ICLR 2025 论文列表

International Conference on Learning Representations

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3,703篇论文

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  • Oral
    2135.8%
  • Spotlight
    38010.3%
  • Poster
    3,11084.0%

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UTILITY: Utilizing Explainable Reinforcement Learning to Improve Reinforcement Learning

Shicheng Liu, Minghui Zhu

展开摘要

Reinforcement learning (RL) faces two challenges: (1) The RL agent lacks explainability. (2) The trained RL agent is, in many cases, non-optimal and even far from optimal. To address the first challenge, explainable reinforcement learning (XRL) is proposed to explain the decision-making of the RL agent. In this paper, we demonstrate that XRL can also be used to address the second challenge, i.e., improve RL performance. Our method has two parts. The first part provides a two-level explanation for why the RL agent is not optimal by identifying the mistakes made by the RL agent. Since this explanation includes the mistakes of the RL agent, it has the potential to help correct the mistakes and thus improve RL performance. The second part formulates a constrained bi-level optimization problem to learn how to best utilize the two-level explanation to improve RL performance. In specific, the upper level learns how to use the high-level explanation to shape the reward so that the corresponding policy can maximize the cumulative ground truth reward, and the lower level learns the corresponding policy by solving a constrained RL problem formulated using the low-level explanation. We propose a novel algorithm to solve this constrained bi-level optimization problem, and theoretically guarantee that the algorithm attains global optimality. We use MuJoCo experiments to show that our method outperforms state-of-the-art baselines.

Poster
Discriminator-Guided Embodied Planning for LLM Agent

Haofu Qian, Chenjia Bai, Jiatao Zhang, Fei Wu, Wei Song, Xuelong Li

展开摘要

Large Language Models (LLMs) have showcased remarkable reasoning capabilities in various domains, yet face challenges in complex embodied tasks due to the need for a coherent long-term policy and context-sensitive environmental understanding. Previous work performed LLM refinement relying on outcome-supervised feedback, which can be costly and ineffective. In this work, we introduce a novel framework, Discriminator-Guided Action Optimization (DGAP), for facilitating the optimization of LLM action plans via step-wise signals. Specifically, we employ a limited set of demonstrations to enable the discriminator to learn a score function, which assesses the alignment between LLM-generated actions and the underlying optimal ones at every step. Based on the discriminator, LLMs are prompted to generate actions that maximize the score, utilizing historical action-score pair trajectories as guidance. Under mild conditions, DGAP resembles critic-regularized optimization and has been demonstrated to achieve a stronger policy than the LLM planner. In experiments across different LLMs (GPT-4, Llama3-70B) in ScienceWorld and VirtualHome, our method achieves superior performance and better efficiency than previous methods.

Poster
State Space Model Meets Transformer: A New Paradigm for 3D Object Detection

ChuXin Wang, Wenfei Yang, Xiang Liu, Tianzhu Zhang

展开摘要

DETR-based methods, which use multi-layer transformer decoders to refine object queries iteratively, have shown promising performance in 3D indoor object detection. However, the scene point features in the transformer decoder remain fixed, leading to minimal contributions from later decoder layers, thereby limiting performance improvement. Recently, State Space Models (SSM) have shown efficient context modeling ability with linear complexity through iterative interactions between system states and inputs. Inspired by SSMs, we propose a new 3D object DEtection paradigm with an interactive STate space model (DEST). In the interactive SSM, we design a novel state-dependent SSM parameterization method that enables system states to effectively serve as queries in 3D indoor detection tasks. In addition, we introduce four key designs tailored to the characteristics of point cloud and SSM: The serialization and bidirectional scanning strategies enable bidirectional feature interaction among scene points within the SSM. The inter-state attention mechanism models the relationships between state points, while the gated feed-forward network enhances inter-channel correlations. To the best of our knowledge, this is the first method to model queries as system states and scene points as system inputs, which can simultaneously update scene point features and query features with linear complexity. Extensive experiments on two challenging datasets demonstrate the effectiveness of our DEST-based method. Our method improves the GroupFree baseline in terms of $\text{AP}_{50}$ on ScanNet V2 (+5.3) and SUN RGB-D (+3.2) datasets. Based on the VDETR baseline, Our method sets a new state-of-the-art on the ScanNetV2 and SUN RGB-D datasets.

