detection accuracy on traditional safety categories, but is competitive with frontier reasoning models on free-form policy violations, all in a fraction of the time. This breakthrough makes DynaGuard a critical tool for language model guardrails.

Poster
Evidence for Limited Metacognition in LLMs

Christopher Ackerman

展开摘要

The possibility of LLM self-awareness and even sentience is gaining increasing public attention and has major safety and policy implications, but the science of measuring them is still in a nascent state. Here we introduce a novel methodology for quantitatively evaluating metacognitive abilities in LLMs. Taking inspiration from research on metacognition in nonhuman animals, our approach eschews model self-reports and instead tests to what degree models can strategically deploy knowledge of internal states. Using two experimental paradigms, we demonstrate that frontier LLMs introduced since early 2024 show increasingly strong evidence of certain metacognitive abilities, specifically the ability to assess and utilize their own confidence in their ability to answer factual and reasoning questions correctly and the ability to anticipate what answers they would give and utilize that information appropriately. We buttress these behavioral findings with an analysis of the token probabilities returned by the models, which suggests the presence of an upstream internal signal that could provide the basis for metacognition. We further find that these abilities 1) are limited in resolution, 2) emerge in context-dependent manners, and 3) seem to be qualitatively different from those of humans. We also report intriguing differences across models of similar capabilities, suggesting that LLM post-training may have a role in developing metacognitive abilities.

Poster
It's All Connected: A Journey Through Test-Time Memorization, Attentional Bias, Retention, and Online Optimization

Ali Behrouz, Meisam Razaviyayn, Peilin Zhong, Vahab Mirrokni

展开摘要

Designing efficient and effective architectural backbones has been in the core of research efforts to enhance the capability of foundation models. Inspired by the human cognitive phenomenon of attentional bias—the natural tendency to prioritize certain events or stimuli—we reconceptualize neural architectures, including Transformers, Titans, and modern linear recurrent neural networks as associative memory modules with attentional bias. We define and formalize the concept of attentional bias as the internal memory objective deep learning architectures. We show that existing deep learning architectures leverage the same attentional bias based on $L_2$ loss function. Going beyond $L_2$ loss function, we present a set of alternative attentional bias configurations along with their effective approximations. We then reinterpret forgetting mechanisms in modern deep learning architectures as a form of retention regularization. Building upon these insights, we present Miras, a general framework to design deep learning architectures based on the choice of attentional bias objective, retention gate, associative memory architecture, and memory learning algorithm. Our experiments show different designs yield models with varying strengths. Furthermore, our special instances of Miras achieve exceptional performance in language modeling, commonsense reasoning, recall intensive, and time series tasks, outperforming Transformers and other modern linear recurrent models.

Poster
EditLens: Quantifying the Extent of AI Editing in Text

Katherine Thai, Bradley Emi, Elyas Masrour, Mohit Iyyer

展开摘要

A significant proportion of queries to large language models ask them to edit user-provided text, rather than generate new text from scratch. While previous work focuses on detecting fully AI-generated text, we demonstrate that AI-edited text is distinguishable from human-written and AI-generated text. First, we propose using lightweight similarity metrics to quantify the magnitude of AI editing present in a text given the original human-written text and validate these metrics with human annotators. Using these similarity metrics as intermediate supervision, we then train EditLens, a regression model that predicts the amount of AI editing present within a text. Our model achieves state-of-the-art performance on both binary (F1=94.7%) and ternary (F1=90.4%) classification tasks in distinguishing human, AI, and mixed writing. Not only do we show that AI-edited text can be detected, but also that the degree of change made by AI to human writing can be detected, which has implications for authorship attribution, education, and policy. Finally, as a case study, we use our model to analyze the effects of AI-edits applied by Grammarly, a popular writing assistance tool. To encourage further research, we commit to publicly releasing our models and dataset.