Poster
MGCFNN: A Neural MultiGrid Solver with Novel Fourier Neural Network for High Wave Number Helmholtz Equations

Yan Xie, Minrui Lv, Chen-Song Zhang

展开摘要

Solving high wavenumber Helmholtz equations is notoriously challenging. Traditional solvers have yet to yield satisfactory results, and most neural network methods struggle to accurately solve cases with extremely high wavenumbers within heterogeneous media. This paper presents an advanced multigrid-hierarchical AI solver, tailored specifically for high wavenumber Helmholtz equations. We adapt the MGCNN architecture to align with the problem setting and incorporate a novel Fourier neural network (FNN) to match the characteristics of Helmholtz equations. FNN, mathematically akin to the convolutional neural network (CNN), enables faster propagation of source influence during the solve phase, making it particularly suitable for handling large size, high wavenumber problems. We conduct supervised learning tests against numerous neural operator learning methods to demonstrate the superior learning capabilities of our solvers. Additionally, we perform scalability tests using an unsupervised strategy to highlight our solvers' significant speedup over the most recent specialized AI solver and AI-enhanced traditional solver for high wavenumber Helmholtz equations. We also carry out an ablation study to underscore the effectiveness of the multigrid hierarchy and the benefits of introducing FNN. Notably, our solvers exhibit optimal convergence of $\mathcal{O}(k)$ up to $k \approx 2000$.

Poster
The Belief State Transformer

Edward S. Hu, Kwangjun Ahn, Qinghua Liu, Haoran Xu, Manan Tomar, Ada Langford, Dinesh Jayaraman, Alex Lamb, John Langford

展开摘要

We introduce the "Belief State Transformer", a next-token predictor that takes both a prefix and suffix as inputs, with a novel objective of predicting both the next token for the prefix and the previous token for the suffix. The Belief State Transformer effectively learns to solve challenging problems that conventional forward-only transformers struggle with, in a domain-independent fashion. Key to this success is learning a compact belief state that captures all relevant information necessary for accurate predictions. Empirical ablations show that each component of the model is essential in difficult scenarios where standard Transformers fall short. For the task of story writing with known prefixes and suffixes, our approach outperforms the Fill-in-the-Middle method for reaching known goals and demonstrates improved performance even when the goals are unknown. Altogether, the Belief State Transformer enables more efficient goal-conditioned decoding, better test-time inference, and high-quality text representations on small scale problems. Website: https://edwhu.github.io/bst-website

Poster
Measuring memorization in RLHF for code completion

Jamie Hayes, Ilia Shumailov, William P. Porter, Aneesh Pappu

展开摘要

Reinforcement learning with human feedback (RLHF) has become the dominant method to align large models to user preferences. Unlike fine-tuning, for which there are many studies regarding training data memorization, it is not clear how memorization is affected by or introduced in the RLHF alignment process. Understanding this relationship is important as real user data may be collected and used to align large models; if user data is memorized during RLHF and later regurgitated, this could raise privacy concerns. In addition to RLHF, other methods such as Direct Preference Optimization (DPO) and $\Psi$PO have gained popularity for learning directly from human preferences, removing the need for optimizing intermediary reward models with reinforcement learning. In this work, we analyze how training data memorization can surface and propagate through each phase of RLHF and direct preference learning. We focus our study on code completion models, as code completion is one of the most popular use cases for large language models. We find that RLHF significantly decreases the chance that data used for reward modeling and reinforcement learning is memorized in comparison to directly fine-tuning on this data, but that examples already memorized during the fine-tuning stage of RLHF, will, in the majority of cases, remain memorized after RLHF. In contrast, we find that aligning by learning directly from human preference data via a special case of $\Psi$PO, Identity Preference Optimization (IPO), increases the likelihood that training data is regurgitated compared to RLHF. Our work suggests that RLHF, as opposed to direct preference learning, is a safer way to mitigate the risk of regurgitating sensitive preference data when aligning large language models. We find our conclusions are robust across multiple code completion datasets, tasks, and model scales.