Poster
Antislop: A Comprehensive Framework for Identifying and Eliminating Repetitive Patterns in Language Models

Samuel J Paech, Allen G Roush, Judah Goldfeder, Ravid Shwartz-Ziv

展开摘要

Repetitive lexical patterns in LLM output, termed "slop," degrade writing quality through over-use and make AI-generated text immediately recognizable. We present Antislop, a comprehensive framework providing tools to both detect and eliminate these overused patterns. Our approach combines three innovations: (1) The Antislop Sampler, which uses backtracking to suppress unwanted strings at inference time without destroying vocabulary. (2) An automated pipeline that profiles model-specific slop against human baselines and generates training data. and, (3) Final Token Preference Optimization (FTPO), a novel fine-tuning method that operates in logit-space on individual tokens, surgically adjusting logits wherever a banned pattern has appeared in an inference trace. We demonstrate that some slop patterns appear over 1,000 times more frequently in LLM output than human text. The Antislop Sampler successfully suppresses 8,000+ patterns while maintaining quality, whereas token banning becomes unusable at just 2,000. Most importantly, FTPO achieves 90% slop reduction while maintaining or improving performance in cross-domain evals including GSM8K, MMLU, and creative writing tasks. In contrast, DPO suffers significant degradation in writing quality and lexical diversity despite achieving weaker suppression. We release all code and results datasets under MIT license.

Poster
Skirting Additive Error Lower Bounds for Private Turnstile Streams

Anders Aamand, Justin Y. Chen, Sandeep Silwal

展开摘要

We study differentially private continual release of the number of distinct items in a stream, where items may be both inserted and deleted. In this turnstile setting, a recent work of Jain, Kalemaj, Raskhodnikova, Sivakumar, and Smith (NeurIPS '23) showed that for streams of length $T$, polynomial additive error of $\Omega(T^{1/4})$ is necessary, even without any space restrictions. We show that this additive error lower bound can be circumvented if the algorithm is allowed to output estimates with *multiplicative* error. We give an algorithm for the continual release of the number of distinct elements with $\text{polylog} (T)$ multiplicative and $\text{polylog}(T)$ additive error. We also show a qualitatively similar phenomenon for estimating the $F_2$ moment of a turnstile stream, where we can obtain $1+o(1)$ multiplicative and $\text{polylog} (T)$ additive error. Both results can be achieved by polylogarithmic space streaming algorithms where some multiplicative error is necessary even without privacy. Lastly, we raise questions aimed at better understanding trade-offs between multiplicative and additive error in private continual estimation problems.

Poster
How to Square Tensor Networks and Circuits Without Squaring Them

Lorenzo Loconte, Adrián Javaloy, Antonio Vergari

展开摘要

Squared tensor networks (TNs) and their extension as computational graphs---squared circuits---have been used as expressive distribution estimators, yet supporting closed-form marginalization. However, the squaring operation introduces additional complexity when computing the partition function or marginalizing variables, which hinders their applicability in ML. To solve this issue, canonical forms of TNs are parameterized via unitary matrices to simplify the computation of marginals. However, these canonical forms do not apply to circuits, as they can represent factorizations that do not directly map to a known TN. Inspired by the ideas of orthogonality in canonical forms and determinism in circuits enabling tractable maximization, we show how to parameterize squared circuits to overcome their marginalization overhead. Our parameterizations unlock efficient marginalization even in factorizations different from TNs, but encoded as circuits, whose structure would otherwise make marginalization computationally hard. Finally, our experiments on distribution estimation show how our proposed conditions in squared circuits come with no expressiveness loss, while enabling more efficient learning.

Poster
Align to Misalign: Automatic LLM Jailbreak with Meta-Optimized LLM Judges

Hamin Koo, Minseon Kim, Jaehyung Kim

展开摘要

Identifying the vulnerabilities of large language models (LLMs) is crucial for improving their safety by addressing inherent weaknesses. Jailbreaks, in which adversaries bypass safeguards with crafted input prompts, play a central role in red-teaming by probing LLMs to elicit unintended or unsafe behaviors. Recent optimization-based jailbreak approaches iteratively refine attack prompts by leveraging LLMs. However, they often rely heavily on either binary attack success rate (ASR) signals, which are sparse, or manually crafted scoring templates, which introduce human bias and uncertainty in the scoring outcomes. To address these limitations, we introduce AMIS (Align to MISalign), a meta-optimization framework that jointly evolves jailbreak prompts and scoring templates through a bi-level structure. In the inner loop, prompts are refined using fine-grained and dense feedback using fixed scoring template. In the outer loop, the template is optimized using an ASR alignment score, gradually evolving to better reflect true attack outcomes across queries. This co-optimization process yields progressively stronger jailbreak prompts and more calibrated scoring signals. Evaluations on AdvBench and JBB-Behaviors demonstrate that AMIS achieves state-of-the-art performance, including 88.0% ASR on Claude-3.5-Haiku and 100.0% ASR on Claude-4-Sonnet, outperforming existing baselines by substantial margins.