Poster
MMAU: A Massive Multi-Task Audio Understanding and Reasoning Benchmark

S Sakshi, Utkarsh Tyagi, Sonal Kumar, Ashish Seth, Ramaneswaran Selvakumar, Oriol Nieto, Ramani Duraiswami, Sreyan Ghosh, Dinesh Manocha

展开摘要

The ability to comprehend audio—which includes speech, non-speech sounds, and music—is crucial for AI agents to interact effectively with the world. We present MMAU, a novel benchmark designed to evaluate multimodal audio understanding models on tasks requiring expert-level knowledge and complex reasoning. MMAU comprises 10k carefully curated audio clips paired with human-annotated natural language questions and answers spanning speech, environmental sounds, and music. It includes information extraction and reasoning questions, requiring models to demonstrate 27 distinct skills across unique and challenging tasks. Unlike existing benchmarks, MMAU emphasizes advanced perception and reasoning with domain-specific knowledge, challenging models to tackle tasks akin to those faced by experts. We assess 18 open-source and proprietary (Large) Audio-Language Models, demonstrating the significant challenges posed by MMAU. Notably, even the most advanced Gemini 2.0 Flash achieves only 59.93% accuracy, and the state-of-the-art open-source Qwen2-Audio achieves only 52.50%, highlighting considerable room for improvement. We believe MMAU will drive the audio and multimodal research community to develop more advanced audio understanding models capable of solving complex audio tasks.

Spotlight
On the Relation between Trainability and Dequantization of Variational Quantum Learning Models

Elies Gil-Fuster, Casper Gyurik, Adrian Perez-Salinas, Vedran Dunjko

展开摘要

Quantum machine learning (QML) explores the potential advantages of quantum computers for machine learning tasks, with variational QML among the main current approaches. While quantum computers promise to solve problems that are classically intractable, it has been recently shown that a particular quantum algorithm which outperforms all pre-existing classical algorithms can be matched by a newly developed classical approach (often inspired by the quantum algorithm). We say such algorithms have been dequantized. For QML models to be effective, they must be trainable and non-dequantizable. The relationship between these properties is still not fully understood and recent works raised into question to what extent we could ever have QML models which are both trainable and non-dequantizable. This challenges the potential of QML altogether. In this work we answer open questions regarding when trainability and non-dequantization are compatible. We first formalize the key concepts and put them in the context of prior research. We introduce the role of "variationalness" of QML models using well-known quantum circuit architectures as leading examples. Our results provide recipes for variational QML models that are trainable and non-dequantizable. By ensuring that variational QML models are both trainable and non-dequantizable, we pave the way toward practical relevance.

Poster
Boosting Neural Combinatorial Optimization for Large-Scale Vehicle Routing Problems

Fu Luo, Xi Lin, Yaoxin Wu, Zhenkun Wang, Tong Xialiang, Mingxuan Yuan, Qingfu Zhang

展开摘要

Neural Combinatorial Optimization (NCO) methods have exhibited promising performance in solving Vehicle Routing Problems (VRPs). However, most NCO methods rely on the conventional self-attention mechanism that induces excessive computational complexity, thereby struggling to contend with large-scale VRPs and hindering their practical applicability. In this paper, we propose a lightweight cross-attention mechanism with linear complexity, by which a Transformer network is developed to learn efficient and favorable solutions for large-scale VRPs. We also propose a Self-Improved Training (SIT) algorithm that enables direct model training on large-scale VRP instances, bypassing extensive computational overhead for attaining labels. By iterating solution reconstruction, the Transformer network itself can generate improved partial solutions as pseudo-labels to guide the model training. Experimental results on the Travelling Salesman Problem (TSP) and the Capacitated Vehicle Routing Problem (CVRP) with up to 100K nodes indicate that our method consistently achieves superior performance for synthetic and real-world benchmarks, significantly boosting the scalability of NCO methods.