Poster
Dynamic Reflections: Probing Video Representations with Text Alignment

Maks Ovsjanikov, Viorica Patraucean, Leonidas Guibas, Tyler Zhu, Tengda Han

展开摘要

The alignment of representations from different modalities has recently been shown to provide insights on the structural similarities and downstream capabilities of different encoders across diverse data types. While significant progress has been made in aligning images with text, the temporal nature of _video_ data remains largely unexplored in this context. In this work, we conduct the first comprehensive study of video-text representation alignment, probing the capabilities of modern video and language encoders. Our findings reveal several key insights. First, we demonstrate that cross-modal alignment highly depends on the richness of both visual (static images vs. multi-frame videos) and text (single caption vs. a collection) data _provided at test time_, especially when using state-of-the-art video encoders. We propose parametric test-time scaling laws that capture this behavior and show remarkable predictive power against empirical observations. Secondly, we investigate the correlation between semantic alignment and performance on both semantic and non-semantic downstream tasks, providing initial evidence that strong alignment against text encoders may be linked to _general-purpose_ video representation and understanding. Finally, we correlate temporal reasoning with cross-modal alignment providing a challenging test-bed for vision and language models. Overall, our work introduces video-text alignment as an informative zero-shot way to probe the representation power of different encoders for spatio-temporal data.

Poster
CAGE: A Framework for Culturally Adaptive Red-Teaming Benchmark Generation

Chaeyun Kim, YongTaek Lim, Kihyun Kim, Junghwan Kim, Minwoo Kim

展开摘要

Existing red-teaming benchmarks, when adapted to new languages via direct translation, fail to capture socio-technical vulnerabilities rooted in local culture and law, creating a critical blind spot in LLM safety evaluation. To address this gap, we introduce CAGE (Culturally Adaptive Generation), a framework that systematically adapts the adversarial intent of proven red-teaming prompts to new cultural contexts. At the core of CAGE is the Semantic Mold, a novel approach that disentangles a prompt's adversarial structure from its cultural content. This approach enables the modeling of realistic, localized threats rather than testing for simple jailbreaks. As a representative example, we demonstrate our framework by creating KoRSET, a Korean benchmark, which proves more effective at revealing vulnerabilities than direct translation baselines. CAGE offers a scalable solution for developing meaningful, context-aware safety benchmarks across diverse cultures.

Poster
Optimizing Agent Planning for Security and Autonomy

Aashish Kolluri, Rishi Sharma, Manuel Costa, Boris Köpf, Tobias Nießen, Mark Russinovich, Shruti Tople, Santiago Zanella-Beguelin

展开摘要

Indirect prompt injection attacks threaten AI agents that execute consequential actions, motivating deterministic system-level defenses. Such defenses can provably block unsafe actions by enforcing confidentiality and integrity policies, but currently appear costly: they reduce task completion rates and increase token usage compared to probabilistic defenses. We argue that existing evaluations miss a key benefit of system-level defenses: reduced reliance on human oversight. We introduce autonomy metrics to quantify this benefit: the fraction of consequential actions an agent can execute without human-in-the-loop (HITL) approval while preserving security. To increase autonomy, we design a security-aware agent that (i) introduces richer HITL interactions, and (ii) explicitly plans for both task progress and policy compliance. We implement this agent design atop an existing information-flow control defense against prompt injection and evaluate it on the AgentDojo and WASP benchmarks. Experiments show that this approach yields higher autonomy without sacrificing utility (task completion).

Poster
RepIt: Steering Language Models with Concept-Specific Refusal Vectors

Vincent Siu, Nathan W. Henry, Nicholas Crispino, Yang Liu, Dawn Song, Chenguang Wang

展开摘要

Current safety evaluations of language models rely on benchmark-based assessments that may miss targeted vulnerabilities. We present RepIt, a simple and data-efficient framework for isolating concept-specific representations in LM activations. While existing steering methods already achieve high attack success rates through broad interventions, RepIt enables a more concerning capability: selective suppression of refusal on targeted concepts while preserving refusal elsewhere. Across five frontier LMs, RepIt produces evaluation-evading models that answer questions related to weapons of mass destruction while still scoring as safe on standard benchmarks. We find the edit of the steering vector localizes to just 100-200 neurons, and robust concept vectors can be extracted from as few as a dozen examples on a single A6000, highlighting how targeted, hard-to-detect modifications can exploit evaluation blind spots with minimal resources. By demonstrating precise concept disentanglement, this work exposes critical vulnerabilities in current safety evaluation practices and demonstrates an immediate need for more comprehensive, representation-aware assessments.

Poster
When Machine Learning Gets Personal: Evaluating Prediction and Explanation

Louisa Cornelis, Guillermo Bernardez, Haewon Jeong, Nina Miolane

展开摘要

In high-stakes domains like healthcare, users often expect that sharing personal information with machine learning systems will yield tangible benefits, such as more accurate diagnoses and clearer explanations of contributing factors. However, the validity of this assumption remains largely unexplored. We propose a unified framework to fairly quantify if personalizing a model improves both prediction and explanation for every group who provide personal data. We show that its impacts on prediction and explanation can diverge: a model may become more or less explainable even when prediction is unchanged. For practical settings, we study a standard hypothesis test for detecting personalization effects on demographic groups. We derive a finite-sample lower bound on its probability of error as a function of group sizes, number of personal attributes, and desired benefit from personalization. This provides actionable insights, such as which dataset characteristics are necessary to test an effect, or the maximum effect that can be tested given a dataset. We apply our framework to real-world tabular datasets using feature-attribution methods, uncovering scenarios where effects are fundamentally untestable due to the dataset statistics. Our results highlight the need for joint evaluation of prediction and explanation in personalized models and the importance of designing models and datasets with sufficient information for such evaluation.

Poster
EigenBench: A Comparative Behavioral Measure of Value Alignment

Jonathn Chang, Leonhard Piff, Suvadip Sana, Jasmine Xinze Li, Lionel Levine

展开摘要

Aligning AI with human values is a pressing unsolved problem. To address the lack of quantitative metrics for value alignment, we propose EigenBench: a black-box method for comparatively benchmarking language models’ values. Given an ensemble of models, a constitution describing a value system, and a dataset of scenarios, our method returns a vector of scores quantifying each model’s alignment to the given constitution. To produce these scores, each model judges the outputs of other models across many scenarios, and these judgments are aggregated with EigenTrust (Kamvar et al., 2003), yielding scores that reflect a weighted consensus judgment of the whole ensemble. EigenBench uses no ground truth labels, as it is designed to quantify subjective traits for which reasonable judges may disagree on the correct label. Hence, to validate our method, we collect human judgments on the same ensemble of models and show that EigenBench’s judgments align closely with those of human evaluators. We further demonstrate that EigenBench can recover model rankings on the GPQA benchmark without access to objective labels, supporting its viability as a framework for evaluating subjective values for which no ground truths exist.

Oral
Counterfactual LLM-based Framework for Measuring Rhetorical Style

Jingyi Qiu, Hong Chen, Zongyi Li

展开摘要

The rise of AI has fueled growing concerns about ``hype'' in machine learning papers, yet a reliable way to quantify rhetorical style independently of substantive content has remained elusive. Because strong empirical results can justify stronger claims, it is often unclear whether bold language reflects genuine evidence or merely rhetorical style. We introduce a counterfactual, LLM-based framework to disentangle rhetorical style from substantive content: multiple LLM rhetorical personas generate counterfactual writings from the same substantive content, an LLM judge compares them through pairwise evaluations, and the outcomes are aggregated using a Bradley--Terry model. Applying this method to 8,485 ICLR submissions sampled from 2017 to 2025, we generate more than 250,000 counterfactual writings and provide a large-scale quantification of rhetorical style in ML papers. Visionary framing significantly predicts downstream attention, including citations and media coverage, even after controlling for peer-review evaluations. We also observe a sharp rise in rhetorical strength after 2023, and provide evidence showing that this increase is strongly correlated with the adoption of LLM writing assistance. The reliability of our framework is validated by its robustness to the choice of personas and the high correlation between LLM judgments and human annotations. Our work demonstrates that LLMs can serve as instruments for improving how ML research is evaluated.