Poster
Epistemic Monte Carlo Tree Search

Yaniv Oren, Viliam Vadocz, Matthijs T. J. Spaan, Wendelin Boehmer

展开摘要

The AlphaZero/MuZero (A/MZ) family of algorithms has achieved remarkable success across various challenging domains by integrating Monte Carlo Tree Search (MCTS) with learned models. Learned models introduce epistemic uncertainty, which is caused by learning from limited data and is useful for exploration in sparse reward environments. MCTS does not account for the propagation of this uncertainty however. To address this, we introduce Epistemic MCTS (EMCTS): a theoretically motivated approach to account for the epistemic uncertainty in search and harness the search for deep exploration. In the challenging sparse-reward task of writing code in the Assembly language SUBLEQ, AZ paired with our method achieves significantly higher sample efficiency over baseline AZ. Search with EMCTS solves variations of the commonly used hard-exploration benchmark Deep Sea - which baseline A/MZ are practically unable to solve - much faster than an otherwise equivalent method that does not use search for uncertainty estimation, demonstrating significant benefits from search for epistemic uncertainty estimation.

Poster
HShare: Fast LLM Decoding by Hierarchical Key-Value Sharing

Huaijin Wu, Lianqiang Li, Hantao Huang, Tu Yi, Jihang Zhang, Minghui Yu, Junchi Yan

展开摘要

The frequent retrieval of Key-Value (KV) cache data has emerged as a significant factor contributing to the inefficiency of the inference process in large language models. Previous research has demonstrated that a small subset of critical KV cache tokens largely influences attention outcomes, leading to methods that either employ fixed sparsity patterns or dynamically select critical tokens based on the query. While dynamic sparse patterns have proven to be more effective, they introduce significant computational overhead, as critical tokens must be reselected for each self-attention computation. In this paper, we reveal substantial similarities in KV cache token criticality across neighboring queries, layers, and heads. Motivated by this insight, we propose HShare, a hierarchical KV sharing framework. HShare facilitates the sharing of critical KV cache token indices across layers, heads, and queries, which significantly reduces the computational overhead associated with query-aware dynamic token sparsity. In addition, we introduce a greedy algorithm that dynamically determines the optimal layer-level and head-level sharing configuration for the decoding phase. We evaluate the effectiveness and efficiency of HShare across various tasks using three models: LLaMA2-7b, LLaMA3-70b, and Mistral-7b. Experimental results demonstrate that HShare achieves competitive accuracy with different sharing ratios, while delivering up to an $8.6\times$ speedup in self-attention operations and a $2.7\times$ improvement in end-to-end throughput compared with FlashAttention2 and GPT-fast respectively. The source code is publicly available at ~\url{https://github.com/wuhuaijin/HShare}.

Poster
HyperPLR: Hypergraph Generation through Projection, Learning, and Reconstruction

Weihuang Wen, Tianshu Yu

展开摘要

Hypergraphs are essential in modeling higher-order complex networks, excelling in representing group interactions within real-world contexts. This is particularly evident in collaboration networks, where they facilitate the capture of groupwise polyadic patterns, extending beyond traditional pairwise dyadic interactions. The use of hypergraph generators, or generative models, is a crucial method for promoting and validating our understanding of these structures. If such generators accurately replicate observed hypergraph patterns, it reinforces the validity of our interpretations. In this context, we introduce a novel hypergraph generative paradigm, **HyperPLR**, encompassing three phases: Projection, Learning, and Reconstruction. Initially, the hypergraph is projected onto a weighted graph. Subsequently, the model learns this graph's structure within a latent space, while simultaneously computing a distribution between the hyperedge and the projected graph. Finally, leveraging the learned model and distribution, HyperPLR generates new weighted graphs and samples cliques from them. These cliques are then used to reconstruct new hypergraphs by solving a specific clique cover problem. We have evaluated HyperPLR on existing real-world hypergraph datasets, which consistently demonstrate superior performance and validate the effectiveness of our approach.

Poster
Uncertainty Modeling in Graph Neural Networks via Stochastic Differential Equations

Richard Bergna, Sergio Calvo Ordoñez, Felix Opolka, Pietro Lio, José Miguel Hernández-Lobato

展开摘要

We propose a novel Stochastic Differential Equation (SDE) framework to address the problem of learning uncertainty-aware representations for graph-structured data. While Graph Neural Ordinary Differential Equations (GNODEs) have shown promise in learning node representations, they lack the ability to quantify uncertainty. To address this, we introduce Latent Graph Neural Stochastic Differential Equations (LGNSDE), which enhance GNODE by embedding randomness through a Bayesian prior-posterior mechanism for epistemic uncertainty and Brownian motion for aleatoric uncertainty. By leveraging the existence and uniqueness of solutions to graph-based SDEs, we prove that the variance of the latent space bounds the variance of model outputs, thereby providing theoretically sensible guarantees for the uncertainty estimates. Furthermore, we show mathematically that LGNSDEs are robust to small perturbations in the input, maintaining stability over time. Empirical results across several benchmarks demonstrate that our framework is competitive in out-of-distribution detection, robustness to noise perturbations, and active learning, underscoring the ability of LGNSDEs to quantify uncertainty reliably.

Spotlight
Reliable and Diverse Evaluation of LLM Medical Knowledge Mastery

Yuxuan Zhou, Xien Liu, Chen Ning, Xiao Zhang, Ji Wu

展开摘要

Mastering medical knowledge is crucial for medical-specific LLMs. However, despite the existence of medical benchmarks like MedQA, a unified framework that fully leverages existing knowledge bases to evaluate LLMs' mastery of medical knowledge is still lacking. We propose PretexEval, a novel framework that dynamically generates reliable and diverse test samples to evaluate LLMs for any given medical knowledge base. We notice that test samples produced directly from knowledge bases by templates or LLMs may introduce factual errors and also lack diversity. To address these issues, our framework employs predicate equivalence transformations to produce a series of variants for any given medical knowledge point. Finally, these produced predicate variants are converted into textual language, resulting in a series of reliable and diverse test samples. Here, we use our proposed framework to systematically investigate the mastery of medical factual knowledge of 12 well-known LLMs, based on two knowledge bases that are crucial for clinical diagnosis and treatment. The evaluation results illustrate that current LLMs still exhibit significant deficiencies in fully mastering medical knowledge, despite achieving considerable success on some famous public benchmarks. These new findings provide valuable insights for developing medical-specific LLMs, highlighting that current LLMs urgently need to strengthen their comprehensive and in-depth mastery of medical knowledge before being applied to real-world medical scenarios.