Poster
Convergence Analysis of Tsetlin Machines under Noise-Free and Noisy Training Conditions: from $2$ Bits to $k$ Bits

Xuan Zhang, Lei Jiao, Ole-Christoffer Granmo

展开摘要

The Tsetlin Machine (TM) is an innovative machine learning algorithm grounded in propositional logic, achieving state-of-the-art performance across a variety of pattern recognition tasks. Prior theoretical work has established convergence results for the 1-bit operator under both noisy and noise-free conditions, and for the 2-bit XOR operator under noise-free conditions. This paper first extends the analysis to the 2-bit AND and OR operators. We show that the TM converges almost surely to the correct 2-bit AND and OR operators under noise-free training, and we identify a distinctive property of the 2-bit OR case, where a single clause can jointly represent two sub-patterns, in contrast to the XOR operator. We further investigate noisy training scenarios, demonstrating that mislabelled samples prevent exact convergence but still permit efficient learning, whereas irrelevant variables do not impede almost-sure convergence. Building on the 2-bit analysis, we then generalize the results to the $k$-bit setting ($k>2$), providing a unified treatment applicable to general scenarios. Together, these findings provide a robust and comprehensive theoretical foundation for analysing TM convergence.

Poster
RewardEval: Advancing Reward Model Evaluation

Saumya Malik, Valentina Pyatkin, Sander Land, Jacob Morrison, Noah A. Smith, Hannaneh Hajishirzi, Nathan Lambert

展开摘要

Reward models are used throughout the post-training of language models to capture nuanced signals from preference data and provide a training target for optimization across instruction following, reasoning, safety, and more domains. The community has begun establishing best practices for evaluating reward models, from the development of benchmarks that test capabilities in specific skill areas to others that test agreement with human preferences. At the same time, progress in evaluation has not been mirrored by the effectiveness of reward models in downstream tasks -- simpler direct alignment algorithms are reported to work better in many cases. This paper introduces RewardEval, a new multi-skill reward modeling benchmark designed to bring new, challenging data for accuracy-based reward model evaluation -- models score about 20 points on average lower on RewardEval compared to RewardBench, a widely-used existing reward model evaluation-- while being highly correlated with downstream performance. Compared to most other benchmarks, RewardEval sources new human prompts instead of existing prompts from downstream evaluations, facilitating more rigorous evaluation practices. In this paper, we describe our benchmark construction process and report how existing models perform on it, while quantifying and providing new insights on how performance on the benchmark correlates with downstream use of the models in both inference-time scaling algorithms, like best-of-N sampling, and RLHF training algorithms like proximal policy optimization.

Poster
Bridging Fairness and Explainability: Can Input-Based Explanations Promote Fairness in Hate Speech Detection?

Yifan Wang, Mayank Jobanputra, Ji-Ung Lee, Soyoung Oh, Isabel Valera, Vera Demberg

展开摘要

Natural language processing (NLP) models often replicate or amplify social bias from training data, raising concerns about fairness. At the same time, their black-box nature makes it difficult for users to recognize biased predictions and for developers to effectively mitigate them. While some studies suggest that input-based explanations can help detect and mitigate bias, others question their reliability in ensuring fairness. Existing research on explainability in fair NLP has been predominantly qualitative, with limited large-scale quantitative analysis. In this work, we conduct the first systematic study of the relationship between explainability and fairness in hate speech detection, focusing on both encoder- and decoder-only models. We examine three key dimensions: (1) identifying biased predictions, (2) selecting fair models, and (3) mitigating bias during model training. Our findings show that input-based explanations can effectively detect biased predictions and serve as useful supervision for reducing bias during training, but they are unreliable for selecting fair models among candidates. Our code is available at https://github.com/Ewanwong/fairness_x_explainability.

Poster
Towards Multimodal Time Series Anomaly Detection with Semantic Alignment and Condensed Interaction

Shiyan Hu, Jianxin Jin, Yang Shu, Peng Chen, Bin Yang, Chenjuan Guo

展开摘要

Time series anomaly detection plays a critical role in many dynamic systems. However, previous approaches have primarily relied on unimodal numerical data, overlooking the importance of complementary information from other modalities. In this paper, we propose a novel multimodal time series anomaly detection model (MindTS) that focuses on addressing two key challenges: (1) how to achieve semantically consistent alignment across heterogeneous multimodal data, and (2) how to filter out redundant modality information to enhance cross-modal interaction effectively. To address the first challenge, we propose Fine-grained Time-text Semantic Alignment. It integrates exogenous and endogenous text information through cross-view text fusion and a multimodal alignment mechanism, achieving semantically consistent alignment between time and text modalities. For the second challenge, we introduce Content Condenser Reconstruction, which filters redundant information within the aligned text modality and performs cross-modal reconstruction to enable interaction. Extensive experiments on six real-world multimodal datasets demonstrate that the proposed MindTS achieves competitive or superior results compared to existing methods.

Poster