Poster
Revisit Large-Scale Image-Caption Data in Pre-training Multimodal Foundation Models

Zhengfeng Lai, Vasileios Saveris, Chen Chen, Hong-You Chen, Haotian Zhang, Bowen Zhang, Wenze Hu, Juan Lao Tebar, Zhe Gan, Peter Grasch, Meng Cao, Yinfei Yang

展开摘要

Recent advancements in multimodal models highlight the value of rewritten captions for improving performance, yet key challenges remain. For example, while synthetic captions often provide superior quality and image-text alignment, it is not clear whether they can fully replace AltTexts: the role of synthetic captions and their interaction with original web-crawled AltTexts in pre-training is still not well understood. Moreover, different multimodal foundation models may have unique preferences for specific caption formats, but efforts to identify the optimal captions for each model remain limited. In this work, we propose a novel, controllable, and scalable captioning pipeline designed to generate diverse caption formats tailored to various multimodal models. By examining short synthetic captions (SSC) and descriptive synthetic captions (DSC) as case studies, we systematically explore their effects and interactions with AltTexts across models such as CLIP, multimodal LLMs, and diffusion models. Our findings reveal that a hybrid approach that keeps both synthetic captions and AltTexts can outperform the use of synthetic captions alone, improving both alignment and performance, with each model demonstrating preferences for particular caption formats. This comprehensive analysis provides valuable insights into optimizing captioning strategies, thereby advancing the pre-training of multimodal foundation models.

Poster
DECO: Unleashing the Potential of ConvNets for Query-based Detection and Segmentation

Xinghao Chen, Siwei Li, Yijing Yang, Yunhe Wang

展开摘要

Transformer and its variants have shown great potential for various vision tasks in recent years, including image classification, object detection and segmentation. Meanwhile, recent studies also reveal that with proper architecture design, convolutional networks (ConvNets) also achieve competitive performance with transformers. However, no prior methods have explored to utilize pure convolution to build a Transformer-style Decoder module, which is essential for Encoder-Decoder architecture like Detection Transformer (DETR). To this end, in this paper we explore whether we could build query-based detection and segmentation framework with ConvNets instead of sophisticated transformer architecture. We propose a novel mechanism dubbed InterConv to perform interaction between object queries and image features via convolutional layers. Equipped with the proposed InterConv, we build Detection ConvNet (DECO), which is composed of a backbone and convolutional encoder-decoder architecture. We compare the proposed DECO against prior detectors on the challenging COCO benchmark. Despite its simplicity, our DECO achieves competitive performance in terms of detection accuracy and running speed. Specifically, with the ResNet-18 and ResNet-50 backbone, our DECO achieves $40.5\%$ and $47.8\%$ AP with $66$ and $34$ FPS, respectively. The proposed method is also evaluated on the segment anything task, demonstrating similar performance and higher efficiency. We hope the proposed method brings another perspective for designing architectures for vision tasks. Codes are available at \url{https://github.com/xinghaochen/DECO} and \url{https://github.com/mindspore-lab/models/tree/master/research/huawei-noah/DECO}.

Poster
Proteina: Scaling Flow-based Protein Structure Generative Models

Tomas Geffner, Kieran Didi, Zuobai Zhang, Danny Reidenbach, Zhonglin Cao, Jason Yim, Mario Geiger, Christian Dallago, Emine Kucukbenli, Arash Vahdat, Karsten Kreis

展开摘要

Recently, diffusion- and flow-based generative models of protein structures have emerged as a powerful tool for de novo protein design. Here, we develop *Proteina*, a new large-scale flow-based protein backbone generator that utilizes hierarchical fold class labels for conditioning and relies on a tailored scalable transformer architecture with up to $5\times$ as many parameters as previous models. To meaningfully quantify performance, we introduce a new set of metrics that directly measure the distributional similarity of generated proteins with reference sets, complementing existing metrics. We further explore scaling training data to millions of synthetic protein structures and explore improved training and sampling recipes adapted to protein backbone generation. This includes fine-tuning strategies like LoRA for protein backbones, new guidance methods like classifier-free guidance and autoguidance for protein backbones, and new adjusted training objectives. Proteina achieves state-of-the-art performance on de novo protein backbone design and produces diverse and designable proteins at unprecedented length, up to 800 residues. The hierarchical conditioning offers novel control, enabling high-level secondary-structure guidance as well as low-level fold-specific generation.

Oral
Neural Sampling from Boltzmann Densities: Fisher-Rao Curves in the Wasserstein Geometry

Jannis Chemseddine, Christian Wald, Richard Duong, Gabriele Steidl

展开摘要

We deal with the task of sampling from an unnormalized Boltzmann density $\rho_D$ by learning a Boltzmann curve given by energies $f_t$ starting in a simple density $\rho_Z$. First, we examine conditions under which Fisher-Rao flows are absolutely continuous in the Wasserstein geometry. Second, we address specific interpolations $f_t$ and the learning of the related density/velocity pairs $(\rho_t,v_t)$. It was numerically observed that the linear interpolation, which requires only a parametrization of the velocity field $v_t$, suffers from a "teleportation-of-mass" issue. Using tools from the Wasserstein geometry, we give an analytical example, where we can precisely measure the explosion of the velocity field. Inspired by Máté and Fleuret, who parametrize both $f_t$ and $v_t$, we propose an interpolation which parametrizes only $f_t$ and fixes an appropriate $v_t$. This corresponds to the Wasserstein gradient flow of the Kullback-Leibler divergence related to Langevin dynamics. We demonstrate by numerical examples that our model provides a well-behaved flow field which successfully solves the above sampling task.

Poster
Metalic: Meta-Learning In-Context with Protein Language Models

Jacob Beck, Shikha Surana, Manus McAuliffe, Oliver Bent, Thomas D Barrett, Juan Jose Garau-Luis, Paul Duckworth

展开摘要

Predicting the biophysical and functional properties of proteins is essential for in silico protein design. Machine learning has emerged as a promising technique for such prediction tasks. However, the relative scarcity of in vitro annotations means that these models often have little, or no, specific data on the desired fitness prediction task. As a result of limited data, protein language models (PLMs) are typically trained on general protein sequence modeling tasks, and then fine-tuned, or applied zero-shot, to protein fitness prediction. When no task data is available, the models make strong assumptions about the correlation between the protein sequence likelihood and fitness scores. In contrast, we propose meta-learning over a distribution of standard fitness prediction tasks, and demonstrate positive transfer to unseen fitness prediction tasks. Our method, called Metalic (Meta-Learning In-Context), uses in-context learning and fine-tuning, when data is available, to adapt to new tasks. Crucially, fine-tuning enables considerable generalization, even though it is not accounted for during meta-training. Our fine-tuned models achieve strong results with 18 times fewer parameters than state-of-the-art models. Moreover, our method sets a new state-of-the-art in low-data settings on ProteinGym, an established fitness-prediction benchmark. Due to data scarcity, we believe meta-learning will play a pivotal role in advancing protein engineering.

Poster
Gumbel Counterfactual Generation From Language Models

Shauli Ravfogel, Anej Svete, Vésteinn Snæbjarnarson, Ryan Cotterell

展开摘要

Understanding and manipulating the causal generation mechanisms in language models is essential for controlling their behavior. Previous work has primarily relied on techniques such as representation surgery---e.g., model ablations or manipulation of linear subspaces tied to specific concepts---to intervene on these models. To understand the impact of interventions precisely, it is useful to examine counterfactuals---e.g., how a given sentence would have appeared had it been generated by the model following a specific intervention. We highlight that counterfactual reasoning is conceptually distinct from interventions, as articulated in Pearl's causal hierarchy. Based on this observation, we propose a framework for generating true string counterfactuals by reformulating language models as a structural equation model using the Gumbel-max trick, which we called Gumbel counterfactual generation. This reformulation allows us to model the joint distribution over original strings and their counterfactuals resulting from the same instantiation of the sampling noise. We develop an algorithm based on hindsight Gumbel sampling that allows us to infer the latent noise variables and generate counterfactuals of observed strings. Our experiments demonstrate that the approach produces meaningful counterfactuals while at the same time showing that commonly used intervention techniques have considerable undesired side effects.

Poster